Lead Opinion
Petitioner Xavier Lewis Reed was convicted in the Circuit Court for Montgomery County of possession with intent to distribute cocaine and possession of cocaine. He received concurrent sentences totaling three years; however, all but nine months were suspended with three years of probation to be served thereafter. The judgment was affirmed by the Court of Special Appeals. We granted petitioner’s Petition for Writ of Certiorari to address the question: “Did the Court of Special Appeals err in holding that Petitioner’s objection to the admission of other crimes evidence was not preserved by his motion in limine?” We hold that the Court of Special Appeals did not err. We shall affirm.
Encompassed within the question presented is petitioner’s attack on the continued viability of the “contemporaneous objection rule.” That rule, with respect to criminal actions, is set forth in Maryland Rule 4-323(a) and provides in pertinent part:
(a) Objections to evidence. An objection to the admission of evidence shall be made at the time the evidence is offered or as soon thereafter as the grounds for objection become apparent. Otherwise, the objection is waived.
Petitioner’s primary request is that this Court change its long-standing position that when trial courts deny motions in limine to exclude evidence, thereby permitting the admission of evidence, the issue of admissibility ordinarily is not preserved for appellate review unless contemporaneous objections are made at the time the evidence is later introduced at trial. By his request, petitioner asks us to revisit Prout v. State,
I. Facts
We restate the facts as summarized in petitioner’s brief:
The State’s case consisted of the testimony of three police officers involved in a narcotics surveillance on January 17, 1997 in the Aspen Hill area of Montgomery County. The subject of that surveillance was an individual described as a black male with hair in corn rows wearing a black leather jacket who was reportedly in possession of a quantity of CDS. One of the officers conducting the surveillance, Detective Mark Yamada, testified that he eventually spotted this individual, whom he identified as the Petitioner, in an apartment complex at the intersection of Bel Pre Road and Georgia Avenue. Yamada saw the Petitioner get into a Chrysler New Yorker with two other black males and followed them to the Leisure World Shopping Center, where he saw the Petitioner and a second male make calls at a pay phone. The men then left that shopping center and drove to the Aspen Manor Shopping Center. Yamada continued his surveillance until a time later on when the three men were arrested by other officers in the surveillance team. Pursuant to that arrest, suspected cocaine was seized---- According to Yamada’s testimony, the substance recovered, which was later verified to be cocaine, was an “eight-ball” which could be broken down into smaller units. He stated that its wholesale value would be anywhere from $120 to $160.
Other officers offered testimony at trial supporting these facts. The defense produced somewhat contradictory evidence as to the
One of the detectives in the case took a statement from petitioner after he had been arrested, advised of his rights, and petitioner had waived those rights. Prior to trial, petitioner filed a motion in limine to exclude portions of that statement, which initially was granted. The motion later was reconsidered by another judge, who ultimately denied the motion to exclude.
The detective who took petitioner’s statement testified at trial. In his testimony, the detective testified as to the questions and answers comprising petitioner’s statement:
Okay. The first question I asked him, do you use or sell drugs? [Petitioner] responded a little of both. I smoke willies. It is a street term for marijuana laced with crack. I score for myself to smoke willies.
What is the most you have ever sold, I asked. $100. I go buy it and pinch off some for myself when I sell it.
Where did you get the crack you had tonight? He said I got it from DC. Were you going to sell it? I was going to smoke it, was his answer.
Were you going to sell it to the girl? And 1 put in parentheses Brigdon. No, she didn’t know anything about it. I have seen her around, but I didn’t really know her.
At that point, I put a line across the end of the conversation we had and both [petitioner] and I signed it.
This testimony was given without objection. It was only later when the State offered the written statement in its entirety that the defense counsel, in response to a query by the court as to whether be had any objections to the admissibility of the document itself, responded: “Your Honor, the objection has been litigated. We would ask to preserve that.”
Holding that the issue had not been properly preserved, the Court of Special Appeals, in an unreported opinion, held:
The Court of Appeals has stated that it will not find reversible error on appeal when objectionable testimony is admitted if the essential contents of that objectionable testimony have already been established and presented to the jury without objection through the prior testimony of other witnesses. Grandison v. State,341 Md. 175 , 218-19,670 A.2d 398 (1995), cert. denied,519 U.S. 1027 ,117 S.Ct. 581 ,136 L.Ed.2d 512 (1996). In the present case, [petitioner] objected to the admission of the written evidence. However, he did not object to Detective D’Ovidio’s testimony describing [petitioner’s] statement. Although [petitioner] had made a pretrial motion in limine, an objection was necessary at the time the evidence was introduced in order to preserve his objection to the admission of that evidence. Prout v. State,311 Md. 348 , 356,535 A.2d 445 (1988); Md. Rule 4-323(a). The evidence, of which [petitioner] now complains, was presented to the jury without objection. Therefore, the trial court’s error was harmless.
Petitioner’s sole argument before this Court is that the Court of Special Appeals erred because “the judge’s denial of his motion in limine was alone sufficient to preserve his objection to the detectives’s recitation of the entire statement.” As is evident, petitioner focuses on the verbal recitation of the statement by the detective, to which petitioner did not object at trial.
II. Prout v. State
Prout,
In Prout, we first summarized the arguments advanced by the parties:
On appeal, the State argues that Prout failed to preserve his objection to the trial court’s ruling on his motion in limine, which excluded the witness’s prostitution and solicitation convictions. The State contends that Maryland Rule 4-322(a),[
Prout,
Whether a trial judge’s ruling granting a motion in limine may be reviewed on appeal when there is no subsequent proffer of the evidence at trial presents a question of first impression in this Court. Typically, a motion in limine is a motion made before or during a jury trial outside of the hearing of the jury, the purpose of which is to prevent the jury from hearing certain questions and statements that are allegedly prejudicial to the movant. Specifically, the motion usually seeks an order restricting opposing counsel from offering questionable evidence before the judge has had an opportunity to rule on its admissibility. Evidence is most often sought to be excluded because it is incompetent, irrelevant, immaterial, privileged, or otherwise inadmissible. See generally McCormick on Evidence § 52, at 128 (E. Cleary 3d ed.1984). Thus, the real purpose of a motion in limine is to give the trial judge notice of the movant’s position so as to avoid the introduction of damaging evidence which may irretrievably infect the fairness of the trial.
Obviously, the trial judge may either grant or deny the motion. If the trial judge admits the questionable evidence, the party who made the motion ordinarily must object at the time the evidence is actually offered to preserve his objection for appellate review. However, when the trial judge resolves these motions by clearly determining that the questionable evidence will not be admitted, and by instructing counsel not to proffer the evidence again during trial, the proponent of the evidence is left with nothing to do at trial but follow the court’s instructions. Under these circumstances, the court’s ruling controls the subsequent course of the trial and the proponent’s objection is preserved for review without any further action on his part.
Id. at 355-56,
The State, however, insists that Maryland Rule 4-322(a) requires that a party make a subsequent proffer or objection when his evidence is excluded. Rule 4-322(a) provides that “[a]n objection to the admission of evidence shall be made at the time the evidence is offered or as soon thereafter as the grounds for objection become apparent. Otherwise the objection is waived.” As we see it, Rule 4-322(a) is inapplicable when a trial judge rules to exclude evidence. Moreover, subsection (c) of Rule 4-322 states that to preserve an objection to a “ruling or order” other than one admitting evidence, “it is sufficient that a party, at the time the ruling or order is made or sought, makes known to the court the action that the party desires the court to take or the objection to the action of the court.” Thus, when a trial judge, in response to a motion in limine, makes a ruling to exclude evidence that is clearly intended to be the final word on the matter, and that will not be affected by the manner in which the evidence unfolds at trial, and the proponent of the evidence makes a contemporaneous objection [ie., at the time of the action by the trial court on the motion in limine], his objection ordinarily is preserved under Rule 4-322(c).
Id. at 356-57,
On the same day we decided Prout, we explained this concept further in Watson v. State,
We find that Watson preserved his objection to the court’s admission of his attempted rape conviction in spite of the fact that he did not object at the precise moment the testimony was elicited. Maryland Rule 4-322(a) provides that “[a]n objection to the admission of evidence shall be made at the time the evidence is offered or as soon thereafter as the grounds for objection become apparent.” In Prout v. State,311 Md. 348 ,535 A.2d 445 (1988), we concluded that when a trial judge makes a final ruling on a motion in limine to admit evidence, the party opposing the admission of the evidence must subsequently object at trial when the evidence is offered to preserve his objection for appeal. Prout,535 A.2d at 449 . In the case sub judice, the trial judge ruled prior to trial on the motion in limine to admit Watson’s prior convictions. Thus, standing alone, Watson’s objection to the trial court’s pretrial ruling would be insufficient to preserve his objection for our review. However, the trial judge reiterated his ruling immediately prior to the State’s cross-examination of Watson. It was during this cross-examination that the State elicited Watson’s prior convictions. As we see it, requiring Watson to make yet another objection only a short time after the court’s ruling to admit the evidence would be to exalt form over substance. We have repeatedly stated that neither this Court nor Rule 4-322(d) requires formal exceptions to the admission of evidence. Covington v. State,282 Md. 540 , 543,386 A.2d 336 , 337 (1978); Elmer v. State,239 Md. 1 , 9,209 A.2d 776 , 781 (1965); Kennedy v. Crouch,191 Md. 580 , 586,62 A.2d 582 (1948); Davis v. State,189 Md. 269 , 273,55 A.2d 702 (1947). Accordingly, we find the issue of the admissibility of Watson’s attempted rape conviction preserved. [Emphasis added.][4 ]
Generally, where a party makes a motion in limine to exclude irrelevant or otherwise inadmissible evidence, and that evidence is subsequently admitted, “the party who made the motion ordinarily must object at the time the evidence is actually offered to preserve [its] objection for appellate review.” Prout v. State311 Md. 348 , 356,535 A.2d 445 , 449 (1988). See Watson v. State,311 Md. 370 , 372-373 n. 1,535 A.2d 455 , 457 n. 1 (1988); Billman v. State Deposit, 88 Md.App. 79, 114-16,593 A.2d 684 , 701-02, cert. denied,325 Md. 94 ,599 A.2d 447 (1991); Beghtol v. Michael,80 Md.App. 387 , 393,564 A.2d 82 , 85 (1989), cert. denied,318 Md. 514 ,569 A.2d 643 (1990); McLain, Maryland Evidence, supra, § 103.12, at 33. See also Rainville v. State,328 Md. 398 , 402-403,614 A.2d 949 , 951 (1992).
See also Leet v. Totah,
We glean the following propositions from Prout. Whether the motion in limine is made before trial or during trial, a court’s ruling which has the effect of admitting contested evidence does not relieve the party, as to whom the ruling is adverse, of the obligation of objecting when the evidence is actually offered. Failure to object results in the non-preservation of the issue for appellate review. On the other hand, when the effect of the ruling [on a motion in limine ] is to exclude the evidence, and the trial judge intends that ruling to “be the final word on the matter,” a contemporane - ous objection made at the time of the ruling ordinarily preserves the issue for appellate review. See Simmons v. State,313 Md. 33 , 37-38,542 A.2d 1258 , 1259-60 (1988).
See also Market Tavern, Inc. v. Bowen,
In sum, the rule from Prout as to rulings on motions in limine that result in the admission of evidence is that the contemporaneous objection rule ordinarily applies. When the evidence, the admissibility of which has
III. Resolution
Petitioner does not quarrel with the interpretations that the appellate courts of this state have ascribed to Prout, but takes the position that we should modify that rule to remove the requirement for a contemporaneous objection when a motion in limine to exclude evidence has been denied. In other words, petitioner asks us to extend the holding of Prout to orders arising out of motions in limine that result in admission of evidence.
In his brief, petitioner offers a review of the focus and function of motions in limine, pointing out the previous, generally accepted position that such motions did not preserve issues for appellate review because they historically had not been considered final, at one time had been considered usurpations of judicial power, and have been considered of limited utility. Petitioner goes on to explain that a “substantial number of courts have held that an adverse ruling” on such a motion sufficiently preserves the issue, that the federal circuits are split on whether to “adhere to the contemporaneous objection requirement,” and that a trend exists in the federal circuits to “soften” the rule. He then states, correctly, that this Court’s position prior to Prout had been that a ruling on such a motion in limine “was never a final appealable order.” After noting the limited change created by Prout as to certain orders excluding evidence arising out of motions in limine, petitioner argues that Maryland Rule 4-323(c) should apply equally to orders resulting in the admission of evidence.
The only way in which we could do as petitioner suggests is to ignore the language of subsections 4~323(a) and (c), their relationship to each other, our discussion and application of those subsections in Prout, and the logic utilized in that opinion to carve out an exception to the contemporaneous objection rule, which currently applies only to a trial court’s orders of exclusion. As relevant to the present case, Rule 4-323(a) states specifically: “An objection to the admission of evidence shall be made at the time it is offered.... Otherwise, the objection is waived.” Subsection (c) states in relevant part: “Objections to other rulings or orders. For purposes of review by the trial court or on appeal of any other ruling or order, it is sufficient that a party, at the time the ruling or order is made or sought, makes known to the court the action that the party desires the court to take or the objection to the action of the court.” (Bolding added.) By its very terms, subsection (a) applies to evidence proffered as admissible at trial. Subsection (c) applies to objections to all other rulings or orders, including rulings or orders that exclude evidence.
We fully explained the different functions of these two subsections of Maryland Rule 4-323 in Prout. As indicated before, we noted in that case:
Rule 4-322(a) provides that “[a]n objection to the admission of evidence shall be made at the time the evidence is offered or as soon thereafter as the grounds for objection become apparent. Otherwise the objection is waived.” As we see it, Rule 4-322(a) is inapplicable when a trial judge rules to exclude evidence. Moreover, subsection (c) of Rule 4-322 states that to preserve an objection to a “ruling or order” other than one admitting evidence, “it is sufficient that a party, at the time the ruling or order is made or sought, makes known to the court the action that the party desires the court to take or the objection to the action of the court.”
Prout,
Petitioner would make the proposed substitution, however, only in instances in which the ruling of the trial court on the motion in limine “was definitive.” That caveat itself, in our view, would be a trap for the unwary. If the pretrial ruling is believed definitive, no objection might be made if the evidence is thereafter proffered at trial. Later, if an appellate court does not interpret the pretrial ruling as definitive, it might hold the evidentiary issue has not been preserved because of the failure to make a contemporaneous objection.
Moreover, the present rule generally promotes consistency and judicial efficiency. Often, the motions judge and the trial judge are different.
Under petitioner’s theory, if the pretrial ruling denying a motion in limine to exclude evidence is “definitive,” it is final. If final, what is the trial judge to do when the evidence is later offered? Evidence deemed relevant prior to trial may no longer be relevant at the time it is proffered at trial. If the motion in limine ruling was definitive, and thus a final ruling, does it remain admissible even though subsequent events at trial have established that it is not relevant? Can the party that prevailed at the pretrial proceeding object to later consideration on the ground that the pretrial ruling was definitive and thus final? If the trial judge makes a separate ruling, does she or he err? If the trial judge disagrees with the motions judge’s definitive ruling and rules differently, which ruling is final for appellate purposes? And finally, does the issue of the “definitiveness” of what occurred at the motions hearing turn into a “mini-trial” within the trial on the merits? All of these contingencies render petitioner’s proposal, in our view, a complicated concept at best. The contemporaneous objection rule, Maryland Rule 4-323(a), is simple, efficient, and fair in its operation. In other words, it works.
Petitioner points out several instances in which trial attorneys have not adhered to the contemporaneous objection rule and, according to petitioner, have been “waylaid on the road to appellate review by the requirements of the rule.” Much the same could be said of
Petitioner contends that in Prowl,
IV. Conclusion
We decline the invitation to apply the holding of Front to denials of motions in limine to exclude evidence. When a pretrial ruling results in the admission of evidence, the contemporaneous objection rule, Maryland Rule 4-323(a), shall continue to apply. Contemporaneous objections to the admission of evidence normally must be made when the evidence is offered at trial.
JUDGMENT AFFIRMED; COSTS TO BE PAID BY PETITIONER.
Dissenting Opinion by RAKER, J., in which ELDRIDGE, J., joins.
Notes
. The defense counsel in Prout made an oral motion in limine prior to opening statements to "advise the court” of his intention to cross-examine the State’s only witness about several prior convictions. The State objected, and the trial court ultimately permitted defense counsel to inquire only as to two of that witness’ convictions. The defense counsel did not object to the court’s order at the time the defense counsel would have cross-examined the witness about her other convictions. The defendant was found guilty.
On appeal, the State contended that the defense failed to preserve its objection to the judge’s ruling on the motion in limine, which excluded the evidence the defense sought to introduce. We explained in footnote four of Prout the effect of the denial of the defense’s motion in limine to admit certain evidence:
Prout’s motion in limine differed from the ordinary motion in limine because the motion asked the court to admit, rather than exclude evidence. Thus, the court’s denial of Prout’s motion in limine had the same effect as the grant of a traditional motion in limine, i.e., to exclude the proffered evidence. Accordingly, we will treat the trial judge's ruling on Prout’s motion in limine as if it were a grant of a motion to exclude.
Prout,
. Former Rule 4-322 was renumbered as present Rule 4-323 on June 3, 1988.
. The use of the words "contemporaneous objection” at this point in Prout refers to an opposition to the exclusionary action of the trial court at the time of the hearing or decision on the motion in limine.
. In Watson,
. As is obvious, United States Gypsum was a civil case. Maryland Rule 2-517 applies to civil cases in the circuit court and, as relevant to the issues here presented, contains the same provisions with respect to contemporaneous objections found in Maryland Rule 4-323.
. In the present case, one judge heard the initial pretrial motion. Prior to trial, the issue was presented again and the motion ruled on by a different judge who ultimately presided throughout the trial.
. That language in Prout was qualified by a requirement that the court make clear that its ruling was intended to be definitive.
. Rulings on motions to strike evidence, such as nonresponsive or objectionable answers to questions that were not clearly objectionable themselves, would be, in those circumstances, “definitive,” i.e., final rulings. Of course, trial judges retain the right to change rulings on evidence admissibility. In cases of such changes, the latter ruling is normally the final or "definitive” ruling.
Dissenting Opinion
dissenting.
I would reverse the judgment of the Court of Special Appeals. First, I would hold that under the facts of this case, the alleged error was preserved for appellate review. Second, I would eliminate the requirement of a contemporaneous objection to preserve for appellate review a trial court’s denial of a motion in limine.
Although not specifically provided for in the Maryland Rules of Procedure, a motion in limine is widely used by practitioners in an effort to exclude prejudicial evidence from trial. The question which frequently arises is whether the motion in limine is sufficient to preserve any error for appeal when the motion is denied, or whether an objection was required when the evidence was introduced at trial. Within the framework of Prout, the Majority adheres to the contemporaneous objection rule, and holds that a pre-trial order denying a motion in limine is ordinarily insufficient to preserve for appeal the question of the admissibility of the evidence. I disagree. I would hold that a motion in limine is sufficient in and of itself to preserve an alleged error of a pretrial evidentiary ruling, regardless of whether the in limine ruling was to admit or to exclude the evidence, and without the requirement of a contemporaneous objection at trial. Accordingly, I dissent.
A motion in limine is ordinarily made at the beginning of a trial, or before a trial actually commences, with the purpose of excluding prejudicial matters from the knowledge of the jury. Black’s Law Dictionary (6th ed.1990) defines “in limine ” as “on or at the threshold; at the very beginning; preliminarily.” Such motions are beneficial in that they reduce the need for bench conferences, eliminate the necessity for curative instructions to a jury to disregard inadmissible evidence, and generally minimize interruptions during trial.
There is a split of opinion around the country on the necessity for a contemporaneous objection to preserve error raised in a motion in limine. Generally, the First, Fifth, Eighth, and Eleventh Circuits adhere to the contemporaneous objection requirement. See, e.g., Goulah v. Ford Motor Co.,
The Third, Fourth, Seventh, Ninth, Tenth and D.C. Circuits have abolished the requirement and have held that a denial of a motion in limine alone may be sufficient to preserve error. See, e.g., United States v. Madoch,
A workable rule that emerges from those cases that have relaxed or eliminated the contemporaneous objection requirement is that an objection to the denial of the motion in limine is alone sufficient to preserve the alleged error if the substance of the objection has been thoroughly explored at the hearing on the motion, the order denying the motion is explicit and definitive, the evidence offered at trial is substantially consistent with the evidence considered at the hearing on the motion, and there is no suggestion that the trial court would reconsider the matter at trial. See Palmerin,
The Ninth Circuit in Palmerin v. City of Riverside,
To require invariably a contemporaneous objection after a rejected in limine motion would be tantamount to requiring formal exceptions. This would exalt the form of timely objection over the substance of whether a proper objection has been made and considered by the trial court.
We, therefore, reject an invariable requirement that an objection that is the subject of an unsuccessful motion in limine be renewed at trial.
Id. at 1413.
In United States v. Mejia-Alarcon,
The Prowl rule is the real trap for Maryland practitioners. The Prout rule permits preservation when the motion in limine is granted, but not so when the motion is denied. Contrary to the pronouncement of the Majority, the rule does not promote consistency and judicial efficiency. Indeed, the contrary is true. The Prowl rule is subject to discretionary and sometimes arbitrary application, leading to inconsistent results. See, e.g., Watson v. State,
As this Court in Watson v. State,
In the case sub judice, Reed objected pre-trial, and the trial judge reconsidered the evidence immediately prior to the commencement of the trial. Is this not form exalted over substance to require yet another objection? Clearly, the Maryland Rules have eliminated the need for formal exceptions to preserve objections. Md. Rule 4-323(d) Formal exceptions unnecessary; see also Watson,
In this case, the judge presiding at the trial held full argument on the motion in limine. The trial judge made a final, definitive ruling denying the motion. At trial, when the evidence was offered, defense counsel stated: “The objection has been litigated. We would ask to preserve that.” An objection when the evidence was offered at trial would have been futile and have added nothing. As the Supreme Court of Oregon observed:
In the case at bar, defense counsel did not have to walk barefoot through any more legal coals to protect his client’s record.He made a sufficient offer of proof of what would happen in the trial to permit the court to rule intelligently on the propriety of the offered evidence, he asked for a final ruling and, although the trial judge was not obligated to do so, the judge gave a final ruling. There was no need for any further procedure to preserve the assignment of error.
State v. Foster,
Accordingly, I would reverse the judgment of the Court of Special Appeals and remand the case to that court for a consideration of the issue on the merits.
Judge ELDRIDGE has authorized me to state that he joins in the views expressed herein.
. The Mejia-Alarcon court adopted a three-part test to determine whether it was necessary to renew the objection at trial. First, the appellate court asks whether the matter was adequately presented to the trial court. Second, the appellate court determines whether the issue is of the type that can be finally decided pre-trial. Third, the appellate court decides whether the trial court's ruling was definitive. United States v. Mejia-Alarcon,
