Lead Opinion
Concurring opinion filed by Circuit Judge TATEL.
The purpose of the Individuals with Disabilities Education Act (“IDEA”) is “to ensure that all children with disabilities have available to them a freé appropriate public education.” 20 U.S.C. § 1400(d)(1)(A). The statute contains a fee-shifting provision that permits parents and legal guardians to recover reasonable attorneys’ fees and costs if they prevail in certain, statutorily prescribed proceedings. See 20 U.S.C. § 1415(i)(3)(B). In calculating a fee award, courts take into account both the “number of hours reasonably expended in litigation” and the “reasonable hourly rate” for the services provided, which is determined in part by reference to the prevailing market-rate for attorneys’ services. Eley v. District of Columbia,
Appellants, parents and legal guardians of children with disabilities who prevailed in IDEA proceedings, filed suit in the District Court seeking reasonable attorneys’ fees and costs related to these proceedings. Appellants also sought an award of “fees-on-fees” for work done in connection with their pursuit of fees for the IDEA proceedings. The District Court granted both requests, but did not award Appellants the full amounts requested.
Appellants contend that the District Court erred in excluding certain hours spent at “settlement conferences” from their fee award. Appellants alsо assert that the District Court abused its discretion in refusing to find that the “prevailing market rate” for attorneys’ fees in IDEA cases is aligned with the Lajfey Matrix, a fee matrix originally compiled to reflect the prevailing market rate for “complex federal litigation.” See Laffey v. Nw. Airlines, Inc. (Laffey I),
We agree with Appellants that the District Court should not have excluded certain hours billed as “settlement conferences” from its initial fee award calculation. However, we hold that the Dis
I. BACKGROUND
A. The Individuals with Disabilities Education Act
As noted above, the purpose of IDEA is “to ensure that all children with disabilities have available to them a free appropriate public education that emphasizes special education and related services designed to meet their unique needs.” 20 U.S.C. § 1400(d)(1)(A). IDEA provides a variety of mechanisms for students to receive the assistance they require. This assistance includes аn “impartial due process hearing. . .conducted by the State educational agency or by the local educational agency” after a party has filed a complaint, 20 U.S.C. § 1415(f)(1)(A), pertaining to “any matter relating to the identification, evaluation, or educational-placement of [a] child, or the provision of a free appropriate public education to such child,” § 1415(b)(6)(A).. Parents or legal guardians who prevail in such proceedings are permitted to bring suit, in district court to request the award of “reasonable attorneys’ fees” and related costs. 20 U.S.C. § 1415(i)(3)(B)(i).
Though fee applicants “bear[ ] the burden of establishing entitlement to an award,” IDEA provides relatively little guidance to either the courts or litigants regarding how, precisely, these “reasonable attorneys’ fees” are to be calculated. Eley,
To establish an entitlement to a particular fee award, fee applicants must document the hours spent litigating in IDEA proceedings in which they prevailed. See id. (quoting Covington,
In addition to providing an accounting of the hours spent on a particular IDEA claim, fee applicants must establish the reasonable hourly rate at which these hours should be reimbursed in order to prevail on a request -for a fee award. Eley,
First, litigants have claimed that IDEA litigation should be accorded the same rates laid out in the aforecited “Laffey Matrix.” Two variants of the Laffey Matrix, intended to update the original matrix to reflect current market rates, are potentially implicated by such requests: (1) the USAO Laffey Matrix, which is maintained by the United States Attorney’s Office for the District of Columbia and adjusts -the rates set forth in the original Laffey Matrix to “account for inflation by using the Consumer Price Index for All. Urban Consumers of the United States Bureau of Labor Statistics”; and (2) the Legal Services Index (LSI) Laffey Matrix, which “uses the Legal Services Index of the Bureau of Labor Statistics to adjust for inflation.” See Eley,
Second, fee applicants have tried to' establish the prevailing market rate by providing evidence of the fees charged, and received, by IDEA litigators. While practitioners appear to frequently state that their rates are identical to some version of the Laffey Matrix, this means of establishing the' “prevailing market ratе” is not conceptually linked to the Laffey Matrix. See Price v. District of Columbia,
B. The Proceeding Below
Appellants in this case are the parents and legal guardians of six students who prevailed in separate due process hearings. On November 10, 2014, they filed suit in the District Court requesting the award of “reasonable fees and costs” associated with their IDEA claims. The District Court referred the case to a Magistrate Judge for full case management. Appellаnts then submitted , a Motion for Summary Judgment, attaching a summary of the hours expended litigating these cases and materials intended to demonstrate that the prevailing market rate for IDEA, eases was consistent with the rates set forth in the LSI Laffey Matrix. In response, the Dis
The Magistrate Judge issued a Report and Recommendation which found, in relevant part, that certain hours spent by Appellants’ counsel traveling to and participating in “settlement conference^]” should be excluded from Appellants’ fee award because such meetings are not recompensable under the IDEA. Judicial Appendix (“JA”) 369, 370, 371, 373, 374. The Magistratе Judge also rejected Appellants’ requests for the application of a prevailing market rate equal to “enhanced Laffey Matrix .or Laffey Matrix rates,” JA 379, and proposed that all but one Appellant be awarded “three-quarters of the [USAO] Laffey rates,” JA 384; see JA 376-84.
Appellants objected to the Magistrate’s Report on two grounds. First, Appellants argued that IDEA cases constitute “complex litigation.” Therefore, according to Appellants, the Magistrate Judge erred in declining to apply the rates laid out in the Laffey Matrix in calculating the fees due in this case. In support of 'this claim, Appellants submitted six affidavits from lawyers averring that IDEA litigation in - which they hаd been involved was no less complex than other cases in which the courts have applied the Laffey Matrix in calculating attorneys’ fees. Second, Appellants argued that, in calculating the fees due, the Magistrate Judge erred in removing hours spent by counsel in “settlement conferences.”
On September 28, 2016, the District Court granted in part and denied in part both Appellants’ and Appellee’s Motions for Summary Judgment, awarding Appellants $89,158.60 in attorneys’ fees and costs. The District Court held that it would “adopt the Magistrate Judge’s recommendation to exclude hours billed for ‘settlement conferences’” from the fee award. Reed v. District of Columbia,
The District Court also rejected Appellants’ request that the “enhanced Laffey matrix” be used to determine the reasonable hourly rate for their counsel’s efforts during the underlying administrative proceedings. The court stated that while fee matrices have been recognized as a “ ‘useful starting point in calculating the prevailing market rate’ for attorneys’ services,” Appellants had not provided sufficient evidence to demonstrate that they should be awarded rates in line with this matrix. Id. at 127 (quoting Eley,
Shortly after the District Court issued its original fee award, Appellants filed a request for fees-on-fees, fees associated with attempting to secure the attorneys’ fees and costs incurred in the underlying IDEA due process hearings. See JA 494. Appellants argued that the LSI Laffey Matrix reflected the prevailing market
II. ANALYSIS
A. Standard of Review
This court reviews fee awards for abuse of discretion and will not upset a district court’s hourly rate determinations “absent clear misapplication of legal principles, arbitrary fact finding, or unprincipled disregard for the record evidence.” Eley,
B. Resolution Sessions
Appellants are correct that the District Court abused its discretion in excluding certain hours classified as “settlement conferences” in their billing records from their fee award. IDEA makes clear that hours spent in “resolution sessions” are nonreimbursable and, thus, should not be included in a prevailing party’s 'fee award. See 20 U.S.C. § 1415(f)(1)(B); § 1415(i)(3)(D)(ii)-(iii); D.D. ex rel. Davis,
Appellants claim that the “settlement conferences” at issue here were, as the District Court reported, “sham resolution sessions,” which fell short of the standards prescribed by IDEA. Reed,
The District Court thus .abused its discretion in dismissing out of hand Appellants’ claims that the disputed hours were not resolution sessions. Cf. Radtke v. Caschetta,
C. Appropriate Rate
Over the course of this litigation, Appellants have requested a prevailing market rate for the attorneys’ fees associated with their success in the underlying IDEA administrative hearings that is pegged to the LSI Laffey Matrix. In connection with this broad contention, Appellants have raised two arguments on appeal that were not clearly presented to or fully considered by the District Court: (1) The prevailing market rate for IDEA litigation aligns with rates contained in the LSI Laffey Matrix as evidenced by affidavits stating that IDEA attorneys charge their clients rates matching this matrix. Br. for Appellants at 10. (2) The rates awarded by the District Court are insufficient to attract competent counsel to take on these kinds of cases and, as such, are impermissibly low. Br. for Appellants at 17-20. There are two problems with these claims. First, they were not fully explored with the District Court. Second, even after a generous read of the record, we can find no substantial or compelling evidence to support the points now pressed by Appellants. In these circumstances, it would imprudent for us to opine on these matters in the face of such a spare record. We do not mean to say that the positions lack merit. Rather, we simply mean to say that the issues should be left for another day when the claims can be appropriately fleshed out. See Singleton v. Wulff,
Appellants’ principal argument on appeal, which was raised with the District Court, is that IDEA cases constitute “complex federal litigation” for purposes of the
In Eley v. District of Columbia, this court bracketed the question of “whether IDEA litigation is in fact sufficiently ‘complex’ to use either version of the Laffey Matrix.”
Following our decision in Eley, Appellants in this case proffered six affidavits from attorneys who are familiar with, or have litigated, IDEA cases. The affidavits claim that IDEA matters are akin to “complex federal litigation.” JA 413-45. These affidavits include statements noting that practitioners have found “legal work under the IDEA to be far more complex than Title VII work and civil rights work [previоusly recognized examples of ‘complex federal litigation’].” JA 413. They also explain that IDEA cases are complex because they involve the application of “specialized nonlegal knowledge regarding, special education,” JA 413, 424, 430, 434, 438, 442, and “limited discovery and pretrial exchange,” which makes preparing for and litigating “IDEA cases more complicated, especially because hearing officers typically allow respondents to spontaneously adjust defenses,” JA 414, 424, 431, 434, 438, 442.
In our view, the District Court did not abuse its discretion in holding that, while Appellants may have demonstrated that IDEA proceedings arе complicated “in some sense,” they fell short of establishing that “such matters are complex federal litigation,” Reed,
We appreciate that attorneys who litigate IDEA cases may have “specialized non-legal knowledge.” But this is true in a number of specialized fields. We also understand that IDEA litigants may not have discovery and pre-trial exchanges of the sort found 'in other federal litigation, But the'absence of discovery may suggest that IDEA eases are not as complex as cases in which discovery is extensive. In other words; what Appellants have offered is insufficient to demonstrate that IDEA cases involve complex federal litigation.
To be clear, we do not mean to rule out the possibility that future fee applicants may be аble to demonstrate that IDEA cases are “complex federal litigation” to which the Laffey Matrix presumptively applies, It will not be easy, however, as Laf-fey is not very helpful in explicating “complex federal litigation,”
We have applied the Laffey Matrix to requests for attorneys’ fees brought pursuant to 42 U.S.C. § 1988. See, e.g., Covington,
It is intended that the amount of fees awarded under [§ 1988] be governed by the same standards which prevail in other types of equally complex Federal litigation, such as antitrust cases[,] and not be reduced because the rights involved may be nonpecuniary in nature. The appropriate standards, see Johnson v. Georgia Highway Express, 488 F.2d 714 (5th Cir. 1974), are correctly applied in such cases as Stanford Daily v. Zurcher,64 F.R.D. 680 (N.D. Cal. 1974); Davis v. County of Los Angeles, 8 E.P.D. ¶ [P] 9444 (C.D. Cal. 1974); and Swann v. Charlotte-Mecklenburg Board of Education,66 F.R.D. 483 (W.D.N.C. 1975).
Blum,
Unfortunately, the case law provides little guidance to litigants attempting to demonstrate that IDEA cases constitute “complex federal litigation.” The main point here is that, regardless of whеther future fee applicants can divine a unifying thread that will bring IDEA cases under the umbrella of “complex fedei’al litigation,” it is clear that Appellants failed to do so in this case.
D. Fees-on-Fees
IDEA litigants are entitled to receive compensation for the hours expended pursuing an initial fee award in District Court. See Kaseman v. District of Columbia,
This court has yet to determine whether all aspects of an IDEA litigation should be treated as a unified whole, subject to the same prevailing market rate. But cf. Jester v. Gov’t of District of Colum
III. CONCLUSION
For the reasons set forth above, we affirm the judgment of the District Court with respect to its determination of the prevailing market rate for both Appellants’ initial request .for fees and their fees-on-fees motion. We reverse and remand the District Court’s judgment excluding certain hours spent in “settlement conferences” from Appellants’ fee award.
Concurrence Opinion
concurring:
Attorneys seeking compensation under the Individuals with Disabilities Education Act are entitled to reasonable fees, 20 U.S.C. § 1415(i)(3)(B)(i), and bear the burden of demonstrating that the rates they seek are consistent with those “prevailing in the .community in which the action or proceeding arose for the kind and quality of services furnished,”, id. § 1415(i)(3)(C). A reasonable fee is “one that is adequate to attract competent counsel, but that does not produce windfalls to attorneys.” Blum v. Stenson,
In complex cases — such as antitrust, school desegregation, Title VII, and Fourth Amendment suits, see id. at 893-94,
Last year, in Eley v. District of Columbia,
It is true that fee applicants bear the burden of establishing the reasonableness of their rates and that district court fee awards are reviewed for abuse of discretion. Copeland v. Marshall,
Take, for example, Title VII litigation. During the past ten years, we have considered more than 200 Title VII cases and almost 30 IDEA claims. In thе process, we have wrestled with the two statutes and their regulations, reviewed an enormous variety of evidentiary records, read hundreds of briefs, and observed the performance of many lawyers — some more skilled than others. Based on my own experience hearing dozens of these cases and authoring opinions in many, I think it quite obvious that IDEA litigation is as complex as Title VII litigation,
Like Title VII litigation, IDEA litigation arises under a complicated statutory framework, supplemented by detailed regulations. See, e.g., K.A. ex rel. F.A. v. Fulton County School District,
IDEA and Title VII litigation share many other complexities. Both involve sophisticated non-legal subjects: in Title VII litigation, statistics, employment testing, and workplace compensation; in IDEA litigation, child psychology, speech and language pathology, occupational therapy, physical therapy, and special education curricula. Both types of litigation rely heavily on еxperts in a variety of fields: in
To be sure, many IDEA cases, like the ones at issue here, are relatively small. But that is also true of Title VII cases. See, e.g., Robbins v. District of Columbia,
For these reasons, were this panel not bound by Eley, I would hold, as a matter of law, that IDEA litigation is sufficiently complex to warrant Laffey rates. See Eley,
