Lead Opinion
delivered the opinion of the Court.
Subject to certain exceptions, the Copyright Act (Act) requires copyright holders to register their works before suing for copyright infringement. 17 U. S. C. § 411(a) (2006 ed., Supp. II). In this case, the Court of Appeals for the Second Circuit held that a copyright holder’s failure to comply with §411(a)’s registration requirement deprives a federal court of jurisdiction to adjudicate his copyright infringement claim. We disagree. Section 411(a)’s registration requirement is a precondition to filing a claim that does not restrict a federal court’s subject-matter jurisdiction.
I
A
The Constitution grants Congress the power “[t]o promote the Progress of Science and useful Arts, by securing for limited Times to Authors . . . the exclusive Right to . . . their . . . Writings.” Art. I, §8, cl. 8. Exercising this power, Congress has crafted a comprehensive statutory scheme governing the existence and scope of “[cjopyright protection” for “original works of authorship fixed in any tangible medium of expression.” 17 U. S. C. § 102(a) (2006 ed.). This scheme gives copyright owners “the exclusive rights” (with specified statutory exceptions) to distribute, reproduce, or publicly perform their works. § 106. “Anyone who violates any of the exclusive rights of the copyright owner as provided” in the Act “is an infringer of the copyright.” § 501(a). When such infringement occurs, a copyright owner “is entitled, subject to the requirements of section Ipil, to institute an action” for copyright infringement. § 501(b) (emphasis added).
This case concerns “the requirements of section 411” to which § 501(b) refers. Section 411(a) provides, inter alia and with certain exceptions, that “no civil action for infringement of the copyright in any United States work shall be instituted until preregistration or registration of the copy
B
The relevant proceedings in this case began after we issued our opinion in New York Times Co. v. Tasini,
The consolidated complaint alleged that the named plaintiffs each own at least one copyright, typically in a freelance article written for a newspaper or a magazine, that they had registered in accordance with § 411(a). The class, however, included both authors who had registered their copyrighted works and authors who had not. See App. 94.
Because of the growing size and complexity of the lawsuit, the District Court referred the parties to mediation. For
The parties moved the District Court to certify a class for settlement and to approve the settlement agreement. Ten freelance authors, including Irvin Muehnick (hereinafter Muehnick respondents), objected. The District Court overruled the objections; certified a settlement class of freelance authors under Federal Rules of Civil Procedure 23(a) and (b)(3); approved the settlement as fair, reasonable, and adequate under Rule 23(e); and entered final judgment. At no time did the Muehnick respondents or any other party urge the District Court to dismiss the case, or to refuse to certify the class or approve the settlement, for lack of subject-matter jurisdiction.
The Muehnick respondents appealed, renewing their objections to the settlement on procedural and substantive grounds. Shortly before oral argument, the Court of Appeals sua sponte ordered briefing on the question whether §411(a) deprives federal courts of subject-matter jurisdiction over infringement claims involving unregistered copyrights. All parties filed briefs asserting that the District Court had subject-matter jurisdiction to approve the settlement agreement even though it included unregistered works.
Relying on two Circuit precedents holding that § 411(a)’s registration requirement was jurisdictional, see
Judge Walker dissented. He concluded “that § 411(a) is more like the [nonjurisdictional] employee-numerosity requirement in Arbaugh [v. Y & H Corp.,
We granted the owners’ and publishers’ petition for a writ of certiorari, and formulated the question presented to ask whether § 411(a) restricts the subject-matter jurisdiction of the federal courts over copyright infringement actions.
II
A
. “Jurisdiction” refers to “a court’s adjudicatory authority.” Kontrick v. Ryan,
While perhaps clear in theory, the distinction between jurisdictional conditions and claim-processing rules can be confusing in practice. Courts — including this Court — have sometimes miseharacterized claim-processing rules or elements of a cause of action as jurisdictional limitations, particularly when that characterization was not central to the case, and thus did not require close analysis. See Arbaugh v. Y & H Corp.,
In light of the important distinctions between jurisdictional prescriptions and claim-processing rules, see, e. g., id., at 514, we have encouraged federal courts and litigants to “facilitate]” clarity by using the term “jurisdictional” only when it is apposite, Kontrick, supra, at 455. In Arbaugh, we described the general approach to distinguish “jurisdictional” conditions from claim-processing requirements or elements of a claim:
“If the Legislature clearly states that a threshold limitation on a statute’s scope shall count as jurisdictional, then courts and litigants will be duly instructed and will not be left to wrestle with the issue. But when Con*162 gress does not rank a statutory limitation on coverage as jurisdictional, courts should treat the restriction as nonjurisdictional in character.”546 U. S., at 515-516 (citation and footnote omitted).
The plaintiff in Arbaugh brought a claim under Title VII of the Civil Rights Act of 1964, which makes it unlawful “for an employer ... to discriminate,” inter alia, on the basis of sex. 42 U. S. C. § 2000e-2(a)(l). But employees can bring Title VII claims only against employers that have “fifteen or more employees.” § 2000e(b). Arbaugh addressed whether that employee numerosity requirement “affects federal-court subject-matter jurisdiction or, instead, delineates a substantive ingredient of a Title VII claim for relief.”
Our holding turned principally on our examination of the text of § 2000e(b), the section in which Title VII’s numerosity requirement appears. Section 20Q0e(b) does not “clearly stat[e]” that the employee numerosity threshold on Title VII’s scope “eount[s] as jurisdictional.” Id., at 515-516, and n. 11. And nothing in our prior Title VII cases compelled the conclusion that even though the numerosity requirement lacks a clear jurisdictional label, it nonetheless imposed a jurisdictional limit. See id., at 511-513. Similarly, §2Q00e(b)’s text and structure did not demonstrate that Congress “rank[ed]” that requirement as jurisdictional. See id., at 513-516. As we observed, the employee numerosity requirement is located in a provision “separate” from § 2000e-5(f)(3), Title VII’s jurisdiction-granting section, distinguishing it from the “amount-in-eontroversy threshold ingredient of subject-matter jurisdiction in . .. diversity-of-jurisdiction under 28 U. S. C. §1332.” Arbaugh,
We now apply this same approach to § 411(a).
B
Section 411(a) provides:
“Except for an action brought for a violation of the rights of the author under section 106A(a), and subject to the provisions of subsection (b), no civil action for infringement of the copyright in any United States work shall be instituted until preregistration or registration of the copyright claim has been made in accordance with this title. In any case, however, where the deposit, application, and fee required for registration have been delivered to the Copyright Office in proper form and registration has been refused, the applicant is entitled to institute a civil action for infringement if notice thereof, with a copy of the complaint, is served on the Register of Copyrights. The Register may, at his or her option, become a party to the action with respect to the issue of registrability of the copyright claim by entering an appearance within sixty days after such service, but the Register’s failure to become a party shall not deprive the court of jurisdiction to determine that issue.” (Footnote omitted.)
We must consider whether § 411(a) “clearly states” that its registration requirement is “jurisdictional.” Arbaugh, supra, at 515. It does not. Amicus disagrees, pointing to the presence of the word “jurisdiction” in the last sentence of § 411(a) and contending that the use of the term there indicates the jurisdictional cast of §411(a)’s first sentence as well. Brief for Court-Appointed Amicus Curiae in Support of Judgment Below 18 (hereinafter Amicus Brief). But this reference to “jurisdiction” cannot bear the weight that ami
“The Register [of Copyrights] may, at his or her option, become a party to the [copyright infringement] action with respect to the issue of registrability of the copyright claim by entering an appearance within sixty days after such service, but the Register’s failure to become a party shall not deprive the court of jurisdiction to determine that issue.” § 411(a) (emphasis added).
Congress added this sentence to the Act in 1976, 90 Stat. 2583, to clarify that a federal court can determine “the issue of registrability of the copyright claim” even if the Register does not appear in the infringement suit. That clarification was necessary because courts had interpreted §411(a)’s precursor provision,
Moreover, §411(a)’s registration requirement, like Title VII’s numerosity requirement, is located in a provision “separate” from those granting federal courts subject-matter jurisdiction over those respective claims. See Arbaugh, supra, at 514-515. Federal district courts have subject-
Nor does any other factor suggest that 17 U. S. C. §411(a)’s registration requirement can be read to “ ‘speak in jurisdictional terms or refer in any way to the jurisdiction of the district courts.’ ” Arbaugh, supra, at 515 (quoting Zipes,
That the numerosity requirement in Arbaugh could be considered an element of a Title VII claim, rather than a prereq
The registration requirement in 17 U. S. C. § 411(a) fits in this mold. Section 411(a) imposes a precondition to filing a claim that is not clearly labeled jurisdictional, is not located in a jurisdiction-granting provision, and admits of congressionally authorized exceptions. See §§411(a)-(c). Section 411(a) thus imposes a type of precondition to suit that supports nonjurisdietional treatment under our precedents.
Amicus insists that our decision in Bowles,
Bowles did not hold that any statutory condition devoid of an express jurisdictional label should be treated as jurisdictional simply because courts have long treated it as such. Nor did it hold that all statutory conditions imposing a time limit should be considered jurisdictional.
In Bowles, we considered 28 U. S. C. § 2107, which requires parties in a civil action to file a notice of appeal within 30 days of the judgment being appealed, and Rule 4 of the Federal Rules of Appellate Procedure, which “carries §2107 into practice.”
Bowles therefore demonstrates that the relevant question here is not (as amicus puts it) whether § 411(a) itself has long been labeled jurisdictional, but whether the type of limitation that § 411(a) imposes is one that is properly ranked as jurisdictional absent an express designation. The statutory limitation in Bowles was of a type that we had long held did “speak in jurisdictional terms” even absent a “jurisdictional” label, and nothing about § 2107’s text or context, or the historical treatment of that type of limitation, justified a departure from this view. That was not the case, however, for the types of conditions in Zvpes and Arbaugh.
III
Amicus argues that even if § 411(a) is nonjurisdietional, we should nonetheless affirm on estoppel grounds the Court of Appeals’ judgment vacating the District Court’s order approving the settlement and dismissing the case. According to amicus, petitioners asserted previously in these proceedings that copyright registration was jurisdictional, and this assertion should estop them from now asserting a right to waive objections to the authors’ failure to register. Amicus urges us to prevent the parties “from ‘playing fast and loose with the courts’ by ‘deliberately changing positions accord
We agree that some statements in the parties’ submissions to the District Court and the Court of Appeals are in tension with their arguments here. But we decline to apply judicial estoppel. As we explained in New Hampshire, that doctrine typically applies when, among other things, a “party has succeeded in persuading a court to accept that party’s earlier position, so that judicial acceptance of an inconsistent position in a later proceeding would create the perception that either the first or the second court was misled.” Ibid, (internal quotation marks omitted).
Such circumstances do not exist here for two reasons. First, the parties made their prior statements when negotiating or defending the settlement agreement. We do not fault the parties’ lawyers for invoking in the negotiations binding Circuit precedent that supported their clients’ positions. Perhaps more importantly, in approving the settlement, the District Court did not adopt petitioners’ interpretation of § 411(a) as jurisdictional. Second, when the Court of Appeals asked petitioners to brief whether § 411(a) restricted the District Court’s subject-matter jurisdiction, they argued that it did not, and the Court of Appeals rejected their arguments. See App. to Reply Brief for Petitioners 3a-5a, and n. 2. Accepting petitioners’ arguments here thus cannot create “inconsistent court determinations” in their favor. New Hampshire, supra, at 751 (internal quotation marks omitted). We therefore hold that the District Court had authority to adjudicate the parties’ request to approve their settlement.
IV
Our holding that § 411(a) does not restrict a federal court’s subject-matter jurisdiction precludes the need for us to address the parties’ alternative arguments as to whether the District Court had authority to approve the settlement even under the Court of Appeals’ erroneous reading of §411. In
We also decline to address whether §411(a)’s registration requirement is a mandatory precondition to suit that — like the threshold conditions in Arizona v. California,
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We reverse the judgment of the Court of Appeals for the Second Circuit and remand this case for proceedings consistent with this opinion.
It is so ordered.
Notes
Other sections of the Act — principally §§408-410 — detail the registration process, and establish remedial incentives to encourage copyright holders to register their works, see, e. g., § 410(c); 17 U. S. C. §412 (2006 ed. and Supp. II).
See La Resolana Architects, PA v. Clay Realtors Angel Fire,
We appointed Deborah Jones Merritt to brief and argue the case, as amicus curiae, in support of the Court of Appeals’ judgment. Ms. Merritt has ably discharged her assigned responsibilities.
See Act of Mar. 4, 1909, § 12, 35 Stat. 1078.
Cf. Zipes,
See Jones v. Bock,
Bowles, for example, distinguished Scarborough v. Principi,
This conclusion mirrors our holding in Zipes that Title VIPs EEOC filing requirement was nonjurisdietional, even though some of our own decisions had characterized it as jurisdictional. See
Amicus’ remaining jurisdictional argument — that the policy goals underlying copyright registration support construing §411(a)’s registration provisions as jurisdictional, see Amicus Brief 45 — is similarly unavailing. We do not agree that a condition should be ranked as jurisdictional merely because it promotes important congressional objectives. See Arbaugh v. Y & H Corp.,
Concurrence Opinion
with whom Justice Stevens and Justice Breyer join, concurring in part and concurring in the judgment.
I agree with the Court’s characterization of 17 U. S. C. § 411(a) (2006 ed. and Supp. II). That provision, which instructs authors to register their copyrights before commencing suit for infringement, “is a precondition to filing a claim that does not restrict a federal court’s subject-matter jurisdiction.” Ante, at 157. I further agree that Arbaugh v. Y & H Corp.,
In Arbaugh, we held nonjurisdietional a prescription confining Title VII’s coverage to employers with 15 or more employees, 42 U. S. C. §2000e-2(a)(l). After observing that “the 15-employee threshold . . . ‘d[id] not speak in jurisdictional terms or refer in any way to the jurisdiction of the district courts,’ ”
“If the Legislature clearly states that a threshold limitation on a statute’s scope shall count as jurisdictional, then courts and litigants will be duly instructed and will not be left to wrestle with the issue. But when Congress does not rank a statutory limitation on coverage as jurisdictional, courts should treat the restriction as nonjurisdietional in character. Applying that readily administrable bright line to this case, we hold that the threshold number of employees for application of Title VII is an element of a plaintiff’s claim for relief, not a jurisdictional issue.”546 U. S., at 515-516 (citation and footnote omitted).
As the above-quoted passage indicates, the unanimous Arbaugh Court anticipated that all federal courts would thereafter adhere to the “bright line” held dispositive that day.
Bowles moved in a different direction. A sharply divided Court there held “mandatory and jurisdictional” the time limits for filing a notice of appeal stated in 28 U. S. C. § 2107(a), (c).
Bowles and Arbaugh can be reconciled without distorting either decision, however, on the ground that Bowles “rel[ied] on a long line of this Court’s decisions left undisturbed by Congress.” Union Pacific R. Co. v. Locomotive Engineers,
Plainly read, Arbaugh and Bowles both point to the conclusion that § 411(a) is nonjurisdictional. Section 411(a) “does not speak in jurisdictional terms or refer in any way to the jurisdiction of the district courts.” Zipes,
Bowles does not detract from that determination. Amicus, reading Bowles as I do, urges on its authority that we hold §411(a) jurisdictional lest we disregard “‘a century’s worth of precedent.’” Brief for Court-Appointed Amicus Curiae in Support of Judgment Below 26 (quoting Bowles,
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For the reasons stated, I join the Court’s judgment and concur in part in the Court’s opinion.
E. g., Eberhart v. United States,
