Lead Opinion
This appeal requires this Court to determine whether Appellant Red Mendoza introduced sufficient evidence at trial to support her claim alleging hostile-environment sexual harassment. We conclude that she did not, and therefore we hold that the district court properly granted Appellee Borden’s Rule 50(b) motion for judgment as a matter of law on Mendoza’s sexual-harassment claim.
I. Procedural History
In April 1997, Mendoza filed a complaint in the United States District Court for the Southern District of Florida against Borden alleging a variety of employment claims. Mendoza asserted claims for age discrimination under the Age Discrimination in Employment Act (“ADEA”), disability discrimination under the Americans with Disabilities Act (“ADA”), retaliation under Title VII, and sexual harassment under Title VII. Mendoza also asserted state-law claims alleging intentional infliction of emotional distress and discrimination in violation of the Florida Civil Rights Act.
Following discovery, Borden moved for summary judgment on all claims. After hearing oral argument, the district court granted summary judgment to Borden on all of Mendoza’s claims except her sexual-harassment and disability-discrimination claims.
The parties then proceeded to a jury trial. Following the conclusion of Mendoza’s case in chief, the district court granted judgment as a matter of law to Borden on her remaining claims including Mendoza’s
Mendoza appealed the district court’s orders awarding summary judgment to Borden on her ADEA, retaliation, and state-law claims and the district court’s order granting Borden judgment as a matter of law on Mendoza’s sexual-harassment and ADA claims. A panel of this Court affirmed the district court’s summary-judgment rulings and the entry of judgment as a matter of law on the ADA claim, but reversed the district court’s ruling on Borden’s motion for judgment as a matter of law on Mendoza’s sexual-harassment claim. Mendoza v. Borden, Inc.,
We agree with the panel that the district court properly granted Borden’s motions for summary judgment and judgment as a matter of law on Mendoza’s claims for age discrimination, disability discrimination, retaliation, intentional infliction of emotional distress, and discrimination in violation of the Florida Civil Rights Act. Therefore, we affirm the district court’s entry of judgment in favor of Borden on Mendoza’s claims for age discrimination, disability discrimination, retaliation, and Mendoza’s state-law claims. However, we disagree with the panel’s conclusion on Mendoza’s sexual-harassment claim. For the reasons below, we conclude that the district court did not err in granting Borden’s motion for judgment as a matter of law on Mendoza’s sexual-harassment claim.
II. Factual Background
Mendoza worked in Borden’s Miami facility for a total of sixteen months. In December 1993, Mendoza began work with Borden as a temporary employee in the accounting department. In April 1994, she became a permanent employee. Her employment ended in April 1995. According to Borden, Mendoza’s employment ended because she was absent from work for three consecutive days without calling to explain her absence as required by Borden’s written personnel policies.
During most of her tenure with Borden, Mendoza’s supervisor was Daniel Page. He began working in the Miami facility in May 1994; and therefore, his employment overlapped with Mendoza’s for approximately eleven months. As the controller of the Miami facility, Page was the highest ranking Borden employee at the facility. Thus, Page exercised supervisory authority over Mendoza.
The Miami facility where Mendoza worked consisted of several discrete areas. The plant where the milk was processed constituted the majority of the facility, but the facility also included various offices, hallways, and an outdoor picnic area. Mendoza worked in the same office area with eight to twelve other accounting clerks. Page worked in a glass-enclosed office situated in one corner of that office area. From his desk, Page could observe the rest of the office area.
In sexual harassment cases, the courts must consider the alleged conduct in context and cumulatively. Therefore, we set forth all alleged harassing conduct so that we can look at the totality of the circumstances. At trial, Mendoza testified to these instances of conduct by Page. First, she testified that:
the man was constantly watching me and following me around and looking me up and down, whether it was face to face with me or as I would get up from a lunch table or from the picnic table to walk away and to go back to the office.
Later, Mendoza further explained Page’s conduct:
He seemed to be wherever I was in the plant. He followed me not around the office, but around the hallways in the Plant. Okay? He was at a lunch table in the lunch room. He would be at a picnic table outside. And he would look me up and down, very, in a very obvious fashion. When I was face to face with him, when I would get up and walk away from these tables or areas, I would feel him watching me up and down from— okay.
Finally, Mendoza reiterated that Page’s following and watching “was a constant thing” and that Page never said anything during the following and watching.
Mendoza also testified about two instances when Page “looked at me up and down, and stopped in my groin area and made a ... sniffing motion.” Mendoza described these two instances as follows:
There was an incident where I was standing at a copy machine direct right next to his office. I was making copies. I felt somebody watching me. I looked directly to my right. He was sitting at a chair in the conference room, which is approximately 20, 25 feet away from me, at a chair at the end of the table. And he looked at me up and down, and stopped in my groin area and made a (indicating) sniffing motion.
This also happened another time. It had to be in March, I had the flu. I went into his office — he was sitting at his computer — to tell him that my doctor wanted me to take time off because of this flu. And he turned around to his right, looked directly at me, up and down, and stopped again in the groin area, made a sniffing motion again, (indicating), like that.
(Emphasis supplied). In one instance, Page was twenty to twenty-five feet away from Mendoza, and in the other, Page was sitting at his computer when Mendoza entered his office. She further testified to one other time when he walked around her desk and sniffed without looking at her groin. Mendoza admitted that Page also never said anything to her during what she perceived to be the sniffing nor the looking up and down.
Explaining her only allegation that included any physical conduct, Mendoza testified that while she was at a fax machine in a hallway, Page passed by her and “rubbed his right hip up against my left hip” while touching her shoulder and smiling. Mendoza’s complete description of this follows:
I was doing a fax. We had a small coffee machine directly outside the office to the right of our office. I was doing a fax. And this was — the fax machine was by the doorway, and he rubbed — he went by me and he rubbed his right hip up against my left hip. I was at an angle, rubbed against me, walked by me, touched my shoulders at the same time, simultaneously. I was startled, I looked up, and he gave me a big smile.
When asked if Page said anything at that point, Mendoza testified, “No, he didn’t.” Mendoza also explained that this was the only physical contact during the eleven months she worked for Page. Finally, Mendoza described an incident when she confronted Page by entering his office and saying “I came in here to work, period.” According to Mendoza, Page responded by saying “Yeah, I’m getting fired up, too.”
III. Standard of Review and Standard for Granting Judgments as a Matter of Law
This Court reviews de novo a district court’s denial of a motion for judgment as a matter of law. Combs v. Plantation Patterns,
We recognize that claims of employment discrimination, including sexual-harassment claims, present fact-intensive issues. However, we agree with the Fifth Circuit’s observation that motions for summary judgment or judgment as a matter of law are appropriate to “police the baseline for hostile environment claims.” Indest v. Freeman Decorating, Inc.,
IV. Discussion
Title VII of the Civil Rights Act of 1964 prohibits employment discrimination on the basis of “race, color, religion, sex, or national origin.” 42 U.S.C. § 2000e-2(a)(1). It expressly prohibits refusing to hire or discharging an employee based on a prohibited factor. Id. Likewise, Title VII also expressly provides that “[i]t shall be an unlawful employment practice for an employer ... otherwise to discriminate against any individual with respect to his [or her] compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.” Id.
Title VII does not mention sexual harassment. Nevertheless, the Supreme Court and this Court long have recognized that “[t]he phrase ‘terms, conditions, or privileges of employment’ evinces a congressional intent to strike at the entire spectrum of disparate treatment of men and women in employment, which includes requiring people to work in a discriminato-rily hostile or abusive environment.” Harris v. Forklift Systems, Inc., 510 U.S. 17, 21,
To establish a hostile-environment sexual-harassment claim under Title VII based on harassment by a supervisor, an employee must show: (1) that he or she belongs to a protected group; (2) that the employee has been subject to unwelcome sexual harassment, such as sexual advances, requests for sexual favors, and other conduct of a sexual nature; (3) that the harassment must have been based on the sex of the employee; (4) that the harassment was sufficiently severe or pervasive to alter the terms and conditions of employment and create a discriminatorily abusive working environment; and (5) a basis for holding the employer liable. Henson,
Although Title VII’s prohibition of sex discrimination clearly includes sexual harassment, Title VII is not a federal “civility code.” Oncale v. Sundowner Offshore Services, Inc.,
Sexual harassment constitutes sex discrimination only when the harassment alters the terms or conditions of employment. The paradigm of sexual harassment as federally prohibited employment discrimination occurs when an employee’s expressed terms of employment, such as salary or continued employment, are conditioned upon compliance with the employer’s sexual demands. Burlington Indus.,
Absent such “explicit” discrimination, an employee must make some showing in order to connect allegations of sexual harassment to a violation of Title VII. Thus, in the cases traditionally described as hostile-environment cases, an employer’s harassing actions toward an employee do not constitute employment discrimination under Title VII unless the conduct is “sufficiently severe or pervasive ‘to alter the conditions of [the victim’s] employment and create an abusive working environ
Establishing that harassing conduct was sufficiently severe or pervasive to alter an employee’s terms or conditions of employment includes a subjective and an objective component. Harris,
The objective component of this analysis is somewhat fact intensive. Nevertheless, the Supreme Court and this Court have identified the following four factors that should be considered in determining whether harassment objectively altered an employee’s terms or conditions of employment: (1) the frequency of the conduct; (2) the severity of the conduct; (3) whether the conduct is physically threatening or humiliating, or a mere offensive utterance; and (4) whether the conduct unreasonably interferes with the employee’s job performance. Allen v. Tyson Foods,
Other circuits have applied these factors to delineate a minimum level of severity or pervasiveness necessary for harassing conduct to constitute discrimination in violation of Title VII. Many decisions throughout the circuits have rejected sexual-harassment claims based on conduct that is as serious or more serious than the conduct at issue in this appeal. Shepherd v. Comptroller of Public Accounts of Texas,
In this appeal, the conduct alleged by Mendoza falls well short of the level of either severe or pervasive conduct sufficient to alter Mendoza’s terms or conditions of employment. Construing the evidence in the light most favorable to Mendoza, she presented evidence of four categories of harassing conduct: (1) one instance in which Page said to Mendoza “I’m getting fired up”; (2) one occasion in which Page rubbed his hip against Mendoza’s hip while touching her shoulder and smiling; (3) two instances in which Page made a sniffing sound while looking at Mendoza’s groin area and one instance of sniffing without looking at her groin; and (4) Page’s “constant” following and staring at Mendoza in a “very obvious fashion.”
As an initial matter, whether Page’s conduct testified to by Mendoza includes the necessary sexual or other gender-related connotations to be actionable sex discrimination is questionable. See Brill v.
As another example, although “following and staring” can betray romantic or sexual attraction, the everyday observation of fellow employees in the workplace is also a natural and unavoidable occurrence when people work together in close quarters or when a supervisor keeps an eye on employees. For example, Mendoza described Page’s constant “following and staring” as “he always seemed to be wherever I was. If I was in the lunch room, he was there. If I was at a picnic table outside on a break, he was there.” Nevertheless, because we conclude that the conduct established by Mendoza was not sufficiently severe or pervasive to alter Mendoza’s terms or conditions of employment, we assume, but do not decide, that this conduct is sexual in nature and thus might implicate sex discrimination.
Turning to the heart of this appeal, an examination of the factors from Harris and applied in Allen demonstrates that Mendoza did not endure conduct that was so severe or pervasive that it altered the terms or conditions of her employment. Three of the four factors—physically threatening or humiliating conduct, interference with job performance, and severity—are clearly absent from the conduct established by Mendoza. The other factor—frequency of the harassing conduct— is also for the most part lacking, but to the extent Mendoza showed frequent conduct, the frequency of it does not compensate for the absence of the other factors.
First and most importantly, Mendoza did not present evidence that Page’s conduct was “physically threatening or humiliating” or that the cumulative effect of this conduct “unreasonably interfered” with Mendoza’s job performance. Even construing the evidence in the light most favorable to Mendoza, Page’s statement “I’m getting fired up” and the sniffing sounds are hardly threatening or humiliating. Compare Hall v. Gus Const Co.,
Second, none of the conduct alleged by Mendoza is severe. Even if somehow offensive, Page’s statement “I’m getting fired up,” the three sniffing sounds, the one instance of physical conduct, and the following/staring are much less severe than the incidents of sexual banter and inappropriate touching described, and found insufficient, by the Second Circuit in Quinn and the Fourth Circuit in Hopkins, for example. Quinn,
Third, aside from Page’s “constant” following and staring, the conduct asserted by Mendoza was not frequent. She established a single instance of slight physical contact, one arguably inappropriate statement, and three instances of Page’s making a sniffing sound. These instances occurred over an eleven-month period and therefore were far too infrequent to alter the conditions under which Mendoza was required to perform her job. Cfi Sprague,
To the extent Mendoza’s testimony about “constant” following and staring established the frequency factor, this evidence does not create a jury issue on Mendoza’s sexual-harassment claim. There is no allegation of any staring or following Mendoza outside the workplace or of any calling Mendoza after work. Regarding the workplace, Mendoza admits that Page never followed her in the office part of the plant where Mendoza worked, and thus necessarily spent most of her time.
Given normal office interaction among employees, the following and staring in the manner described by Mendoza are not the type of conduct that can render Mendoza’s claim actionable, even with evidence that the following and staring were “constant” and thus “frequent” under the Harris factors. Also, considering the following and staring described by Mendoza with and in the context of the sniffs, one verbal statement, and one slight touching as Page walked by the fax, we find Mendoza’s claim still falls far short of actionable hostile environment sexual harassment.
For the foregoing reasons, we conclude that the district court did not err in granting Borden judgment as a matter of law on Mendoza’s sexual-harassment claim under Title VII. We agree with the panel’s decision in this case that the district court properly granted summary judgment and judgment as a matter of law on Mendoza’s other claims. Therefore, we affirm the district court’s entry of judgment in favor of Borden on Mendoza’s claims for age discrimination, disability discrimination, retaliation, and Mendoza’s state-law claims. The judgment of the district court is
AFFIRMED.
Notes
. All judges concur in the majority opinion’s disposition of Mendoza’s claims for age and disability discrimination, retaliation, and under state law. The opinion for the Court on her sexual harassment claim is joined in full by Chief Judge Anderson and Judges Edmondson, Cox, Dubina, Black, and Carnes. Regarding her sexual harassment claim, Judges Edmondson and Carnes also file separate concurring opinions; Judge Tjoflat files a dissenting opinion, in which Judges Birch, Barkett, and Marcus join; Judge Barkett files a dissenting opinion, in which Judge Birch joins.
. The jury trial began with opening statements at 1:13 P.M. on May 13 and concluded on May 14 by 10:15 A.M. Mendoza’s entire testimony covers seventy-nine pages, but her direct and cross examination about Page's harassing conduct totals twenty-four pages. Since her testimony is fairly brief, we are able to quote her exact descriptions of Page’s conduct in order to assure full consideration of Mendoza’s allegations cumulatively and in context. Besides Mendoza, only one other witness testified at trial. Jenny Voltapelti, who is married to Mendoza's dentist, testified that during several dental appointments, Mendoza related to her that she was being sexually harassed at work. Voltapelti did not recall the details that Mendoza related.
. Although Page never used vulgar language with her, Mendoza did testify that other workers did. The example Mendoza gave was Ms. Diaz's being in the habit of sharing with Ms. Murphy her sexual plans with her husband.
. Regarding this fifth factor, the Supreme Court held recently that in claims based on a supervisor’s harassment, an employer may be vicariously liable for actionable hostile environment discrimination caused by a supervisor with immediate (or successively higher) authority over the employee—subject to an affirmative defense. Faragher v. City of Boca Raton,
. To establish that the harm alleged was “based on her sex,” Mendoza "must show that but for the fact of her sex, she would not have been the object of harassment.” Henson v. City of Dundee,
. Mendoza says she never went into the processing plant which constituted the majority of the Miami facility.
. The initial panel opinion does not either. Mendoza v. Borden, Inc.,
. Judge Tjoflat’s dissent cites seven decisions involving following and/or staring. However, each case involves additional conduct that is far more egregious than what Mendoza alleges, and those cases in the dissent, if anything, highlight the insufficiency of Mendoza’s evidence. For example, the dissent notes that Cross v. Alabama Dep't of Mental Health & Mental Retardation,
The other staring and following cases cited in Judge Tjoilat's dissent also involve egregious conduct that is missing here. Westvaco Corp. v. United Paperworkers Intern.,
The dissent's cases vividly demonstrate why Mendoza's hostile environment claim is not actionable and why holding that her claim is actionable would deviate significantly from the law of other circuits.
. In Baskerville, the Seventh Circuit made an alternative holding that in any event the plaintiff loses because the defendant company took all reasonable steps to protect plaintiff from Hall and was not vicariously liable. Baskerville v. Culligan International Co.,
The court in Gleason reiterated that the "central teaching of the Baskerville opinion [is that] low-level harassment’ is not actionable — [this holding] was recently re-affirmed by another panel of this court in Galloway v. General Motors,
. Sexual harassment in the workplace is a serious matter. However, beyond taking us out of step with the other circuits, holding that the conduct here constitutes sexual harassment actionable under Title VII would trivialize true instances of sexual harassment. See, e.g., Dees v. Johnson Controls World Services, Inc.,
Both dissents cite decisions from other circuits which they contend found conduct as serious or less serious than Page’s sufficiently severe or pervasive to be actionable sexual harassment. However, when all alleged conduct in those decisions is accurately listed, these decisions, if anything, highlight the insufficiency of Mendoza’s evidence. Williams v. General Motors,
Concurrence Opinion
concurring:
I concur in today’s judgment and court opinion.
I write separately on a point, which the court’s opinion does not reach, that I think deserves some attention: the essence of a Title VII case, including one based on a claim of sexual harassment, is plaintiffs proof of actual discrimination. And in this case, plaintiff never presented evidence that other employees — particularly men— at her workplace were treated considerably differently and better than she was treated. This failure of proof (apart from other reasons) warranted the district court’s grant of a judgment as a matter of law for defendant.
Plaintiff says she, at the job site, was “constantly” observed and followed by her supervisor. She says her supervisor brushed against her once at the fax machine. She also says that, after she angrily entered her supervisor’s office (where he was already meeting with another employee) and said she was there “to work, period,” the supervisor replied “Yeah, I’m getting fired up, too.” And she says, on two or three occasions, the supervisor (after looking her up and down) looked in the direction of her groin and sniffed.
Nothing in the record suggests that other employees, including men, were treated differently. When plaintiff was asked if other employees were treated the same as she was treated, she testified that she did not know.
Title VII was never intended to protect employees from all unpleasant and rude conduct in the workplace.
It shall be an unlawful employment practice for an employer—
(1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin;
42 U.S.C. § 2000e-2(a) (emphasis added). “The critical issue, Title VIPs text indicates, is whether members of one sex are exposed to disadvantageous terms or conditions of employment to which members of the other sex are not exposed.” Oncale v. Sundowner Offshore Servs., Inc.,
The conduct of which plaintiff complains is neither obviously sexual in nature nor even sex-specific. That supervisors regularly look at employees or place themselves in the same common areas of the workplace as employees can occur whether the employees are men or- women. A supervisor can bump-into men at The office occasionally. The phrase “I’m getting fired up, too” is not necessarily (and frequently is not) a sexual statement. The words can readily be explained as either a statement of anger or exasperation which could have been aimed at any'employee— man or woman — who interrupts a conference to inject some heated protest towards the supervisor. Even' the looking-and-sniffing incidents are not unambiguously sexual gestures. To sniff at something or someone is commonly understood to be a sign of contempt or disdain; a man or a woman could be the subject of that disdain and of that treatment.
My thought is not that the supervisor’s conduct in this case could not possibly have sexual connotations. I suppose that almost every act can — depending on context, tone of voice and so on.
My thought is this one: at least when the sexual content of a supervisor’s conduct is not obvious, a plaintiff asserting a claim of sexual discrimination in employment must present some evidence that plaintiffs coworkers, those not of plaintiffs sex, were treated differently and better.
Here plaintiff put forward just two witnesses, including herself. Neither of the witnesses claimed to know whether other employees — especially men — were treated significantly differently and better than plaintiff. Discrimination based on plaintiffs sex must be proved in harassment cases. The proof of discrimination was insufficient. This failure of proof by itself
. This question and answer is all that we have to go on about how other people were treated:
Q: Well, you say [your supervisor] smiled at you. But, in fact, he smiled at other employees, also, didn’t he?
A: I don't know what he did with other employees.
. See, e.g., Oncale v. Sundowner Offshore Servs., Inc.,
. Sometimes harassment plaintiffs are complaining of conduct that is definitely sex-specific or very clearly sexual in nature, for example, an invitation by a supervisor to engage in sexual intercourse. In' those distinctive cases, .the discrimination might be inferred from the conduct (it is circumstantial evidence of discrimination based on sex) without further evidence: in the example, it is too unlikely that the same invitation would have been made by the same supervisor to a person of a different sex than plaintiff. But this footnote's example illustrates an exceptional case. A claim of sexual harassment is a claim of disparate treatment. The rule is that the plaintiff must, actually prove discrimination, normally by evidence showing directly that similarly situated persons not of plaintiff's sex were treated differently and better.
Concurrence Opinion
concurring:
Concurring fully in the judgment of the Court and in Judge Hull’s opinion for it, I write separately to discuss the reluctance courts should have about permitting plaintiffs who claim sexual harassment to rely upon their subjective interpretations of ambiguous conduct. An essential part of Mendoza’s contention that she was sexually harassed is based upon her perception that Page, her supervisor, constantly followed her around and stared at her. That is her perception, or more specifically, what she testified at trial is her perception, of the frequency and the manner in which Page went to where she was in the work place and looked at her during the eleven months she was under his supervision.
Mendoza’s perception that Page had followed her around and looked at her in an offensive way brings to mind a recent Seventh Circuit case in which the plaintiff perceived that her boss had regularly talked to her in a “sexy voice.” See Minor v. Ivy Tech State College,
Cole talked, she thought, in a very friendly way, the way a boyfriend might talk; his voice was sexy; and though he never asked her for a date or proposed any sexual or otherwise erotic connection, she believed that his calls constituted overtures awaiting a response from her. She says that his words were at times “stalker-like” and “had these overtones at certain times that were sexual,” but she does not indicate what the words were that gave her these impressions.
Id. The plaintiff in Minor also said that Cole, her boss, once entered her office and told her he had been watching her through a window, which she thought was “lecherous of Cole,” and it really scared her. Id. There was objectionable conduct, including Cole putting his arms around her, squeezing her, and kissing her while saying, “Now, is this sexual harassment?” Id. at 857.
The Seventh Circuit affirmed the grant of summary judgment for the defendant in Minor, holding that the “sexy voice” conduct was outside the period of limitations and should not be considered. But the Court went on to hold in the alternative that even if that conduct was considered, there was still insufficient evidence of sexual harassment to avoid summary judgment. The Seventh Circuit explained why this had to be so:
As for Cole’s “sexy voice,” we are concerned about the legal risk that would be placed on employers if a plaintiff in a sexual harassment case could get to a jury on the basis of nebulous impressions concerning tone of voice, body language, and other nonverbal, nontouching modes of signaling. It is one thing to tell a supervisor that he should not propose sex to a subordinate, display pornographic pictures to her, or touch her in a suggestive fashion; those are indeed things that an employer should tell its supervisors not to do. It is another thing for an employer to be required under pain of legal sanctions to make sure that its supervisors never inflect their voice or posture in such a way that a woman might think they were “coming on” to her. That would be a counsel of perfection, and the aims of Title VII are more modest.
Id. at 858.
There are good reasons that this is so. In addition to those discussed by the Seventh Circuit in Minor, there is also the problem of perception prevarication. An employee who makes up or exaggerates a description of objective conduct runs a risk of being found out that is greater than the risk run by an employee who is attempting to make a case based upon her subjective impressions. There is more temptation to exaggerate, to “puff,” to put subjective spin on the facts. A plaintiff describing her subjective impressions can say that while her supervisor’s conduct might have appeared neutral to some, she felt, believed — just knew — it was lecherous. That is what the plaintiff in Minor said about the voice her boss used when talking with her: sh’e considered it “sexy” and stalker-like. Id. at 856. Similarly, Mendoza testified that when her boss was looking at her, he was staring in an offensive manner; and when he turned up where she was in the workplace, he had followed her there.
And what could Page or any other supervisor accused of doing something that was objectively neutral but perceived by a subordinate to be lecherous do to rebut testimony about those perceptions? If an employee says that her supervisor looked or stared at her in a sexy way, or spoke to her in a sexy voice, or did both things, how is a supervisor who is innocent of any lecherous intent or thoughts to establish his innocence? Supervisors must observe,
This case illustrates the dangers of permitting litigation by perception. At her deposition, Mendoza was questioned about her claim that Page had followed her around the workplace:
Q. The second thing you mentioned was that Dan Page followed you all over the place.
A. Yes, he did, several times. This happened several times, two, three times that I can remember. I would go to the routeman’s room reference paperwork. And when I would come out, go to the left to go back to my office, he would be at the end of the hall and watching me and smiling at me. Several times I laughed in his face. He might have taken it to be a smile like I enjoyed it. It wasn’t a smile. I laughed in his face.
For Mendoza, the problem with her perception about Page following her around only “several times, two, three that I can remember,” as she described it under oath at deposition, is that it was unlikely to get her to the jury, to give her a chance at recovery from the company that had terminated her because she failed to come to work for three consecutive days. Given the nature of perceptions, however, that was no problem for Mendoza. When she got to trial, she simply changed her perception. During her trial testimony, she no longer perceived that Page had followed her around only “several times, two, three times that I can remember,” but instead perceived that he had followed her around “constantly.”
The Court does well to rule out litigation by perception and require objectively offensive conduct that is itself severe or pervasive before a Title VII claim can go to a jury.
. The Minor court correctly recognized that "stalking a female employee crosses the line," id. at 858, but also rejected any notion that the employee's perception of whether she had been stalked is controlling. The plaintiff in that case testified that she perceived the conduct of Cole, her supervisor, to be "stalker-
In reaching that conclusion, the Minor court noted: "Cole did not follow Minor about, or drive past her home, or call her late at night, or query her about her personal life. He did not engage her in conversations about sex or love.” Id. at 858. Although Mendoza did testify that Page followed her about the workplace, that is not enough to distinguish this case from Minor — to make this a "stalker” case. As the context of Minor's remark about Cole not following Minor about makes clear, the court there was talking about off-hours conduct (“or drive past her home, or call her late at night”), or conduct that had no conceivable connection to supervisory duties (“He did not engage her in conversations about sex or love.”). The court was not talking about an employee’s perception of on-the-job conduct by a supervisor whose duties included observing employees.
That the present case does not involve stalking is obvious from the undisputed fact, which the Court’s opinion makes clear, that it never occurred to Mendoza and her attorney, to use the word “stalking” to describe Page’s conduct. They did not do so in the trial court, in their panel briefs, or in their en banc briefs. So far removed are these facts from a stalking case that it never occurred to anyone at the pre-trial, trial, or panel appeal levels of this case to describe Page as a stalker. The remarkable revelation that this is a stalking case has come only to the authors of the dissenting opinions at this, the en banc stage. Their insight in this regard is as belated as it is unique. What appears so obvious to them now apparently never occurred to either of them at the panel stage, because their carefully crafted panel opinion fails even to mention the word “stalk” or any derivative of it.
Concurrence Opinion
concurring in part, and dissenting in part, in which BIRCH, BARRETT and MARCUS, Circuit Judges, join:
In its zeal to discourage the filing of frivolous lawsuits, the Court today hands down an opinion that will certainly be used by other courts as a model of how not to reason in hostile environment sexual harassment cases brought under Title VII.
I.
Title VII forbids an employer from “dis-criminat[ing] against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.... ” 42 U.S.C. § 2000e-2(a)(1) (1994). Sexual harassment is a form of sex discrimination within the meaning of Title VII. See, e.g., Meritor Savs. Bank, FSB v. Vinson, 477 U.S. 57, 65-67,
In order to establish a hostile work environment sexual harassment claim, an employee must show: (1) that the employee belongs to a protected group; (2) that the employee was subject to unwelcome sexual harassment; (3) that the harassment was based upon the employee’s sex; (4) that the harassment was sufficiently severe or pervasive to alter a “term, condition, or privilege” of employment and create an abusive working environment; and (5) a basis for holding the employer liable. Henson v. City of Dundee,
With regard to the fourth element, sufficient severity or pervasiveness, the harassing conduct must create both an objectively hostile or abusive environment — one “that a reasonable person would find hostile or abusive” — and a subjectively hostile or abusive environment — one that “the victim ... subjectively perceivefs] ... to be abusive.” Harris v. Forklift Sys., Inc.,
In determining whether a plaintiff has met the burden of 'alleging sufficient harassment, the Supreme Court has recently reaffirmed “that the objective severity of harassment should be judged from the perspective of a reasonable person in the plaintiffs position, considering ‘all the circumstances.’ ” Oncale v. Sundowner Offshore Servs., Inc.,
The inquiry is both fact intensive, and contextually specific. It “requires careful consideration of the social context in which particular behavior occurs and is experienced by its target.” Oncale,
[a] professional football player’s working environment is not severely or pervasively abusive ... if the coach smacks him on the buttocks as he heads onto the field — even if the same behavior would reasonably be experienced as abusive by the coach’s secretary (male or female) back at the office. The real social impact of workplace behavior often depends on a constellation of surrounding circumstances, expectations, and relationships which are not fully captured by a simple recitation of the words used or the physical acts performed.
Oncale,
II.
We review the district court’s grant of a Rule 50(a) motion for judgment as a matter of law de novo, considering all the evidence in the light most favorable to Mendoza, the non-moving party. Combs v. Plantation Patterns,
III.
Before Mendoza went to work in the accounting department of Borden’s Miami facility, she spent some time as a cocktail waitress in restaurants, bars, and hotel lounges. Her work environment was often pervaded by foul language and personal insult. Some customers, doubtless after a few libations, attempted to approach Mendoza sexually. On at least one occasion Mendoza was followed home from work, and she was propositioned for dates several times. Throughout it all, Mendoza never made a claim of sexual harassment. At trial she stated that “it was just part of the job.”
In December 1993, Mendoza found work as a temporary employee at Borden. For six months she experienced no job related difficulties that could give rise to a Title VII lawsuit. In fact, Mendoza was so successful in her temporary position that she was eventually hired as a permanent employee and given a pay raise. All of that changed when Dan Page came to work at Borden in 1994. Page was hired as the plant’s “Controller,” the highest ranking position at the Miami facility. From his glass enclosed office, Page kept a watchful eye on the employees in the accounting department, all of whom knew that their job security and employment possibilities rested in his hands.
Page kept a particularly watchful eye on one employee — Red Mendoza. In early 1995, Page began to “constantly” follow Mendoza around the plant, and stare at her in a suggestive manner. Page’s stalking and leering continued for at least four months until Mendoza finally left Borden in April 1995. Mendoza testified that Page “always seemed to be wherever I was. If I was in the lunch room, he was there. If I was at the picnic table outside on a break, he was there.” Page did not limit his physical pursuit of Mendoza to the actual office in which they both worked. He followed her in the plant’s hallways and outside to the facility’s picnic area.
Unfortunately for Page, his physical pursuit did not have its intended effect of piquing Mendoza’s interest, and so he decided to use other methods of beguilement. Perhaps hoping that Mendoza would see his true “animal magnetism,” Page stared at Mendoza’s groin on at least three occa
By now Mendoza had also had enough. She had been stalked, leered at, touched on her hips and shoulders, and her groin area had been made the object of a sniffing ritual so bizarre that only Page could understand its true import. Jenny Volta-petti
IV.
These are the facts when we view the evidence in the light most favorable to Mendoza, as we are required to do in reviewing a judgment as a matter of law. Reading the majority opinion, however, one would think that we are required to view the facts in the light most favorable to the defendant. The en banc opinion reads like a defense attorney’s classic attack on a plaintiffs (or a prosecutor’s) circumstantial evidence case. Contrary to the Supreme Court’s direction, what the majority does is examine each instance of alleged harassment in isolation and then declare that it alone could not support a finding of liability. Because of this, and here is the rub, all of the evidence added together is likewise insufficient to satisfy the Harris requirement of severity or pervasiveness.
The majority declares that “Page’s statement ‘I’m getting fired up’ and the sniffing sounds are hardly threatening or humiliating.”
The majority’s analysis might be useful for a practicing seminar on defense strategies in employment discrimination cases, but it is certainly not faithful to the Supreme Court’s direction that we look at the “constellation of surrounding circumstances” when analyzing the sufficiency of a plaintiffs allegations. Oncale,
The prima facie showing in a hostile environment case is likely to consist of evidence of many or very few acts or statements by the defendant which, taken together, constitute harassment. It is important to recognize that in assessing the credibility and weight of the evidence presented, the jury does not necessarily , examine each alleged incident of harassment in a vacuum. What may appear to be a legitimate justification for a single incident of alleged harassment may look pretextual when viewed in the context of several other related incidents.
[T]he district court examined each individual allegation of discrimination in turn, and found that the plaintiff had made out a prima facie case of discrimination only as to the two noose inci-dents_ [But] as we stated in Henson, the severity of the harassment is to be determined by the totality of the circumstances. It was thus incorrect for the district court to require that the plaintiff establish a prima facie case of discrimination as to each individual allegation that the jury could properly consider. A hostile environment claim is a single cause of action rather than a sum total of a number of mutually distinct causes of action to be judged each on its own merits.
Id. at 1510-11 (citations omitted).
The majority today makes the same mistake as the district court did in Vance. By examining each of Mendoza’s allegations of harassment in isolation from one another, the majority concludes that Mendoza does not have enough evidence to reach the jury because each allegation is individually insufficient. But the whole of a hostile environment sexual harassment case will often
The court’s analytical mistakes do not end here. As I read the majority opinion today, it appears that we are telling district courts that they should cast a skeptical eye towards a plaintiffs evidence of pervasive stalking and leering by a supervisor in hostile environment sexual harassment cases. The court writes that “[g]iven normal office interaction among employees, the following and staring in the manner described by Mendoza are not the type of conduct that can render Mendoza’s claim actionable, even with evidence that the following and staring were ‘constant’ and thus ‘frequent’ under the Harris factors.” Ante at 1250. The first problem with this reasoning is that it is circular. The court answers the question, why are the following and staring alleged by Mendoza not the kind of conduct that can support a sexual harassment claim, with a most insightful response: because they “are not the [right] type of conduct.” Id. This is plainly inadequate. The question deserves an answer, not a tautology.
But the real problem runs deeper. The logical inference that one draws from the court’s statement is either: (a) that a plaintiff can never use evidence of following and staring by a supervisor to buttress a claim of sexual harassment; or (b) that in order for evidence of following and staring to be considered probative, it must be something more than “constant.” The answer almost certainly cannot be (a). No court has ever made such a sweeping declaration, defining an entire class of conduct as immune to suspicion. In fact, courts routinely use evidence of following and/or staring to support a finding of sufficient severity or pervasiveness. See Cross v. Alabama Dep’t of Mental Health & Mental Retardation,
The court must, therefore, be saying that in order for evidence of following and staring to be considered probative, it must be something more than what Mendoza alleged. It is difficult to imagine what that “more” might consist of. Mendoza alleged that Page’s following and staring were “constant,” making his conduct appear to be the equivalent of stalking and leering. See supra at n. 7. But apart from the majority’s failure to describe what kind of following and staring would be sufficiently harassing to “count” in an employee’s claim for hostile environment sexual harassment (must the harasser walk closer to the victim? touch her? breathe down her neck?), the court once again substitutes bald assertion for reasoned argument. Why is the following and staring “not the type of conduct that can render Mendoza’s claim actionable”? We do not know. The court has cited no case to support this specific proposition; we must take it on faith that judges, and not juries, are the appropriate persons to be deciding what conduct can and cannot be interpreted as sufficiently offensive and harassing.
At the risk of appearing monotonous, let me repeat that behavior that might be experienced by an employee as perfectly innocent in one context can, when considered in light of other occurrences and behavior, take on a more incriminating flavor. And “[w]hat may appear to be a legitimate justification for a single incident of alleged harassment may look pretextual when viewed in the context of several other related incidents.” Vance,
When analyzed cumulatively and in context, Mendoza has certainly presented enough evidence to survive Borden’s Rule 50(a) motion for judgment as a matter of law. See Allen v. Tyson Foods, Inc.,
Other circuits have found conduct that is less egregious than that alleged by Mendoza to be sufficiently severe or pervasive to survive a motion for judgment as a matter of law. See, e.g., Rorie v. United Parcel
Title VII comes into play before the harassing conduct leads to a nervous breakdown. A discriminatorily abusive work environment, even one that does not seriously affect employees’ psychological well-being, can and often will detract from employees’ job performance, discourage employees from remaining on the job, or keep them from advancing in their careers. Moreover, even without regard to these tangible effects, the very fact that the discriminatory conduct was so severe or pervasive that it created a work environment abusive to employees because of their race, gender, religion, or national origin offends Title VII’s broad rule of workplace equality.
Harris,
We do not transform Title VII into a workplace “civility code,” Oncale,
Of course not all sexually offensive conduct in the workplace rises to the level of a Title VII violation. See Harris,
V.
Today’s decision represents a major departure from established sexual harass-, ment law. Out of nowhere, the court has decided that evidence of stalking and leering by a harasser should be given short shrift when used by a plaintiff to support a claim for hostile environment sexual harassment. Moreover, the court’s whole method of analysis is unfaithful to a body of precedent directing us to review the plaintiffs allegations cumulatively.
Accordingly, I would vacate the judgment dismissing Mendoza’s Title VII sexual harassment claim, and remand that claim to the district court for a new trial.
. See Theresa M. Beiner, "The Misuse of Summary Judgment in Hostile Environment Cases,” 34 Wake Forest L.Rev. 71, 119 (1999) (positing that courts often grant motions for summary judgment and for judgment as a matter of law improperly because, in part, "the courts have seen a marked increase in Title VII claims generally, and in harassment claims in particular”).
. The question in Vance was whether the plaintiff's case was sufficient to withstand a motion for judgment notwithstanding the verdict under Fed.R.Civ.P. 50(b). See
. I concur with the judgment of the court in all other respects.
. Jenny Voltapeti is the wife of Mendoza's dentist, and she also manages his office. Her testimony is based upon conversations she had with Mendoza during several of Mendoza’s dental visits.
. It is a mystery to me how the court could find that the sniffing sounds, in particular, "are hardly ... humiliating.” The majority brushes over this piece of evidence lightly, but one wonders what response, if not humiliation mixed with indignation, would be appropriate for a situation in which a woman's supervisor at work feels the need to stare at her groin while making sniffing sounds. Perhaps the court views such conduct as normal and acceptable workplace behavior. See generally Daniel Patrick Moynihan, "Defining Deviancy Down,” 62 Am. Scholar 17 (1993). In any event, the only case cited to support the majority’s novel proposition is Long v. Eastfield College,
. The court's casual assertion that "Mendoza did not present evidence that Page's conduct was 'physically threatening or humiliating' or that the cumulative effect of this conduct 'unreasonably interfered’ with Mendoza's job performance” is bizarre. Ante at 1249. In order for this assertion to be correct, Mendoza would have had to have taken the stand at trial, and then remained completely silent when questioned by her attorney. Remarkably, however, Mendoza did testify when she took the stand, and she presented a wealth of testimonial evidence that Page stalked and leered at her, sniffed at her groin, touched her, and made inappropriate sexual remarks. The inference that a reasonable jury could draw from this evidence is that Mendoza felt threatened and humiliated, and that Page substantially interfered with Mendoza’s job performance.
There are only two possible conclusions that I can draw from the court’s conclusion that Mendoza “did not present [any] evidence.” The first is that in order for a plaintiff to be deemed to have presented "evidence that [the] conduct was 'physically threatening or humiliating’ or that the cumulative effect of [the] conduct 'unreasonably interfered’ with [the plaintiff's] job performance,” the court is now requiring that the plaintiff use "magic words” in her trial testimony, because we will no longer permit either juries, or ourselves, to draw inferences from the testimony presented. If this is the correct interpretation of the majority’s statement, then henceforth, we will be requiring plaintiffs in hostile environment cases to recite the Harris factors, verbatim, in their testimony in order for us to recognize that the harassment was "ffequenft],” "sever[e],” "physically threatening or humiliating,” and an "unreasonablfe] interfere[nce] with an employee’s work performance.” Harris,
Q: What did [Page] do that changed things?
A: The man was constantly watching me and following me around and looking me up and down, whether it was face to face with me or as I would get up from a lunch table or from the picnic table to walk away and to go back to the office. [And I noticed the frequency of this discriminatory conduct; its severity; that it was physically threatening and humiliating; and that it unreasonably interfered with my work performance.]
Q: Okay. Aside from the looking you up and down, what — did he do anything else? A: There was an incident where I was standing at a copy machine direct right next to his office. I was making copies. I felt somebody watching me. I looked directly to my right. He was sitting at a chair in the conference room, which is approximately 20, 25 feet away from me, at a chair at the end of the table. And he looked at me up and down, and stopped in my groin area and made a (indicating) sniffing motion. [And I noticed the frequency of this discriminatory conduct; its severity; that it was physically threatening and humiliating; and that it unreasonably interfered with my work performance.]
This also happened another time. It had to be in March, I had the flu. I went into his office — he was sitting at his computer— to tell him that my doctor wanted me to take time off because of this flu. And he turned around to his right, looked directly at me, up and down, and stopped again in the groin area, made a sniffing motion again, (indicating), like that. [And again, I noticed the frequency of this discriminatory conduct; its severity; that it was physically threatening and humiliating; and that it unreasonably interfered with my work performance.]
The alternative inference that we might draw from the majority's statement is that we should not actually take the majority at its word, and that what the court means to say is that "Mendoza did not present [enough ] evidence that Page's conduct was 'physically threatening or humiliating’ or that the cumulative effect of this conduct 'unreasonably interfered' with Mendoza’s job performance.” This is, likely, the correct interpretation of the majority’s conclusion; but if it is, the court completely fails to explain why Mendoza’s evidence is insufficient. From on high, the majority has determined that female employees should feel no humiliation or anxiety when their bosses sniff in the direction of their groins, touch their hips, and follow them around the office, staring at them in a sexually suggestive manner; but the court never explains why this is the case. That the court feels the need to resort to bald assertion in lieu of providing some justification for its position only bolsters my conclusion that it is
. The majority, and Judge Carnes in his concurrence, make much of the fact that Mendoza never actually uses the word “stalking” to describe what Page was doing to her. What Mendoza testified to at trial was that Page "followed” her “constantly.” Webster’s Third defines "follow” as "to go after in pursuit or in an effort to overtake;” and it lists as synonyms the words "pursue,” “chase,” "tag,” "trail,” and "tail.” Webster’s Third New International Dictionary 883 (1993). "Constantly” is defined as "without variation, deviation, or change,” or "with regular occurrence” (the listed synonyms are "ever,” "always,” and "incessantly”). Id. at 485. The verb-tense form of "stalk” is defined as "to pursue (as game) stealthily and often under cover for the purpose of killing,” and "to pursue or follow in a stealthy, furtive, or persistent manner.” Id. at 2221. Even if Mendoza never used the word "stalk” at trial, she certainly alleged that Page "pursued” her "incessantly,” which is the same in substance as alleging that Page "stalked” her. Mendoza certainly never alleged that Page’s stalking was "for the purpose of killing” her, but given the animal-like connotations of Page's sniffing ritual, she may have alleged that Page pursued her "as game.”
. The majority appears to have gone to some trouble to distinguish these cases. See ante at 1249-51, n. 8. The court’s purported distinction lies in the difference between the severity or pervasiveness of the harassing conduct at issue in the cases I cite, and the severity or pervasiveness of the conduct at issue in this case. But I do not cite these cases for the proposition that courts have found conduct equivalent to that alleged by Mendoza to be sufficiently severe or pervasive to support a hostile environment sexual harassment claim (I cite cases that establish that proposition, infra.); I cite them for the proposition which I state in the text of this opinion, that “courts routinely use evidence of following and/or staring to support a finding of sufficient severity or pervasiveness.” Nothing in the majority’s lengthy commentary discussing these cases undermines that proposition.
. My reading of these cases convinces me that they do not stand for the proposition for which they are cited. Indest v. Freeman Decorating, Inc.,
[W]e hold that because she promptly complained of [the supervisor's] harassing conduct, and because the company promptly responded ... the district court properly granted judgment as a matter of law to [the defendant employer]. Even if a hostile work environment claim had been stated, which is dubious, [the employer’s] prompt remedial response relieves it of Title VII vicarious liability.
Indest,
The citation to Black v. Zaring Homes, Inc.,
The two major cases that the majority uses to support its claim that "[w]ere we to conclude that the conduct established by Mendoza was sufficiently severe or pervasive to alter her terms or conditions of employment, we would establish a baseline of actionable conduct that is far below that established by other circuits” are Baskerville v. Culligan International Co.,
The only cases that the majority cites with any effectiveness are Shepherd,
In sum, the majority lacks case support for its proposition that conduct like that alleged by Mendoza has been found insufficient "as a matter of law” to meet the Harris requirements of sufficient severity or pervasiveness. Ante at 1253.
. The majority's reading of Rorie seems slightly misleading. In note 10 of the court's opinion, the majority claims that "when all the alleged conduct in [the decision] is accurately listed, [the decision], if anything, highlights] the insufficiency of Mendoza’s evidence.” The only conduct at issue in Rorie is the conduct I list in the text of my opinion: the plaintiff alleged that her manager patted her on the back, brushed up against her, and told her that she smelled good. In note 10 of the court's opinion, the majority attempts to "reveal” the "actual” facts at issue in Rorie when it suggests that, in addition to the facts I list, the court also relied heavily on findings that the manager placed a "telephone call to plaintiff’s home — asking her to go swimming and if she ‘had heard rumors about a coworker's penis’ and stat[ed] that she 'looked better in the UPS uniform than other women.’ ” Ante at 1252-53 n. 10. The court in Rorie, however, did not rely on these "additional” allegations to support its conclusion that plaintiff's allegations of the manager patting her on the back, brushing up against her, and telling her that she smelled good were enough to present a jury question as to hostile environment. The court specifically found that the "additional” allegations that the majority cites today fell outside of the 180 day period within which the plaintiff filed her compliant with the EEOC, and thus could not be considered by the court in any way other than to "provide relevant background to later discriminatory acts.” Rorie,
UPS argues that the only allegations falling within the 180-day period are McFadden's comments about Rorie smelling good, patting her on the back, and brushing up against her. UPS contends that these actions are insufficient to support a hostile environment claim because McFadden was seldom in [the place where Rorie worked].... UPS also contends that Rorie failed to complain of McFadden's conduct. We disagree.
In September 1995, McFadden telephoned Rorie at home. During their conversation, McFadden asked Rorie if she would like to go swimming and whether she had heard the rumors about a co-worker’s penis size. She declined the swimming invitation. During the same conversation, Rorie complained to McFadden about a female co-worker’s attitude toward her. McFadden told her it was because Rorie looked better in the UPS uniform than the other woman....
While we concede that the facts of this case are on the borderline of those sufficient to support a claim of sexual harassment, we cannot say that a supervisor who pats a female employee on the back, brushes up against her, and tells her she smells good does not constitute sexual harassment as a matter of law. Recognizing that the September 1995 conversation falls outside of the 180-day period, we believe that, at the very least, McFadden’s comments suggest that his later behavior presents a jury question as to hostile environment.
Rorie,
. We also become more vulnerable to the charge that in deciding whether the “reasonable person” would find alleged instances of workplace harassment to be sufficiently severe or pervasive to alter the conditions of employment, we are in fact adopting the perspective of the "reasonable harasser,” and systematically excluding the experiences of the victims of sexual harassment. See Kathryn Abrams, "Gender Discrimination and the Transformation of Workplace Norms,” 42 Vand. L.Rev. 1183, 1203 (1989); Susan Estrich, "Sex at Work,” 43 Stan. L.Rev. 813, 820 (1991); see also, Ellison v. Brady,
. The degree of departure from established precedent is made even more manifest when one observes that this case was not worthy of en banc review in the first place. Under Eleventh Circuit Rule 35-3, en banc consideration "is an extraordinary procedure intended to bring to the attention of the entire court a precedent-setting error of exceptional importance ... [or] a panel opinion that is allegedly in direct conflict with precedent of the Supreme Court or of this circuit.” See also, Fed. R.App. P. 35(a). There was certainly nothing "extraordinary” or "precedent-setting” about the panel opinion in this case. It was a rather routine decision that rested on 'an extremely fact-intensive review. One senses that the court is reaching to draw a line in the sand in hostile environment sexual harassment cases, but it was certainly a mistake for the majority to seize upon this case. There is nothing extraordinary about finding that allegations of pervasive harassment over a four month period are sufficient to make out a claim under Title VII, and so it appears that it is the court’s en banc decision today, and not the panel opinion, that is "in direct conflict with precedent of the Supreme Court [and] of this circuit.”
Concurrence Opinion
concurring in part, and dissenting in part, in which BIRCH, Circuit Judge, joins: .
I concur with the judgment of the court but for the affirmance of the directed verdict on the sexual harassment claim. To affirm the directed verdict on the sexual harassment claim in this case, the majority must conclude, after “review[ing] all of the evidence in the light most favorable to, and with all reasonable inferences drawn in favor of, the ndnmoving party,” that no genuine issue of material fact exists and no “reasonable and fair-minded persons ... might reach different conclusions” as to whether Red Mendoza suffered sexual harassment. A directed verdict is only proper where “[t]he facts and inferences ... ‘so overwhelmingly favor the verdict’ that no reasonable juror could reach a contrary decision.” Bivens Gardens Office Bldg., Inc. v. Barnett Banks of Florida, Inc.,
The method by which the majority reaches its desired conclusion that the alleged conduct fails to present a jury question is flawed in several respects. First, that conclusion depends on an account of the alleged conduct that is inconsistent with the record. Second, to achieve that account, the majority disregards the law requiring that all incidents be considered as a whole and disaggregates the conduct at issue. Taking each alleged incident separately, the majority credits only one of the several possible inferences which could be drawn from the conduct described, and deliberately excludes from consideration major components of Mendoza’s harassment claim, inferring that being followed or stared at in the workplace can not under any circumstances contribute to a sexually harassing hostile environment. .Thus, by selectively considering the facts and choosing the inferences to be drawn from them, the majority usurps the quintessential jury function. Third, throughout this process the majority misapprehends and misstates the law of sexual harassment. Because reasonable people could differ as to the inferences to be drawn from the facts in evidence, and because the majority errs in explicating and applying the law, I dissent from the affir-mance of the directed verdict on Mendoza’s sexual harassment claim.
I. THE TESTIMONY IN THIS CASE
The crux of this case is whether the conduct conveyed by Mendoza’s testimony in its totality could be deemed by a reasonable jury to be objectively either (a) severe, or (b) pervasive enough to alter the conditions of her employment sufficient to create an abusive work environment. There is no question that the issue here relates not to severity but to acts which, because of their alleged frequency and connection to other acts sexual in nature, could be deemed pervasive enough to constitute a hostile environment. The standard for whether such an environment exists has been expressly defined — in quintessential jury terms' — as an environment that a reasonable person would find hostile or abusive. Instead of viewing the evidence tending to disprove the claim, the Supreme Court has told us that, “in passing upon whether there is sufficient evidence to submit an issue to the jury we need look only to the evidence and reasonable inferences which tend to support the case.” Wilkerson v. McCarthy,
In other words, when a motion for directed verdict or for judgment not withstanding the verdict is made, the court must assume that all of the evidence supporting the party opposing the motion is true, and must, in addition, give that party the benefit of all reasonable inferences drawn from that evidence. The case may be taken from the jury only if no rational jury could find against the moving party on the evidence so viewed. Probably this formulation will result in fewer grants of motions for directed verdict than .would result if judges were free to take cases from the jury because of what they view as very strong evidence supporting the moving party. Occasionally verdicts may be returned with which judges strongly disagree. This is a price, we think, worth paying for the jury system, which is enshrined in the Bill of Rights and sanctified by centuries of history.
Dace v. ACF Indus., Inc.,
Mendoza’s testimony, viewed in the light most favorable to her and with all reasonable inferences drawn in her favor, was that on a daily basis, she had to work in an atmosphere where the plant’s highest ranking executive was always after her. In 79 pages of transcript, Mendoza detailed the conduct of her supervisor throughout the year during which Page was her supervisor. In summary, she asserted that he (i) constantly followed her;
From the time Mr. Page came to the Miami plant, he ahvays seemed to be wherever I was. If I was in the lunch room, he was there. If I was at a picnic table outside on a break, he was there. The man was constantly watching me and following me around and looking me up and down, whether it was face to face with me, or as I would get up from a lunch table or from the picnic table to walk away and back to the office.... He seemed to be wherever I was in the plant. He followed me not around the office, but around the hallways in the plant. 0,kay? He was at a lunch table in the lunch room. He would be at a picnic table outside. And he would look me up and down, very, in a very obvious fashion. When I was face to face with him, when I would get up and walk away from these tables and areas, I could feel him watching me up and down.... This was a constant thing.
(Tr. Trn. at 24-27) (emphasis added). On cross examination, Mendoza was asked if the incidents of following were constant, or something which took place only two to four times. She replied:
[N]o, that was a constant thing from the time he walked into the plant.... It was a constant thing.
(Tr. Trn. at 71) (emphasis added).
In addition to the staring and following, Mendoza described Page’s actions in staring and sniffing at her groin area.. She testified that while at the copy machine, I felt somebody watching me. I looked -directly to my right. He was sitting at a chair in the conference room, which is approximately 20, 25 feet away from me, at a chair at the end of the table. And he looked 'at me up and down, and stopped in my groin area and made a (indicating) sniffing motion.
(Tr. Trn. at 27). Mendoza testified that another time, when in Page’s office seeking permission to leave work because of the flu,
[He] turned around to his right, looked directly at me, up and down, and stopped again in the groin area, made a sniffing motion again, (indicating), like that.
(Tr. Trn. at 27). He then rejected her request and when asked if she recalled the expression on his face, Mendoza said, “He was intense.... He was staring at me.... ” (Tr. Trn. at 27).
The majority suggests that the sniffing was not necessarily sexually motivated or, as the majority puts it, “gender related” but could have been totally innocent conduct.
It'was obvious to me.... The man would look me up and down, stop in my groin area. He was looking right at me, directly at me. It was obvious to me, it was at me. This happened twice, stopped in the groin area and (indicating) made the sniffing.
(Tr. Trn. at 34-35). She further testified to. Page’s comment on another occasion which she found offensive and consistent
After describing the incident in which Page rubbed his hip against her, Mendoza testified that, “I was startled. I looked over and he had a smile on his face, right, had a smile on his face, like he was enjoying himself.” (Tr. Trn. at 73). When asked if she had never put her hands on someone’s shoulders when passing them to prevent them from being startled, Mendoza responded, “I may have, but not rubbed my hips up against people.” (Tr. Trn. at 73).
Mendoza testified that Page was “coming on to me, flirting with me.” (Tr. Trn. at 29). “I went into his office angry and disgusted at this.... Mr. Page turned around and I said to him, T came in here to work, period.’ And his reply to me was, ‘yeah, Pm getting fired up, too.’” (Tr. Trn. at 29). When asked whether Page’s comment — “Pm getting fired up, too”— was necessarily sexual in nature, she said, “I took those words to be his response to what I was saying to him. And he knew what I was talking about.” (Tr. Trn. at 69). Similarly, she testified that the way he smiled at her, “along with other things,” was inappropriate, (Tr. Trn. at 69), and that when she “put it all together, I realized what was going on.... He was, his advances to me were definitely sexual in nature.” (Tr. Trn. at 68).
Crediting Mendoza’s account of the frequency and intensity of Page’s unrelenting stares and looks, together with her allegations of his more egregious sexual conduct, such as overtly sniffing and looking at her groin area, it simply cannot be said that, “no reasonable and fair-minded persons ... might reach different conclusions” as to whether Red Mendoza suffered sexual harassment. Of course, it is possible that a reasonable person might conclude, based on the totality of the evidence, that Mendoza’s workplace environment was neither hostile nor abusive. The jury may not have believed that the incidents occurred. The jury may have believed the alleged incidents occurred, but they may have drawn different inferences from them. Or the jury may have determined that a reasonable person would not have found the environment to be hostile. The point is that it was within the jury’s province to decide and not within an appellate court’s. This record cannot support a conclusion that “[t]he facts and inferences ... ‘so overwhelmingly favor the verdict’ that no reasonable juror could reach a contrary decision.” Bivens Gardens,
II. THE TESTIMONY MUST BE VIEWED IN ITS TOTALITY, AND NOT DISAGGREGATED INTO SEPARATE ACTS.
As noted, an objectively hostile sexual environment is “an environment that a reasonable person would find hostile or abusive.” Harris v. Forklift Sys., Inc.,
[T]he analysis cannot carve the work environment into a series of discrete incidents and measure the harm adhering in each episode. Rather, a holistic perspective is necessary, keeping in mind that each successive episode has its predecessors, that the impact of the separate incidents may accumulate, andthat the work environment created thereby may exceed the sum of the individual episodes. “A play cannot be understood on the basis of some of its scenes but only on its entire performance, and similarly, a discrimination analysis must concentrate not on individual incidents but on the overall scenario.” It follows naturally from this proposition that the environment viewed as a whole may satisfy the legal definition of an abusive working environment although no single episode crosses the Title VII threshold.
Robinson v. Jacksonville Shipyards, Inc.,
This Court validated this approach in holding that “[a] hostile environment claim is a single cause of action rather than a sum total of a number of mutually distinct causes of action to be judged each on its own merits,” making it improper to “examine each alleged incident of harassment in a vacuum.” Vance v. Southern Bell Tel. & Tel. Co.,
The Supreme Court expressed the same principle in Harris,
The real social impact of workplace behavior often depends on a constellation of surrounding circumstances, expectations, and relationships which are not fully captured by a simple recitation of the words used or the physical acts performed. Common sense, and an appropriate sensitivity to social context, will enable courts and juries to distinguish between simple teasing or roughhousing among members of the same sex, and conduct which a reasonable person in the plaintiffs position would find severely hostile or abusive.
Although the majority acknowledges the Supreme Court’s admonition that courts must look to the “totality of the circumstances,” it repeatedly fails to adhere to the legal requirement that it is the context in its totality and not each incident in isolation that courts are required to examine when considering Title VII claims. To reduce the impact of the evidence in support of Mendoza’s hostile environment claim, the majority first separately considers Mendoza’s testimony that she was constantly followed and then simply eliminates consideration of that testimony.
The majority suggests that following and staring are behaviors categorically exempt from the reach of Title VII because they are ambiguous in meaning, and somehow would create a lower “baseline” for sexual harassment claims. The majority then concludes that, “aside from Page’s ‘constant’ folloiving and staring, the conduct asserted by Mendoza was not frequent,” and that “frequency of the harassing conduct — is also for the most part lacking.” (Maj. Op. at 1249 (emphasis added)).
There is no question that being followed may not be actionable. On the other hand, it may very well constitute a violation of Title VII. Such a determination must depend on the circumstances. The act of walking behind someone cannot be determined by itself to be either bad or good, malicious or benign, actionable or not. The circumstances necessarily dictate how
The characterization of Mendoza’s claim as one based on the “everyday observation of fellow employees” and as “a natural and unavoidable occurrence” arising out of “people work[ing] together in close quarters,” is one way of viewing the evidence. (Maj. Op. at 1248). As the majority points out, another credible interpretation is that following or staring “can betray romantic .or sexual attraction.” (Id.). Perhaps Mendoza’s supervisor was indeed only “keeping] an eye on” her. (Id.). An equally reasonable but unmentioned possible interpretation, however, is that the staring and following were intended to harass, humiliate, or intimidate. The majority errs in crediting any one interpretation over the others, and does so, among other reasons, because it fails to view the staring and following in the context of the surrounding testimony. In making its choice of inferences from selected facts, the majority fails to “look only to the evidence and reasonable inferences which tend to support the case of a litigant....” Wilkerson,
III. REQUIREMENTS OF A SEXUAL HARASSMENT CLAIM
In addition to failing to view the facts as a whole, the majority compounds its mistakes by misstating and misapplying the law of sexual harassment.
A. The Purposes of Title VII
The Supreme Court has repeatedly recognized that the purpose of Title VII is to strike at the disparate treatment of men and women in employment. See Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64,
Title VII of the Civil Rights Act of 1964 makes it “an unlawful employment practice for an employer ... to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s ... sex....” 42 U.S.C. § 2000e~ 2(a)(1). The Court in Meritor stated that this language was “not limited to ‘economic’ or ‘tangible’ discrimination,” but that it “evinces a congressional intent ‘to strike at the entire spectrum of disparate treatment of men and women’ in employment.” 477
The critical issue, Title VII’s text indicates, is whether members of one sex are exposed to disadvantageous terms or conditions of employment to which members of the other sex are not exposed.
Harris,
The correct question in a sexual harassment case is whether the conduct, sexual or not, ridicules women, treats them as inferior, or is intended to humiliate or intimidate them such that they are subjected to unequal treatment in the workplace. The Supreme Court has stated that the answer to this question is not, “and by its nature cannot be,” subject to “a mathematically precise test.” Harris,
But we can say that whether an environment is “hostile” or “abusive” can be determined only by looking at all the circumstances. These may include the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee’s work performance. The effect on the employee’s psychological well-being is, of course, relevant to determining whether the plaintiff actually found the environment abusive. But while psychological harm, like any other relevant factor, may be taken into account, no single factor is required.
Id. at 23,
Assuming there are reasonable people who, while crediting Mendoza’s version of the facts, would not think that staring at a woman’s groin area while making sexually suggestive sniffing noises is degrading, humiliating, and/or intimidating, it seems beyond peradventure that many reasonable people would indeed find it to be so.
B. Mendoza Sufficiently Alleged Impairment To Her Job Performance
In addition, the majority errs in contending that Mendoza’s claim must fail because she has not demonstrated any impairment of her job performance. As Justice Ginsberg noted in Harris:
To show such interference [with an employee’s work performance], “the plaintiff need not prove that his or her tangible productivity has declined as a resultof the harassment.” It suffices to prove that a reasonable person subjected to the discriminatory conduct would find, as the plaintiff did, that the harassment so altered working conditions as to “ma[k]e it more difficult to do the job.” Davis concerned race-based discrimination, but that difference does not alter the analysis....
If credited by a jury, the totality of Page’s conduct can create an inference that her gender was the motivating impulse for his behavior and strikes at the core of Mendoza’s entitlement to a workplace free of discriminatory animus. In rejecting an assertion that the consequences of a hostile environment must be so severe as to affect one’s psychological health, the Supreme Court stated:
[T]he District Court erred in relying on whether the conduct “seriously affect[ed] plaintiffs psychological well-being” or led her to “suffe[r] injury.” Such an inquiry may needlessly focus the factfinder’s attention on concrete psychological harm, an element Title VII does not require. Certainly Title VII bars conduct that would seriously affect a reasonable person’s psychological well-being, but the statute is not limited to such conduct. So long as the environment would reasonably be perceived, and is perceived, as hostile or abusive, there is no need for it also to be psychologically injurious.
Hams,
C. The Majority “Polices the Baseline” in Contravention of Congress’ Direction
At the heart of the majority’s opinion is the view that the incidents endured by Mendoza simply weren’t that bad, that she should just put up with them rather than bring a Title VII claim. The majority contends that directing a verdict for the defendant in this case will promote its goal of “polie[ing] the baseline for hostile environment claims.” (Maj. Op. at 1244). In support of the majority’s project, the majority cites a number of cases which it claims “delineate a minimum level of severity or pervasiveness” necessary for Title VII violations. (Id. at 1246). In so doing, the majority attempts to compare various lists of allegedly harassing conduct with that alleged by Mendoza.
Again, such an analysis ignores our duty to consider the incidents not in isolation or as a laundry list, but in context and in light of the testimony as a whole. To rely on a string cite of cases- — several of which reached rather dubious results — is a serious mistake because the majority continues to eliminate context as a criterion. Each of these cases must be taken on the totality of their unique facts. These cases, when viewed in conjunction with the many other cases where the “bar” is as low or lower,
The majority offers no substantiation for the claim — which underlies its argument— that juries will be unable to distinguish sexually threatening staring and following from “innocent looking” or merely crossing paths with a coworker. The Supreme. Court does not appear to entertain the same doubts. Justice Scalia explained in Oncale that the requirement that allegedly harassing behavior must create “an environment that a reasonable person would find hostile or abusive” is “sufficient to ensure that courts and juñes do not mistake ordinary socializing in the workplace ... for discriminatory ‘conditions of employment.’ ” Oncale,
This case comes to us for review of the district court’s grant of a Rule 50 motion for judgment as a matter of law. “A motion for a directed verdict, or for a judgment notwithstanding the verdict under Rule of Civil Procedure 50, 28 U.S.C.A., raises a question of law only: Whether there is any evidence which, if believed, would authorize a verdict against movant. The trial judge in considering those motions does not exercise discretion, but makes a ruling of law....” Marsh v. Illinois Cent. R. Co.,
In the Civil Rights Act of 1991, Congress specifically amended Title VII. Having from its inception in 1964 charged the
Civil juries traditionally have been charged with the task of deciding all questions of fact where reasonable people might credit different versions of the facts presented, thereby differing as to the proper resolution of the ultimate question in the case. As in other contexts wherein the jury is charged with applying a “reasonable man” standard, allowing jurors to decide the question of reasonableness as to Title VII issues is precisely what Congress intended. Cf. Smith v. United States,
Because I believe the majority has not only misinterpreted but misstated the law of sexual harassment and has arrogated to itself the jury function in violation of our legal precedent and Title VII’s specific entitlement to a jury’s verdict, I dissent.
. Of course, the majority is unable to evaluate what Mendoza described through her actions before the jury as there is no videotape of the trial testimony. An appellate court is unable to observe the witnesses’ body language, the tone of the witnesses' testimony, and the manner in which the testimony was given. The transcript says' only "indicating” as to the sniffing motion. The jury is the only fact finding body with knowledge of Mendoza’s testimony about Page’s expression, demeanor, and what her gesture indicated — an exaggerated lewd' sniffing, a mere allergy-induced sniffle, or something else.
. Indeed, Mendoza’s allegations could constitute the crime of stalking as it is defined in most jurisdictions. For example, Florida's statute criminalizes any repeated following, whether or not accompanied by a threat: "Any person who willfully, maliciously, and repeatedly follows or harasses another person commits the offense of stalking, a misdemean- or of the first degree....” Fla. Stat. § 784.048(3) (West 1992).
. As Justice Scalia wrote for a unanimous court in Oncale:
[Hjarassing conduct need not be motivated by sexual desire to support an inference of discrimination on the basis of sex. A trier of fact might reasonably find such discrimination, for example, if a female victim is harassed in such sex-specific and derogatory terms by another woman as to make it clear that the harasser is motivated by general hostility to the presence of women in the workplace.
. See Williams v. General Motors,
. In Bonner v. City of Prichard,
. The legislative history of the Civil Rights Act of 1991 is extremely limited. Most of the discussion that led to the compromise statute took place in closed door discussions between the Bush White House and Congressional leaders. See Douglas C. Herbert & Lani Schweiker Shelton, A Pragmatic Argument Against Applying the Disparate Impact Doctrine in Age Discrimination Cases, 37 S. Tex. L.Rev. 625, 652 n. 147 (1996).
