Lead Opinion
Appellant seeks reversal of the trial court’s decision to deny without a hearing
In 1980, after a jury trial, appellant was convicted of second-degree murder while armed, assault with a dangerous weapon, and carrying a pistol without a license. A summary of the evidence presented at appellant’s trial is set forth in this court’s opinion affirming his convictions. Ready v. United States,
There is a presumption in favor of holding a hearing on a § 23-110 motion alleging ineffective assistance of counsel that requires an inquiry into matters outside the record. Gaston v. United States,
To prevail on a claim of ineffective assistance of trial counsel, the claimant must demonstrate two things: (1) deficient performance on the part of his trial counsel, and (2) prejudice as a result of that deficient performance. Strickland v. Washington,
We conclude that appellant’s motion, which was based on the unsubstantiated assertion that he suffered prejudice as a result of his trial counsel’s decision not to call Cooper as a witness, was too speculative to warrant a hearing. Since appellant’s motion was deficient as to the prejudice prong of Strickland, we need not reach the issue of his counsel’s deficient performance. See, e.g., Griffin v. United States, 598 A.2d 1174, 1176 (D.C.1991) (“Strickland ... suggests] that it is sometimes efficacious to address the prejudice prong first since without prejudice there can be no ineffective assistance of counsel.”); Strickland, supra,
I told [trial counsel] that [Cooper and another] may give testimony to the effect that Tyrone Barnett was the shooter on the night of the offense.
Nor has he offered any basis for concluding that there is any possibility that Cooper could provide such testimony. Indeed, we do not even know that Cooper is even alive at this point. The absence of an affidavit or other credible proffer
Put succinctly, we are not persuaded that the fact that evidence might be Brady material is sufficient to require a hearing in every case. Under the Brady rule, evidence in the possession of the government which is material and favorable to the accused must be disclosed. Brady v. Maryland,
Moreover, the record does contain Cooper’s grand jury testimony. To the extent that it reflects what Cooper’s testimony may have been, it provides appellant no support; in fact, it undercuts his claim. The trial court reasoned that Cooper’s testimony at trial would have been either (1) consistent with his grand jury testimony and therefore not exculpatory, or (2) inconsistent with his grand jury testimony and therefore dubious, given that it would have been subject to impeachment.
Cooper told the grand jury that he saw “a whole lot of people” in the car, and that at the time he recognized only the driver and the individual who had been sitting in the back seat behind the passenger side
With respect to the possibility that Cooper’s trial testimony would have been essentially the same as his grand jury testimony, we are persuaded by the trial court’s reasoning that if Cooper presented testimony consistent with what he told the grand jury, there is no reasonable probability that the result would have been different. Ready v. United States,
Accordingly, the judgment of the trial court is
Affirmed.
Notes
. D.C.Code § 23-110 (1989).
. Ordinarily, a claim of ineffective assistance of counsel must be raised at the time of the direct appeal if the appellant "demonstrably knew or should have known of the grounds for alleging counsel's ineffectiveness.” Shepard v. United States,
. Brady v. Maryland,
. See Gillis v. United States,
. Although Cooper did not identify the individual in the back seat, there was testimony at trial that Tyrone Barnett got out of the car.
. Appellant also asserts that his trial counsel failed to properly prepare two witnesses for trial. His assertion is based primarily on the claim that their testimony was not as well presented as it could have been. We find this assertion vague and conclusory. Therefore, it did not require a hearing. See Pettaway v. United States,
Dissenting Opinion
dissenting.
The majority affirms the denial of a § 23-110 motion without a hearing on the ground that appellant’s motion “was based on the unsubstantiated assertion that he suffered prejudice as a result of his trial counsel’s decision not to call [Mandell] Cooper as a witness, [and therefore the contention] was too speculative to warrant a hearing.”
In my view there are four flaws in the majority’s analysis. First, while acknowledging the presumption in favor of holding a § 23-110 hearing, the majority ignores the law regarding the circumstances in which a hearing is required. Second, the majority mischaracterizes appellant’s motion as deficient and bare-boned. Third, the motion underestimates the exculpatory value of Cooper’s testimony, and thereby distorts the prejudice prong of Strickland v. Washington,
First, D.C.Code § 23-110 provides, in pertinent part:
*237 Unless the motion and files and records of the case conclusively show that the prisoner is entitled to no relief, the court shall ... grant a prompt hearing thereon, determine the issues, and make findings of fact and conclusions of law with respect thereto.
D.C.Code § 23-110(c) (1989 Repl.). Thus, the plain language of the statute requires a prompt hearing when the motion, files, and record do not conclusively show that appellant was not entitled to relief. The court has interpreted this language to mean that “[a]s a rule, ... in denying a § 23-110 motion without a hearing, the court should be able to say ‘that under no circumstances could the petitioner establish facts warranting relief.’ ” Gaston v. United States,
Review of the instant case must begin with the understanding that “[t]o uphold the denial of a § 23-110 motion without a hearing, this court must conclude that under no circumstances could the movant establish facts warranting relief.” Wright v. United States,
In addition, the majority ignores the fact that the court has held that the presumption in favor of a hearing is strengthened in certain circumstances, several of which exist here. For instance, the court has held that the necessity for a hearing is increased where the § 23-110 motion alleges ineffective assistance of counsel. See Miller, supra note 4,
The court also has made clear that a hearing is more likely needed when the motions judge is not the trial judge. Ga-ston, supra,
Second, the majority opinion ignores the full content of appellant’s motion. See majority opinion at 234, 235 (appellant relies on the “unsubstantiated notion that he suffered prejudice,” that the support for his allegation of prejudice rests “solely” on the fact that Cooper was identified as a Brady witness, that “appellant has not offered a credible indication as to what that testimony [of Cooper] might entail,” and that appellant’s proof consisted “merely” of quoting the prosecutor who stated that Cooper might identify Barnett as the shooter). In fact, appellant’s motion is properly characterized, in view of our caselaw, as quite comprehensive. Appellant’s § 23-110 motion is thirty pages in length, and it reviews the evidence at trial, the inconsistencies in the government’s witnesses’ testimony, and the failure of defense counsel either to secure Cooper’s testimony or to have the transcript of his grand jury testimony introduced into evidence. In addition, the motion and record contained two additional forms of proof of the nature of Cooper’s likely trial testimony.
Appellant attached to his motion a copy of Cooper’s grand jury testimony. Cooper testified before the grand jury that he saw a person get out of the car from the rear passenger’s door, reach under his coat, and that he then heard three gun shots. Cooper also testified that the driver and the man who got out of the back seat of the car had been at the dice game the night before. Even if there was other testimony at trial about another shooter, the motions judge was not in a position to determine that the record conclusively shows that Cooper could not provide exculpatory evidence for appellant. It would not be unreasonable to expect Cooper to testify that it was the rear passenger who had been the shooter, and not appellant, whom government witness Paul Fitzhugh had identified as sitting behind the driver; appellant also was not one of the two men who had been at the dice game the night before.
In addition, Cooper’s signed pretrial statement to the defense investigator was a part of the trial record.
The record before the motions judge therefore indicated that, based on Cooper’s grand jury testimony and his statement to the defense investigator, Cooper was, as the prosecutor indicated, a Brady
Thus, the majority’s emphasis on the absence of an affidavit summarizing Cooper’s trial testimony elevates form over substance. See majority opinion at 235. While affidavits are sometimes attached to these motions,
For example, the majority cites Gillis, supra,
Moreover, the court’s decision in Sykes was expressly premised on the observation that in order to exculpate Sykes, the uncalled witness would have to inculpate herself by admitting that it was in fact she who had sold the drugs. Id. at 1338 The court concluded that such a scenario was improbable and that it was more likely the witness would deny the allegations or invoke her Fifth Amendment privilege against self-incrimination. Id. Neither circumstance exists in the instant case. Indeed, the nature of Cooper’s role in the events giving rise to the charges against appellant increases the exculpatory value of his testimony. Cooper and David Wise were the two men who were shot at along with the victim, Darryl Woodson, and were actually the complainants on the assault with a deadly weapon charges that appellant faced; neither inculpated appellant.
The majority’s reliance on Rice, supra,
Third, the majority underestimates the potential exculpatory value of Cooper’s testimony and thus incorrectly evaluates the prejudice prong of the Strickland analysis. With regard to his grand jury testimony, the majority states:
To the extent that it reflects what Cooper’s testimony may have been, it provides appellant no support; in fact, it undercuts his claim.
The trial court [i.e., the motions judge] reasoned that Cooper’s testimony at trial would have been either (1) consistent with his grand jury testimony and therefore not exculpatory, or (2) inconsistent*241 with his grand jury testimony and therefore dubious, given that it would have been subject to impeachment.
See majority opinion at 235. This is a false dichotomy. If Cooper had testified at trial consistently with his grand jury testimony it does not follow that he could not have provided exculpatory evidence for appellant. Cooper’s testimony at trial did not have to be limited to his grand jury testimony in order to be consistent with it; clearly, his testimony before the grand jury left room for amplification. For example, when Cooper testified before the grand jury that there were a lot of people in the car, the obvious follow-up question was, “Who was in the car?” This question was not asked by the prosecutor; appellant’s counsel was not present. Moreover, when Cooper’s grand jury testimony is read in conjunction with his statement to the defense investigator, it follows that Cooper would have identified Tyrone Barnett as the shooter. Cooper testified before the grand jury that the man who got out of the car emerged from the rear passenger door and that that person had been at the dice game the night before; there was no evidence that appellant was among those who had been at that dice game. In his statement Cooper said he thought that the person who got out of the car had been the gunman. In view of the unrefuted testimony at trial that it was Barnett who had been sitting in the rear passenger’s seat and who had emerged from the car, as well as Barnett’s admission that he and Paul Fitzhugh had been at the dice game the night before, a jury crediting Cooper’s testimony could reasonably infer that appellant was not the gunman.
By underestimating the exculpatory value of Cooper’s testimony, the majority opinion distorts the analysis of Strickland’s prejudice prong. The determination of appellant’s guilt revolved exclusively around credibility issues. Two government witnesses identified appellant as the gunman; one defénse witness, Wise, claimed appellant was not in the car, and another witness, Cooper, would have testified that Barnett was the shooter. The two government witnesses were impeached during cross-examination, and each could easily be considered biased.
Fourth, the majority opinion fails to acknowledge the significance of the distinction between summary denial of a § 23-110 motion by a motions judge as opposed to the judge who presided at the trial. (Throughout the opinion, the majority refers to the motions judge as the “trial court.”) The caselaw is clear that the distinction has consequences for the degree of deference that this court should accord to the motions judge’s decision. As the court explained in Sykes, supra,
Accordingly, I would reverse the summary denial and remand the case for a hearing.
. Vernon Cooper, who was Mandell Cooper’s thirteen year-old brother, testified at trial. In addition, Darnell Cooper (another brother of Mandell) testified as a government witness, but could not identify the gunman. In this opinion, all references to "Cooper” are to Mandell Cooper, who did not testify at appellant’s trial.
. In addition to Cooper’s grand jury testimony, defense counsel also sought, unsuccessfully for failure to lay a proper foundation, to use Vernon Cooper’s grand jury testimony to refresh his recollection. Vernon Cooper had testified before the grand jury that one of the men at the dice game had stated after the fight, "I’m going to get my gun." The defense sought to demonstrate that the person who made that statement — presumably Paul Fitzhugh or Tyrone Barnett since they had been there — had been the shooter the following day.
. Compare with Pettaway v. United States,
.See Miller v. United States,
. No one at trial testified that appellant had been at the dice game and fight the night before, and the government concedes this point in its brief.
. During discussion of defense counsel’s request to admit Cooper’s grand jury testimony into evidence in Cooper’s absence, the trial judge permitted defense counsel to make a proffer of Cooper’s testimony, and defense counsel read
. Brady v. Maryland,
. See, e.g., Miller, supra note 4,
. See abo Session v. United States,
.Gillb' rejection of conclusory statements about counsel’s behavior as tactical also underscores the problem with the motions judge’s endorsement of the trial judge’s speculation that defense counsel was attempting to introduce Cooper’s grand jury testimony because he probably has impeachable convictions and hence would not be a credible witness. In the instant case, even assuming that Cooper has impeachable convictions, the key witnesses for the gov
. David Wise testified that the driver and the person in the back seat on the passenger’s side were the shooters. Wise identified the passenger as Tyrone Barnett. Wise had not previously known appellant. Although on cross-examination, Wise misidentified one of the Fitzhughs as Tyrone Barnett, Wise’s testimony did not inculpate appellant. Wise testified that he had a good chance to see who was in the car and that appellant was not in the car. Wise also testified, contrary to Fitzhugh and Barnett, that the driver of the car, and not appellant, had yelled "Get him.”
. Vernon Cooper, see supra note 1, testified that the shooter returned to the front passenger seat. As noted, all four occupants of the car who testified at trial confirmed that appellant was sitting in the back seat behind the driver. In addition, appellant presented six alibi witnesses, who testified that during the evening of July 14, 1979, and the early morning hours of July 15, 1979, appellant was at a birthday party for his brother. Ready v. United States,
. Both Paul Fitzhugh and Tyrone Barnett were impeached at trial. Paul Fitzhugh testified that his brother Henry, the co-defendant, had only fired his gun into the air and not at the three men running into the apartment building. He was impeached with his grand jury testimony that Henry had fired five or six shots in the direction of where the boys were. In addition, Paul Fitzhugh’s testimony was rather confused at times. For instance, on direct he testified that after the shooting his brother Henry had stated, “We fired them up.” When pressed about this statement and why he had not previously mentioned it to the prosecutor or grand jury, he responded that he had "made it up.... He said something. I ain't understand what he said when we left, but I just made that up.”
Tyrone Barnett was also impeached with inconsistent statements he had made. On cross-examination, he testified that he did not remember whether he had heard Henry Fitzhugh say, “I got one. He said, ouch.” Defense counsel then presented his grand jury testimony in which he had attributed the statement, "Did you see that guy grab his back and holler ouch?” to Henry Fitzhugh.
Defense counsel also demonstrated bias on the part of the witnesses who inculpated Ready. As for Barnett, he testified before the grand jury under a grant of use immunity. Barnett also admitted that the Fitzhugh family was like a part of his own, and that Paul was like a brother to him. Paul Fitzhugh was also shown to be biased. In addition to the obvious source of bias — that he was close to his brother Henry— he conceded that he too had been arrested and locked up in connection with the instant case. At one point he even stated that he had been told by the prosecutor that if he appeared before the grand jury, all the charges against him would be dropped, even if he lied. Furthermore, each of the four occupants of the car who inculpated Ready (Barnett, the Fitzhughs’ cousin, and Paul and Henry Fitzhugh) all had an obvious reason to do so — to protect the co-defendant Henry Fitzhugh from being found to be the shooter.
. In Sykes, supra,
This rule is a salutary one, for the trial judge, who has seen the defense attorney in action and watched the evidence unfold, is in a far better situation than an appellate court to determine whether there is any appreciable possibility that a hearing could establish either constitutionally defective representation or prejudice to the defendant in the Strickland sense.
