Lead Opinion
delivered the opinion of the Court.
In federal court, petitioners asserted state law claims under the supplemental jurisdiction statute, 28 U. S. C.
I
In August 1995, petitioners Lance Raygor and James Goodchild filed charges with the Equal Employment Opportunity Commission (EEOC). The charges alleged that their employer, the University of Minnesota, discriminated against them on the basis of age in December 1994 by attempting to compel them to accept early retirement at the age of 52. After petitioners refused to retire, the university allegedly reclassified petitioners’ jobs so as to reduce their salaries. App. to Pet. for Cert. A-45; Brief for Petitioners 3.
The EEOC cross-filed petitioners’ charges with the Minnesota Depаrtment of Human Rights (MDHR) and later issued a right-to-sue letter on June 6,1996, advising that petitioners could file a lawsuit within 90 days under the Age Discrimination in Employment Act of 1967 (ADEA), 81 Stat. 602, as amended, 29 U. S. C. § 621 et seq. (1994 ed. and Supp. V). Brief for United States 5. The MDHR likewise issued right-to-sue letters on July 17,1996, advising petitioners that they could file suit within 45 days under the Minnesota Human Rights Act (MHRA), Minn. Stat., ch. 363 (1991).
In early July 1997, respondent filed its motion to dismiss petitioners’ claims pursuant to Federal Rule of Civil Procedure 12(b)(1). Brief for Petitioners 5, n. 5. The motion argued that the federal and state law claims were barred by the Eleventh Amendment. Brief for Respondent Regents of the University of Minnesota 5. Petitioners’ response acknowledged respondent’s “ ‘potential Eleventh Amendment immunity from state discrimination claims in Federal Court,’” but urged the District Court to exercise supplemental jurisdiction over the state claims if the federal claims were upheld. Brief for Petitioners 5-6. On July 11, 1997, the District Court granted respondent’s Rule 12(b)(1) motion and dismissed all of petitioners’ claims. App. to Pet. for Cert. A-39. Petitioners appealed, but the appeal was stayed pending this Court’s decision in Kimel v. Florida Bd. of Regents,
In the meantime, approximately three weeks after the Federal District Court had dismissed their state law claims, petitioners refiled their stаte law claims in Hennepin County District Court.
The Minnesota Court of Appeals reversed. The court first decided that the Federal District Court had original jurisdiction over the case before respondent’s Eleventh Amendment defense was “successfully asserted.” 604 N. W.
The Minnesota Supreme Court reversed. The court noted that respondent was an arm of the State, and found that the federal tolling provision facially applied to petitioners’ state law claims.
H-I l — l
In Mine Workers v. Gibbs,
In the wake of Finley, the Federal Courts Study Committee recommended that “Congress expressly authorize federal courts to hear any claim arising out of the same ‘transaсtion or occurrence’ as a claim within federal jurisdiction, including claims, within federal question jurisdiction, that require the joinder of additional parties.” Report of Federal Courts Study Committee 47 (Apr. 2, 1990). Soon thereafter, Congress enacted the supplemental jurisdiction statute, 28 U. S. C. § 1367, as part of the Judicial Improvements Act of 1990. Subsection (a) of § 1367 states that
“[ejxcept as provided in subsections (b) and (c) or as expressly provided otherwise by Federal statute, in any civil action of which the district courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form pаrt of the same case or controversy under Article III of the United States Constitution. Such supplemental jurisdiction shall include claims that involve the joinder or intervention of additional parties.”
Subsection (b) places limits on supplemental jurisdiction when the district court’s original jurisdiction is based only on diversity of citizenship jurisdiction under 28 U. S. C. § 1332 (1994 ed. and Supp. V). Subsection (c) allows district courts to decline to exercise supplemental jurisdiction in certain situations, such as when a “claim raises a novel or complex issue of State law.” § 1367(c)(1) (1994 ed.).
Petitioners originally sought to have their state law claims heard in federal court as supplemental claims falling under § 1367(a). App. to Brief for Petitioners B-3. Prior to the enactment of § 1367, however, this Court held that the Eleventh Amendment bars the adjudication of pendent state law
The most that can be said about subsection (a), however, is that it is a general grant of jurisdiction, no more specific to claims аgainst nonconsenting States than the one at issue in Blatchford v. Native Village of Noatak,
“[t]he district courts shall have original jurisdiction of all civil actions, brought by any Indian tribe or band with a governing body duly recognized by the Secretary of the Interior, wherein the matter in controversy arises under the Constitution, laws, or treaties of the United States.” (Emphasis added.)
Such a. facially broad grant of jurisdiction over “all civil actions” could be read to include claims by Indian tribes against nonconsenting States, but we held that such language was insufficient to constitute a clear statement of an intent to abrogate state sovereign immunity. Blatchford, supra, at 786. Likewise, we cannоt read § 1367(a) to authorize district courts to exercise jurisdiction over claims against nonconsenting States, even though nothing in the statute expressly excludes such claims. Thus, consistent with Blatch-
Even so, there remains the question whether § 1367(d) tolls the statute of limitations for claims against nonconsenting States that are asserted under § 1367(a) but subsequently dismissed on Eleventh Amendment grounds. Subsection (d) of § 1367 provides that
“[t]he period of limitations for any claim asserted under subsection (a), and for any other claim in the same action that is voluntarily dismissed at the same time as or after the dismissal of the claim under subsection (a), shall be tolled while the claim is pending and for a period of 30 days after it is dismissed unless State law provides for a longer tolling period.”
On its face, subsection (d) purports to apply to dismissals of “any claim asserted under subsection (a).” Ibid, (emphasis added). Thus, it could be broadly read to apply to any claim technically “asserted” under subsection (a) as long as it was later dismissed, regardless of the reason for dismissal. But reading subsection (d) to apply when state law claims against nonconsenting States are dismissed on Eleventh Amendment grounds raises serious doubts about the constitutionality of the provision given principles of state sovereign immunity. If subsection (d) applied in such circumstances, it would toll the state statute of limitations for 30 days in addition to however long the claim had been pending in federal court. This would require a State to defend against a claim in state court that had never been filed in state court until some indeterminate time after the original limitations period had elapsed.
When the sovereign at issue is the United States, we have recognized that a limitations period may be “a central condition” of the sovereign’s waiver of immunity. United States v. Mottaz,
Moreover, with respect to suits against a state sovereign in its own courts, we have explained that a State “may prescribe the terms and conditions on which it consents to be sued,” Beers v. Arkansas,
Consequently, we have good reason to rely on a clear statement principle of statutory construction. When “Congress intends to alter the ‘usual constitutional balance between the States and the Federal Government,’ it must make its intention to do so ‘unmistakably clear in the language of the statute.’” Will v. Michigan Dept. of State Police,
Here, allowing federal law to extend the time period in which a state sovereign is amenable to suit in its own courts at least affects the federal balance in an area that has been a historic power of the States, whether or not it constitutes an abrogation of state sovereign immunity. Thus, applying the clear statement principle helps “ ‘assur[e] that the legislature has in fact faced, and intended to bring into issue, the critical matters invоlved in the judicial decision.’” Will, supra, at 65 (quoting Bass, supra, at 349). This is obviously important when the underlying issue raises a serious constitutional doubt or problem. See Vermont Agency of Natural Resources v. United States ex rel. Stevens,
The question then is whether § 1367(d) states a clear intent to toll the limitations period for claims against nonconsenting States that are dismissed on Eleventh Amendment grounds. Here the lack of clarity is apparent in two respects. With respect to the claims the tolling provision covers, one could read § 1367(d) to cover any claim “asserted” under subsec
With respect to the dismissals the tolling provision covers, one could read § 1367(d) in isolation to authorize tolling regardless of the reason for dismissal, but § 1367(d) occurs in the cоntext of a statute that specifically contemplates only a few grounds for dismissal. The requirements of § 1367(a) make clear that a claim will be subject to dismissal if it fails to “form part of the same case or controversy” as a claim within the district court’s original jurisdiction. Likewise, § 1367(b) entails that certain claims will be subject to dismissal if exercising jurisdiction over them would be “inconsistent” with 28 U. S. C. § 1332 (1994 ed. and Supp. V). Finally, § 1367(c) (1994 ed.) lists four specific situations in which a district court may decline to exercise supplemental jurisdiction over a particular claim. Given that particular context, it is unclear if the tolling provision was meant to apply to dismissals for reasons unmentioned by the statute, such as dismissals on Elevеnth Amendment grounds. See Davis v. Michigan Dept. of Treasury,
In anticipation of this result, petitioners argue that the tolling provision should be interpreted to apply to their claims because Congress enacted it to prevent due process violаtions caused by state claim preclusion and anti-claim-splitting laws. Brief for Petitioners 45; Reply Brief for Petitioners 5-12. In other words, petitioners contend that Congress enacted the tolling provision to enforce the Due Process Clause of the Fourteenth Amendment against perceived state violations. We have previously addressed the argument that if a statute were passed pursuant to Congress’ §5 powers under the Fourteenth Amendment, federalism concerns “might carry less weight.” Gregory,
Petitioners also argue that our construction of the statute does not resolve their case because respondent consented to
Indeed, such circumstances are readily distinguishable from the limited situations where this Court has found a State consented to suit, such as when a Statе voluntarily invoked federal court jurisdiction or otherwise “ma[de] a ‘clear declaration’ that it intends to submit itself to our jurisdiction.” College Savings Bank v. Florida Prepaid Postsecondary Ed. Expense Bd.,
We hold that respondent never consented to suit in federal court on petitioners’ state law claims and that § 1367(d) does not toll the period of limitations for state law claims asserted against nonconsenting state defendants that are dismissed on Eleventh Amendment grounds. Therefore, § 1367(d) did not operate to toll the period of limitations for petitioners’ claims, and we affirm the judgment of the Minnesota Supreme Court dismissing those claims.
It is so ordered.
Concurrence Opinion
concurring in part and concurring in the judgment.
I join the Court’s judgment and its opinion in principal part. I agree with the decision’s twin rulings. First, prevailing precedent supports the view that, in the absence of a clear statement of congressional intent to abrogate the States’ Eleventh Amendment immunity, 28 U. S. C. § 1367(a)’s extension of federal jurisdiction does not reach claims against nonconsenting state defendants. See ante, at 540-542. Second, absent “affirmative indicatiofn]” by Congress, see Vermont Agency of Natural Resources v. United States ex rel. Stevens,
The pathmarking decision, it appears to me, is Vermont Agency.
Notes
This Court’s majority, in contrast to the Minnesota Supreme Court, does not invoke Alden v. Maine,
The supplemental jurisdiction statute, well-reasoned commentary indicates, “is clearly flawed and needs repair.” Oakley, Prospectus for the American Law Institute’s Federal Judicial Code Revision Project, 31 U. C. D. L. Rev. 855, 936 (1998); see generally id., at 936-945 (canvassing problems with 28 U. S. C. § 1367). For a proposed repair of § 1367, see ALI, Federal Judicial Code Revision Project (Tent. Draft No. 2, Apr. 14,1998).
Dissenting Opinion
with whom Justice Souter and Justice Breyer join, dissenting.
The federal interest in the fair and efficient administration of justice is both legitimate and important. To vindicate that interest federal rulemakers and judges have occasionally imposed burdens on the States and their judiciaries. Thus, for example, Congress may provide for the adjudication of federal claims in state courts, Testa v. Katt,
The “supplemental jurisdiction” provisions of the Judicial Improvements Act of 1990, 28 U. S. C. § 1367 (1994 ed.), impose a lesser burden on the States than each of these examples, and do so only in a relatively narrow category of cases— those in which both federal- and state-law claims are so related “that they form part of the same case or controversy.” Adopting a recommendation of the Federal Courts Committee, Congress in § 1367(a) overruled our misguided decision in Finley v. United States,
Subsection (d) of § 1367 responds to the risk that the plaintiff’s state-law claim, even though timely when filed as a part of the federal lawsuit, may be dismissed after the state period of limitations has expired. To avoid the necessity of duplicate filings, it provides that the state statute shall be tolled while the claim is pending in federal court and for 30 days thereafter.
The Minnesota Supreme Court reversed, because it considered this Court's holding in Alden v. Maine,
The Court recognized this crucial distinction in Irwin v. Department of Veterans Affairs,
The waiver at issue in this case is more unequivocally expressed than the one in Irwin. Minnesota has consented to suit under the MHRA by agreeing to be treated in the same manner as a private employer.
It is true, of course, that the federal tolling provision, like any other federal statute that pre-empts state law, “affects the federal balance” even though it does not “constitute] an abrogаtion of state sovereign immunity.” Ante, at 544. But that consequence is surely not sufficient to exclude state parties from the coverage of statutes of general applicability like the Bankruptcy Code, the Soldiers’ and Sailors’ Civil Relief Act of 1940, or any other federal statute whose general language creates a conflict with a pre-existing rule of state law.
Accordingly, I respectfully dissent.
The Anti-Injunction Act, 28 U. S. C. § 2283 (1994 ed.), provides:
“A court of the United States may not grant an injunction to stay proceedings in a State court except as expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect or effectuate its judgments.”
Title 28 U. S. C. § 1367(a) provides:
“Except as provided in subsections (b) and (c) or as expressly provided otherwise by Federal statute, in any civil action of which the district courts have original jurisdiction, the district courts shall have supрlemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution. Such supplemental jurisdiction shall include claims that involve the join-der or intervention of additional parties.”
Section 1367(d) provides:
“The period of limitations for any claim asserted under subsection (a)... shall be tolled while the claim is pending and for a period of 30 days after it is dismissed unless State law provides for a longer tolling period.”
When an equity bill was dismissed to permit the commencement of an action at law, it was the practice of the English courts to consider the statute of limitations tolled during the pendency of the suit in equity. See, e. g., Anonimous, 1 Vern. 73, 73-74, 23 Eng. Rep. 320, 320-321 (Ch. 1682) (“[I]f a man sued in Chancery, and pending the suit here, the statute of limitations attached on his demand, and his bill was afterwards dismissed, as being a matter properly determinable at common law: in such case . . . [the court] would not suffer the statute to be pleaded in bar to his demand”); see also Sturt v. Mellish, 2 Atk. 610, 615, 26 Eng. Rep. 765, 767 (Ch. 1743); MacKenzie v. Marquis of Powis, 7 Brown 282, 288, 3 Eng. Rep. 183, 187 (H. L. 1737).
Equitable tolling is a background rule that informs our construction of federal statutes of limitations, Holmberg v. Armbrecht,
See, e. g., 8 U. S. C. § 1182(a)(9)(B)(iv) (tolling an alien’s period of unlawful presence in the United States during certain immigration proceedings); 28 U. S. C. § 2263(b) (1994 ed., Supp. V) (tolling the statute of limitations on filing for habeas corpus relief); 29 U. S. C. § 1854(f) (1994 ed., Supp. V) (tolling the statute of limitations on actions for bodily injury or death to a migrant farmworker).
See, e. g., 11 U. S. C. § 108 (tolling during bankruptcy); 50 U. S. C. App. §525 (1994 ed.) (Soldiers' and Sailors’ Civil Relief Act of 1940) (tolling during military service); 15 U. S. C. § 6606(e)(4) (Y2K Act) (tolling during notice and remediation period for Year 2000 related claims); cf. 42 U. S. C. §9658 (1994 ed.) (Comprehensive Environmental Response, Compensation, and Liability Act of 1980) (setting uniform limitations-period commencement date in suits under statе law for damages due to hazardous release exposure).
See
See Minn. Stat. § 363.01, subds. 17 and 28 (2000) (defining “employer” to include private entities and “the state and its departments, agencies, and political subdivisions”).
It is true enough that we “ha[ve] never held that waivers of a State’s immunity presumptively include all federal tolling rules,” ante, at 543. Of course, we have never held to the contrary, either. But surely our federal sovereign immunity cases shed great light on the question, given our similarly strict analyses of waivers in federal and state sovereign immunity cases. See College Savings Bank v. Florida Prepaid Postsecondary Ed. Expense Bd.,
As the Court observes, ante, at 542-543, our federal sovereign immunity cases recognize that a limitations period may serve as a central condition of waiver. The teaching of Irwin, however, is that even when a limitations period is a “condition to the waiver of sovereign immunity and thus must be strictly construed,”
The university received notice of the claim and was able to take part fully in the prosecution of the litigation by engaging in еxtensive discovery and participating in mediation.
Indeed, as an alternative basis for its decision, the Minnesota Court of Appeals concluded that equitable tolling was appropriate. See
See, e. g., Geier v. American Honda Motor Co.,
It may also impose serious burdens on already-overworked state courts. Claims brought under state antidiscrimination statutes such as the MHRA, for example, will often be bound up with claims -under similar federal statutes, such as 42 U. S. C. § 1983 (1994 ed., Supp. V); Title VII of the Civil Rights Act of 1964,42 U. S. C. §2000e et seq. (1994 ed. and Supp. V); and the Age Discrimination in Employment Act (ADEA), 29 U. S. C. §621 et seq. (1994 ed. and Supp. V). The state courts have concurrent
