Rayfield Carrier challenges a decision by the Secretary of Health and Human Services to deny his claim for social security disability and supplemental security income benefits. We find substantial evidence in support of the Secretary's decision and affirm.
PROCEDURAL HISTORY.
Plaintiff-Appellant (“plaintiff” or “Carrier”) applied to the Secretary of the Department of Health and Human Services (“Secretary” or “defendant”) for disability benefits on February 3, 1984, alleging that pain, muscle weakness and lack of motor control prevented him from engaging in gainful employment since January of 1983. This application was denied at the first two levels of administrative review. Upon plaintiff’s request, an administrative law judge (“AU”) conducted a hearing and issued a decision denying benefits on April 22, 1985. The Appeals Council denied plaintiffs request for review.
On August 27, 1985, plaintiff filed a complaint in the District Court. The District Court granted defendant’s motion for summary judgment. Plaintiff appealed to this Court, which dismissed the appeal for lack of a separate judgment on October 7, 1989. Upon plaintiff’s motion, the District Court entered a separate judgment for the Secretary on February 8, 1991. Plaintiff now appeals the adverse judgment to this Court.
FACTS.
Plaintiff applied for benefits in February, 1984, when he was forty-three years of age. He claimed that he had worked as a roofer until early 1983, when he began to suffer from pain and spasms due to a pinched nerve in his neck. He further testified that he could not stand for more than five minutes without suffering from lower back pain. His wife and another witness corroborated his testimony.
In February, 1984, plaintiff was hospitalized for myelopathy and had a spinal fusion performed at three levels. His discharge summary indicated that his leg strength and sensation improved, while his spasms had decreased. The prognosis was “fair to good.” By August of 1984, plaintiff’s physician noted that plaintiff was “getting better” and had improved strength, but that his gait remained spastic and the prognosis for recovery was not good. Plaintiff took medication for blood pressure and fluid retention, but was not under medication for pain.
At the request of the Social Security Administration, M.Y.I. Beck, M.D., examined plaintiff in October, 1984, and reported that the operation had apparently stopped the progression of plaintiff’s myelopathy. He indicated that plaintiff was alert and oriented and that he found no evidence of muscle atrophy, but that Carrier continued to suffer from myelopathy, clonus and weakness on his left side.
A State Agency physician reviewed all of this evidence in November, 1984, and concluded that plaintiff did not have an impairment or combination of impairments which would meet or equal an Appendix 1 listing.
1
The physician determined moreover that plaintiff’s condition would continue to improve and that within 12 months he would be able to perform jobs which required a medium level of exertion, and would be
Notwithstanding the findings of the State Agency physician, the ALJ determined that plaintiff could not perform medium-level jobs and would not be able to return to his former occupation, but that he would be able to perform light-level jobs available in the national economy. He therefore found plaintiff not disabled in his April, 1985 decision. The District Court held that no basis existed for overturning the ALJ’s decision.
Plaintiff filed another application and was found to be disabled by the Social Security Administration in a notice dated March 4, 1989. Plaintiff received an award of benefits retroactive to April 23, 1985, the day after the ALJ’s decision in our case. Defendant noted that administrative regulations would not allow it to find disability onset prior to that date. At issue in this case are retroactive payments for claimed disability prior to April 23, 1985.
ANALYSIS.
I. The ALJ Properly Developed the Record.
Plaintiff, who has a fifth grade education and was not represented by counsel at the hearing, claims that the AU failed to fulfill his “special duty” to develop the record “when an unrepresented claimant unfamiliar with the hearing procedures appears before him.”
Kane v. Heckler,
[t]he record disclose[d] no question by the AU concerning whether or not Kane desired counsel. The hearing lasted five minutes and its transcript consisted] of four pages.... The AU asked only one perfunctory question about Kane’s subjective complaints.
Id. at 1218.
In
James v. Bowen,
II. The Secretary’s Decision is Supported by Substantial Evidence and is in Accord with Relevant Legal Standards.
Judicial review of the Secretary’s final decision of not disabled is limited under 42 U.S.C. § 405(g) to two inquiries: (1) whether substantial evidence of record supports the Secretary’s decision, and (2) whether the decision comports with relevant legal standards.
Villa v. Sullivan,
The legal standard for determining disability under Titles II and XVI of the Social Security Act is whether the claimant is unable to perform substantial gainful activity for at least twelve consecutive months because of a medically determinable impairment. 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). In determining whether or not a claimant is capable of performing substantial gainful activity, the Secretary uses a five-step sequential procedure set forth in 20 C.F.R. § 404.1520(b)-(f) (as paraphrased in
Wren v. Sullivan,
It is, of course, improper for an AU not to consider a claimant’s subjective complaints of pain. It is also improper for an AU to make no finding as to a claimant’s subjective complaints of pain if, if the claimant were believed, said claimant would be entitled to benefits.
See Scharlow v. Schweiker,
Finally, the Court notes that it appears that plaintiff never did recover sufficiently to rejoin the work force and was later found to be disabled. Of course, the Secretary cannot rely upon a physician’s prognosis of recovery if such prognosis has already proven to be incorrect by the time that the Secretary issues a final decision.
See Taylor v. Bowen,
CONCLUSIONS.
Much as we sympathize with plaintiff, we cannot agree that the AU failed either to compile a sufficient record or to back up his reasoning with substantial evidence. Therefore, the District Court’s summary judgment in favor of the Secretary is AFFIRMED.
Notes
. Appendix 1 impairments are specific maladies which automatically entitle claimants, who are not gainfully employed, to benefits. See 20 C.F.R. Part 404, Subp. P, App. 1, § 1.05(C).
. We have recently found, in a case involving the termination of benefits to a plaintiff whom the Secretary determined to be no longer disabled, that the decision to forego medication for pain is, in conjuntion with medical reports, a relevant factor which may be considered by the AU.
Griego v. Sullivan,
