Ray E. LOEHR, Plaintiff-Appellant,
v.
VENTURA COUNTY COMMUNITY COLLEGE DISTRICT; Board of
Trustees of the Ventura County Community
College District; David Bender, Jr.;
James T. Ely, and Robert
Stone, Defendants-Appellees.
No. 83-5884.
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted April 2, 1984.
Decided Sept. 26, 1984.
Robert S. Thompson, Hufstedler, Miller, Carlson & Beardsley, Los Angeles, Cal., for plaintiff-appellant.
Stuart W. Rudnick (James L. Morris, Musick, Peeler & Garrett, Los Angeles, Cal., John R. McConica, II, Drescher, McConica & Young, Ventura, Cal., Melanie M. Poturica, Liebert, Cassidy & Frierson, Los Angeles, Cal., with him on the brief), for defendants-appellees.
Appeal from the United States District Court for the Central District of California.
Before WALLACE, SCHROEDER, and NELSON, Circuit Judges.
WALLACE, Circuit Judge:
Loehr sought injunctive relief and damages under 42 U.S.C. Sec. 1983 and the California Constitution for alleged deprivations of liberty and property. The district court granted summary judgment against him. We have jurisdiction under 28 U.S.C. Sec. 1291. We affirm.
* In 1974 the Board of Trustees (Board) of the Ventura County Community College District (District) hired Loehr as superintendent of the District. In 1979, after rating his performance "outstanding," the Board offered him a four-year contract to continue as superintendent. Loehr accepted.
Later that year, two new Trustees, Bender and Ely, won election to the five-member Board. On April 15, 1980, Bender, Ely, and a third Trustee, Stone, voted in closed executive session to request Loehr's resignation. After the vote, the Board called Loehr into the meeting. Ely gave Loehr a letter, prepared by Ely after private consultation with an outside attorney, and signed by Ely as President of the Board. It read in part:
[I]f you choose to decline the Board's offer to entertain a resignation, we are prepared to undertake all necessary actions to terminate and rescind your contract of employment. Upon request, you would be provided with a written summary of your actions which, in the Board's view, have constituted a material breach sufficient to justify a rescission.
On April 20, after Loehr had not resigned, the Board met again in executive session, invited him into part of the meeting, and read to him a long list of questions about his performance as superintendent. Ely asked him to respond to the questions at the next meeting. Ely also told him there were no "charges" against him.
The Board held another executive session on April 24 to listen to Loehr's answers. The Trustees did not ask him to clarify any of his responses and, after a short conference without Loehr present, Ely told him that the Board would proceed with legal action to remove him from his duties as superintendent. The District claims the Board authorized Ely to proceed, assisted by counsel, with this task by himself.
The next day Ely visited Loehr's office. After a short conversation, Ely gave him an undated eight page letter. The letter advised that "the question of whether you should be afforded procedural due process prior to actual termination ... has been resolved in favor of affording such due process," and then listed twenty-one documented "specifications" that "constitute misfeasances or malfeasances that the Board believes are sufficient to indicate you have materially breached your contract of employment with the District." The letter also stated that Loehr had five days to request a hearing from the Board, but if he did not want to meet with the Board, he could respond to the "specifications" in writing.
On April 28, Loehr wrote a letter to Ely denying all twenty-one specifications. The next day Loehr's attorney sent the Board a letter informing it that Loehr intended to complete his contract. On May 5, however, the Board voted three to two to terminate Loehr as superintendent.
During the next ten days, Ely spoke to meetings at the District's administrative offices and two of the District's three campuses about Loehr's dismissal. Bender held a similar meeting at the third campus. The Board also held a meeting at which various District employees spoke favorably of the Board's decision to remove Loehr. A number of articles and editorials appeared in local newspapers reporting these events and other aspects of Loehr's dismissal, including comments from Ely about an ongoing supervisory grand jury investigation into the affairs of the District. Soon afterwards, on June 3, Loehr sued the District, the Board, and Trustees Ely, Bender, and Stone under 42 U.S.C. Sec. 1983 and the California Constitution, art. I, Sec. 7(a), for deprivations of his liberty and property.
The district court initially granted Loehr a preliminary injunction reinstating him as superintendent. We reversed and remanded in an unpublished decision, because Loehr had failed to show an irreparable injury and a balance of hardships tipping decidedly in his favor. After our remand and further pleadings on both sides, the district judge refused under Fed.R.Civ.P. 15 to allow Loehr to add additional defendants and amend and supplement his complaint to raise claims under state law, 42 U.S.C. Secs. 1985, 1986, and 18 U.S.C. Sec. 1001. He then granted summary judgment in favor of the individual defendants, holding they possessed qualified immunity under both federal and state law from Loehr's suit. Subsequently, the district judge granted summary judgment in favor of the District and the Board. He held that California law gave Loehr no protected property interest in his employment as supervisor, and that he suffered no deprivation of a liberty interest in his reputation at the hands of the Board or District because they made no public disclosure of the reasons behind his discharge before he filed suit. Loehr appealed. After setting out our standards for review, we discuss, first, Loehr's claim that his due process rights were violated by depriving him of a property interest; second, his claim that his reputation was damaged, injuring his liberty interest; and third, his claim that the district court should have allowed him to amend and supplement his complaint.
II
We review a summary judgment de novo. E.g., Martino v. Santa Clara Valley Water District,
III
Loehr claims a property interest in continued employment as superintendent of the District. As the Supreme Court held in Board of Regents v. Roth,
Loehr asserts three interrelated sources for a "legitimate claim of entitlement," Roth,
Paragraphs 7 and 8 of Loehr's contract provide that the contract incorporates "applicable" state laws and rules, and regulations of the Board of Governors of the California Community Colleges; that the parties may change or terminate the contract by mutual assent; and that "the provisions of state law relating to the method of terminating a superintendent's contract upon its completion are to be complied with by the Governing Board." These terms provide no substantive entitlement in themselves. They simply refer to state law.
Loehr argues, however, that these terms provide a property interest because they limit the Board's authority to dismiss him before the end of his term to either a reason under Cal.Educ.Code Secs. 72411, 72411.5 (West 1978) or Cal.Labor Code Sec. 2924 (West Supp.1984). Section 72411.5 simply refers us back to the contract, so the only meaningful portion of the state education code "relating to the method of terminating a superintendent's contract" is section 72411. We believe Loehr correctly assumes his contract incorporates this section, but neither it nor any other section of California law relating to the employment of superintendents provides him a property interest in his position.
In Barthuli v. Board of Trustees,
Loehr's case differs from Barthuli because he was a superintendent, not just an associate superintendent, but the difference matters little. Part of section 72411 does apply only to a superintendent and provides for notice to him six months before the end of the contract if the trustees of a district decide not to reemploy him. If the trustees "fail[ ] to reelect or reemploy the superintendent" without giving that notice, his contract is automatically renewable. This provision, however, creates no property right. As a procedural requirement, it is not "intended to be a 'significant substantive restriction' " on the Board's decisionmaking power over the employment of superintendents, see Goodisman v. Lytle,
The Barthuli holding also indicates California would not interpret Cal.Labor Code Sec. 2924 (West Supp.1984) as providing Loehr a property interest under his contract. Section 2924 provides "[a]n employment for a specified term may be terminated at any time by the employer in case of any willful breach of duty by the employee in the course of his employment, or in case of his habitual neglect of his duty or continued incapacity to perform it." We said in Nuelsen v. Sorensen,
We express no opinion whether Loehr could maintain an action for breach of contract under California law. Cf. Barthuli,
Consideration of various procedural provisions of California law and Board policy does not alter our conclusion. For example, Loehr cites Cal.Educ.Code Sec. 87031 (West 1978). In Miller v. Chico Unified School District Board of Education,
Procedural requirements ordinarily do not transform a unilateral expectation into a constitutionally protected property interest. Jacobson v. Hannifin,
Cf. Mabey v. Reagan,
Because Loehr possessed no property interest in his continued employment as superintendent, the Board owed him no due process under either federal or state constitutional law in relieving him of that position. See Perry,
IV
The district court found that the Board never publicly stated any reasons for Loehr's dismissal until it filed its pleadings in this case and that the Trustees who voted to terminate Loehr's contract never publicly stated any reason for their action except a belief Loehr had failed to perform competently as superintendent and could no longer work effectively with the Board and other administrative personnel. Loehr argues, however, that the Board and the Trustees who voted against him deprived him of a liberty interest under both the United States and California constitutions by impugning his honesty and integrity and failing to maintain his personnel file properly.
Loehr purports to identify several public statements impugning him before his dismissal on May 5, 1980, but the only instances supported by record citation are two conversations involving Tullis. Ely told Tullis the Board would fire Loehr. Bender told Tullis the Board would fire Loehr "because they already had the votes." The various public statements after his dismissal that Loehr complains of involve newspaper stories that allegedly connected him to a grand jury investigation, incorrectly led people to believe the Board had given him due process, and falsely charged him with various malfeasances. Loehr also charges the Trustees who voted against him conducted public meetings that encouraged others to ridicule him. Out of this multitude of claims by Loehr, none involve a deprivation of any liberty interest.
Loehr's failure to demonstrate a property interest in his continued employment will not defeat a properly asserted liberty interest claim. See McGhee v. Draper,
We held in Bollow v. Federal Reserve Bank,
To implicate constitutional liberty interests, however, the reasons for dismissal must be sufficiently serious to "stigmatize" or otherwise burden the individual so that he is not able to take advantage of other employment opportunities.
This court has described the stigma that infringes liberty interests as that which "seriously damages a person's reputation or significantly forecloses his freedom to take advantage of other employment opportunities ...." Subsequent panels have set the boundary of liberty interests at accusations of "moral turpitude," such as dishonesty or immorality--i.e., charges that do not reach this level of severity do not infringe constitutional liberty interests.
Id. at 1101 (citations omitted); (emphasis in original).
The content of Bender's and Ely's comments to Tullis fail to reach this level. The various newspaper stories commenting on both Loehr's alleged incompetence and a grand jury investigation of the District's operations also fall short of Bollow. In Heath v. Redbud Hospital District,
Loehr's claim that the Board and the Trustees incorrectly led people to believe he had received due process fails to implicate any liberty interest either. Even if such misdirection occurred, the allegation that a person received due process does not necessarily reflect on his reputation, much less reputation in a context sufficient to invoke the protections of due process. Cf. Paul v. Davis,
A review of the newspaper articles reporting the Board's specification of malfeasances against Loehr shows that all but one clearly obtained the list from the Board's answer to Loehr's suit. As the Supreme Court held in Bishop,
The only article containing a list of malfeasances and appearing before Loehr filed suit was in the May 9, 1980 edition of the Ventura College Press:
No specific charges have been leveled against Loehr, but reasons for his removal cited by various trustees are:
--A $1.1 million error in the transfer of funds; the error had not been reported when found and had been covered up by Loehr's administration for months. The Ventura County Grand Jury later cited the action as "gross incompetence."
--An athletic scandal at Oxnard College that involved falsifying student transcripts.
--Four major budget cuts at the beginning of the 1979-80 fiscal year that forced a quick spending of a $750,000 surplus.
--Growing faculty and management criticism of Loehr's centralized administration, which many thought would destroy the autonomy of the individual colleges.
--A conflict of interest charge against Jose Villena, a part-time Ventura College instructor who also served as district auditor.
The grand jury referred to was not the grand jury contemporaneously investigating the District, but an earlier one. With perhaps the exception of the faculty and staff criticism, each of the other reasons also involved matters of public record, matters that did not implicate Loehr himself in criminal wrongdoing or dishonesty. At worst, the reasons revealed by someone to the Ventura College Press labeled Loehr incompetent. We held in Stretten v. Wadsworth Veterans Hospital,
Loehr's arguments for a liberty interest under Cal.Educ.Code Sec. 87031 (West 1978) have no more merit than his arguments for a property interest under that section. Under California law, the material Loehr complains about remains "personal," not public, in his personnel file, see Cal.Civ.Code Sec. 1798.3(b) (West Supp.1984) (definition of personal); Cal.Civ.Code Sec. 1798.24 (West Supp.1984) (strict disclosure limitations), and his case is distinguishable from Kendall v. Board of Education,
Finally, we know of no authority for holding that the Board or the Trustees who voted against Loehr compromised any liberty interest by merely providing a public forum at which others independently may have defamed Loehr. For this and the other reasons discussed above, none of the harms alleged by Loehr deprived him of any liberty interest. Our analysis precludes any need to reach the Board's theory that no statements after the effective date of Loehr's termination can deprive him of a liberty interest. See Gentile v. Wallen,
V
Because of our holdings above, we need not reach the question of the individual Trustees' immunity. See generally Harlow v. Fitzgerald,
In Hurn,
Several factors govern the propriety of a motion under rule 15: (1) undue delay, (2) bad faith, (3) futility of amendment, and (4) prejudice to the opponent. E.g., Hurn,
Second, although Loehr may not have acted in bad faith as far as the motion as a whole, his claim for private damages under 18 U.S.C. Sec. 1001, a federal penal statute, is patently frivolous. Loehr's effort to interject this criminal charge into his action draws his good faith into question.
Third, much if not all of Loehr's amendment would prove futile. Subsequent to the denial of amendment in federal court, Loehr attempted to replead these claims in state court and the state court dismissed them as barred by various statutes of limitations and the filing provisions of the California Tort Claims Act, Cal.Civ.Proc.Code Sec. 581 (West 1976). See Loehr v. Ventura County Community College District,
Finally, although we cannot say a grant of Loehr's motion under rule 15 would have caused great prejudice, under these circumstances we believe the district court did not abuse its discretion in denying the motion. We affirm the district court on this issue.
VI
Great expectations may inflame great angers. In this case, Loehr expected more than his position actually secured to him. He also expected different treatment from the Board, and his pleadings reflect his outrage. If there has been a moral or political wrong against him, however, he must still "accept the harsh fact that numerous individual mistakes are inevitable in the day-to-day administration of our affairs. The United States Constitution cannot feasibly be construed to require federal judicial review for every such error." Bishop,
AFFIRMED.
