Rangra v. BrownRangra v. Brown
The pivotal question presented by this appeal is whether speech of elected state and local government officials made pursuant to their official duties, like speech of non-elected public employees, is less protected by the First Amendment than other speech. The district court held that the First Amendment affords absolutely no
I.
The plaintiffs, elected city council members, were indicted in state court for violations of the criminal provisions of the Texas Open Meetings Act (“TOMA”)
1
by acting as a quorum in exchanging private emails discussing whether to call a council meeting to consider a public contract matter. After prosecuting the charges for several months, the district attorney dismissed them without prejudice. The plaintiffs, alleging fear of future prosecutions and undue restriction of their First Amendment speech rights, brought this § 1983 action in federal district court for declaratory and injunctive relief against the state attorney general and the district attorney, challenging as content-based speech regulations the criminal provisions of TOMA. The district court dismissed the plaintiffs’ claims, holding that under
Garcetti v. Ceballos,
II.
• Defendants assert that this case is nonjusticiable because the plaintiffs lack standing and them claims are moot. We agree with the district court that the plaintiff Mr. Rangra has standing, and we conclude that the case is not moot. 2
To establish standing, the plaintiff must demonstrate injury, causation, and redressability.
See Lujan v. Defenders of Wildlife,
“The standard — encapsulated in the phrase ‘credible threat of prosecution’ — is quite forgiving.” 3 “[W]hen dealing with ... statutes that facially restrict expressive activity by the class to which the plaintiff belongs, courts will assume a credible threat of prosecution in the absence of compelling contrary evidence.” 4
The district court held that the plaintiff established standing by demonstrating injury in fact, causation, and redressability through self-censorship out of fear of prosecution under TOMA.
5
We agree. The plaintiffs affidavits and trial testimony show that he has self-censored his speech to avoid prosecution under TOMA
6
and thereby established injury.
7
Moreover, the plaintiff has alleged threats of prosecution that cannot be characterized as “imaginary or speculative.”
See Steffel,
Because the reasons for the plaintiffs standing continue to exist, we also reject defendants’ argument that the case is moot. 9
III.
The plaintiffs challenge the criminal provisions of TOMA as state regulations imposing an invalid content-based restriction of free speech. 10 The Supreme Court has held that the strict scrutiny test governs challenges for assessing laws that regulate speech on the basis of its content. 11
Strict scrutiny, a formula crafted by the Supreme Court for implementing constitutional values, is one of the most important elements of modern constitutional law.
12
Strict scrutiny varies from ordinary scrutiny by imposing three hurdles on the government. It shifts the bur
We agree with the plaintiffs that the criminal provisions of TOMA are content-based regulations of speech that require the state to satisfy the strict-scrutiny test in order to uphold them.
14
A speech regulation is content-based if it defines the regulated speech by reference to its content.
15
For example, in
Burson v. Freeman,
Furthermore, because TOMA imposes a content-based regulation, we conclude that the district court was required to apply the strict-scrutiny test and to make the state carry its burden of proving that the statute pursues a compelling interest which the law is narrowly tailored to further. The district court did not perform that task because it mistakenly concluded that elected officials’ speech made pursuant to their official duties is totally unprotected by the First Amendment. For this reason, the district court dismissed the plaintiffs’ claims as not actionable without ever undertaking the strict-scrutiny analysis. Consequently, we must vacate the district court’s judgment and remand the case to it for a proper application of the strict scrutiny test. Before doing so, however, we will explain why the district court erred in assuming that the speech of elected officials made pursuant to their official duties is entitled to no protection under the First Amendment.
IV.
The Supreme Court, in Garcetti, held that the First Amendment does not protect a government employee from discipline based on speech made pursuant to the employee’s official duties. 17 The district court assumed that there is no meaningful distinction between the speech of elected officials and that of public employees and held that, under Garcetti, the plaintiffs’ speech pursuant to their official duties was not protected by the First Amendment.
The district court’s premise that the First Amendment’s protection of elected officials’ speech is limited just as it is for the speech of public employees, however, is incorrect. Job-related speech by public employees is clearly less protected than other speech because the Court has held that government employees’ speech rights must be balanced with the government’s need to supervise and discipline subordinates for efficient operations.
18
The First Amendment does not protect government employees’ job-related speech unless the speech is about a matter of public concern, “and even then, a government employee may be fired or disciplined for her speech if the government employer can show, on balance, that the efficient operation of the office justified the action.”
19
But when the state acts as a
Indeed, the Supreme Court’s decisions demonstrate that the First Amendment’s protection of elected officials’ speech is robust and no less strenuous than that afforded to the speech of citizens in general. For example, in the 1960s the Court held in
Bond v. Floyd,
.Recently, in
Republican Party of Minnesota v. White,
Most significantly, this court in
Jenevein v. Willing,
Conclusion
Applying the foregoing precepts, we conclude that the district court incorrectly assumed that the
Pickering-Garcetti
line of decisions, rather than the strict scrutiny test as elaborated in
White,
governs the present case. Accordingly, we reverse the district court’s judgment and remand the case to it for the application of the strict scrutiny formula to Tex. Gov’t Code § 551.144.
30
In doing so, we point out, however, that the Supreme Court has rejected “the notion that strict scrutiny is ‘strict in theory, but fatal in fact.’ ”
31
The
For these reasons, the judgment of the district court is reversed and the case is remanded to it for further proceedings consistent with this opinion.
Notes
. Tex. Gov’t Code Ann. § 551.001 et seq. (Vernon 2007).
. The record reflects that Mr. Rangra is still a member of the city council, although Ms. Monclova may not be. A case is not moot as long as a live controversy exists between at least one plaintiff and one defendant.
See Cutter v. Wilkinson,
.
N.H. Right to Life Political Action Comm.
v.
Gardner, 99
F.3d 8, 14 (1st Cir.1996) (citing
Babbitt v. United Farm Workers Nat'l Union,
.
Gardner,
. For example, Rangra's affidavit states the following:
I am still a member of the Alpine City Council. I still want to talk to and discuss public matters with my fellow elected city council members. I would like to communicate with city councilors, and the public, by email, regular mail, telephone, and directly. Because of Mr. Brown’s prosecution of me and my fellow councilors, I am afraid to do this. I am afraid to exercise my First Amendment rights to communicate with my fellow councilors, and the public. I am afraid that if I talk to anyone about public matters, except at a city council meeting, I could be indicted and face a criminal prosecution. This threat to me is ongoing and real. But for this threat, I would exercise my First Amendment rights to communicate with the voters and public officials.
.
See, e.g., Am. Booksellers,
. See, e.g., Op. Tex. Att'y Gen. JC-0307 (2000).
. To avoid mootness "[t]he requisite personal interest that must exist at the commencement of the litigation [to give rise to standing] must continue throughout its existence,”
i.e.,
the controversy underlying the lawsuit must persist.
Arizonans for Official English v. Arizona,
. "As a matter of constitutional tradition, in the absence of evidence to the contrary, we presume that governmental regulation of the content of speech is more likely to interfere with the free exchange of ideas than to encourage it.”
Reno v. ACLU,
.
See, e.g., Republican Party of Minn. v. White,
. See Richard H. Fallon, Jr., Strict Judicial Scrutiny, 54 UCLA L. Rev. 1267, 1268-69 (2007); Stephen A. Siegel, The Origin of the Compelling State Interest Test and Strict Scrutiny, 48 Am. J. Legal Hist. 355 (2006).
. See Siegel, supra note 12, at 360 (citing Erwin Chemerinsky, Constitutional Law: Principles and Policies 645, 767, 902-03 (2d ed.2002)); Fallon, supra note 12, at 1273.
.
See, Ashcroft
v.
ACLU,
.
See Playboy,
. Tex. Gov’t Code Ann. § 551.001 (Vernon 2007).
.
See Garcetti v. Ceballos,
. In
Pickering
v.
Bd. of Educ.,
. Erwin Chemerinsky, Constitutional Law. Principles and Policies 1110 (3d ed.2006);
see also Waters v. Churchill,
.
See Waters,
.
Waters,
.
See Garcetti,
.
Garcetti
did not expand the scope of the public employee speech limitations to include elected officials; rather,
Garcetti
merely carved out a narrow exception to the Supreme Court’s holdings that a government employer may not discipline or adversely affect public employees for their speech involving matters of public concern unless the state can prove that the needs of the government outweigh the speech rights of the employee. In
Garcetti,
Ceballos, a deputy district attorney, alleged that he had been subjected to adverse employment actions in retaliation for engaging in protected speech, viz., for writing an internal memo recommending the dismissal of a criminal case on the basis of alleged governmental misconduct.
See Garcetti,
While Garcetti added a new qualification of public employees' freedom of expression recognized by the Court’s long line of cases concerning public employee speech rights, it did nothing to diminish the First Amendment protection of speech restricted by the government acting as a sovereign rather than as an employer and did nothing to impact the speech rights of elected officials whose speech rights are not subject to employer supervision or discipline.
. Even before
White,
however, as evinced by the two principal decisions upon which it relied, the Court had vigorously applied the First Amendment protections through the strict scrutiny test on behalf of elected officials, candidates for elective offices, and political parties.
See Eu v. S.F. County Democratic Cent. Comm.,
.
Jenevein
s application of strict scrutiny, in reliance on
White,
is consistent with the Supreme Court's use of that formula to protect the expressive activity of virtually all persons from unnecessary content-based regulation of speech regarding public matters or governmental affairs.
See, e.g., Consol. Edison Co. of New York, Inc. v. Public Svc. Com’n,
. In
Jenevein,
.
Jenevein,
.
Id.
at 557 (citing
White,
.
Id.; see also id.
at 558 ("If the State chooses to tap the energy and the legitimizing power of the democratic process [in the election of judges], it must accord the participants in that process ... the First Amendment rights that attach to their roles.”) (quoting
White,
. We note that the criminal provision in Tex. Gov’t Code § 551.144 is the only portion of TOMA at issue in this case and that the district court's strict scrutiny inquiry should be limited to this provision.
.
Adarand Constr'rs, Inc. v. Pena,
.
See
Winkler,
supra
note 31, at 794 (quoting
Pena,
We emphasize that we remand this matter for the district court to conduct a strict scrutiny review in the first instance because that inquiry might well require development of the record beyond its present state, as the state has not yet been afforded an opportunity to prove that TOMA § 551.144 is narrowly tailored to further a compelling state interest. TOMA § 551.144 may indeed survive this strict scrutiny inquiry. Numerous states apparently employ similarly tailored provisions in their open meetings acts. See Ann Taylor Schwing, Open Meeting Laws 2d 275, 285 (2000). However, we simply lack the record necessary to make a strict scrutiny determination here; thus we remand the issue.