Lead Opinion
Randy and Revell Boss
I. BACKGROUND
A. The Facts
At the Bosses’ joint trial, the state sought to prove that the Bosses, along with two co-defendants, who were tried separately, Nikia Harris and Corey Carter, robbed and beat to death Eugene Oliver, a 52-year-old neighborhood resident. Robert McAfee, a teenager at the time of the attack, was the only witness the government called to testify about the robbery and murder.
McAfee was riding his bicycle home from Garfield Park in Chicago on September 6, 1993, at approximately 10:45 p.m. He stopped at the corner of Franklin and Drake and talked to a girl who was leaning out of a window. After about a minute, the conversation ended, and McAfee saw four men and a woman standing across the street outside the senior citizens’ home, drinking beer. Although he did not recognize the woman, he recognized the four men — Randy, Revell (identified as “Veil”), Keater, and Corey.
While still looking across the street, McAfee saw Eugene Oliver leave the senior citizens’ home and walk toward Franklin. Randy, Veil, Keater, and Corey followed Oliver. As they walked to the corner of Franklin and Drake, Randy approached McAfee and asked if he could use his bicycle. After McAfee refused, Randy simply took the bicycle ■ and rode off. McAfee gave chase. ■
Meanwhile, Oliver had turned left onto Franklin and walked to Central Park. On McAfee’s bicycle, Randy caught up with Oliver and threw the bicycle at Oliver’s legs, which caused Oliver to fall to the ground. Although McAfee could not remember where they came from, Veil, Keater, and Corey had by this point made their way to Central Park. All four began to beat Oliver. They repeatedly kicked Oliver in the face and on his side. Randy picked up the bicycle and threw it on Oliver’s head three times. The beating lasted about a minute, and left Oliver motionless on the ground. Afterwards, Randy reached into Oliver’s pocket and removed something.
As Randy, Veil, Keater, and Corey left the scene of the attack, they walked past McAfee, who had seen the attack from across the street. Randy told McAfee, “Don’t say nothing, don’t tell nobody.” McAfee also noticed that Randy had a $20
Once they were gone, McAfee retrieved his bicycle from the park.
At trial, during cross-examination, defense counsel questioned McAfee about a juvenile manslaughter adjudication that arose out of his accidental shooting of a friend, for which he was still on probation. McAfee admitted that he first lied to the police regarding his role in his friend’s death because he was scared. With respect to the Oliver beating, he admitted that he was scared when the police brought him in for questioning. Defense counsel also elicited testimony from McAf-ee suggesting that the police may have initially suspected him as having been involved in the attack on Oliver.
The four witnesses called by the defense told a different story. Antonio Shanklin testified that he saw four or five boys who he had never seen before beating Oliver. He identified McAfee as the one who picked up a bicycle and hit Oliver with it. Afterwards, McAfee fixed the chain on the bicycle and rode off, joining the other boys who had begun to flee the scene. As they fled, they went past Shanklin, and he had a good chance to look at them.
Shanklin also testified that he had known the Bosses for about three years, and he was certain they were not among the group of boys fleeing the scene. In fact, he stated that he saw Revell on the east side of Central Park while Oliver was being beaten on the west side of the park. On cross-examination, Shanklin admitted that he came forward to testify at the request of the Bosses’ family.
Contina Hill, Randy’s girlfriend and his child’s mother, stated that on the day of the crime, Randy was with her at the apartment she shares with her mother and other family members, enjoying a Labor Day barbecue. He left the apartment only twice. Sometime in the afternoon, he went downstairs to the apartment of Corey Carter’s cousin, Gregory Carter. That night, he went out with Gregory and two other men and returned a short time later with beer. Randy left for good much later that night. Sometime late that night Revell came by and spent some time at the Hills’ apartment. Janice Hill, Contina’s sister, corroborated her sister’s testimony and added that when Randy left the apartment the second time, he was gone approximately 15 minutes.
Tonya Gist, a neighbor of the Hills, testified that on the night of the crime, near Central Park, she saw McAfee fighting with an older man from the senior citizens’ home. She went home, and when she arrived, she saw Randy sitting on the back porch she shared with the Hills. He was still there when she locked the gate later that evening. Also, at some point during the evening, Gist saw Revell on the porch.
On the last day of the Bosses’ two-day trial, the state gave the Bosses an investigative report summarizing an interview of
The trial went forward, and the jury found Randy and Revell guilty of both ■first-degree murder and robbery. After the trial, but before sentencing, new defense counsel followed up on the Janice Hill information. Counsel located and talked to Richard Mitchell. According to Mitchell, McAfee admitted that he, not the defendants, had committed the offense. Counsel also collected written statements from Marcus Fowler and Ricky Boss to the same effect. Based on this material, counsel filed a motion for a new trial,
B. Post-Conviction Proceedings
The Bosses appealed their convictions to the Illinois Appellate Court, claiming, among other things, that the State’s Attorneys prosecuting their case violated Brady v. Maryland, supra, by withholding the investigative report summarizing Janice Hill’s interview with the state investigator. The Appellate Court affirmed their convictions. In rejecting the Bosses’ Brady claim, the Appellate Court concluded that the Bosses could satisfy none of the requirements for a Brady claim, as the investigative report was not suppressed by the state, favorable to the defense, or material, under Brady. The Bosses sought review in the Illinois Supreme Court, but their petition was denied without an opinion.
The Bosses then turned to federal court and filed a petition for a writ of habeas corpus in the District Court for the Northern District of Illinois, raising the same claims. Concluding that the information in the investigative report was not suppressed by the state, the district court denied the writ. The district court granted them a certificate of appealability, and the Bosses filed this appeal with respect to their Brady claim.
II. ANALYSIS
A. Habeas Corpus and 28 U.S.C. § 2254(d)(1)
In considering a habeas corpus petition filed by a state prisoner that challenges the prisoner’s conviction or sentence on legal grounds, federal courts employ the standards set forth in 28 U.S.C. § 2254(d)(1). Under this provision, a fed
The “contrary to” standard requires a state court decision to be “substantially different from the relevant precedent of [the Supreme Court].” Williams,
Errors in the application of Supreme Court precedent are governed by the “unreasonable application of’ standard. “A state-court decision that correctly identifies the governing legal rule but applies it unreasonably to the facts of a particular prisoner’s case” qualifies as a decision involving an unreasonable application of clearly established federal law. Id. at 407-08,
In Williams, the Supreme Court also explained the meaning of the phrase “clearly established Federal law, as determined by the Supreme Court of the United States.” It characterized the phrase as referring to “the holdings, as opposed to the dicta, of this Court’s decisions as of the time of the relevant state-court decision.” Id. at 412,
B. Brady Violation
With these standards in mind, we turn to the Bosses’ Brady claim. Under Brady v. Maryland, supra, and its proge
1. Suppression.
Evidence is suppressed for Brady purposes only if (1) the prosecution failed to disclose evidence that it or law enforcement was aware of before it was too late for the defendant to make use of the evidence, and (2) the evidence was not otherwise available to the defendant through the exercise of reasonable diligence. United States v. Earnest,
We are of the view, however, that the state’s argument rests on far too expansive an understanding of what sort of evidence should be considered available to a defendant through the exercise of reasonable diligence. We regard as untenable a broad rule that any information possessed by a defense witness must be considered available to the defense for Brady purposes. To begin with, it is simply not true that a reasonably diligent defense counsel will always be able to extract all the favorable evidence a defense witness possesses. Sometimes, a defense witness may be uncooperative or reluctant. Or, the defense witness may have forgotten or inadvertently omitted some important piece of evidence previously related to the prosecution or law enforcement. Or, as may have been the case here, the defense witness learned of certain evidence in the time between when she spoke with defense counsel and the prosecution.
Putting aside these situations in which it would be nearly impossible for defense counsel to discover evidence in the posses
We also find it significant that a defense witness’s knowledge is quite different from the type of evidence typically found to be available to defense counsel through the exercise of reasonable diligence. In the typical reasonable diligence case, the question is whether defense counsel had access to the document containing the Brady material, through an open file policy, for example. See, e.g., United States v. White,
Still, the ultimate question we must answer in this case is whether the Illinois Appellate Court’s ruling' — that because Janice Hill was a defense witness, the information she possessed was available to the Bosses through the exercise of reasonable diligence — -“was contrary to, or an unreasonable application of clearly established federal law, as determined by the Supreme Court.” 28 U.S.C. § 2254(d)(1). Brady and its most notable progeny (United States v. Agurs,
When faced with the task of determining whether a particular application of Supreme Court precedent is unreasonable, we have often taken a more pragmatic approach to answering the question, scrutinizing the practical operation and effect of the principles at issue in the particular facts of the case. See, e.g., Miller v. Anderson,
For instance, in Redmond v. Kingston, supra, this court considered whether a Wisconsin court of appeals’ decision to affirm a state trial court’s exclusion of evidence (that the alleged statutory rape victim in the case had lied about a prior report of forcible rape) was an unreasonable application of Supreme Court Confrontation Clause precedent. The defendant was on trial for allegedly trading cocaine for sex with the minor, who was institutionalized at the drug rehabilitation center where the defendant was a counsel- or. Her testimony was the only evidence of the defendant’s guilt. The Wisconsin court upheld the exclusion of the prior false forcible rape report against the constitutional challenge, stating that it was cumulative of other credibility evidence and was confusing (the prior incident involved consent, which was not an element in that case). Therefore, they concluded that its probative value was outweighed by its inflammatory and prejudicial nature, justifying exclusion under the state’s rape-shield law and the Constitution.
We held that this decision was unreasonable. Redmond,
In addition, we concluded that there was no danger of confusion to the trier of fact, and that the assumption upon which the Wisconsin court made its determination was faulty. The Wisconsin court believed that admitting the evidence of the prior false rape report would require (or permit) the victim to testify that she had consensual sex with the alleged rapist, and that would lead to confusion and misperception of issues in the case. Id. at 592. We rejected this conclusion, because the only evidence relevant to the case was that the victim had made up a story of forcible rape within the preceding year. This evidence did not require any inquiry into whether there was sexual intercourse, and we saw no reason why anyone would reach a conclusion to the contrary. Id. We held that the evidence was “highly probative, noncumulative, nonconfusing, [and] nonprejudicial ... [and] vital to the central issue in the case,” and should not have been excluded. The defendant had a constitutional right to have it admitted. Id.
As our analysis in Redmond illustrates, careful review of the evidence and reasons supporting the decision is required in determining the reasonableness of a state court’s decision. It is that type of examination in which we engage today.
Here, the Illinois Appellate Court’s ruling that reasonable diligence required the Bosses’ counsel to ask Janice Hill about what McAfee had been saying around the neighborhood regarding the attack on Eu
Holding that reasonable diligence requires defense counsel to ask witnesses about matters of which counsel could not have reasonably expected a witness to have knowledge is inconsistent with the aim of Brady and its progeny. Brady and its progeny strike a careful balance between maintaining an adversarial system of justice and enforcing the prosecution’s obligation to seek justice before victory. See, e.g., Kyles,
Allowing the government to withhold favorable material evidence that it receives from defense witnesses upsets the balance Brady and its progeny strike. The consequence of adopting the state’s position would work a real injustice. In effect, it would punish the defense for not obtaining evidence it had no reason to believe existed.
The Illinois Appellate Court’s ruling regarding what reasonable diligence requires is also inconsistent with Brady and its progeny in a more particular sense. The Supreme Court has described the Brady rule as applying to information known to the prosecution but “unknown to the defense.” Kyles,
Finally, the state does not cite, and we have not found, a single case applying Brady and its progeny in the fashion advanced by the state. Of the few cases we have discovered involving whether the defense had access to information possessed by a witness, none demanded inquiry into matters defense counsel could not have been expected to ask about. See, e.g., Crivens,
In sum, we find that the Illinois Appellate Court unreasonably applied Brady and its progeny in ruling that reasonable diligence required the Bosses’ counsel to ask Janice Hill about what McAfee had been saying around the neighborhood regarding the attack on Oliver. And we also conclude that the Bosses have satisfied the standard for habeas corpus relief with respect to the suppression requirement for a Brady claim.
2. Materiality.
Turning to the final prong, suppressed evidence is material for Brady purposes “ ‘if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.’ ” Kyles,
The state argues that the evidence discovered on the basis of the information Janice Hill provided to the state investigator is not material because it is cumulative of the trial testimony of Antonio Shanklin and Tonya Gist exculpating one or both of the Bosses and inculpating McAfee.
In our view, the state’s argument mischaracterizes the nature of the evidence the Bosses discovered on the basis of Janice Hill’s statements to the state investigator. This evidence is not simply cumulative; it differs in at least two significant ways from the testimony of Antonio Shanklin and Tonya Gist. First, according to the uncontradicted representations of the Bosses’ counsel, two of the three witnesses discovered (Richard Mitchell and Marcus Fowler) are neutral and disinterested witnesses, which distinguishes them from Shanklin and Gist who, as the prosecution emphasized at trial, both have connections to the Bosses. We have previously recognized that independent corroboration of the defense’s theory of the case by a neutral and disinterested witness is not cumulative of testimony by interested witnesses, and can undermine confidence in a verdict. Washington v. Smith,
Second, the testimony that the newly discovered witnesses would have given (that McAfee admitted participating in the attack on Oliver and admitted that the Bosses were not involved) is of a different nature than that given by Gist and Shank-lin. It involves a confession by McAfee, the state’s key witness, that he committed the crime the defendants were charged with and that he lied about the defendants’ participation in that crime. This is different and in many ways more significant evidence than testimony that two eyewitnesses believe they saw McAfee take part in the attack on Oliver. Cf. Redmond,
For both these reasons, the evidence the Bosses discovered on the basis of Janice Hill’s statements to the state investigator cannot be characterized as simply cumulative. It is difficult to say with certainty that the jury would have disbelieved the testimony of the newly discovered witnesses just as it disbelieved Gist and Shanklin. Making such a statement becomes impossible when we take into account how closely balanced the evidence presented at trial was. The evidence presented by the state was not overwhelming. As we have noted, McAfee’s testimony was the state’s only evidence connecting the Bosses to the attack on Oliver. Therefore, weighing McAfee’s credibility was crucial to the jury’s determination. The evidence the Bosses discovered on the basis of Janice Hill’s statements presents a direct and substantial challenge to McAfee’s credibility and undermines our confidence in the jury’s verdict. Therefore, we conclude that the withheld evidence was material for Brady purposes.
Although the Illinois Appellate Court’s decision reaching the opposite conclusion is not “contrary to” clearly established Supreme Court precedent on Brady materiality, the Appellate Court’s decision is an “unreasonable application of’ that precedent. The Appellate Court did not undertake a careful, balanced evaluation of the nature and strength of both the evidence the defense was prevented from presenting and the evidence each side presented at trial, which is required under Kyles v. Whitley, supra. In Kyles, the Supreme Court exhaustively examined the suppressed evidence as well as the evidence introduced at trial. It then carefully assessed what purposes the suppressed evidence might have served and how that evidence might have affected the jury’s consideration of the evidence that was introduced.
By contrast, the Illinois Appellate Court’s discussion of whether the Bosses
III. CONCLUSION
As the Bosses have satisfied the standard for habeas corpus relief with respect to each of the requirements for a Brady claim, the district court erred in denying the Bosses writs of habeas corpus. Accordingly, we Reverse the judgment of the district court and RemaND the case with instructions to grant the Bosses writs of habeas corpus unless the state retries them within 120 days.
Notes
'. Collectively, we refer to them as the Bosses. To avoid confusion, we will use first names when referring to them separately. We will also follow this practice for individuals in this opinion who share the same last name.
. The state called four other witnesses: Chicago Police Detective Gene Harris; Oliver's girlfriend, Beulah Williams; Assistant Cook County Medical Examiner Larry Simms; and paramedic Larry Del Dotto. But none of these witnesses offered testimony linking the Bosses to the attack on Oliver.
. He later identified them in court.
. The bicycle was introduced in evidence, and McAfee identified it as the bicycle used in the attack.
. Detective Harris, in his testimony, insisted that McAfee was merely a witness, but police records and certain circumstances surrounding McAfee's questioning by the police cast some doubt on that assertion.
.Shanklin, like each of the defense witnesses, also admitted that he never contacted the police or the State’s Attorney's Office about his knowledge regarding the crime. However, Shanklin, and both Hill sisters, testified that they did speak to the Bosses’ attorneys not long after the Bosses were charged.
. Actually, defense counsel's second amended motion for a new trial, supplementing two previous motions, incorporated this newly discovered material.
. Under 28 U.S.C. § 2253(c), a habeas corpus petitioner challenging her conviction or sentence may appeal an .adverse district court decision only with respect to those issues on which she has been granted a certificate of appealability. The Bosses ask us to expand their certificate of appealability to include various claims in addition to their Brady claim, but on none of these claims have the Bosses made “a substantial showing of the denial of a constitutional right,” as they must before a certificate of appealability can be issued, 28 U.S.C. § 2253(c)(2). Therefore we deny the Bosses' request to expand their certificate of appealability.
. Nor could it. As the district court recognized, the information in the investigative report has, at the very least, impeachment value, and impeachment evidence is favorable to the defense, Bagley,
. We recognize that the Supreme Court has decided other cases involving Brady claims, see, e.g., Strickler v. Greene,
. We need not address Revell Boss’s alternative argument that his attorney acted with reasonable diligence because Janice Hill was Randy's alibi witness.
. The state does not directly address the materiality of Janice Hill's statements themselves, presumably on the assumption that her statements would be inadmissible hearsay. We need not resolve this evidentiary issue because the evidence discovered on the basis of Janice's statements is material standing alone.
Dissenting Opinion
dissenting.
Like the majority, I share a sense of concern regarding the circumstances of this case. Given the facts before us, the preferable course of action would have been for the trial judge to grant the defense a continuance so that they could have further investigated any additional information which might have been provided by witness Janice Hill. Nevertheless, I am unable to conclude that the Bosses are entitled to a writ of habeas corpus under the standard mandated by 28 U.S.C. § 2254(d)(1) as interpreted in Williams v. Taylor,
I agree with the majority .that the Illinois court’s decision was not “contrary to ... clearly established Federal law, as determined by the Supreme Court of the United States,” 28 U.S.C. § 2254(d)(1).’ Thus, I address only whether the decision is an unreasonable application of such law. The Illinois Appellate Court’s decision fits into a line of circuit cases rejecting Brady claims based on evidence that could have been discovered by the defense with reasonable diligence, see, e.g., Chandler v. Moore,
In deciding whether potentially exculpatory evidence could have been found through reasonable diligence, our court focuses on whether the defense had knowl
Respectfully, I cannot find the Illinois Appellate Court’s decision wanting under these standards. Both of the Bosses clearly were aware of Janice Hill, as she testified in favor of one of the defendants, Randy. Since Randy and Revell were tried jointly, Revell must have also known of Hill. Additionally, the Bosses had at least as much access to Hill as the state did considering that she was one of their witnesses. The defense was aware that Hill had evidence relevant to the crime and had ample opportunity to interview Hill in order to obtain all of the information she knew about Eugene Oliver’s death, including Robert McAfee’s involvement. The Bosses have not demonstrated or suggested that Hill was uncooperative or that they otherwise would have had more difficulty in obtaining information from Hill than the prosecution did.
The majority seeks to cabin the need for the defense to be reasonably diligent through a variety of distinctions that are, in my view, unavailing. The reasonable diligence requirement has frequently been applied to evidence that was unwritten. See, e.g., United States v. Zagari,
In addition, a specific lead is not necessary for a reasonably diligent defendant to discover exculpatory information; knowledge of and access to a witness usually are sufficient. See, e.g., Wright v. Hopper,
The Illinois Appellate Court’s decision does not disrupt the prosecutor’s duty to seek justice before victory. Brady was never meant to displace our adversary system of justice, United States v. Bagley,
Furthermore, and perhaps most significantly, cases denying Brady claims often have relied on the fact that the witness
The foregoing is not meant to suggest in any way a broad, strict rule that Brady is in all' circumstances inapplicable to information obtained by the prosecution from defense witnesses. As the majority appropriately recognizes, a defense witness may forget information, may be reluctant to provide certain information to the defendant, or may become hostile to the defense, cf. In re Sealed Case No. 99-3096 (Brady Obligations),
