Randolph L. Cook v. Oprah WinfreyRandolph L. Cook v. Oprah Winfrey
Randolph Cook had a story to tell, and he thought the segment of the press commonly known as supermarket tabloids might be interested in paying him for the rights to that story. For all this Court knows, he may have been right. The story involved a national celebrity, Oprah Winfrey, whose name is far from unfamiliar among readers of the tabloids. What is more, the story was about Winfrey’s alleged use of cocaine while involved in a romantic relationship with Cook in 1985. Cook’s story thus possessed in abundance the sensational character associated with the tabloid press.
In any event, Cook never cashed in on his tale. Winfrey hersеlf revealed on her nationally syndicated television program in 1995 that she had abused drugs, although she denied ever having been romantically involved with Cook. Cook argues that Winfrey’s response to his attempts to sell his story to the tabloids did not stop at confessing to drug abuse on her own program, but also included uttering defamatory comments about him and in the process committing tortious interference with his prospective economic advantage and with his contractual relations with one tabloid, the National Enquirer. The same statements by Winfrey, Cook maintains, also amounted to intentional infliction of emоtional distress. He initially filed suit in January 1997, then amended his complaint to include four counts of defamation as well as the other torts listed above.
Pursuant to a motion by Winfrey, the district court dismissed the complaint in its entirety under
I. SUBJECT MATTER JURISDICTION
Winfrey filed her motion to dismiss the amended complaint, along with a supporting memorandum, on May 15,1997. The motion’s first sentence asked the court to dismiss the amended complaint “pursuant to
Winfrey’s supporting memorandum focused upon the grounds for dismissal under
When it granted Winfrey’s motion to dismiss the action, however, the district court resolved only the
If the challengе to the amount in controversy were one that turned upon factual questions concerning how much Cook could hope to recover by his suit, we would have no choice but to remand the case to the district court so that it could resolve the matter. In this case, however, Winfrey’s challenge is limited to the allegations of the amended complaint and is fully capable of resolution as a matter of law.
3
As noted above, Winfrey’s challenge to Cook’s allegations supporting diversity jurisdiction turns upon the fact that Congress in 1996 increased the minimum amount in controversy, declaring that diversity suits must involve
This argument is mistaken for two independently sufficient reasons, one simple and the other more intricate. The simple reason is that the amended complaint repeatedly prays for damages of $20 million (see PI. 16 at 3, 4, 5, 8, 9, 11). In the absence of a factual challenge to Cook’s potential to recover more than the jurisdictional minimum, any technical defect in reciting the $50,000 minimum in the allegation of jurisdiction was overcome by the clear allegations elsewhere in the complaint that the case involved a sum well in excess of the $75,000 minimum. See
Loss v. Blankenship,
The more complex reason why Winfrey’s halfhearted argument concerning jurisdiction is incorrect concerns timing. The increase in the jurisdictional amount was signed into law on October 19, 1996 and provided that its effective date would be ninety days from its enаctment, see Federal Courts Improvement Act of 1996, Pub.L. No. 104-317, § 205(b), meaning that the change took effect on January 17, 1997. Cook’s initial complaint in this case was filed with the district court one day earlier, on January 16. The action commenced, therefore, when the $50,000 jurisdictional minimum was still the law of the land. It is well settled that subject matter jurisdiction is to be determined as of the time when jurisdiction is invoked; later developments such as a decrease in the amount recoverable do not remove federal jurisdiction once it has been established. See, e.g.,
Grinnell Mut. Reinsurance Co. v. Shierk,
Although authority is scarce on the question whеther this rule holds when the change is not to the facts supporting jurisdiction but rather to the jurisdictional statute itself, it stands to reason that it should. Given the existence of statutes of limitations, a substantial injustice would result in many cases if a change in the jurisdictional amount were suddenly to divest federal courts of jurisdiction over actions in which jurisdiction was entirely proper when they were filed. Nor should the fact that Cook filed an amended complaint on April 26, 1997 (that is, after the increase to $75,000 took effect) operate to divest the district court of jurisdiction. The amended complaint, it is true, gave Coоk an opportunity to allege explicitly that the higher amount was in controversy, but it did not obligate him to do so. Diversity jurisdiction was properly alleged at the outset of the action and therefore remained proper throughout. This Court may proceed to review the merits of the
II. RULE 60(b) RULING
Before attacking the merits of the district court’s decision to dismiss his claims, Cook raises a procedural quarrel. When the district court granted Winfrey’s motion to dismiss, Cook had not filed a response; the court noted as much in its mеmorandum opinion of July 9,1997.
As
stated previously, Cook filed a motion to vacate the dismissal order, claiming that his failure to file a response was excusable neglect. The district court granted Cook leave to file his response brief late, but on the same day resolved the motion to vacate as if it had been a motion to reconsider pursuant to
The charge is quite simply not true. In its August 21, 1997 memorandum opinion denying the motion to reconsider, the district court states, “Even if wе were to examine the arguments contained in Cook’s response, we find that we would have come to the same conclusions about his complaint and would have dismissed it at any rate” (Aug. 21, 1997 Op. at 6). The court then went on to discuss briefly one of the arguments Cook raised in his belated response brief.
III. DISMISSAL FOR FAILURE TO STATE A CLAIM
A. THE TORTIOUS INTERFERENCE CLAIMS
If one bears the
Hishon
standard firmly in mind, it is clear that the district judge in the present case misapplied
Much the same is true of Cook’s claim for tortious interference with prospective economic advantage, advanced in Count V of the amended complaint. The district court correctly stated the elements of the tort: that Cook had a reasonable expectation of entering into a valid business relationship, that Winfrey knew of this expectancy, that she purposefully interfered to prevent the expectancy from being fulfilled, and that damages to Cook resulted from the interference. See
Delloma v. Consolidation Coal Co.,
The district court dismissed this count because it read Illinois court decisions as requiring that the plaintiff allege both “a busi
Cook responds tо this dismissal by identifying Illinois cases holding that the plaintiff may point to an identifiable “class” of third parties with whom he had a business expectancy (and toward whom the defendant directed her interfering actions), rather than a single third party. See, e.g.,
River Park, Inc. v. City of Highland Park,
But this entire argument strays rather far afield from the minimal requirements of federal notice pleading. Having alleged that Winfrey improperly interfered with his “ability to enter into contracts or business relationships with third parties interested in purchasing the rights to publication of his experiences” (PI. 16 at 6-7, para. 38), Cook is under no obligation to plead further the facts that he believes support his claim. As an illustration of the concept, one of the forms included in the appendix to the Federal Rules of Civil Procedure states a claim for money owed for a sale of goods. The substantive allegation states, in its entirety, “Defendant owes plaintiff _ dollars for goods sold and delivered by plaintiff to defendant between June 1, 1936 and December 1, 1936.” Fed.R.Civ.P. app., Form 5. The plaintiff using this form need not state in the complaint what the goods were, their quantity, where they were delivered, or on what date within the stated six month period the delivery took place. Presumably, if any of these unstated facts are actually unknown to the defendant, he would be entitled to proceed either by a motion for a mоre definite statement, see
Viewed in this light, Cook’s complaint is adequate. The Federal Rules do not require that his complaint allege the specific third party or class of third parties with whom he claims to have had a valid business expectancy. He has alleged that such an expectancy existed and that Winfrey purposely interfered with it. Consistent with those allegations, he might be able to prove a set of facts (including the identity of the parties or class of parties) that would entitle him to relief. See
Hishon,
B. THE DEFAMATION CLAIMS
Cook’s amended complaint includes two counts of defamation per se (Counts I and II) and two counts of defamation per quod (Counts III and IV). The district court dismissed the first count of each type (Counts I and III) (PI. 16 at 2-3; 5) on statute of limitations grounds. Because Cook did not raise or argue the propriety of these dismissals on appeal, the matter is waived, and this Court affirms the district court as to these counts.
As to the second claim of each type (Counts II and IV) (PI. 16 at 3-4; 5-6), the district court first resolved a choice of law
1. Choice of Law
The parties suggest only two possible answers to the choice of law question presented: either Ohio law or Illinois law should control the defamation claims. Winfrey contends that Ohio law is the proper choice, because that state was the domicile of the alleged victim (Cook) at the time the defamatory statements are claimed to have been uttered. Cook, on the other hand, argues that Illinois law should apply because the bulk of the harm that he suffered as a result of the (alleged) statements took place in Illinois.
A federal court sitting in diversity applies the choice of law rules of the state in which it sits.
Klaxon Co. v. Stentor Elec. Mfg. Co.,
2. Defamation per se
“Slander
per se
means that the slander is accomplished by the very words spoken,” whereas “[s]lander
per quod ...
means that the slander results from the listener’s interpretation of the words through innuendo.”
King v. Bogner,
In order for a remark to be slander
per se
in Ohio, “it must consist of words that import an indictable criminal offense involving moral turpitude or infamous punishment, impute some loathsome or contagious disease that excludes one from society[,] or tend to injure one in one’s trade or occupation.”
King,
3. Defamation per quod
The district court dismissed Count IV of the amended complaint—alleging defamation
per quod
from the same statements involved in the defamation
per se
claim—on the ground that the statements were expressions of opinion and therefore entitled to absolute privilege. Although it is certainly correct that the Ohio constitution affords an absolute privilege to expressions of opinion, see Ohio Const. § 11, art. I;
Vail v. The Plain Dealer Publ’g Co.,
The Ohio Supreme Court has held that a court assessing whether speech is protectеd opinion “must consider the totality of the circumstances.”
Vail,
C. THE INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS CLAIM
The district court dismissed Cook’s claim of intеntional infliction of emotional distress—Count VII
5
of the amended complaint—on two grounds: first, because Winfrey’s alleged conduct was not “extreme and outrageous” under Illinois law (which the parties agree controls the claim); and second, because Cook failed to allege that he suffered severe emotional distress. This Court agrees with the first ground and therefore affirms the district court’s holding. We do not, however, base our holding on the district court’s second stated ground for dismissal; that ground necessarily looks beyond the bare sufficiency of the complaint, which is not permissible in the context оf a
In order to state a cause of action for intentional infliction of emotional distress under Illinois law, a plaintiff must allege that “(1) the defendant’s conduct was extreme and outrageous; (2) the defendant either intended that his conduct should inflict severe emotional distress, or knew that there was a high probability that his conduct would cause severe emotional distress; [and] (3) the defendant’s conduct in fact caused severe emotional distress.”
Doe v. Calumet City,
This conclusion is not permissible on a
The district court’s other ground for dismissing Count VII, however, is sufficient to accomplish the task. The allegations of the amended complaint purport to set forth all of the statements and other conduct by Winfrey that damaged Cook. Count VII specifically states that it is based upon “[s]uch conduct noted above”—i.e., noted in the previous counts of the complaint (Pl. 16 at 9, ¶ 53; see also para. 54). Under the federal system of notice pleading, Cook may not have been obliged to allege every action that he claimed inflicted еmotional distress. Having done so, however, and having intimated that the conduct alleged constituted the full extent of the tortious activity, Cook cannot now complain that he is being held to an inappropriate fact pleading standard. The district court was therefore justified in testing the conduct alleged against the Illinois standard for intentional infliction of emotional distress.
The court’s conclusion that Winfrey’s alleged conduct was not “extreme and outrageous” is likewise correct. Under Illinois law, “[l]iability [for intentional infliction of emotional distress] has been found only where the conduct has been so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of human decency.”
Public Finance,
As the district court correctly summarized, Winfrey’s alleged actions were that she called Cook “a liar” who was not to be trusted or believed, stated that he would be very sorry if he told his story to anyone else, and denied that she had any prior relationship with him (Pl. 16 at 2-3, ¶ 13); that she stated, “I will fight this suit until I am bankrupt before I give even a penny to this liar [Cook]” (PL 16 at 4, ¶ 21); that she stated that this lawsuit was “all a pack of lies” (PL 16 at 4, ¶ 22); and that she stated that she has done “what is proper to stop him [Cook] from spreading his lies” (PL 16 at 6, ¶ 37).
Each action Winfrey is alleged to have taken, in other words, amounts to uttering a defamatory statement. A number of Illinois cоurts have dismissed claims of intentional infliction of emotional distress based upon defamation, on the ground that the conduct was not “extreme and outrageous.” See
Layne v. Builders Plumbing Supply Co.,
CONCLUSION
Although the district court erred in not addressing Winfrey’s challenge to its subject matter jurisdiction before proceеding to the merits, this Court concludes that diversity jurisdiction was proper in this case. This Court affirms the dismissal of Counts I and III on statute of limitations grounds and the dismissal of Count VII for failure to state a claim for intentional infliction of emotional distress under Illinois law. Because the district court improperly resolved factual issues beyond the scope of the pleadings, we reverse the dismissal of Counts II, IV, V, and VI, in which Cook alleges, respectively, defamation per se based on statements published in 1997, defamation per quod based on those same statements, tortious interference with prospective economic advantage, and tortious interference with contract. We express no view, of course, on the question whether Cook’s allegations will survive the evidence-based scrutiny that is appropriate on a motion for summary judgment. On remand, the case shall be assigned to a different judge pursuant to Circuit Rule 36. Each party shall bear its own costs on this appeal.
Affirmed in part, Reversed and Remanded in part.
Notes
. The record in this case includes a single volume of pleadings, the entries in which are numbered according to the district court’s docket sheet. This opinion refers to the pleadings as "PI.” followed by the entry number and a page and/or paragraph citation.
. Winfrey's memorandum supporting her motion to dismiss urged "that any dismissal order go beyond this [jurisdictional] ground and include the other [
.If Winfrey does harbor any objections to diversity jurisdiction based on the amount Cook would actually stand to recover if hе won, she would of course be free to raise those objections to the district court on remand (or at any other time during the progress of the case). See
. It presumably was open to the district court to consider this information by treating the motion to dismiss under
. The amended complaint mistakenly numbers both the tortious interference with contract and the intentional infliction of emotional distress claims as "Count VI” (PI. 16 at 8-9). This Court will refer to the latter claim as Count VII to avoid confusion.