This is аn appeal from an interference proceeding involving the claims of United States Patent Application Serial No. 08/742,480 (the “'480 application”) and United States Patent No. 5,474,771 (the “'771 patent”). Randolph J. Noelle (“Noelle”) is the inventor named on the '480 application. Seth Lederman, Leonard Chess, and Michael J. Yellin (collectively “Lederman”) are the inventors named on the '771 patent. Noelle appeals the decision of the United States Patent and Trademark Office, Board of Patent Appeals and Interferences (“Board”), finding no interference-in-fact between the '480 аpplication and the '771 patent and rejecting claims 51, 52, 53, 56, 59, and 60 of the '480 application pursuant to 35 U.S.C. § 102(b) (2000). Noelle v. Lederman, Interference No. 104, 415 (Bd. Pat.App. & Int. Oct. 19, 2001). Because the decision of the Board is supported by substantial evidence and is not contrary to law, we affirm.
BACKGROUND
A. Antibodies
This case relates to antibodies and their role in the immune response system. A vertebrate’s immune system serves to identify and destroy foreign invading organisms and neutralize the toxic molecules they produce. Antibodies, which are proteins also referred to as immunoglobulins (“Ig”), serve to designate foreign particles, broadly referred to as antigens, for destruction by other components of the immune system such as lymphocytes. 1 Lymphocytes, otherwise known as white blood cells, produce antibodies and destroy antigens. T-cells and B-cells are the two types of lymphocytes needed for antibody production. One specific type of T-cell is the helper T-cell. Helper T-cells recognize antigens and then induce B-cells to produce antibodies through a series of events. First the helper T-cell is activated after it recognizes an antigen. Once activated, the helper T-eell activates the B-cell *1345 by a combination of binding with the B-cell and secreting signаling molecules. Once the B-cell is activated, it differentiates, 2 proliferates, and produces antibodies specific to a particular antigen. The antibodies then circulate in the bloodstream and permeate other bodily fluids, where they bind to the antigen, thereby flagging it for destruction.
The present interference involves competing claims to an antibody (“CD40CR antibody”) that represses the cell-to-cell signaling interaction between helper T-cells and B-cells. CD40CR antigen 3 is found on activated, but not resting, helper T-cells. CD40CR antigen acts as a “key” to unlock a protein (“CD40”) located on the surface of resting B-cells. Once CD40CR antigen and CD40 bind, the B-cell begins down the pathway to differentiation, proliferation, and antibody production. The CD40CR antibody binds to the CD40CR antigen located on the T-cell surface, thereby inhibiting its ability to bind to the CD40 receptor located on the resting B-cell. B-cells cannot then become activated, thereby preventing the B-cell from producing antibodies. CD40CR antibodies are useful for treating a hyperactive immune system that causes allergic reactions and autoimmune diseases.
B. The Interference
Noelle’s '480 application was filed November 1, 1996. The '480 application is a continuation of application Serial No. 08/338,975 (“the '975 application”), filed November 14, 1994, which is in turn a continuation of application Serial No. 07/835,799 (“the '799 application”), filed on February 14, 1992. The claims of Noelle’s '480 application are directed to the genus, murine (“mouse”), chimeric (“hybrid”), humanized, and human forms of the CD40CR monoclonal antibody. Noelle also claims the hybridomal 4 cell lines that produce the CD40CR antibody.
Lederman’s '771 issued patent has an effective filing date of November 15, 1991. Lederman’s '771 patent describes and claims the human form of CD40CR monoclonal antibody (the “5c8 antibody”). The 5c8 antibody binds to “the 5c8 antigen located on the surface of activated T cells and thereby inhibits T cell activation of B cells.” Also, Lederman claims a hybrido-mal cell line created to produce monoclonal antibody 5c8.
On September 3, 1999, an interference was declared by the United States Patent and Trademark Office (“USPTO”) between the issued claims of Lederman’s '771 patent and Noelle’s '480 application. Noelle was designated the junior party and Led-erman was designated the senior party based on their effective filing dates. The USPTO established only one count in the interference. The count reads as follows:
The monоclonal antibody of claim 1 of 5,474,771 or the monoclonal antibody of claim 42 or claim 51 of 08/742,480.
Claim 1 of Lederman’s '771 patent reads as follows:
*1346 A monoclonal antibody, which specifically binds and forms a complex with the 5c8 antigen located on the surface of activated T cells and thereby inhibits T cell activation of B cells, the 5c8 antigen being an antigen to which monoclonal antibody 5c8 (ATCC Accession No. HB 10916) specifically binds.
Claim 42 of Noelle’s '480 application reads as follows:
A monoclonal antibody or fragment thereof which specifically binds to an antigen expressed on activated T cells, wherein said antigen is specifically bound by the monoclonal antibody secreted by hybridоma MR1 which hybri-doma has been deposited and accorded ATCC Accession No. HB 11048.
Claim 51 of Noelle’s '480 application reads as follows:
A monoclonal antibody or fragment thereof which specifically binds CD40CR.
Claim 52 of Noelle’s '480 application reads as follows:
The monoclonal antibody or fragment of Claim 51, wherein said CD40CR is expressed by activated human T cells.
For sake of the simplicity, Claim 1 of Lederman’s '771 patent and Claim 52 of Noelle’s '480 application will be referred to as claims to the “human” form of CD40CR antibody. Claims 42 and 51 of Noelle’s '480 application will be referred to as claims to the “mouse” and “genus” forms of CD40CR antibody, respectively.
On June 28, 2001 the Board held a hearing to dispose of the parties’ рreliminary motions. Lederman moved to have Noelle’s claims rejected and sought to redefine the count. Likewise, Noelle also sought to have the count redefined. The Board denied Lederman’s motions for judgment against Noelle’s mouse claims for lack of written description, lack of en-ablement, and indefiniteness.
See
35 U.S.C. § 112 (2000). The Board found that Lederman had failed to demonstrate that the mouse claims in Noelle’s '480 application failed to comply with 35 U.S.C. § 112, paragraphs (1) and (2), as of November 1, 1996, the date Noelle filed his '480 application. The Board, however, determined that the human and genus claims in Noelle’s '480 application failed to comply with the written description requirement pursuant to 35 U.S.C. § 112, paragraph (1), as of February 14, 1992, the date Noelle filed the previous '799 application. The Board made a detailed analysis of this court’s precedent pertaining to the doctrine of written description, focusing on the holding from
Regents of the University of California v. Eli Lilly & Co.
that an “adequate written description of a DNA sequence claim requires a precise definition, such as structure, formula, chemical name, or physical properties.”
Next, the Board addressed the implication of finding a lack of written description for the genus and human claims in Noelle’s '480 application. The Board determined that the claims to the human and genus forms of CD40CR antibody in Noelle’s *1347 '480 application were anticipated by either Lederman '771, which claims priority to U.S. Application 07/792,728, filed November 15, 1991, or Armitage 5,961,974 (the “'974 patent”), which claims priority to U.S. applications 07/783,707 and 07/805,723 filed October 25, 1991, and December 5, 1991, respectively. Noelle had not attempted to distinguish his human and genus claims from the prior art and had conceded that Lederman '771 and Armi-tage '974 would anticipate those claims if the '480 application were not afforded the earlier filing date of Noelle’s '799 application. Thus, the Board found the genus and human claims of Noelle’s '480 application to be anticipated under 35 U.S.C. § 102(b) by the two forms of prior art and, as a result, rejected the claims to the human and genus forms of CD40CR antibodies and their respective cell lines pursuant to 37 C.F.R. § 1.641.
On October 19, 2001, the Board ruled on the motions remaining from the previous hearing. The Board had determined in its previous hearing that the deferred motiоns were essentially requests to decide whether an interference-in-fact existed between the two parties’ claims. Lederman then withdrew his pending motions and filed a new motion requesting that the Board find no interference-in-fact.
The Board concluded from the evidence submitted that there was no interference-in-fact. The Board reasoned that a person of ordinary skill in the art lacked a reasonable expectation of success of obtaining the other party’s claimed invention given the state of the art at the time. The Board noted three different methods disclosed in Noеlle’s '480 specification by which a person of ordinary skill in the art could have isolated the human form of the CD40CR antibody given the mouse version of the CD40CR antibody. Dr. Edward A. Clark, Noelle’s expert, declared that a person skilled in the art would have had a reasonable expectation of success in isolating human CD40CR antibody by utilizing the methods disclosed in Noelle’s specification.
First, Clark testified that human CD40CR antibody could be isolated by immunizing a host with human CD40CR antigen expressing cells or cell lines and selecting the antibody to the CD40CR antigen by functional or 'competition binding with CD40-Ig. 5 Next, Clark suggested methods of making and isolating antibodies using affinity purified human CD40CR antigen. Last, Dr. Clark declared that one skilled in the art could use the mouse CD40CR antibody or CD40-Ig to clone CD40CR antigen DNA using a method known as expression cloning.
The Board found that one skilled in the art would not have had a reasonable expectation of success of isolating human CD40CR antibodies given the mouse form of CD40CR antigen. At the outset, the Board reasoned that any reference to Noelle’s own specification as prior art was improper because the specifications underlying the respective claims cannot be considered “prior art” and an interferenсe-in-fact analysis requires the comparison between the parties’ claims, not their specifications.
In re Vaeck,
Thus, the Board determined that a person of ordinary skill in the art would not have been reasonably likely to isolate human CD40CR antibody given Noelle’s claimed invention of mouse CD40CR antibody. As a result, the Board found no interference-in-fact between Noelle’s remaining murine CD40CR antibody claim and Lederman’s claim to the human form of CD40CR antibody. Noelle timely appealed to this court and we have jurisdiction under 28 U.S.C. § 1295(a)(4)(A) (2000).
DISCUSSION
Whether a specification complies with the written description requirement of 35 U.S.C. § 112, paragraph (1), is a question of fact,
Vas-Cath Inc. v. Mahurkar,
A. Entitlement to Priority
The written description requirement has been defined many times by this court, but perhaps most clearly in Vas-Cath. The court held as follows:
35 U.S.C. § 112, first paragraph, requires a “written description of the invention” which is separate and distinct from the enablement requirement. The purpose of the “written description” requirement is broader than to merely explain hоw to “make and use”; the applicant must also convey with reasonable clarity to those skilled in the art that, as of the filing date sought, he or she was in possession of the invention. The invention is, for purposes of the “written description” inquiry, whatever is now claimed.
Vas-Cath,
Indeed, the court in
Enzo Biochem v. Gen-Probe, Inc.,
For example, the PTO would find compliance with 112, paragraph 1, for a claim to an isolated antibody capable of binding to antigen X, notwithstanding the functional definition of the antibody, in light of the well defined structural characteristics for the five classes of antibody, the functional characteristics of antibody binding, and the fact that the antibody technology is well developed and mature.
Id. The court adopted the USPTO Guidelines as persuasive authority for the proposition that a claim directed to “any antibody which is capable of binding to antigen X” would have sufficient support in a written description that disclosed “fully characterized antigens.” Synopsis of Application of Written Description Guidelines, at 60, available at http://www.uspto.gov/ web/menu/written.pdf (last visited Jan. 16, 2003) (emphasis added).
Therefore, based on our рast precedent, as long as an applicant has disclosed a “fully characterized antigen,” either by its structure, formula, chemical name, or physical properties, or by depositing the protein in a public depository, the applicant can then claim an antibody by its binding affinity to that described antigen.
Noelle did not provide sufficient support for the claims to the human CD40CR antibody in his '480 application because Noelle failed to disclose the structural elements of human CD40CR antibody or antigen in his earlier '799 application. Noelle argues that because antibodies are defined by their binding affinity to аntigens, not their physical structure, he sufficiently described human CD40CR antibody by stating that it binds to human CD40CR antigen. Noelle cites Enzo Biochem II for this proposition. This argument fails, however, because Noelle did not sufficiently describe the human CD40CR antigen at the time of the filing of the '799 patent application. In fact, Noelle only described the mouse antigen when he claimed the mouse, human, and genus forms of CD40CR antibodies by citing to the ATCC number of the hybridoma secreting the mouse CD40CR antibody. If Noelle had sufficiently described the human form of CD40CR antigen, he could have claimed its antibody by simply stating its binding affinity for the “fully characterized” antigen. Noelle did not desсribe human CD40CR antigen. Therefore, Noelle attempted to define an unknown by its binding affinity to another unknown. As a result, Noelle’s claims to human forms of CD40CR antibody found in his '480 *1350 application cannot gain the benefit of the earlier filing date of his '799 patent application.
Moreover, Noelle cannot claim the genus form of CD40CR antibody by simply describing mouse CD40CR antigen. Noelle cites
Staehelin v. Secher,
Noelle’s reliance on
Staehelin
is misplaced. First, it is a decision from the Board of Patent Appeals and Interferences which may be persuasive but it is not binding precedent on this court. Second, the Board in
Staehelin
cited
Utter
to support the proposition that a patentee need not cite every species of an antibody in order to claim the genus of that antibody. In
Utter,
this court held that not every species of scroll compressor used in air conditioners must be described in order for a genus claim tо meet the written description requirement.
The Board was also correct in its determination that the human and genus claims were anticipated by Lederman '771 and Armitage '974. The Board’s decision was supported by substantial evidence, and Noelle conceded that without the earlier filing datе of his '799 application, his claims were indistinguishable from the pri- or art cited by the Board.
B. Interference-In-Fact
Interference proceedings are subjected to the requirements of 37 C.F.R. §§ 1.601-1.690 (2003), promulgated pursuant to 35 U.S.C. § 135(a).
Eli Lilly v. Bd. of Regents of the Univ. of Wash.,
Invention “A” is the same patentable invention as an invention “B” when invention “A” is the same as (35 U.S.C. 102) or is obvious (35 U.S.C. 103) in view of invention “B” assuming invention “B” is prior art with respect to invention “A”. Invention “A” is a separate patentable invention with respect to invention “B” when invention “A” is new (35 U.S.C. 102) and non-obvious (35 U.S.C. 103) in view of invention “B” assuming invention “B” is prior art with respect to invention “A”.
37 C.F.R. § 1.601(n). In order for an interference-in-fact to exist, invention A must anticipate or make obvious invention B,
and
invention B must anticipate or make obvious invention A, thereby meeting both prongs of the “two-way” test.
Eli Lilly,
Thus, for Lederman to succeed in its motion for no interference-in-fact, Led-erman need only demonstrate that: (i) Lederman’s claims are not anticipated or rendered obvious by Noelle’s remaining “mouse” claims; or (ii) Noelle’s remaining “mouse” claims are not anticipated or rendered obvious by Leder-man’s claims.
(Emphasis in original).
Noelle’s argument that the Board improperly required a two-way patentability test, or, as the Board phrased it, a “one-way distinctiveness” test, is without merit in light of this court’s recent ruling in
Eli Lilly
upholding the Director’s two-way test as consistent with the language of the regulation.
Noelle’s argument that the Board erred in its application of the obviousness question in the interference-in-fact analysis by ignoring the specification in Noelle’s '480 application is also without merit. Both Lederman and Noelle concede that the anticipation portion of the interference-in-fact analysis is not an issue in light of the agreed variance between claims to mоuse versus human forms of CD40CR antibodies. Thus, only the obviousness analysis pursuant to 35 U.S.C. § 103 is left to be determined. Obviousness is determined as follows:
a proper analysis under § 103 requires, inter alia, consideration of two factors: (1) whether the prior art would have suggested to those of ordinary skill in the art that they should make the claimed composition or device, or carry *1352 out the claimed- process; and (2) whether the prior art would also have revealed that in so making or carrying out, those of ordinary skill would have a reasonable expectation of success.
In re Vaeck,
The parties agree that a skilled artisan would have been motivated to obtain the human CD40CR antibody if the mouse CD40CR antibody were available. The two parties disagree, however, as to whether the prior art would provide a reasonable likelihood of success in so doing. Therefore, the issue before us is whether substantial evidence supports the Board’s determination that one of ordinary skill in the art would not have had a reasonable expectation of success of isolating the other party’s invention given the disclosures found in the сlaims. A reasonable likelihood of success does not necessarily mean an absolute predictability, but rather a reasonable expectation of success.
Yamanouchi Pharm. v. Danbury Pharmacal, Inc.,
Noelle argues that the methods disclosed in his '799 patent application would have provided a reasonable likelihood of success for a person of ordinary skill in the art to isolate human CD40CR antibodies using mouse CD40CR antibodies. Specifically, Noelle argues it would have been obvious to a skilled artisan to use the CD40-Ig fusion protein disclosed in the '799 application as a screen to locate, within a hybridomаl library, monoclonal antibodies that specifically bind to human CD40CR antigen. Noelle further argues the Board improperly ignored this method of antibody isolation merely because it was disclosed in Noelle’s written description as opposed to Noelle’s claims.
The Board correctly found no interferenee-in-fact between Noelle’s claims and Lederman’s claims. First, the Board was correct in not considering Noelle’s methods of isolation of human CD40CR antigen using CD40-Ig found in his '799 specification because the methods were neither part of the parties’ inventions nor “prior art.” USPTO rules establish that аn interference-in-faet exists when both parties claim the “same patentable invention.” 37 C.F.R. 1.601(n). A patentee’s invention is only found in a patentee’s claims, unless the patentee uses sufficient means-plus-function language to invoke 35 U.S.C. § 112, paragraph (6). Thus, if the Board is to compare two inventions, the Board must only compare the parties’ claims. Noelle does not claim a method of isolating CD40CR antigens, CD40-Ig, or the receptor CD40 itself. Obviously, if certain terms in Noelle’s or Lederman’s claims were ambiguous, we could resort to the specification or other sources to define those terms; however, it is unnecessary here as none of the terms in the claims are ambiguous. Therefore, Noelle cannot rely on a method of isolating human CD40CR antigen using CD40-Ig in order to prove obviousness between' his invention and Lederman’s invention because the method is not claimed.
Second, the Board’s determination was supported by substantial evidence because a person of ordinary skill in the art, given the state of prior art at the time of the '799 filing, would not have had a reasonable likelihood of success in isolating human CD40CR antibodies from the mouse CD40CR antigen and its antibody. Noelle argues that one skilled in thе art would have had a reasonable likelihood of success in manufacturing a set of hybridomas that secrete monoclonal antibodies to activated *1353 human helper T-cell surface antigens. Noelle, as outlined previously, cited three different screening methods disclosed in his specification that would isolate the desired hybridomas and their antibodies. The first two of Noelle’s proposed screening methods require the use of CD40-Ig. As the expert testimony of Dr. Aruffo, the named inventor in the patent claiming CD40-Ig, indicated to the Board, it would have been unpredictable and unreasonable tо expect a skilled artisan to produce CD40-Ig given the state of the art at the time.
Finally, Noelle’s expert witness, Dr. Clark, addressed the third and final proposed screening method. Dr. Clark declared that, given the mouse form of CD40CR antibody or CD40-Ig and the utilization of expression cloning methods available at the time, a person of ordinary skill in the art would have had a reasonable expectation of success in isolating the human form of CD40CR antigen. Armi-tage, however, during the prosecution of his '703 application, stated that the use of expression cloning could not have reasonably led to sucсessful isolation of human CD40CR antigen.
After examining the record as a whole, we conclude there was substantial evidence to support the Board’s decision. The Board’s decision was reasonable in that, given the state of the art in the early 1990s as described by the expert witnesses, a person of ordinary skill in the art would not have had a reasonable likelihood of success in isolating human CD40CR antigen given mouse CD40CR antigen.
CONCLUSION
For the foregoing reasons, the decision of the Board rejecting claims 51, 52, 53, 56, 59, and 60 of Noelle’s U.S. Application No. 08/742,480 is affirmed. The decision of the Board granting Lederman’s preliminary mоtion of no interference-in-fact is also affirmed.
AFFIRMED
No costs.
Notes
. For additional background on the function of antibodies, as well as methods of isolating antibodies, see
In re Wands,
.' Cell differentiation is the process of modifying a cell's structure and function in order for it to become more specialized and specific to the invading antigen.
. CD40CR antigen is also referred to as "CD40 counter receptor,” "CD40 ligand,” ‘'CD40L,” and simply "CD40CR.” Lederman uses the term "5c8 antigen" or "T-B cell-activating molecule” ("T-BAM”) to designate the 30-kilodalton human form of CD40CR antigen. Noelle uses the term "gp39" (glyco-protein 39 kD) to describe the 39-kilodalton mouse form of CD40CR antigen.
.A hybridoma is a man-made tissue culture consisting of cancerous B-cells fused to B-cells producing the antibody of choice. A hybridoma produces unlimited amounts of a desired "monoclonal” antibody.
Sea Hybri-tech,
. CD40-Ig is a fusion protein wherein a portion of the CD 40 receptor is fused to an immunoglobulin (Ig). CD40-Ig is therefore not expressed on the surface of a B-cell but rather is essentially a soluble, free-floating molecule.
. 37 C.F.R. § 1.601® reads as follows: An interference-in-fact exists when at least *1351 one claim of a party that is designated to correspond to a count and at least one claim of an opponent that is designated to correspond to the count define the same patentable invention.
