Lead Opinion
Michigan state prisoner Randle Griffin appeals the entry of summary judgment in favor of defendants in this 42 U.S.C. § 1988 civil rights action, which asserts two sets of First Amendment retaliation claims against prison officials at two different prisons. The first set of plaintiff Griffin’s claims alleges that he was removed from participation in the Warden’s Forum — an elected inmate body that liaised with prison officials about inmate interests — and transferred to a different facility after he wrote a letter to the warden’s regional supervisor. Plaintiffs second batch of claims asserts that defendant officers conspired to — and did — file at least one false misconduct charge against him in retaliation for his participation as a witness in an investigation into the treatment of a fellow prisoner. The magistrate judge recommended entering summary judgment in favor of defendants on all of plaintiffs claims. The district court agreed and entered judgment accordingly.
We affirm the entry of judgment against plaintiffs first set of claims, but reverse the entry of judgment regarding his second set of claims. The claims related to Griffin’s letter fail because his letter-writing was not protected by the First Amendment: defendant prison officials asserted that plaintiffs letter jeopardized prison security, and the record supports this assertion. Regarding Griffin’s second group of claims, the defendant officers concede that he engaged in protected conduct and suffered an adverse action, and their argument that plaintiff failed to demonstrate causation amounts only to a request that this court disbelieve the evidence that he has corralled. Because factual disputes precluded entry of summary judgment against plaintiffs claims related to his receipt of a false misconduct charge, we reverse and remand regarding these claims.
I.
Griffin was elected in late July 2010 as an inmate representative to the Warden’s Forum at Earnest C. Brooks Correctional Facility, where he was then imprisoned. Comprised of inmates elected to serve as representatives of the prison population, the Warden’s Forum is a feature of Michigan prisons that is intended “to assist the Warden in identifying and resolving problems which exist in the general population of the institution.” See Michigan Department of Corrections (“MDOC”) Policy Directive No. 04.01.150, ¶ L (March 5, 2007). Because the purpose of the Warden’s Forum is to facilitate the resolution of inmate complaints about “matters of concern to the general prisoner population,” elected representatives may not “use their position to present individual complaints to the administration” but must instead pursue individual grievances “through the grievance process” established by other MDOC regulations. Id. at ¶¶ K, L, O. Representatives who misuse their position on the Warden’s Forum by threatening disorder are subject to removal: “Housing unit representatives serve solely in an advisory capacity to the administration and shall in no way jeopardize the custody, security, or good order of the institution. A housing unit representative who abuses his/her position by creating a serious threat to the custody, security or good order of the institution may be removed and/or permanently prohibited from serving as a housing unit representative.” Id. at ¶ B.
Almost immediately after he was elected to the Warden’s Forum, Griffin and two other newly-elected representatives wrote letters to the regional prison administrator, expressing their concern that they
Dear RPA:
A newly elected Warden Forum is taking office and many fear retaliation for redressing legitimate complaints, e.g. retaliatory transfers e[tc].
We have a very committed Forum and intend on diligently challenging issues of concern to the population, staying within the boundaries of PD-04-01-150. Our job [is] to represent the prisoner population regardless if Administrative Staff might want certain issues addressed.
Collectively, we are asking that the situation be monitored closely. It is not up to MDOC Staff to conclude what they think is best for the prisoner population, e.g., the curr[e]nt cable contract, improper ventilation in the housing units, food quality, etc. We desire change and plan on achieving such through diligent and professional redress.
No LRF Representative should be retaliated against.
Griffin sent copies of his letter to several other individuals, including Warden Ber-ghuis and his fellow Warden’s Forum members.
The first meeting of the newly-elected Forum occurred on August 10, 2010, when Assistant Deputy Warden Mark Sutherby met with the new representatives. At that meeting, Griffin and his two fellow lettersmiths were elected to key committee positions on the Forum, including its chairmanship. And they were uncannily prepared for their new positions: immediately after their election, Griffin and his fellow committee members presented Sutherby with an agenda that had been prepared prior to the meeting. Sutherby was not enthused by the fact that the newly-elected leadership presented him with an agenda that had been prepared before the meeting took place and before they had been selected to head the Forum, but the Forum members “gave support” to their new leaders and ultimately received Sutherby’s permission to submit their agenda items to the warden, Mary Ber-ghuis.
Three days after the meeting, Sutherby began preparing transfer orders for Griffin and the two other inmates who had written to the regional prison administrator. On August 17, Griffin received a letter from Warden Berghuis informing him that he had been removed from the Warden’s Forum. According to Berghuis’ letter, Griffin’s participation on the Forum was ended
because your behavior as a member of the Warden’s Forum has jeopardized the good order of the facility. You, along with other Forum members, sent an inappropriate memo to the Regional Prison Administrator that demeans the character of staff and was clearly an attempt at an organized protest on various issues that have been repeatedly covered by previous Warden’s Forum members in an appropriate fashion.
Griffin’s fellow letter-writers were transferred only days after the Forum meeting. Griffin, who was subject to a medical hold, was transferred to Gus Harrison Correctional Facility in September 2010 and claims that, due to his transfer, he lost his relatively well-paying prison job and his family had difficulty visiting him.
At Gus Harrison, Griffin was again elected to the Warden’s Forum. In February 2011, Griffin served as a witness against Officer Condon in an investigation opened by the Legislative Ombudsman into whether Condon had assaulted another prisoner. According to Griffin, Condon told him on March 2, 2011, that Griffin’s “statement to the Ombudsman will not change a thing, and would only come back
Later that day, Officer Downard wrote Griffin a misconduct ticket, which was eventually upheld on review. The following day, claims Griffin, Officer McMurtrie told him not to report to his work assignment but then wrote him an out-of-place misconduct ticket for failing to report to work. When Griffin appealed the misconduct ticket, his appeal was upheld and the ticket was dismissed.
Proceeding pro se, Griffin filed this § 1983 action, alleging that defendants Berghuis, Sutherby, Condon, Downard, and McMurtrie retaliated against him because he exercised his First Amendment rights. Defendants moved for summary judgment. Berghuis and Sutherby claimed that plaintiff was transferred “because he was attempting to organize a protest with several other prisoners.” In their view, Griffin’s “attempt to bypass the forum’s chain of command and to organize a protest at that meeting is sufficient grounds for plaintiffs removal from the Warden’s Forum and to be transferred away from the prisoners he was attempting to organize.” McMurtrie, for his part, claims that he was “unaware” that Griffin was not required to report for work on the day that he wrote the out-of-place misconduct ticket.
The magistrate judge recommended granting defendants’ summary judgment motion, and the district court agreed. Griffin appealed, and we thereafter appointed counsel to represent him.
II.
A summary judgment determination is reviewed de novo. See Keith v. Cnty. of Oakland,
A.
A First Amendment retaliation claim “entails three elements: (1) the plaintiff engaged in protected conduct; (2) an adverse action was taken against the plaintiff that would deter a person of ordinary firmness from continuing to engage in that conduct; and (3) there is a causal connection between elements one and two — that is, the adverse action was motivated at
1.
Plaintiff’s claims against Berghuis and Sutherby fail on the first element because his letter was not protected by the First Amendment. Griffin does not identify which portion of the First Amendment he relies upon, seeming to argue that his letter was protected under both the Free Speech Clause and the Petition Clause. But in the end, it does not matter, because the same legal test applies in either circumstance: his letter is unprotected if its prohibition by prison officials is “reasonably related to legitimate penological interests.” Turner v. Safley,
Griffin cannot sidestep this rule by citing free speech cases that acknowledge prisoners’ rights to communicate with individuals external to prison administration. See Thornburgh v. Abbott,
Because it was routed to fellow inmates, Griffin’s missive could be regulated as inter-inmate communication. See Turner,
To the extent that Griffin relies upon the Petition Clause, the analysis is not materially different. The Petition Clause guarantees the right to “petition the Government for a redress of grievances.” U.S. Const. amend. I; see Thaddeus-X,
This characterization is problematic. Members of the Warden’s Forum are explicitly barred from using the Forum as a substitute for the formal grievance process. See MDOC Policy Directive No. 04.01.150 ¶& A prisoner’s constitutional right to assert grievances typically is not violated when prison officials prohibit only
But even if Griffin’s letter does implicate the Petition Clause, his case is not exempt from application of the general rule that taking an adverse action against a prisoner “is permissible where it serves a legitimate penological interest.” Ward v. Dyke,
In Smith, for example, we concluded that a prisoner had not demonstrated a First Amendment retaliation claim where he had been terminated from his position as an inmate legal advisor “because of his aggressive attitudes in the discharge of his job duties [in assisting inmates in disciplinary hearings] and his attempts to intimidate staff members.”
This principle — that the First Amendment does not protect a prisoner’s complaint about prison conditions if it is made in a manner incompatible with the institution’s legitimate penological objectives — is fatal to Griffin’s claims against Berghuis and Sutherby. See Pell,
The only way that this could not be true is if the action that Berghuis and Sutherby took in response to Griffin’s letter was unreasonable or unrelated to legitimate penological objectives. But Griffin makes no attempt to churn through the Turner factors to demonstrate that this is so. See Turner,
The closest Griffin comes to making an argument under Turner is an assertion that his letter was so innocuous that Berghuis’ and Sutherby’s reaction to it was unreasonable. Id. at 90,
This standard is not easily met. “[Federal courts ought to afford appropriate deference and flexibility to state officials trying to manage a volatile environment.” Sandin v. Conner,
Griffin is, of course, correct that deference has its limits. While “[pjrison officials are clearly free to punish inmate conduct that threatens the orderly administration of the prison,” prison rules may not be “used as a backdoor means of punishing inmates for exercising their right to criticize the legality of officials’ actions.” Brown v. Crowley,
But nothing in the record suggests that this is what happened here. Contrary to Griffin’s arguments, his letter provides some support for Berghuis’ and Suther-by’s assertion that it presented a security concern. Portions of Griffin’s missive could be read as a warning to the regional prison administrator that Griffin and like-minded inmates were about to bring matters with the administration to a head. Although Griffin claimed that his conduct would “stay[] within the boundaries of’ Policy Directive 04.01.150, his letter simultaneously flouted the Policy Directive’s provision that inmate representatives “serve solely in an advisory capacity to the administration,” id. at ¶ B, by contending that “[i]t is not up to MDOC Staff to conclude what they think is best for the prisoner population.” In short, Berghuis and Sutherby were not unreasonable in asserting that Griffin’s letter — copies of which were sent to ¿11 other members of the Warden’s Forum — evidences Griffin’s and his fellow representatives’ intent to pit themselves against the administration in a manner that would disrupt the legitimate objectives of the institution. See Jones,
And even if Griffin’s letter was not the most provocative use of the written word, Berghuis and Sutherby received it against the background of collective inmate action: Griffin and two other inmates had each written such letters, had each been elected to key positions in the newly-constituted Warden’s Forum, and had evidently planned a unified agenda well in advance, as they were able to present it to Berghuis and Sutherby immediately upon their election to the Forum’s critical leadership positions. It was well within reason for Ber-ghuis and Sutherby to suspect that Griffin and his compatriots had jointly schemed to take control of Forum leadership in order to press a collective and disruptive agenda upon prison officials, and it was likewise reasonable for them to believe that Griffin’s letter, which was disseminated to his fellow Forum representatives, itself contributed to the precarious prison situation.
Nor was it improper for prison officials to stymie the inmates’ group effort at such a nascent stage. This court has recognized “the general need of corrections officers to maintain order in a prison, which may require acting preemptively based on concerns that have not yet materialized.” King,
On the facts of this case, second-guessing the prison administrators’ conclusion that Griffin’s letter posed some degree of security concern would contradict the maxim that “[t]he federal courts do not sit to supervise state prisons.” Meachum v. Fano,
2.
Even if Griffin’s letter had been protected by the First Amendment, summary judgment would still be proper on his claims because Berghuis and Sutherby would be entitled to qualified immunity. “Qualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of the challenged conduct.” Reichle v. Howards, — U.S. -,
As has been explained, Berghuis and Sutherby reasonably responded to the potential security threats that they perceived in Griffin’s correspondence. Even if in hind-sight their response can be viewed as an over-correction, “[t]he essence of qualified immunity ... is to give government officials cover when they resolve close calls in reasonable (even if ultimately incorrect) ways.” Hagans v. Franklin Cnty. Sheriffs Office,
The same is true for Griffin’s removal from the Warden’s Forum. We have not been directed to any ease holding that participation in a Warden’s Forum is so valuable to a prisoner that its denial reasonably would deter the prisoner from engaging in protected conduct. As was true of Griffin’s transfer, even if removal from the Forum could be deemed sufficiently adverse, Berghuis and Sutherby could have reasonably believed that it was not. As a result, even if their conduct could have formed the basis of a First Amendment retaliation claim, Berghuis and Suth-erby were entitled to summary judgment on the basis of qualified immunity.
B.
Although the district court properly entered summary judgment on Griffin’s claims against Berghuis and Sutherby, Griffin fares better on his claims against Officers Condon, Downard, and McMur-trie. The defendant officers concede that Griffin’s participation in the ombudsman’s investigation of Condon was protected conduct. They also concede that the false misconduct charge that McMurtrie leveled at Griffin is an adverse action. See Brown,
“[T]he causation inquiry centers on the defendant’s motive.” Thomas v. Eby,
Griffin is due such an inference here. If Griffin’s evidence is to be believed, McMurtrie knowingly filed a false misconduct charge against him the day after agreeing with his fellow officers to
Griffin’s evidence, to be sure, does not all point the same direction. There is some suggestion, in fact, that the officers were partially motivated by Griffin’s activities as a member of the Warden’s Forum, rather than by his participation in the ombudsman’s investigation. Still, the record evidence is that the conspiring officers were “tired of Griffin trying to change things.” Particularly given the close temporal link and Condon’s warning to Griffin that his testimony in the ombudsman’s investigation would “not change a thing,” the evidence supports a reasonable inference that the officers were motivated to file false misconduct charges against Griffin “at least in part” by his participation in the ombudsman’s investigation, even if his activity on the Forum also contributed to their exasperation. See Shreve,
The defendant officers resist this conclusion. They are correct to assert that they are entitled to summary judgment if they can prove “by a preponderance of the evidence that [McMurtrie] would have taken the same action absent the protected conduct.” King,
Finally, the defendant officers assert that they are entitled to qualified immunity. Griffin claims that they waived such an argument by failing to make it below, but it makes no difference, because the officers are in any event incorrect. “It seems to us elementary that a prisoner retains a First Amendment right to respond to questions posed to him by a prison investigator.” Cornell v. Woods,
III.
For these reasons, we affirm the district court’s entry of summary judgment on Griffin’s claims against Berghuis and Suth-erby. We reverse the entry of summary judgment on Griffin’s claims against the remaining defendants and remand for further proceedings consistent with this opinion.
Concurrence Opinion
concurring in part and dissenting in part.
I agree with the majority’s decision in Section II.B to reverse and remand on the prisoner’s claim that the guards filed a false misconduct claim against him in re
I do not understand the explanation that this letter to Central Staff is per se unprotected from retaliation because it was written to the Warden’s superior and did not follow the “chain of command.” If the letter had been written to complain about being beaten by guards acting on instructions of the Warden or the prison’s “deliberate indifference” to a broken leg or heart attack, surely the letter could not justify the Warden’s immediate retaliation by transferring him. It would have been protected by the First Amendment and the Eighth Amendment, as well as his grievance rights under the Prison Litigation Reform Act, 42 U.S.C. § 1997. I would not shut off the prisoner’s right to his day in court by summary judgment when there is a clear dispute of fact on a constitutional issue.
