Opinion
Penal Code section 859b 1 requires the magistrate to dismiss a felony complaint if a defendant’s preliminary hearing is not held within 60 days of the date of the arraignment, plea or reinstatement of criminal proceedings unless the defendant personally waives his or her right to a preliminary hearing within the 60 days. Section 1050.1, which applies in cases in which two or more defendants are jointly charged, requires the trial court or magistrate, when good cause is shown by one defendant to continue his or her arraignment, preliminary hearing or trial, to use the continuance, upon motion of the prosecuting attorney, to constitute good cause to continue the remaining defendants’ cases so as to maintain joinder.
Does good cause, attributed from one jointly charged codefendant to another pursuant to section 1050.1, permit the magistrate to set or continue the preliminary hearing for both defendants beyond the 60 days prescribed by section 859b in the absence of a personal waiver of the 60-day rule by both defendants? Because the language in section 859b is mandatory and
PROCEDURAL BACKGROUND
1. The Complaint and Arraignment
On February 21, 2006 a felony complaint was filed against Ramos alleging she and Dolares Gomez had participated as accessories after the fact (§ 32) in the murder of Anselmo Sanchez Reyes. The same complaint charged Effain Macias Ramos with Reyes’s murder (§ 187) and specially alleged he had personally used a deadly and dangerous weapon, a knife, in committing the offense (§ 12022, subd. (b)(1)).
At Ramos’s arraignment on February 21, 2006 the public defender was appointed to represent her; and Ramos pleaded not guilty to the accessory-after-the-fact charge. Ramos’s preliminary hearing, together with that of codefendants Efrain Ramos and Gomez, was scheduled for March 3, 2006.
2. Ramos’s Initial Consent to Continue the Preliminary Hearing and Later Opposition to an Additional Continuance; the Amended Complaint
On March 3, 2006 the preliminary hearing for all three defendants was continued, with Ramos’s consent, to April 6, 2006. On April 6, 2006 Efrain Ramos requested
On April 12, 2006 the felony complaint was amended to additionally charge Ramos and Gomez with Reyes’s murder and to specially allege they had used a deadly or dangerous weapon, a knife, in committing the offense. Ramos pleaded not guilty to the murder charge and denied the special allegation on May 3, 2006. 3
3. The Denial of Ramos’s Motion to Dismiss
On April 25, 2006, the first day beyond the 60-day period specified in section 859b, 4 Ramos moved to dismiss the amended felony complaint against her because her preliminary hearing had not been held within 60 days of the date of her February 21, 2006 arraignment. The superior court (Hon. Susan Speer) denied the motion on the same day.
4. The Subsequent Continuances of the Preliminary Hearing and Ramos’s Objections; Ramos’s Writ Petition in the Superior Court
On May 3, 2006 the scheduled date for the twice-continued preliminary hearing, both Gomez and Efrain Ramos requested a further continuance of the preliminary hearing: Gomez on the ground she had just obtained new appointed counsel, and Efrain Ramos based on his recent receipt in discovery of additional tapes that needed to be transcribed. Over Ramos’s objection, the magistrate (Hon. Jessica Silvers) continued the hearing to June 7, 2006. The magistrate also once again declined to sever Ramos’s case from that of her codefendants.
On May 24, 2006 Ramos filed in the superior court a petition for writ of prohibition, seeking an order barring any further proceedings against her on the
On June 7, 2006 both Efrain Ramos and Gomez requested yet another continuance of the preliminary hearing on the grounds further review of discovery was required and Gomez’s counsel was engaged in trial. Ramos again objected. The court found good cause to continue the hearing to June 28, 2006.
On July 7, 2006 the superior court (Hon. David Wesley) entered an order denying Ramos’s petition for a writ of prohibition. According to the court, “the goals of a speedy preliminary hearing under Penal Code section 859b are at odds with the joinder provision of section 1050.1” and, therefore, must be “harmonized.” The court concluded, “This court finds that [Ramos’s] argument that the magistrate erred in finding ‘good cause’ is without merit because section 1050.1 is the equivalent of a finding of ‘good cause’ to continue the preliminary hearing as to the nonmoving codefendants. Accordingly, [Ramos] fails to show an abuse of discretion in the magistrate’s issuance of an order granting co-defendants’ motions to continue the preliminary hearing beyond the 60-day period under Penal Code section 859b.”
5. The Filing of the Instant Petition for Writ of Mandate
On July 18, 2006 Ramos petitioned this court for a writ of mandate compelling the superior court to dismiss the amended felony complaint against her. 6 After obtaining the People’s preliminary opposition to the petition, we issued an order to show cause why the requested relief should not be granted.
6. Ramos’s Preliminary Hearing and Her Request to Withdraw Her Petition
On August 30, 2006 Ramos filed a letter brief informing this court that the preliminary hearing for her and her two codefendants had occurred on August 28 and 29, 2006.
7
Ramos and Gomez were held to answer only to the accessory-after-the-fact
After oral argument was scheduled in this case, Ramos filed a letter requesting permission to withdraw her petition. Oral argument was held, and Ramos subsequently filed a personal waiver of her right to a preliminary hearing within 60 days of her arraignment as specified in section 859b. Both the People and counsel for Ramos have asked that this court decide the issue raised by Ramos’s petition notwithstanding her waiver of rights under section 859b, which renders moot her request for extraordinary writ relief.
CONTENTIONS
Ramos contends, because she did not personally waive the 60-day time limit in section 859b, the magistrate was required to dismiss the amended felony complaint against her when her preliminary hearing was continued more than 60 days after her arraignment. She argues the magistrate improperly used the joinder provisions in section 1050.1 to create an unauthorized exception to the mandate of section 859b.
DISCUSSION
1. Ramos Had an Absolute Statutory Right to a Preliminary Hearing Within 60 Days of Arraignment Absent Her Personal Waiver
a. Standard of statutory interpretation
We interpret statutes to ascertain and effectuate the Legislature’s intent.
(People v. Standish
(2006)
b. Section 859b mandates the dismissal of a complaint against a nonconsenting defendant whose preliminary hearing is set or continued more than 60 days after arraignment
Section 859b governs the timing of a defendant’s preliminary hearing and establishes the statutory right, of both the People and the defendant, to a
preliminary hearing at the earliest possible time. In general, a defendant’s preliminary hearing
In interpreting a related provision in section 859b, the Supreme Court has recently emphasized the mandatory nature of the statute. In
Standish, supra,
c. Section 1050.1 does not create an exception to section 859b’s mandatory 60-day rule in cases in which multiple defendants are jointly charged in a single complaint
Attempting to avoid the mandatory language of section 859b, the People rely on section 1050.1, a later enacted statute added by the initiative process in 1990 as part of Proposition 115.
11
(See
People v. Arias
(1996)
The People’s argument suffers from several flaws. As an initial matter, the 60-day rule in section 859b, absent a defendant’s personal waiver of the right to a preliminary hearing within 60 days of arraignment, is absolute. Whether or not good cause exists to continue the hearing, absent a personal waiver, the 60-day limit is a bar to extending the hearing date. In this regard, the 60-day provision of section 859b is unlike that section’s initial 10-court-day period in which the preliminary hearing is to be held, which may be extended based on a showing of good cause. (See Cal. Judges Benchguide 92: Preliminary Hearings (CJER rev. 2004) § 92.37, Consequences of Untimely Hearing [“The magistrate must dismiss the complaint if the preliminary hearing is not held within
Further evidencing the absence of a good-cause exception to the 60-day rule is section 1387, which specifies when the dismissal of a previously terminated action operates as a bar to further prosecution for the same offense (the two-dismissal rule). Pursuant to section 1387, “if the previous termination was pursuant to Section 859b, 861, 871, or 995, the subsequent order terminating an action is not a bar to prosecution if: [f] (1) Good cause is shown why the preliminary examination was not held within 60 days from the date of arraignment or plea.” (§ 1387, subd. (c)(1).) Section 1387, subdivision (c)(1), thus necessarily recognizes that a felony complaint will be dismissed pursuant to section 859b if the preliminary hearing is not held within 60 days of the arraignment even though good cause existed for setting the preliminary hearing beyond the 60-day limit. Recognizing both the mandatory nature of section 859b’s 60-day rule and its potential harshness, section 1387 limits the impact of the mandatory dismissal by providing a good-cause finding prevents a section 859b dismissal from operating as a bar to further prosecution. In sum, the good cause found to continue the preliminary hearing as to Efrain Ramos (and later as to Gomez, as well) could not be used under the authority of section 1050.1 to extend section 859b’s 60-day rule as to Ramos absent her consent (although a proper finding of good cause to continue as to Ramos would have precluded use of the mandatory dismissal as a prior termination under section 1387). To import a good-cause exception into the absolute 60-day rule in section 859b, absent the express direction of the Legislature (or the voters by initiative), would constitute an impermissible rewriting of the statute.
(People v. Knowles, supra,
The People’s reliance on
In re Samano
(1995)
In a divided opinion Division Six of this court reversed, finding, “section 859b must be harmonized with section 1050.1 in a multiple-defendant case: The request of one properly joined defendant for a continuance of the preliminary examination with good cause shall be deemed a request of all jointly charged defendants.”
(Samano,
supra,
Although we, like Ramos, question the result reached by the
Samano
majority, which appears to have created an unauthorized exception to section 859b’s mandatory release provision, we need not decide the propriety of the decision because
Samano
did not consider and, therefore, is not authority for the proposition section 859b’s absolute 60-day time limit can be extended absent the personal waiver of a defendant based on a codefendant’s request for a continuance of the preliminary hearing.
14
(Chevron U.S.A., Inc. v. Workers’ Comp. Appeals Bd.
(1999)
Moreover, the focus of the
Samano
majority on the fact the prosecutor in that case had not requested the continuance of the preliminary hearing, and its statement the release provision of section 859b was premised on the People as the initiator of the continuance, is not persuasive in this case. (See generally
Standish, supra,
For similar reasons, the People’s reliance on the second sentence of section 1050.1, directing the magistrate not to sever jointly charged cases due to the
unavailability or unpreparedness of one of the defendants unless it appears it will be impossible for all defendants to be available and prepared within a reasonable period of time, is misplaced. This provision, which like the entire section applies to continuances of the trial date itself, as
Case authority, cited by the People, permitting the continuance of a defendant’s preliminary hearing beyond statutory time periods in specific, limited situations even absent his or her express consent does not alter our conclusion that the 60-day rule in section 859b admits of only one exception—the personal waiver of the defendant—and that there is no additional good-cause exception to maintain joinder in consolidated cases with multiple defendants. In
People v. Kowalski
(1987)
In
Curry
v.
Superior Court
(1977)
2. Although Ramos’s Preliminary Hearing Had Been Held, Dismissal of the Amended Felony Complaint Would Have Been the Appropriate Remedy
Although Ramos’s preliminary hearing took place during the pendency of this writ proceeding and she was held to answer to an accessory-after-the-fact charge, nothing in section 859b precludes imposition of its
dismissal sanction once a preliminary hearing has already been conducted: Indeed, a defendant often challenges an alleged violation of section 859b after the preliminary hearing has been held by filing a motion to dismiss the information under section 995.
(Standish, supra,
38 Cal.4th at pp. 882-888;
People
v.
Luu
(1989)
Moreover, as the Supreme Court has recognized, because section 859b itself provides for dismissal of the complaint as the remedy for a violation of the 60-day rule, no prejudice analysis need be performed to invoke its sanction.
(Standish, supra,
DISPOSITION
Although the superior court should have granted Ramos’s writ petition and entered an order dismissing the April 12, 2006 amended felony complaint against her in case No. LAOS 1609, Ramos’s petition in this court is dismissed as moot based on her personal waiver of section 859b’s 60-day rule.
Johnson, J., and Woods, J., concurred.
On February 5, 2007, the opinion was modified to read as printed above.
Notes
Statutory references are to the Penal Code unless otherwise indicated.
After Ramos filed her petition for a writ of mandate in this court requesting an order directing the superior court to dismiss the amended felony complaint, we issued an order to show cause, requested additional briefing and set the matter for oral argument. Thereafter, the trial court conducted Ramos’s preliminary hearing and held her to answer on one count under section 32 as an accessory after the fact to a murder. Through counsel Ramos notified us of this development and urged the fact the preliminary hearing had been held did not moot her writ petition. However, shortly before the scheduled date for oral argument appellate counsel for Ramos, who remained in custody pending trial, requested permission to withdraw the pending petition because her new trial counsel had determined “it is not in petitioner’s continuing interest to seek an order which would have the effect of terminating the present proceedings.” After oral argument, at which both Ramos and the People agreed this court should decide the issue presented by the petition even if the matter had become moot as to Ramos herself, Ramos filed a personal waiver of her right to a preliminary hearing within the 60-day period specified in section 859b. In light of Ramos’s waiver, we dismiss the petition. Nevertheless, because issues regarding the proper application of section 859b in multiple-defendant cases are likely to recur but evade review, we exercise our discretion, as requested by the parties, to decide the petition and hold that section 859b’s 60-day rule is mandatory and not modified by section 1050.1’s joinder principles.
(Conservatorship of Wendland
(2001)
Neither Ramos nor the People addressed in the superior court or in this writ proceeding whether section 859b’s 60-day period was restarted when Ramos was arraigned on the amended felony complaint. (See Simons, Cal. Preliminary Examinations and 995 Benchbook: Statutes and Notes (2006) The Timing of the Hearing, § 1.1.13, p. 1-11 [suggesting cases in trial setting context holding that an “ ‘amendment of substance [that] would constitute a new charge’ ” starts a new time period are applicable in preliminary hearing context as well].) Because the issue was not raised by the parties and Ramos’s preliminary hearing ultimately was held more than 60 days after she was arraigned on the amended felony complaint, we leave to another case and another day the question whether an arraignment on an amended felony complaint starts a new 60-day period under section 859b.
Ramos was arraigned on February 21, 2006. Sixty days following that date was April 22, 2006, a Saturday. As a result, Monday, April 24, 2006, was the last day of the 60-day period.
Section 871.6 provides, “If in a felony case the magistrate sets the preliminary examination beyond the time specified in Section 859b, in violation of Section 859b, or continues the preliminary hearing without good cause and good cause is required by law for such a continuance, the people or the defendant may file a petition for writ of mandate or prohibition in the superior court seeking immediate appellate review of the ruling setting the hearing or granting the continuance.”
Code of Civil Procedure section 904.1, subdivision (a), provides, “An appeal, other than in a limited civil case, may be taken from any of the following: Q] (1) From a judgment, except. . . (C) a judgment granting or denying a petition for issuance of a writ of mandamus or prohibition directed to a municipal court or the superior court in a county in which there is no municipal court or the judge or judges thereof that relates to a matter pending in the municipal or superior court. However, an appellate court may, in its discretion, review a judgment granting or denying a petition for issuance of a writ of mandamus or prohibition, or a judgment or order for the payment of monetary sanctions, upon petition for an extraordinary writ.”
Nothing in the record explains why the preliminary hearing was further continued from June 28, 2006 to August 28, 2006.
Good cause under section 1050, subdivision (g)(2), “includes, but is not limited to, those cases involving murder, as defined in subdivision (a) of Section 187, .. . and the prosecuting attorney assigned to the case has another trial, preliminary hearing, or motion to suppress in progress in that court or another court.”
Section 859b provides, “At the time the defendant appears before the magistrate for arraignment, if the public offense is a felony to which the defendant has not pleaded guilty in accordance with Section 859a, the magistrate, immediately upon the appearance of counsel, or if none appears, after waiting a reasonable time therefor as provided in Section 859, shall set a time for the examination of the case and shall allow not less than two days, excluding Sundays and holidays, for the district attorney and the defendant to prepare for the examination. . . . H] Both the defendant and the people have the right to a preliminary examination at the earliest possible time, and unless both waive that right or good cause for a continuance is found as provided for in Section 1050, the preliminary examination shall be held within 10 court days of the date the defendant is arraigned or pleads, whichever occurs later, or within 10 court days of the date criminal proceedings are reinstated . . . . [|] Whenever the defendant is in custody, the magistrate shall dismiss the complaint if the preliminary examination is set or continued beyond 10 court days from the time of the arraignment, plea, or reinstatement of criminal proceedings . . . , and the defendant has remained in custody for 10 or more court days solely on that complaint, unless either of the following occur: [50 (a) The defendant personally waives his or her right to preliminary examination within the 10 court days, [f] (b) The prosecution establishes good cause for a continuance beyond the 10-court-day period. [5Q For purposes of this subdivision, ‘good cause’ includes, but is not limited to, those cases involving allegations that a violation of one or more of the sections specified in subdivision (a) of Section 11165.1 or in Section 11165.6 has occurred and the prosecuting attorney assigned to the case has another trial, preliminary hearing, or motion to suppress in progress in that court or another court. Any continuance under this paragraph shall be limited to a maximum of three additional court days. [50 If the preliminary examination is set or continued beyond the 10-court-day period, the defendant shall be released pursuant to Section 1318 unless: [50 (1) The defendant requests the setting of continuance of the preliminary examination beyond the 10-court-day period, [f] (2) The defendant is charged with a capital offense in a cause where the proof is evident and the presumption great. [][] (3) A witness necessary for the preliminary examination is unavailable due to the actions of the defendant. Q] (4) The illness of counsel. [][] (5) The unexpected engagement of counsel in a jury trial, [f] (6) Unforeseen conflicts of interest which require appointment of new counsel. [][] The magistrate shall dismiss the complaint if the preliminary examination is set or continued more than 60 days from the date of the arraignment, plea, or reinstatement of criminal proceedings . . . , unless the defendant personally waives his or her right to a preliminary examination within the 60 days.”
A defendant’s consent to a continuance within the 60-day period does not toll the running of the 60-day period.
(People
v.
Mackey
(1985)
Proposition 115, known as the “Crime Victims Justice Reform Act,” had a stated purpose to “ ‘ “create a system ... in which violent criminals receive just punishment.” ’ ”
(People v. Barrera
(1993)
Although the 10-court-day rule now includes a good-cause exception for a defendant in custody, it previously did not (see Stats. 1977, ch. 1152, § 1, p. 3698) and was interpreted as absolute.
(Johnson
v.
Superior Court
(1979)
Presiding Justice Stone dissented, explaining, “I would . . . reject the majority opinion’s attempt to ‘harmonize’ section 1050.1 and section 859b, and leave to the Legislature—or electorate—any further exception to section 859b’s mandate. Section 859b means what it says: if a defendant’s preliminary hearing is delayed with good cause, the defendant shall be released in the absence of an exception set forth in section 859b. Section 1050.1 gives the prosecution the right to maintain joinder but not to force pre-preliminary examination detention of an in-custody defendant by overriding or limiting the statutory time limits of section 859b.”
(Samano, supra,
In A.A. v.
Superior Court
(2003)
The version of section 859b at issue in
Curry
did not contain a good-cause exception to the 10-court-day rule for a defendant in custody, as the statute does today. (See
Curry
v.
Superior Court, supra,
Nor do cases determining the 10-court-day rule in section 859b need not be enforced when a defendant is in custody on unrelated charges support the People’s contention section 1050.1 can be used to create an additional exception to section 859b’s 60-day rule. Plainly, the purpose of section 859b to avoid the prolonged holding of a defendant in custody when he or she has yet to be held to answer on the pending charges does not apply to a defendant who is imprisoned on an unrelated offense.
(Blake
v.
Superior Court
(1980)
Although dismissal of the amended felony complaint against Ramos would have started the proceedings against her anew, she and the People could have agreed to use the existing amended felony complaint to avoid the need for refiling: “Upon the express consent of both the people and the defendant, in lieu of issuing an order terminating an action the court may proceed on the existing accusatory pleading. For the purposes of Section 1387, the action shall be deemed as having been previously terminated. The defendant shall be rearraigned on the accusatory pleading and a new time period pursuant to Section 859b or 1382 shall commence.” (§ 1387.2; see
Robles v. Superior Court
(2003)
