CLAIM CONSTRUCTION ORDER FOR THE FARMWALD/HOROWITZ PATENTS AND ORDER DENYING THE MANUFACTURERS’ MOTIONS FOR SUMMARY JUDGMENT OF NON-INFRINGEMENT AND INVALIDITY DEPENDING ON CLAIM CONSTRUCTION
Rambus has accused the Manufactur *951 ers 1 оf infringing various patents. Largely in accord with the local rules, the parties have submitted their joint claim construction statement showing 72 claim terms in dispute. Rambus has filed its opening and responding Markman 2 briefs, motions for summary judgment of infringement, and oppositions to the Manufacturers’ motions. The Manufacturers have filed their responsive Markman brief, oppositions to Rambus’s summary judgment motions, and their own motions for summary judgment of invalidity under Rambus’s proposed claim constructions and non-infringement under theirs. The court has reviewed the papers and considered the arguments of counsel and now sets forth its claim construction and rulings on the summary judgment motions dealing with the Farmwald/Horowitz patents. The claim construction pertaining to the Ware patents is set forth in a separate order.
I. THE FARMWALD/HOROWITZ PATENT FAMILY
Fifteen of the seventeen patents-in-suit descend from the original patent application no. 07/510,898 filed by Drs. Michael Farmwald and Mark Horowitz on April 18, 1990.
3
Because these fifteen share substantially similar specifications, the court’s discussion refers to U.S. Patent No. 6, 182, 184.
4
Given the number of claim terms in dispute and complexity of the technology, the court begins by explaining the context of the invention and the contents of the specification relevant to the disputed issues. Cf
. Phillips v. AWH Corp.,
A. Background of the Inventions and the Specification’s Written Description
Drs. Farmwald and Horowitz began their collaboration in the fall of 1988. Tr. 4078:21-4079:7. 5 Dr. Farmwald met with Dr. Horowitz over dinner to discuss how processor speeds and memory speeds were diverging and how memory systems needed to become faster to keep up. Tr. 4079:9-4082:9. Within the semiconductor industry, this problem was commonly referred to as the “memory bottleneck” or “memory gap.” Tr. 4084:7-4091:8 (Dr. Horowitz); 4161:10-4163:3 (Carl Everett); 5498:9-5502:8 (Dr. Farmwald). Over the course of the next year and a half, Drs. Farmwald and Horowitz worked on a variety of ideas for closing the memory gap, and they eventually wrote up their ideas in a patent application. Tr. 4133:15-4134:14. Dr. Horowitz testified that he “took over” *952 the drafting of the specification. Id. The following discussion walks through the patents’ common specification to illustrate the scope of the written description and explain the technology.
1. The Prior Art and Objects of the Invention
Dr. Horowitz testified that with the specification, he and Dr. Farmwald were “trying to describe our inventions, all the innovations that we had come up with to build a very high speed interface.” Tr. 4134:10-14. The court will summarize here, however, only the intrinsic evidence and not the inventors’ self-serving testimony. The specification begins with the field of the invention, where it describes “an integrated circuit bus interface” as well as “a new method for physically implementing the bus architecture.” '184 patent, col. 1,11. 21-26. From these introductory sentences, it is clear that the Farmwald/Horo-witz specification discloses more than one invention.
The background of the invention discusses general features of prior art memory devices, focusing on how prior art bus architectures were not as efficient as they could be. Id., col. 1, 1. 30-col. 2, 1. 5. The comparison with the prior art is extensive and illustrates some of the problems that Drs. Farmwald and Horowitz sought to address with their inventions. It starts by noting that “prior art memory systems have attempted to solve the problems of high speed access to memory with limited success.” Id, col. 2, 11. 8-10. The first piece of prior art examined by the specification is “the earliest 4-bit micro processor.” Id., col. 2, 11. 10-11 (citing U.S. Pat. No. 3,821,715 (Hoff et. al.)). The Hoff micro processor connected multiple memory devices to a single CPU over a 4-bit wide bus that multiplexed, i.e., carried both, address and control information. Id., col. 2, 11. 13-16. It also used point-to-point control signals to select which memory device the CPU sought to access. Id. Drs. Farmwald and Horowitz critiqued aspects of the Hoff micro processor, noting that it used fixed access times for transmitting information and did not permit the memory devices to send information in blocks. Id., col. 2,11. 16-20. “Most importantly],” its use of point-to-point device select lines meant that it did not send device control information over the bus. Id.
The next piece of prior art discussed is U.S. Patent No. 4,315,308 (Jackson), which described a bus architecture using a single 16-bit wide bus that multiplexed data, address, and control information. Id., col. 2, 11. 21-24. It implemented some block-mode operations and allowed some access time variation, but it could not handle multiple requests and did not bus all signals. Id., col. 2, 11. 24-30. Another patent described a DRAM with multiplexed address and data information inside the DRAM, but with a “conventional” bus comprised of separate data, address, and control lines to connect to the external device environment. Id., col. 2,11. 31-34.
Shifting away from describing prior art bus architectures, Drs. Farmwald and Horowitz described prior art packaging technology. Id., col. 2, 11. 35-42. While others had attempted to use 3-D packages for DRAMS with connections along a single edge only, the need for point-to-point wiring to enable a master device to select the correct memory device posed complex geometrical problems. Id. No prior art packaging solution had considered using a new interface to do away with the need for point-to-point device select wiring.
Leaving DRAM packaging and returning to DRAM architecture, Drs. Farmwald and Horowitz discussed the “state-of-the-art DRAM interface” in U.S. *953 Patent No. 3,969,706 (Proebsting, et.al.). This DRAM architecture used two-way multiplexed address signals and maintained separate pins for data and control information. Id., col. 2, 11. 43-47. One of its problems was that it required more and more pins as the DRAM grew, and many of these pins had to be connected point-to-point to various devices. Id., col. 2,11. 47-50. As previously discussed, this interface complexity made using a 3-D package difficult.
The specification next discusses back-plane buses, i.e., the circuit boards used for connecting multiple devices to each other. Some prior art backplane buses had multiplexed address and data information, others used relatively low-voltage signals, and some others used programmable registers and block mode operations. Id., col. 2,11. 51-60. While all backplane buses used some arbitration scheme for prioritizing signals, none used the bus arbitration scheme devised by Drs. Farmwald and Horowitz. Id., col. 2, 1. 61-col. 3, 1. 2. Furthermore, all prior art buses used some point-to-point connections. Id., col. 3,11. 2-4.
Finally, the specification summarizes some prior art related to clocking a DRAM interface. Id., col. 3,11. 8-21. Drs. Farm-wald and Horowitz noted that “the clocking scheme used in this invention has not been used before and in fact would be difficult to implement in backplane buses due to the signal degradation caused by connector stubs.” Id., col. 3, 11. 8-11. While a prior art patent had described a clocking scheme using two clock signals, it relied on unusual ramp-shaped clocking signals in lieu of the conventional square signals used by Drs. Farmwald and Horowitz. Id., col. 3,11.11-14.
After having surveyed various aspects of the prior art, the specification sets out seven “objects of the invention.” See id., col. 3, 11. 22-48. First, the invention uses “a new bus interface built into semiconductor devices to support high-speed access to large blocks of data from a single memory device by an external user of the data, such as a microprocessor, in an efficient and cost-effective manner.” Id., col. 3, 11. 22-26. Though the invention seeks to address six other objectives, Rambus acknowledges that the “primary object that’s accomplish by the claims at issue is the very first one, which is the new bus interface built into semiconductor devices to support high-speed access to large blocks of data from a single memory device.” Claim Construction Hrg. Tr. 114:7-20 (June 4, 2008). The invention’s second objective is “to provide a clocking scheme to permit high speed сlock signals to be sent along the bus with minimal clock skew between devices.” Id., col. 3, 11. 27-29. The invention also seeks to provide a method for mapping out defective devices, distinguishing identical devices connected to the bus, and assigning unique identifiers to otherwise-identical devices. Id., col. 3, 11. 30-35. Yet another object of the invention is to allow a device to transfer address, data, and control information over a relatively narrow bus and provide a bus arbitration scheme to allow multiple devices to use the bus simultaneously. Id., col. 3, 11. 36-40. Finally, the invention seeks “to provide devices, especially DRAMs, suitable for use within the bus architecture of this invention.” Id., col. 3, 11. 46-48.
2. The Summary of Invention
The summary of invention begins by describing the new bus interface with substantially fewer bus lines, multiplexed address, data and control information, and no point-to-point device select lines because device select information is included in the control signal. Id., col. 3, 11. 51-61. This *954 new bus also includes clock signals and power along with the multiplexed address, data and control signals. Id., col. 4,11.1-2. While the preferred implementation of the bus interface uses 8 bus data lines and an Addressvalid bus line, “persons skilled in the art will recognize that 16 bus data lines or other numbers of bus data lines can be used to implement the teaching of this invention.” Id., col. 4, 11. 5-8. With the new interface, memory devices can use the bus more efficiently by making large block data transfers and simultaneous transactions. Id., col. 4,11.10-20.
The summary next notes that the DRAMs that connect to the new bus differ from conventional DRAMs. The new DRAMs use registers to store control information, device information, and whatever else might be appropriate. Id., col. 4,11. 21-26. They also require circuitry for creating an internal device clock to synchronize the devices on the bus. Id., col. 4, 11. 31-33.
Finally, the summary of invention explains that the constrained bus environment enables high clock speeds by shortening the necessary length of the bus. Id., col. 4, 11. 35-50. Taken as a whole, these innovations improve DRAM bandwidth while reducing manufacturing costs and power consumption. Id., col. 4,11. 51-55.
3. The Detailed Description
The detailed description of the invention begins with an overview of the new technology, then splits into discrete sections addressing various features of the invention. These feature-specific discussions address: device address mapping (eol.7, 1.17), bus (col.8, 1.16), protocol and bus operation (col.8, 1.42), retry format (col.12, 1.1), system configuration/reset (col.14, 1.46), error detection and correction (col.16, 1.20), low-power 3-D packaging (col.17, 1.14), bus electrical description (col.17, I.62), clocking (col.18, 1.62), multiple buses (eol.19, 1.45), device interface (col.21, 1.23), electrical interface — input/output circuitry (col.21, 1.41) and DRAM column access modification (col.23, 1.42). Only some of these discussions bear on the construction and validity of the claims in dispute.
a. The Multiplexed Bus Architecture
The detailed description starts by noting that “the present invention is designed to provide a high speed, multiplexing bus for communication between processing devices and memory devices and to provide devices adapted for use in the bus system.” Id., col. 5,11. 29-31. The bus has a number of features. First, it is narrow, i.e., it has a relatively small number of bus lines. Id., col. 5, 11. 35-37. Second, it is multiplexed, meaning, it carries substantially all address, data and control information on the same bus data lines. Id., col. 5, 11. 37-45. This obviates the need for device-select lines because device-select information is carried over the bus. Id.
The devices connected by the bus include master devices like the CPU and slave devices like a DRAM. Id., col. 6, 11. 12-16. Every semiconductor device, whether master or slave, has a number of programmable registers for storing information, including device identification, device type, and control settings. Id., col. 6, II. 27-52. For example, preferred embodiments of the patent’s semiconductor devices contain access-time registers that store delay times that control when the device can send and receive datа. Id., col. 6,11. 32-37. These register settings can be modified when the device is turned on. Id., col. 6,11. 38-52.
The specification’s preferred bus architecture has 11 signal lines. Id., col. 8, 11. 17-34. There are eight bus data lines referred to as “BusDataO” through “Bus- *955 Data7” and collectively described as Bus-Data[0:7]. Id., col. 8, 11. 17-28. These data lines provide a multiplexed bus for address, data and control information that is one byte wide. Id., col. 8, 11. 24-25. There are also two clock lines (Clkl and Clk2) and an AddrValid line. Id. These lines serve to synchronize all of the devices on the bus and to indicate whether the information on the bus includes an address request for all slave devices to decode. Id., col. 8, 11. 25-30. Finally, there is an additional line (Resetin, ResetOut) that connects all devices attached to the bus. While the other signal lines on the bus connect to every device in parallel, the Resetin, ResetOut line connects all of the devices in series so that it can program their registers and assign them unique device identification numbers. Id., col. 8, 11. 30-85.
b. The Packet Protocol
The bus is the sole courier of information between devices on the bus. Id., col. 6, 11. 53-55. This requires a communication protocol. Id., col. 6, 11. 55-60. The specification describes using a packet protocol. Id. It begins when a master device sends a request packet (“a sequence of bytes comprising address and control information”). Id. Every slave device must decode the packet to determine if it must respond to the request packet. Id., col. 6, 11. 62-64. If it does, the slave device begins its internal processes and responds to the request packet by sending or retrieving data after a programmed delay time. Id., col. 6,1. 64-col. 7,1. 4.
A preferred embodiment of the protocol begins when a master device sends out a request packet of address and control information onto the bus. Id., col. 8, 11. 59-62. The AddrValid line is activated, which instructs all slave devices to decode the incoming request packet and decide whether the request packet applies to them. Id., col. 8, 1. 66-col. 9, 1. 4. If the packet contains the slave device’s address, the slave device responds by either transmitting data to the master for a read request or receiving data from the master for a write request. Id. This response occurs after a delay time specified in the memory device’s access-time register. Id., col. 9,11. 11-23.
[[Image here]]
*956 Figure 4 shows the preferred embodiment of a request packet. The request packet is nine bits wide, corresponding to the AddrValid bus line plus the eight bus data lines BusData[0:7], and the packet is six bytes long. Id., col. 9, 11. 24-29. The first byte begins with the AddrValid bit equal to 1 to indicate the beginning of a request packet. Id., col. 9, 11. 29-31. The first byte then contains two four-bit fields sent over the bus data lines. Id., col. 9,11. 39-46. The first four bits are known as AccessType[0:3]. Id., col. 9, 11. 39-41. Ac-cessType[0:3] is an “op code” or “operation code” that specifies the type of access for the DRAM to perform. Id. The second four bits, known as Master[0:3], serve to identify the master device sending the request packet. Id., col. 9, 11. 41-46. Briefly, the forty bits of address data in Address[0:35] and Address[36:39] specify the slave device that should perform the requested operation. See id., col. 9,11. 35-38. Finally, the last four bits of the request packet, known as BlockSize[0:3], tell the DRAM the amount of data involved in the requested operation. No actual data is sent or received in the request packet. The request packet simply allows each DRAM on the bus to: (1) recognize the next six bytes as a request packet, (2) understand what operation is requested, (3) recognize the source of the request packet, (4) determine whether the request packet is addressed to it, and (5) determine the amount of data to send or receive in response to the request packet.
In the preferred embodiment, Access-Type[0], i.e, the first bit of the four bit AccessType[0:3] field, is a read/write switch. Id., col. 9, 11. 47-56. If Aecess-Type[0] equals 1, the requested operation is a read and the DRAM should access the data in its memory array and output the data to the bus. Id., col. 9, 11. 50-56. If AccessTypefO] equals zero, the requested operation is a write and the DRAM should prepare to receive data from the bus. Id. The other three bits of the AccessType field, AccessType[l:3], could be used to specify the delay time of the DRAM’s response or trigger preprogrammed responses. See id., col. 9, 11. 56-65; col. 11, 11. 19-37. For example, AccessType[3] can be used to tell the DRAM whether to precharge the sense amplifiers in the memory device to an intermediate voltage between zero and one to allow for a faster response to the next request or to save the information already contained in the memory array. See id., col. 10, 11. 15^48; col. 11,1. 37.
The BlockSize[0:3] field determines the size of the following data block transfer. Id., col. 11, 11. 38-39. In the preferred embodiment, if BlockSize[0] equals zero, the size of the following data block corresponds to the binary value of Block-Size[l:3], enabling the data block to be 0 to 7 bits long. Id., col. 11, 11. 39-40. If BlockSize[0] equals one, the data block’s length corresponds to the value of 2 to the power of the binary value of BlockSize[l:3], beginning with 2 s, or 8, bits in length. Id., col. 11, 11. 40-41. Hence, a Block-Size[0:3] equal to 0001 corresponds to a data block that is one bit long. By contrast, a BlockSize[0:3] equal to 1111 corresponds to a data block that is 1,024 bits long, i.e., 2 10 . See id., col. 11, 11. 48-57. These interpretations of BlockSize[0:3] are only illustrative; other encoding schemes are possible simply by changing the meaning of the field’s values.
Once the DRAM has decoded the request packet, it must wait the programmed delay time. Id., col. 11, 61-63. It then responds by reading or writing data over the bus lines BusData[0:7] while the Ad-drValid bus line remains set to zero to indicate that data, and not another request packet, are being transmitted on the bus. Id.
*957 c. The Clocking Scheme — External and Internal Clock Signals
As a memory device gets faster, i.e., as the time between signals decreases (or, as the frequency of the system increases), the time a signal takes to propagate down the bus becomes significant compared to the time between signals. This error created by the time it takes for the signal to travel can disrupt the ability of the memory devices to operate synchronously with each other.
The specification discloses one way of minimizing this error by having each device receive two clock signals. Id., col. 18, 11. 63-66. The device can then use the two external clock signals to derive an internal device clock. Id. If every device uses the external clock signals to derive the same internal clock signal, each device’s internal clock can reflect a true system clock shared by all devices, despite the devices being in different positions on the bus. Id.
[[Image here]]
Figure 8a shows the preferred embodiment of the clocking scheme devised by Drs. Farmwald and Horowitz. The clock generator (CLK) sends an early clock signal along the bus’s CLOCK1 line, where the signal first contacts Chip 0 and later contacts Chip N. Id., col. 19, 11. 3-7. The clock signal then loops around on a second line (the CLOCKS bus line), where it now contacts Chip N first, then contacts Chip O. Id., col. 19, 11. 7-10. An alternative embodiment uses only one bus clock line and leaves the end of the clock line unterminated, allowing the clock signal to reflect back when it reaches the end of the clock line. Id., col. 19, 11. 10-13. The reflected clock signal performs the same function as the CLOCKS signal in the preferred embodiment while remaining confined to the same clock line. Id.
*958 [[Image here]]
Figure 8b depicts the method used by each memory device to derive an internal clock signal from the two external clock signals. 6 Figure 8a’s example shows that Chip 0 is closer to the clock generator. Chip 0 therefore receives the clock signal on CLOCK 1 before Chip N, as demonstrated by comparing when each chip detects an increase in voltage on CLOCK 1 (represented by the solid black line, 55). See id., col. 9, 11. 14-32. Meanwhile, Chip N is closer to the source of CLOCK2 than Chiр O. Therefore, Chip N receives the second clock signal, CL0CK2, earlier than Chip O. Id. CLOCKS is shown in Figure 8b by the dashed line, 56.
If each memory device is connected to the bus’s clock signal lines properly, the average of the times at which each chip receives CL0CK1 and CL0CK2 should be identical. In Figure 8b, this is shown as the dashed vertical line labeled 59. Thus, despite the propagation delay caused by each device being placed at a different point on the bus, each device can use two external clock signals to derive an internal clock signal that is the same in every device.
Figure 8b demonstrates another feature of Drs. Farmwald and Horowitz’s invention, namely, the use of both edges of the clock signal (also referred to as the rising and falling edges of the clock signal) to gain twice the amount of information out of a single period of the clock signal. See id., col. 9,11. 33M4. As discussed, the two chips on the bus use the transition of the two clock signals from low to high to derive the midpoint depicted by the dashed line 59. The two chips also detect when each clock signal decreases, i.e., goes from high to low, as shown at 57 (CL0CK1) and 58 (CL0CK2). Each chip can calculate the midpoint of the two decreases in the two clock signals, shown by the dashed vertical line 60. As with the prior midpoint, the two chips are connected to the clock signal lines so that the midpoint measured by Chip N is the same as the midpoint measured by Chip O. By using the midpoint of the rise and fall of the two clock signals, the devices on the bus can respond at two different points in time for *959 each period of the clock signal. Thus, the bus data frequency can be twice the clock signal frequency. See id.
d. The Clocking Scheme — Responding to Internal Clock Signals
The preceding discussion omits some of the complex details required to compensate for the lag between the internal clock signal and the device’s interaction with the other bus lines. To begin, a device requires both input and output circuitry for responding to signals from the bus. The input circuitry includes an “input sampler” for measuring the voltage on the bus lines and detecting an incoming signal. See id., col. 22, 11. 21-35. The output circuitry contains an “output driver” for putting data onto the bus. See id., col. 22,11.1-20. For example, the input sampler has a slight delay between when it receives a clock signal and its sampling of the bus’s data lines. Because of the system’s high frequency, it is important to minimize any such delay. Id., col. 22,11. 50-56.
[[Image here]]
Figure 12 reveals that omitted complexity. The first thing to recognize is the inputs for the first clock signal (early clock, or CLOCK1) and second clock signal (late clock, or CLOCK2). The connections between the device and the bus’s clock lines are labeled CLK1 (100) and CLK2 (110). To help orient Figure 12 within the context of the prior discussion, the edited excerpt of Figure 8a below needs to be referenced. All of the circuitry shown in Figure 12 exists in each device attached to the bus.
The first element of the circuit is a DC amplifier (102), which is necessary for converting the bus clock line’s relatively low voltage signal into a more powerful signal that the device can more readily recognize. See id., col. 22, 11. 60-61. The amplified clock signal then feeds into a variable delay line (103), which in turn feeds three different delay lines (104, 105, and 106). Id., col. 22, 11. 61-66. The first delay line (104) has a fixed delay time. Id. The second delay line (105) has the same fixed delay time plus a second variable delay time. Id. The third delay line (106) has the same fixed delay as the prior two lines plus a variable delay time that is half of delay line 105’s second variable delay time. Id. In Figure 12, the fixed delay time is *960 represented as T0 and the second variable time is represented as X. The third delay line’s delay time equals the midpoint of the delay times of the first and second delay lines.
[[Image here]]
The outputs of the first two delay lines (104 and 105) are labeled 107 and 108. Id., col. 22,11. 66-67. These outputs connect to the clocked input receivers on each of the two bus clock lines labeled as 101 and 111. Id., col. 22, 1. 66-col. 28, 1. 4. To be сlear, these input receivers receive two signals: the external clock signal from the bus’s clock line and the internal delay signal. See id., col. 23, 11. 2-4 & Fig. 11. The clocked receivers then run feedback lines (115,116) back into the variable delay lines (103, 105). Id., col. 23,11. 3-7. The timing diagram in Figure 13 assists in understanding the purpose of all of this circuitry.
[[Image here]]
As with Figure 8b, the unlabeled x-axis is time and the unlabeled y-axes of the graphs in Figure 13 are the voltage levels on the various lines. For context, labels *961 121 and 123 correspond to the falling edges of the first and second, or early and late, bus clocks. Id., col. 23,11. 7-13. When properly calibrated, delay lines 107 and 108 output signals similar to the early and late bus clocks respectively, but shifted early by a slight amount (128). Id., col. 23, 11. 3-13. This slight amount (128) is ideally equal to the delay time before the input sampler can respond to the clock signal and sample the bus’s data lines. Id.
As discussed, the third delay line has a fixed delay time and half of the variable delay time of the second delay line. This puts the output of the third delay line (also known as the internal clock signal 73) at the midpoint of the other two delay lines. Id., col. 23, 11. 13-18. This is simply the distance labeled 129 between the internal clock signal’s falling edge (73) and the two internal delay lines’ falling edges (labeled 120 and 122). This final output is the device’s derived internal clock signal, which precedes the true midpoint of the two bus clocks by a small amount of time equal to the delay in the input sampler’s operation. In the preferred embodiment, the device also generates an inverse of the internal clock signal, referred to as the complementary internal clock signal and labeled 74 in Figure 13.
To complete the story, the device has two internal clock signals that mirror each other. Each precedes the true midpoint of the bus clock signals by an amount of time equal to the delay in operating the input sampler. The preferred embodiment then harnesses half of the input samplers to one clock signal and has them sample the bus on the clock signal’s falling edge, while the other half of the input samplers sample the bus on the complement’s falling edge. Id., col. 23, 11. 26-34. In such a fashion, the device successfully samples the bus for data at the midpoint of the two external clock signals’ rising and falling edges.
B. Prosecution History
1. The Original 11-Way Restriction Requirement
As mentioned, Drs. Farmwald and Horowitz filed their original patent application no. 07/510,898 with 150 claims on April 18,1990. The PTO responded with a restriction requirement, forcing Drs. Farmwald and Horowitz to separate their claims into 11 distinct applications. See Detre Deck, Ex. A. The examiner defined a first group of claims (Group I, covering claims 1^15 and 56-72) as the combination of “a memory and bus subsystem including address registers, transceivers, and memory sections” and a “general mention of memory control.” Id. at 3. He then proceeded to distinguish other groups of claims as follows:
Group Original claims Basis for distinction_Source
II 46-55 Group I related to memory control generally. Group Id. at 3. II claims “a specific memory control and arbitration _scheme.”_
III 73-81 Group I related to timing generally. Group III claims Id. at 4. _“a specific clocking and timing scheme.”_
IV_82-90_Group IV claimed “an unrelated DRAM device.”_Id. at 1.
V 91-94 Group V claimed “an unrelated semiconductor Id. at 1. _package.”_
VI 95-105 Group VI claimed “a semiconductor device and connec- See id. tion means” and generally mentioned “bus characteris- at 4-5. tics.” The examiner did not find a “combination/sub-combination” relationship between Group I and Group VI.
*962 VII 106,107 Group VI made only “a general mention of bus charae- Id. at 5. teristics.” Group VII claimed “specific bus character-_istics.”_
VIII 108-110 Group VI generally mentioned “timing and clocking.” Id. at 6. Group VIII included “specific clocking and timing con-_siderations.”_
IX 111-113 Group VI generally mentioned “storage.” Group IX Id. at 6. _included “specific receiving and storage means.”_
X 114-123 Group VI generally mentioned “I/O.” Group X related Id. at 7. _to “a specific I/O and multiplexing scheme.”_
XI 124-150 Group VI generally mentioned “input and output.” Id. at 8. Group XI related to “a specific input/output scheme using packets.”
In laying out the details of the original restriction requirement, the court recognizes its limited evidentiary significance. First, the examiner purportedly distinguished claims going to separate inventions. This clearly distinguished groups IV and V from the other inventions. What is unclear is the relationship, if any, between Group I and Group VI. The examiner used the same shorthand to refer to both groups as the combination A and subcombination B br, jointly “AB br.” Yet he defined the meaning of “A” differently for Group I and Group VI. For Group I, “A” represented “a memory and bus subsystem including address registers, transceivers, and memory sections.” For Group VI, “A” represented “a semiconductor device and connection means.” Because it appears that Group I and Group VI claim different inventions, it seems that the additional prosecution history of each is of little relevance to the other.
Second, the examiner divided claims to a combination and a subcombination into distinct groups where (1) “the combination as claimed does not require the particulars of the subcombination as claimed for patenta-bility” and (2) the subcombination has utility by itself.
See, e.g., id.
at 3. This is how the examiner distinguished groups II and III from group I and groups VII through XI from group VI. The examiner found the first requirement met whenever the sub-combination’s details appeared in a dependent claim.
See id.
Because all of the claims were
assumed
to be patentable, the presence of the subcombination in a dependent claim was evidence that the combination did not require the subcombination for the combination to be patentable.
See id.
To be clear, the examiner’s restriction is
not
evidence that each separate group is supported by the specification and separately patentable. It is only evidence that the claims, as drafted, were directed at separate inventions.
Accord Honeywell Int’l., Inc. v. ITT Industries, Inc.,
2. Additional Restrictions
All of the patents-in-suit (and the vast majority of the Farmwald/Horowitz patent family) descend from Group I. Group I’s prosecution history is rife with additional restrictions. One in particular is worth noting. On June 5, 1997, the examiner issued a restriction requirement for application no. 08/798,520 distinguishing claims to “a semiconductor device having at least one access-time register” and claims to “a memory device having a plurality of conductors being multiplexed for sequentially receiving an address.” The examiner noted that the two groups of claims do not *963 require each other and would require separate prior art searches. In response, Ram-bus elected to proceed with the claims to a semiconductor device with an access-time register.
II. PRIOR CLAIM CONSTRUCTION ORDERS
The Farmwald/Horowitz family of patents have been previously construed in various cases involving Rambus. Certain claim terms — “integrated circuit device,” “read request,” “write request,” “transaction request” and “bus” — have been construed by the Federal Circuit.
Rambus Inc. v. Infineon Techs. AG,
A. Stare Decisis and the Infineon Decision
In
Markman v. Westview Instruments, Inc.,
the Supreme Court cited with approval authority that treated claim construction as a question of law, not fact, and held that claim construction is exclusively the responsibility of the court.
The
Markman
Court buttressed its holding that functional considerations compel assigning claim construction to the court by emphasizing the “importance of uniformity in the treatment of a given patent.”
Id.
at 390,
Since
Markman,
courts have treated this discussion as granting
stare decisis
effect to the Federal Circuit’s claim constructions.
E.g., Key Pharmaceuticals v. Hercon Laboratories Corp.,
The Manufacturers do not dispute that
stare decisis
applies to a claim construction order generally. Instead, the Manufacturers suggest that a court may depart from binding precedent where the legal basis for the prior ruling has been sufficiently eroded. The Manufacturers quote the First Circuit for the principle that
“stare decisis
is neither a straightjacket nor an immutable rule; it leaves room for courts to balance their respect for precedent against insights gleaned from new developments, and to make informed judgments as to whether earlier decisions retain preclusive force.”
Carpenters Local Union No. 26 v. U.S. Fidelity & Guar. Co.,
The Manufacturers argue that the
Phillips
case has so altered claim construction that the Federal Circuit would have decided
Infineon
differently had it heard the case today. The court does not read
Phillips
as working so great a change.
See Phillips v. AWH Corp.,
*965 Claim term_Construction_Citation_
“integrated circuit A circuit constructed on a single monolithic
“read request” A series of bits used to request a read of data Id. at 1093. from a memory device where the request _identifies what type of read to perform._
“write request” A series of bits used to request a write of data to Id. at 1093. _a memory device._
“transaction request” A series of bits used to request performance of a Id. at 1093. _transaction with a memory device._
“bus” A set of signal lines to which a number of devices Id. at 1095. are connected, and over which information is transferred between devices.
In applying the
Infineon
claim construction, the court is sensitive to the fact that three of the Manufacturers have never been heard on this subject. Their arguments seeking to interpret terms in the claims such that the alleged inventions are limited to use with the inventors’ narrow, multiplexed bus architecture has appeal, and if the court were construing the clаim language on a clean slate, it might well so limit the claims. However, the slate is not clean. The Federal Circuit reviewed the intrinsic evidence and concluded that “[a]l-though some of Rambus’s claimed inventions require a multiplexing bus, multiplexing is not a requirement in all of Rambus’s claims.”
Infineon,
B. Stare Decisis and the Hynix I Decision
The parties next dispute how much deference this court owes to its prior claim construction in the earlier
Hynix
proceedings. The
Markman
Court commented that treating claim construction as a matter of law would “promote (though it will not guarantee) intrajurisdietional certainty through the application of
stare decisis
on those questions not yet subject to interjurisdictional uniformity under the authority of the single appeals court.”
Since
Markman,
various district courts have taken slightly different approaches to other courts’ claim constructions, but despite the Court’s suggestion, none has applied
stare decisis.
One court held that “considerable deference should be given to those prior decisions unless overruled or undermined by subsequent legal developments, including intervening case law.”
Sears Petroleum & Transport Corp. v. Archer Daniels Midland Co.,
This general practice accords with the insight that a fresh look at a claim construction can hone a prior court’s understanding and construction of a patent.
See e.g., Finisar Corp. v. DirecTV Group, Inc.,
On the other hand, this practice appears to conflict with the Supreme Court’s understanding of
stare decisis.
The Supreme Court has stated that “[c]onsiderations in favor of
stare decisis
are at their acme in cases involving property and contract rights, where reliance interests are involved.”
Payne v. Tennessee,
“Stare decisis
is usually the wise policy, because in most matters it is more important that the applicable rule of law be settled than that it be settled right.”
Burnet v. Coronado Oil & Gas Co.,
The Supreme Court has emphasized that “legislatures may alter or change their laws, without injury, as they affect the future only; but where courts vacillate and overrule their own decisions on the construction of statutes affecting the title to real property, their decisions are retrospective and may affect titles purchased on the faith of their stability.”
Minnesota Mining Co.,
Thus, while “most” matters benefit from being settled rather than being settled right, claim construction appears to be an exception, at least as among district courts. Further, since the constructions in Hynix I are not final, the court is free to revisit them. Accordingly, this court will initially treat its prior construction as correct, but consider the Manufacturers’ arguments as to why a construction in Hynix I should be modified.
C. Collateral Estoppel as to Hynix
Putting aside Micron, Nanya, and Samsung, Rambus argues that Hynix should be precluded from challenging the court’s prior claim construction. Preclusion does not attach lightly. As stated by the Ninth Circuit, a court’s decision only bars relitigation of an issue where:
(1) the issue necessarily decided at the previous proceeding is identical to the one which is sought to be relitigated;
(2) the first proceeding ended with a final judgment on the merits; and
(3) the party against whom collateral estoppel is asserted was a party or in privity with a party at the first proceeding.
*968
Hydranautics v. FilmTec Corp.,
Rambus points out that a court has precluded a pаrty from relitigating claim construction in situations where there appears to have not been a final judgment.
E.g., TM Patents, L.P. v. Int’l Bus. Machines Corp.,
Still, the court is unpersuaded that its
Hynix I
claim construction order is “sufficiently firm” to grant it preclusive effect. There has not yet been a final judgment in the earlier proceedings, preventing Hynix from obtaining appellate review of this court’s claim construction. The inability to obtain appellate review bars the application of issue preclusion.
Matter of Lockard,
III. CLAIM CONSTRUCTION
The parties dispute the construction of a number of terms and so focused their arguments on groups of terms. After briefly addressing the claim construction legal standard, the court’s inquiry follows the parties’ groupings of the disputes.
A. Claim Construction Legal Standard
The court begins its claim construction inquiry by considering the ordinary and customary meaning of the terms in the claims from the perspective of a person of ordinary skill in the art.
Phillips,
This “objective baseline” of ordinary meaning is also formed in part by the patents’ specification’s use of the claim language because a person of ordinary skill understands a claim’s language in the context of the entire patent. Id. at 1313. For example, the specification is often helpful in defining the scope of technical terms. See id. at 1315. The specification can also reveal a “special definition” of a claim term or demonstrate “an intentional disclaimer” or “disavowal” of claim scope. *969 Id. at 1316. The specification’s statutory role in determining a claim’s validity justifies placing this heavy weight on it. Id. at 1315-16.
Similarly, the prosecution history of a patent can inform the proper construction of a patent’s claims. Id. at 1317. It provides evidence of how both the Patent Office and the inventor understood the claims. Id. The prosecution history’s back-and-forth nature often makes it unclear, however, and therefore it is rarely as helpful in construing a patent’s claims as the claims themselves and the specification. Id. Still, the prosecution history can be invaluable for demonstrating the inventor’s understanding of the claims and checking “whether the inventor limited the invention in the course of prosecution, making the claim scope narrower than it would otherwise be.” Id.
Finally, a court may consider extrinsic evidence like inventor and expert testimony, dictionaries, and treatises.
Id.
at 1318. Such evidence can be helpful, but courts must be mindful that it is not necessarily created contemporaneously with the patent application and that the litigation context can produce biased evidence.
Id.
Accordingly, extrinsic evidence is rarely more probative of the proper construction of the claims than the intrinsic record,
id.
at 1319, but extrinsic evidence is particularly helpful “[w]hen the intrinsic evidence is silent as to the plain meaning of a term.”
Helmsderfer v. Bobrick Washroom Equipment, Inc.,
All four sources of evidence discussed above have their advantages and drawbacks and varying amounts of persuasive force. All of the sources are appropriately considered, and contrary to Samsung’s argument at the claim construction hearing, there is no “rigid algorithm” or “sequence of steps” which the court must follow. Id. at 1324. All that matters “is for the court to attach the appropriate weight to be assigned to those sources in light of the statutes and policies that inform patent law.” Id.
B. The “Device” Terms and Multiplexing
The first dispute between the parties is whether Rambus’s claims should be limited to DRAMs that use multiplexed bus data lines. This dispute touches on the construction of “bus” from Infineon and influences the construction of “device” and variants of “device.” Rambus argues that there is no need to construe the term “device” in isolation, but that the court should adopt the Infineon court’s construction of “integrated circuit device” and the construction of “memory device” from Hynix I. The Manufacturers proffer a detailed and limited construction of the term “device,” which they then incorporate into their proposed constructions of “integrated circuit device” and “memory device.” The proposed constructions appear below:
Claim term: Rambus’s construction: The Manufacturers’ Construction:
“device” (no separate construction) Electronic circuits or components with a bus interface that is adapted to connect to a multiplexed set of signal lines, each for carrying address, data, and control information, that *970 has substantially fewer connections to signal lines than the number of bits in a single address, and that does not connect to a sepa-_rate device select line._
“integrated A circuit constructed on a A device that includes one or more integrated circuit single monolithic substrate, circuits. device”_commonly called a “chip.”_
“memory An integrated circuit device A device in which information can be stored device” in which information can be and retrieved electronically, stored and retrieved electronically.
1. “Device”
At bottom, the Manufacturers’ proposed construction of “device” is an attempt to evade the Federal Circuit’s
Infineon
construction of the terms “integrated circuit device” and “bus.” The Manufacturers’ proposed construction of device, when incorporated into the phrase integrated circuit device, conflicts with the Federal Circuit’s construction of that phrase, which lacks the narrow, multiplexed bus limitation of the Manufacturers’ proffered construction.
See Infineon,
The Manufacturers argue that the court should ignore the Federal Circuit’s interpretation of “bus” because the claims-in-suit dо not use the term. From this, the Manufacturers argue that the Federal Circuit’s interpretation of “bus” should not influence the interpretation of “device” because “bus” is not in dispute.
9
Even if the term “bus” were not in dispute here, the court cannot ignore the Federal Circuit’s construction of the term because this court cannot construe a claim to blatantly conflict with the Federal Circuit’s prior interpretation.
See Hynix I,
Nor is the court necessarily persuaded that the Manufacturers’ construction of “device” is correct, even if the court could ignore the Infineon claim construction. The Manufacturers’ construction of “device” would import a host of limitations, specifically that the device (1) be adapted to connect to a multiplexed set of signal lines, (2) have substantially fewer connections to signal lines than the number of bits in a single address, and (3) lack a separate device select line. That a person of ordinary skill in the art would read the term “device” and necessarily understand the term to have all of these limitations is questionable.
*971 The court does note that the specification is dense with discussion of the advantages of the multiplexed bus architecture at the heart of Drs. Farmwald and Horowitz’s invention. The most compelling piece of evidence presented by the Manufacturers is that the detailed description of the invention begins with “the present invention is designed to provide a high speed, multiplexing bus for communication between processing devices and memory devices and to provide devices adapted for use in the bus system.” '184 patent, col. 5, 11. 29-31. Furthermore, the specification’s defined objectives include “provid[ing] devices, especially DRAMs, suitable for use with the bus architecture of the invention.” Id., col. 3, 11. 46-48. The Manufacturers therefore argue that the specification necessarily limits the claimed devices to ones “adapted for use in the bus system.”
But these modifications do not all
require
the multiplexed bus architecture. For example, programmable registers can contain device identification information, device-type information, and access-time settings, among other things.
See id.,
col. 6, 11. 28-37. To be sure, a register for device information is unnecessary where the bus architecture uses device-select lines. However, nothing about the use of an access-time register hinges on the use of a multiplexed bus architecture. While using programmable delay times is useful in the multiplexed bus environment, it is not limited to that environment. This fact is reflected in the prosecution history. As discussed above, at one juncture the examiner required Rambus to split its claims because the use of access-time registers did not require a multiplexed bus, and vice versa.
Accord Infineon,
2. “Integrated circuit device”
Putting aside the dispute over multiplexing, the Manufacturers argue that an “integrated circuit device” should be construed to include “one or more integrated circuits,” while Rambus argues that the court should adopt the Federal Circuit’s narrower Infineon construction that limited an “integrated circuit device” to a circuit built on a single chip.
It is unclear why this claim construction dispute must be resolved. The joint case management order in this case set a deadline for filing summary judgment motions that depend on claim construction issues. See C-05-00334-RMW, Docket No. 174, at Attachment C (N.D.Cal. Apr. 24, 2007). The Manufacturers have moved for summary judgment of non-infringement based on the court’s adoption of their various claim constructions, and have also moved for summary judgment of invalidity based on the court’s adoption of Rambus’s proposed claim constructions. However, the Manufacturers’ bring no motion that adoption of any of their proposed claim constructions would compel summary judgment of invalidity.
This prevents the court from fully grasping the nature of the claim construction dispute. For example, the Manufacturers’ motion suggests that construing the term “device” to include a multiplexing limitation might support a summary judgment of non-infringement. But their motion does not advance a non-infringement argument based on the “one or more chips” construction of “integrated circuit device.” Indeed, it would be hard to imagine how requesting a broader claim construction than that of the patent holder could lead to a finding of non-infringement. This leaves the court to speculate as to why this dispute is material. Either this *972 dispute is about nothing, or the Manufacturers are suggesting that the court construe a claim so broadly that it is invalid. This uncertainty defeats the purpose of the court’s case management order.
That aside, the court begins with the Federal Circuit’s claim construction from
Infineon
holding that an integrated circuit device is limited to a single chip. In reaching its decision, the Federal Circuit considered the lower court’s claim construction, Rambus’s position, and the ordinary meaning of the term “integrated circuit” based on two computing dictionaries.
See Infineon,
The Manufacturers also point out that the Federal Circuit relied on definitions of integrated circuit, while Rambus’s claims refer to an integrated circuit device. The Manufacturers argue that adding “device” means the phrase is broader than just one integrated circuit, and therefore the phrase should be construed as comprising one or more integrated circuits. The Manufacturers also identify an instance in the prosecution history of Rambus’s claims where it referred to “a single semiconductor substrate” and argue that this distinction shows that an “integrated circuit device” is broader than a single chip. In reply, Rambus characterizes the Manufacturers’ construction as “absurdly broad” such that “many modern washing machines would be ‘integrated circuit devices.’ ” Rambus also argues that the Manufacturers do not explain why “integrated circuit device” should be construed more broadly than “integrated circuit.” On the other hand, Rambus does not credibly explain why “integrated circuit device” should not be construed more broadly than “integrated circuit.” Nor does Rambus point to anything in the claim language, specification, or prosecution history to support its argument that an “integrated circuit device” must necessarily exist on a single chip.
While the Manufacturers’ argument has some appeal, the court is bound by the claim construction in Infineon. Stare de-cisis would be largely meaningless if a lower court could change an appellate court’s interpretation of the law based only on a new argument. Here, the Federal Circuit has definitively interpreted the phrase “integrated circuit device” in the context of the Farmwald/Horowitz patent family as “a circuit constructed on a single monolithic substrate, commonly called a ‘chip.’ ” This court may not revisit it.
3. “Memory device”
In
Hynix I,
this court interpreted a “synchronous memory device” as “a memory device that receives an external clock signal which governs the timing of the response to a transaction request.”
Hynix I,
Rambus emphasizes repeatedly that it is proposing the same construction that it and Hynix agreed to in 2003. 10 The Manufacturers propose that a “memory device” is simply “a device in which information can be stored and retrieved electronically.” The difference is merely whether a “memory device” incorporates the definition of an “integrated circuit device,” and with it, the single chip limitation from Infineon.
Rambus points to a number of illustrative references to a memory device in the patents’ common specification. First, Rambus notes that the specification refers to DRAMs, SRAMs, and ROM devices as “memory devices” and assumes that these memory devices are confined to a single chip. '184 patent, col. 1, 11. 49-56. Next, Rambus shows that “one object of the present invention is to use a new bus interface built into semiconductor devices to support high-speed access to large blocks of data from a single memory device by an external user of the data, such as a microprocessor, in an efficient and cost-effective manner.” Id., col. 3, 11. 23-27’. It is unclear why this sentence would compel a person of ordinary skill in the art to interpret a “memory device” as residing on a single chip. Somewhat more helpfully, Rambus shows that in the summary of invention, Rambus described the present invention as “a memory subsystem comprising at least two semiconductor devices, including at least one memory device, connected in parallel to a bus .... ” Id., col. 3, 11. 51-61. Another portion of the specification describes how the DRAMs claimed in the patent differ from other DRAMs, namely, because they include “registers ... which may store control information, device identification, device-type and other information appropriate for the chip such as the address range for each independent portion of the device.” Id., col. 4; 11. 22-27 (emphasis added). This sentence suggests that a DRAM must exist on a single chip, but it is not clear that it requires a “memory device” to be a single chip. Rambus also refers to a paragraph of the detailed description where the patent states that “the bus architecture of this invention connects master or bus controller devices, such as CPUs, Direct Memory Access devices (DMAs) or Floating Point Units (FPUs), and slave devices, such as DRAM, SRAM, or ROM memory devices.” Id., col. 6,11.12-17. The description reinforces the linkage between “memory devices” and chips likes DRAMs when it states that “a memory device will typically have only slave functions, while a DMA controller, disk controller or CPU may include both slave and master functions.” Id., col. 6,11. 20-23. Lastly, the patents’ drawings also support Rambus’s argument; for example, figure 8a shows two DRAMs attached to a bus and refers to them as “chips.”
As Rambus often points out, a court must “avoid importing limitations from the specification into the claims.”
Phillips,
Rambus’s references to the specification show that a DRAM, SRAM or ROM may be a memory device, but the specification does not clearly limit the term “memory device” to a single chip. Because the specification does not clearly limit the scope of the invention to a single chip, the court declines to read the phrase “memory device” so narrowly. Accordingly, the court adopts the Manufacturer’s construction. A “memory device” is “a device in which information can be stored and retrieved electronically.” It need not be on a single chip.
Similar to its arguments about the need to limit “integrated circuit device” to not read on a washing machine, Rambus argues that the Manufacturers’ construction of “memory device” could cover a tape recorder because it is a “device in which information can be stored and retrieved electronically.” Rambus’s hyperbolic argument ignores that its claims contain more limitations than just “a memory device.” Putting aside other limitations, the claims often (but not always) modify the phrase “memory device.” For example, Rambus asserts claim 43 of U.S. Pat. No. 6,314,051. That claim specifically limits itself to “[t]he memory device of claim 34 wherein the memory device is a synchronous dynamic random access memory.” Rambus also asserts claims 1 and 34 of U.S. Pat. No. 6,584,037. These claims are drawn to “a method of operation of a synchronous memory device” and “a method of operation of a synchronous dynamic random access memory device.” These additional limits on the scope of “memory device” ameliorate fears that Rambus’s claims could read on a “tape recorder,” while also demonstrating that Rambus knew how to limit its claims to a single chip when it wished to do so.
See Curtiss-Wright Flow Control Corp. v. Velan, Inc.,
C. The “Transaction” Terms and the Packet-Based Protocol
The next significant dispute between the parties turns on whether Rambus’s claims extend to DRAMs that do not use a packet-based protocol for transmitting information. This dispute influences the construction of “read request,” “write request,” “operation code,” “block size information,” and a host of additional terms incorporating these or similar terms.
Like the dispute over the “device” terms, the “transaction” terms appear throughout Rambus’s claims. Also like the “device” terms, the Federal Circuit has already construed some of the terms at issue. As these interpretations control this court’s decision making, the inquiry begins with them.
1. “Read Request,” “Write Request,” and “Transaction Request”
*975 Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“write request” A series of bits used to One or more bits in a write request packet to request a write of data to a request a write of data to a memory device, memory device where the where the write request packet identifies the request identifies what type type of write to perform, of write to perform.
Rambus’s construction of write request is illustrative of its constructions of “read request” and “transaction request,” all of which reflect the Federal Circuit’s construction of those terms.
Infineon,
Again, the court begins with the Federal Circuit’s construction in
Infineon.
There, Infineon argued that a “read request” must also include address and control information.
Id.
The Federal Circuit characterized Rambus as arguing that “address and control information is part of the ‘request packet,’ not the ‘read request’ ” and that the read request was simply “an instruction to the memory device to perform a read action.”
Id.
The Federal Circuit’s opinion accurately summarizes Rambus’s argument then. Rambus characterized the four bits AccessType[0:3] as the “read request.”
See
Brief of Plaintiff-Appellant Rambus Inc.,
Rambus Inc. v. Infineon Techs. AG,
The Federal Circuit nonetheless construed “read request” more broadly than Rambus proposed. It held that a “read request” was “a series of bits used to request a read of data from a memory device where the request identifies what type of read to perform.”
Infineon,
The Manufacturers acknowledge the In-fineon decision, but argue that their construction requiring a request to be inside a request packet is consistent with it. The *976 Manufacturers point out that Infineon rejects the notion that a request must include address and control information, id. at 1092, but that Infineon does not foreclose the construction they now proffer. The court disagrees. For better or for worse, the Infineon decision is quite clear. Its claim differentiation reasoning rejects the Manufacturers’ proposed construction requiring that a request be sent in a request packet. The court therefore adheres to the construction of “read request,” “write request” and “transaction request” from Infineon.
2. Additional “Transaction” Terms
The parties also dispute the proper construction of various “transaction” terms that were not construed in Infineon, but the disputes largely turn on the same issue: whether or not the “transaction” requires the use of a request packet. The parties use the term “operation code” to illustrate their dispute. 12
Rambus construes an operation code as “one or more bits to specify a type of action.” The Manufacturers construe operation code as “one or more bits in a request packet used to specify a type of action to be performed.” Semantics aside, the substantive difference in the proposed construction is whether an operation code must be sent in a request packet.
In prior proceedings, this court construed “operation code” as “one or more bits to specify a type of action,” which is now Rambus’s proposed construction.
See Hynix I,
And had the court stopped there, its prior construction might have run afoul of the Federal Circuit’s approach to claim construction.
See Phillips,
The Manufacturers argue that the court should not rely on claim differentiation because Rambus’s original claims in 1990 did not include dependent claims explicitly claiming the use of an operation code as part of a request packet, and therefore the current structure of Rambus’s claims should be “ignored as a litigation-driven attempt to broaden the scope of the Farm-
*977
wald patents beyond the scope of the invention set forth in the specifications.” The Manufacturers cite no support for this argument. Perhaps the Federal Circuit’s concerns about expert testimony — that it is “generated at the time of and for the purpose of litigation and thus can suffer from bias that is not present in intrinsic evidence” — should also reach intrinsic evidence that is generated as litigation occurs.
See Phillips,
It is also worth noting that an “operation code” specifies an action genetically. For example, an operation code like Ac-cessType[0:3] specifies a read request, a write request, or certain other possible operations. See '184 patent, col. 9, 1. 47-col. 10,1. 14 (explaining additional possible operations, like control register access, which permits the device’s control register to be reprogrammed). In other words, an operation code includes the concepts of a read request or write request. It would be inconsistent with Infineon for this court to hold that a read or write request need not be sent in a packet, but that the general family of requests (operation codes) must all be sent in a packet. Accordingly, the court adopts the constructions for the “transaction” terms that do not include a “request packet” limitation, consistent with its claim construction order in Hynix I and the reasoning of Infineon.
3. “Data”
Claim term: Rambus’s construction: The Manufacturers’ Construction:
“data” Plain meaning. No construction is necessary. Alternatively, if Court deems construction necessary, “one or more bits representing information.” One or more bits written to/read from the memory array.
Apart from the dispute over importing a “request packet” limitation into various transaction terms, the parties dispute the construction of the term “data” in various limitations dealing with transactions within the memory device. The dispute turns on whether “data” refers to any bit of information, or whether “data” refers only to bits of information written to or read from a memory array. The court previously declined to construe the term “data,”
see Hynix I,
The Manufacturers base their argument on the specification’s summary of invention, where Rambus describes the invention as “... including] a plurality of bus lines for carrying substantially all address, data, and control information needed by said memory devices ...” T84 Patent, col. 3, 11. 54-56. The Manufacturers argue from this that Rambus explicitly distinguished “data” information from “address” or “control” information. The Manufacturers claim that Rambus “consistently and repeatedly” made this distinction, though they supply no additional citations to the specification to support this assertion.
*978 Meanwhile, Rambus argues that data does not need construction or should be construed to mean “one оr more bits representing information.” Rambus emphasizes that in discussing a preferred implementation, the specification describes a protocol for accessing and reprogramming a control register. See id., col. 9,1. 66-col. 10, 1. 14. In that situation, the request packet’s AceessType field indicates that the master device seeks access to the control register, the Address field then specifies the address of the control register, and some of the Address field can be used to “represent or include data to be loaded into that control register.” Id., col. 10, 11. 6-8. Rambus argues that since a control register is not a memory array, the Manufacturers’ definition of “data” is too narrow because the specification describes writing “data” to a control register.
It is clear that the specification distinguishes three types of information in the context of the multiplexed bus architecture: address, control and data. Beyond the single example cited by the Manufacturers, the specification makes clear that in a preferred implementation of Rambus’s new bus, “8 bus data lines and Addressval-id bus line carry address, data, and control information for memory addresses up to 40 bits wide.” Id., col. 4, 11. 2-5. This sentence in the specification shows the impossibility of construing the term “data” outside of the context of the claims. The bus is composed of eight data lines that carry three different types of information. Where “data” is used as an adjective to modify a bus line, only Rambus’s proposed construction makes sense. But in discussing the types of information carried over the bus’s data lines, the specification distinguishes between three kinds: address information, control information, and data information. Where “data” is used as an adjective to modify “information,” the Manufacturers’ construction makes sense. Finally, the specification refers to writing “data” to a control register. Here, the specification uses “data” as a noun, and the Manufacturers’ construction cannot be reconciled with the fact that a control register is not a memory array. As shown, the word “data” takes on differing meanings in the Farmwald/Horowitz specification, and the court does not believe one construction of the term is necessarily appropriate.
Accordingly, the court turns to the claims, where the term “data” appears dozens of times. As used in the claims, “data” most often appears as a noun, not as the adjective that often appears in the specification. For example, Claim 14 of the '184 patent uses the term “data” to refer to information to be written to a memory array. See '184 patent, col. 25, 1. 57-col. 26, 1. 6. The claim covers a method of operating a memory device including “receiving first block size information from a master, wherein the first block size information defines a first amount of data to be sampled by the memory device in response to a write request” and “sampling a first portion of the first amount of data synchronously.” In this method claim, the memory device receives a write request, and the block size information defines the amount of data for the memory device to receive in response to that write request. In response to that information, the memory device then samples the bus to obtain data to write to its memory array. Here, the Manufacturers’ construction is the most precise (though Rambus’s is still accurate). Similarly, in U.S. Patent 6,715,020, claim 1 recites a controller device featuring “first output driver circuitry to output block size information to the memory device, wherein the block size information defines an amount of data to be output by the memory device[.]” See col. 24, 11. 57-65. Here, a controller transmits block size information to the memory device tell *979 ing the memory device how much data to output. This use of data refers to information to be read from the memory array.
On the other hand, U.S. Patent No. 6,314,051’s claim 27 demonstrates the shifting contеxtual uses of the term “data.” It recites a memory device that includes “a programmable register to store a value which is representative of a number of clock cycles of the external clock signal to transpire before sampling a first portion of data, wherein the first portion of data is sampled in response to an operation code” and “data input receiver circuitry to sample the first portion of data synchronously with respect to the external clock signal.” In this claim, “data” appears in both its noun and adjective forms. To be sure, where it is used as a noun, it refers to data to be sampled from the bus after a set time period. Where it modifies “input receiver,” however, its meaning seems ambiguous. In the preferred embodiment, the bus is multiplexed and the data lines carry address, data, and control signals to the input receivers. Thus, the input receivers receive more than just data information to be written to the memory array, they also receive address and control information. In this claim, the “data input receiver circuitry” samples data information, but it should not be construed to sample only data information. Instead, a person of ordinary skill in the art would recognize that “data input receiver circuitry” could sample any type of information from the bus.
That aside, the asserted claims predominantly use the term “data” as a noun and in those contexts, the Manufacturers’ construction seems more precise. Accordingly, the court adopts the Manufacturers’ construction of “data,” namely, as “one or more bits written to/read from the memory array” where the term appears as a noun. The court is mindful, however, that it is being asked to interpret “data” without the context of any invalidity or non-infringement arguments. In the event that this construction of “data” conflicts with the context of a specific claim, the court will revisit the issue.
C. The “Clocking” Terms
The next cluster of disputes between the parties involves the scope of claims related to the clocking features of Ram-bus’s inventions. This dispute influences the construction of “internal clock signal,” “external clock signal,” “sample” and various additional terms incorporating these. Like the dispute over the “device” and “transaction” terms, the “clocking” terms appear throughout Rambus’s claims. Unlike the “device” and “transaction” families of terms, the Federal Circuit has not construed the “clocking” terms. The only prior construction of some of these terms was rendered by this court in
Hynix I. See
1. The Manufacturers’ Compliance with the Patent Local Rules
As a preliminary matter, Rambus points out that the Manufacturers’ proposed constructions of various clocking terms are not the constructions they proposed in their joint claim construction statement. 13 *980 Indeed, the Manufacturers’ revisions to their constructions of “external clock signal” and “sample” trickle down and affect their construction of 42 of the 72 disputed terms in this case. Rambus therefore requests this court to strike the entirety of the Manufacturers’ responsive brief on claim construction. Meanwhile, the Manufacturers claim that they “revised some proposed constructions ... in an effort to narrow the issues in dispute and also for clarity.”
The Patent Local Rules in effect at the time 14 the Manufacturers changed their proposed claim constructions do not explicitly forbid this shift. See generally Patent Local Rule 4, compare with Patent Local Rule 3-7 (requiring a showing of good cause and an order of the court to amend or modify infringement or invalidity contentions). However, such changes in position violate the spirit of the applicable Rule 4. Rule 4-2 requires the parties to exchange preliminary claim construction proposals, as well as the basis for those proposals. Rule 4-3 then requires the parties to jointly file a claim construction and prehearing statement containing a list of аgreed-upon constructions, a list of the parties’ proposed claim constructions where they disagree, a disclosure of the evidence supporting those proposals, and additional information necessary for conducting the claim construction hearing. Rule 4-4 explicitly closes discovery with respect to claim construction thirty days after the filing of the joint statement. Rule 4-5 then sets a schedule for filing claim construction briefs once discovery has closed.
While no provision of the Patent Local Rules explicitly forbids a party from shifting its claim construction position, the rules strongly suggest that a party is not supposed to do so. Rule 4-4 is designed to permit the parties to conduct discovery in a timely and orderly manner. It therefore closes discovery with respect to claim construction thirty days after the submission of the joint claim construction statement. One clear inequity of the Manufacturers’ shift in position is that Rambus was not able to depose the Manufacturers’ expert on their new proposed claim constructions prior to filing its opening and reply briefs.
The Northern District’s jurisprudence interpreting the Patent Local Rules has been clear regarding their purpose. “The rules are designed to require parties to crystallize their theories of the case early in the litigation and to adhere to those theories once they have been disclosed.”
Nova Measuring Instruments Ltd. v. Nanometrics, Inc.,
*981 In addition to being stymied in discovery, Rambus also lost the opportunity to use their opening brief to criticize the Manufacturers’ new construction of “external clock signal” and “sample.” Indeed, in its opening brief, Rambus pointed out that Manufacturers’ original construction of “external clock signal” used the term “sample,” while their construction of “sample” included the term “external clock signal.” Rambus argued that because the Manufacturers’ proposed constructions were circular, they should be rejected. The Manufacturers’ revision of their claim construction proposals to fix this circularity appears opportunistic.
The Northern District’s jurisprudence does not instruct on how to remedy a shift in claim construction positions after the parties have filed their joint claim construction statement. The nearest case on point involved two parties that had agreed not to construe a claim term, thus granting it a very broad meaning.
Ultratech, Inc. v. Tamarack Scientific Co.,
Rambus’s proposed remedy — striking the Manufacturers’ claim construction brief — is too harsh. Nor is the court willing to ignore the Manufacturers’ arguments if they help the court to construe the claims in dispute. Yet the Manufacturers’ conduct is not conducive to the orderly progress of this case, and the court disapproves of it.
2. “External Clock Signal”
Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“external clock A periodic signal from a A continuously periodic signal, from a source [signal]” source external to the external to the device that provides an early device to provide timing clock and a late clock from which timing infor-information.mation can be derived.
Turning to the claim construction dispute, the parties first disagree on the meaning of “external clock signal.” The central dispute is whether Rambus’s claims are limited to clock signals generated by the clocking scheme disclosed in the specification. The parties also appear to disagree on whether the signal must be continuous.
The Manufacturers argue that the specification discloses only one clocking scheme, and that it requires the external clock signal to provide both an “early clock” and a “late clock” signal.
See
'184 Patent, col. 18,1. 62-col. 19,1. 44. Accurately synchronizing multiple devices in a high speed system is difficult because of the delay caused by the time it takes for the clocking signal to propagate to all of the system’s devices. The specification explains that accurate clocking is possible if each device on the bus monitors two bus clock signals and then derives an internal clock from the midpoint of those two signals.
Id.,
col. 18, 11. 63-66. As discussed, the specification discloses two similar methods for doing this: the early and late clocks and the unterminated clock.
See id.,
col. 18, 1. 66-
*982
col. 19, 1. 13. Rambus contests that the Farmwald/Horowitz specification discloses only one clocking scheme by citing various snatches of the specification’s text. The court disagrees. None discloses another clocking scheme.
Accord Hynix I,
Based on the specification containing only one clocking scheme, the Manufacturers argue that the proper construction of “external clock signal” must include both an early clock signal and a late clock signal. The Manufacturers note that the specification emphasizes that “another object of this invention is to provide a clocking scheme to permit high speed clock signals to be sent along the bus with minimal clock skew between devices.” '184 Patent, col. 3, 11. 28-30. The specification also trumpets that “the clocking scheme used in this invention has not been used before and in fact would be difficult to implement in backplane buses due to signal degradation caused by connector stubs.”
Id.,
col. 3, 11. 8-11. Drs. Farm-wald and Horowitz distinguished their clocking scheme from a prior art clocking scheme based on the unusual ramp-shaped waveform used in the prior art, “in contrast to the normal rise-time signals used in the present invention.”
Id.,
col. 3, 11. 11-14. The Manufacturers therefore rely on cases like
On Demand Machine
for the proposition that where the specification clearly defines the limits of the invention and the limits are “described as the advantage and distinction of the invention,” the specification may narrow the ordinary meaning of a claim.
See
Rambus takes issue with the Manufacturers’ claim construction for a number of reasons. First, Rambus counters this argument by pointing out that the Farmwald and Horowitz specification contains a number of inventions, and that only some of the claims are directed to the clocking scheme described in the specification. Rambus argues that the court should not construe every claim in its patents that requires an external clock signal to use the novel clocking scheme Rambus invented. Rambus bolsters this argument by submitting that a person of ordinary skill in the art could have implemented other clocking schemes upon reading Ram-bus’s specification. See Murphy Reply Deck ¶ 131. Because a person of ordinary skill in the art could implement other clocking schemes, Rambus argues it would be improper to limit its claims to just the novel loop-back clocking scheme. The Manufacturers do not respond to this argument because it was raised in Rambus’s reply (though this was partially caused by the Manufacturers’ shift in claim construction proposals). 15
*983
At the two-day claim construction hearing, the parties focused their arguments on two recent Federal Circuit cases dealing with this quandary,
Golight, Inc. v. Wal-Mart Stores, Inc.,
The
Akeva
case involved a patent to shoes with detachable heels.
See
Reconciling Akeva with Golight, and taking into account that “an opinion or order which is designated as nonpreeeden-tial is one determined by the panel issuing it as not adding significantly to the body of law,” it seems that a feature of a single embodiment discussed in the specification should not limit the interpretation of a claim unless it is the sole inventive feature disclosed in the specification. If there are multiple inventive features, the specification must clearly disclaim or disavow subject matter for the specification to limit a claim term’s ordinary meaning. Here, the loop-back clocking scheme is but one of many inventions disclosed in the Farm-wald/Horowitz specification; indeed, the patent lists seven distinct objectives in its summary. The new clocking scheme is a discrete object of the invention, separate from providing an improved bus architecture and new memory devices. See '184
*984 patent, col. 3, 11. 22-48. Under Golight, it would be inappropriate to limit every claim reciting an “external clock signal” to Ram-bus’s novel clocking scheme, and unlike Akeva, Rambus’s specification discloses multiple inventions. The court therefore rejects the Manufacturers’ construction.
Rambus’s other arguments bolster and confirm this interpretation. Rambus points to a claim it does not assert in these cases. In U.S. Patent No. 6,807,598 (featuring the same Farmwald/Horowitz specification), Rambus claimed a method of operating an integrated circuit device requiring a first external clock signal and a second external clock signal.
See
'598 patent, col. 27,11. 56-65;
see also Hynix I,
Finally, Rambus points out that Hynix has previously agreed with Rambus’s construction of “external clock signal.” In Hynix I, the parties agreed that an “external clock signal” was “a periodic signal from a source external to the device to provide timing information.” Id. at *20. The parties had disagreed on the construction of “first external clock signal,” which Rambus argued should be construed the same as “external clock signal.” The court instead construed “first external clock signal” as “a periodic signal received by the memory device from an external source to provide first timing information.” Id. at *21.
Meanwhile, in litigation with Rambus in the District of Delaware, Micron argued that an “external clock signal” was “a periodic signal received by the memory device from an external source to provide first timing information,” i.e., Micron advanced this court’s construction of “first external clock signal” as its interpretation of “external clock signal.” This is not the same construction that Rambus asserts now because Micron’s interpretation might imply a need for a second external clock signal, but it is different from Micron’s current construction.
While arguing that they should not be bound by these prior positions, the Manufacturers do not explain why these prior positions were wrong other than to continue to argue that the specification discloses only one clocking scheme and that the claims should be limited to that scheme. Whether Rambus’s specification would allow a person of ordinary skill in the art to devise an “external clock signal” other than the early clock/late clock embodiment disclosed in the specification goes to whether Rambus successfully enabled its claims that require only an “external clock signal.” If in fact a person of ordinary skill in the art could not implement an external clock signal other than the early clock/late clock, Rambus’s claims will fail. But if a person of ordinary skill could implement other external clocks as Ram-bus argues, then it would be improper to limit all of Rambus’s claims to the novel clocking embodiment disclosed. Doing so would effectively punish Rambus for having disclosed an additional clocking scheme instead of remaining silent and relying on the prior art. It is thus clear from Ram-bus’s claim differentiation argument, the *985 ordinary meaning of the words “external clock signal,” and the parties’ prior positions that an “external clock signal” is “a periodic signal from a source external to the device to provide timing information.”
What is unclear is why an “external clock signal” must also be construed to be “continuous.” While the Manufacturers propose this construction, their argument is only developed in footnote 30 on page 29 of their brief. Rambus only rebuts the argument by suggesting that “continuous” adds “unnecessary verbiage” to the construction of “external clock signal” in footnote 26 on page 19 of its reply brief. Neither side has developed this argument to the extent the court feels comfortable determining whether an “external clock signal” must be continuous. Nor must the court countenance substantive arguments raised only in footnotes.
See SmithKline Beecham Corp. v. Apotex Corp.,
iii. “Internal Clock Signal”
Claim term: Rambus’s Construction: The Manufacturers’ Construction:
“internal clock signal” A periodic or gated periodic signal generated in a device to provide timing information for internal operation. An internally created clock signal that is aligned with the midpoint of the early clock and late clock from the external clock signal. 17
The Manufacturers’ proposed construction of “internal clock signal” turns on the court’s adoption of their construction of “external clock signal” as requiring early and late clock signals. The court has rejected that construction, and therefore the Manufacturers’ construction of “internal clock signal” must also fail.
Rambus’s proposed construction comes from the joint construction of the term in Hynix I. See C-00-20905, Docket No. 326, at 3 (N.D. Cal. Sept. 15, 2003). While Rambus amply illustrates why the Manufacturers’ construction must fail, Rambus does not explain why the court should adopt its construction. Specifically, Ram-bus does not explain why an “internal clock signal” may be periodic or “gated periodic.” The requirement that a clock signal be periodic comes from the definition of “clock” shared by persons of ordinary skill in the art. See Murphy Reply Deck ¶ 141 (quoting technical dictionaries to define a clock as a “device that generates periodic signals used for synchronization”). Indeed, the parties agreed that an “external clock signal” must be periodic. But Rambus’s briefing never explains why a person of ordinary skill in the art would understand that a clock signal could also be “gated periodic.” See McAlexander Decl. ¶ 106.
On the second day of the claim construction hearing, Rambus’s counsel explained that many devices include a gate for blocking the clock signal to conserve energy when the device is not needed. 18 He urged *986 that persons of ordinary skill in the art would recognize that an internal clock signal could also be gated. The Manufacturers do not respond to this argument; indeed, their expert Mr. McAIexander’s opinion is limited to pointing out that the specification does not use the word “gated.”
While the issue of whether an “internal clock signal” can be a gated periodic signal has been addressed only tangentially, the court will adopt Rambus’s construction of an “internal clock signal” from Hynix I because the Manufacturers have not demonstrated why the prior stipulated construction should not be adopted. Accordingly, the court construes “internal clock signal” to mean “a periodic or gated periodic signal generated in a device to provide timing information for internal operation.”
The court notes that Rambus’s construction of “internal clock signal” does not define its relationship to the “external clock signal.” But it appears clear from the specification that a device’s internal clock signal must bear some relationship to an external clock signal received by all of the other devices to ensure that the devices remain synchronized. No such clarification of the term “internal clock signal” is required here, however, because the asserted claims all describe the relationship between the external and internal clock signals necessary for each claim. For example, claim 32 of '051 patent requires circuitry “to generate an internal clock signal having a predetermined phase relationship with respect to the external clock signal.” U.S. Patent No. 6,314,051, col. 27, 11. 1-4. On the other hand, a few claims may appear ambiguous in this regard. For example, claim 36 of the '8,020 patent requires “a clock alignment circuit to receive the external clock signal” and that “the clock alignment circuit generates an internal clock signal.” U.S. Patent No. 6,378,020, col. 28, 11. 35-38; see also U.S. Patent No. 6,426,916, col. 28, 11. 19-23. This language may suggest a break in the linkage between the external clock signal and internal clock signal. This ambiguity is dispelled, however, by the proper construction of “clock alignment circuit.” See infra III-C-7.
4. “Synchronous” Terms
Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“synchronously Having a known timing re- Having a fixed timing relationship with with respect to” lationshio with respect to. respect to._
“synchronous A memory device that A memory device that receives an external memory device” receives an external clock clock signal, signal which governs the timing of the response to a _transaction request._
“synchronize” Establish a knоwn timing No construction is necessary, relationship between..
The Manufacturers argue that “synchronously” must be interpreted to mean “having a fixed timing relationship,” as opposed to a known timing relationship, to reflect the limits of the early clock/late clock system disclosed in the Farm-wald/Horowitz specification. The Manufacturers’ brief does not further elucidate this argument. At the hearing, counsel for Hynix stated that “the Manufacturers don’t dispute Rambus’s proposed construc *987 tion.” 19 No one representing Micron, Nanya or Samsung disagreed with this statement or presented arguments in favor of the Manufacturers’ proposed construction. Accordingly, the court adopts Ram-bus’s constructions of “synchronously with respect to” and “synchronize.”
The parties next dispute the proper construction of “synchronous memory device.” Both parties agree that a synchronous memory device receives an external clock signal. Rambus further suggests that a synchronous memory device must allow the external clock signal to govern its transaction requests. The Manufacturers disagree that the term imposes any additional limit.
Hynix and Rambus previously disputed the construction of this phrase in Hynix I, and the court construed a “synchronous memory device” as “a memory device that receives an external clock signal which governs the timing of the response to a transaction request.” See id. at *9. This is the construction that Rambus now proposes. The Manufacturers’ briefing is silent as to why their proposed construction of “synchronous memory device” is correct. Rambus points out that it does not make sense to a call a memory device “synchronous” simply because it receives an external clock signal — it must do something in response to that clock signal to be considered synchronous. Rambus’s argument makes common sense. Furthermore, the Manufacturers fail to explain why the court should deviate from its prior construction. Accordingly, the court adopts its prior construction of “synchronous memory device.”
5. “Sample” Terms
Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“Sample/ samples/ sampling” Plain meaning. No construction necessary. Alternatively, if the court deems construction is required, “ascertain/ascertains/aseer-taining at one or more discrete points in time.” Obtain/obtains/obtaining from the bus syn-ehronously with the internal clock signal. 20
Rambus submits that the word “sample” as used in the claims is unambiguous and does not require construction. Where a term’s ordinary meaning is readily apparent, the court may simply refer to the dictionary to nail down the “widely accepted meaning of commonly understood words.”
Phillips,
The term “sample” is ubiquitous in the asserted claims. For example, in claim 14 of the '184 patent, the verb “sample” appears in two limitations. First, “the first block size information defines a first amount of data to be sampled by the mem *988 ory device in response to a write request.” Then, the memory device must “sampl[e] a first portion of the first amount of data synchronously with respect to a first transition of an external clock signal.” The claim language reveals the awkwardness of the Manufacturers’ construction. Claim 14 requires the memory device to sample synchronously with respect to an external clock signal. The Manufacturers’ construction would cause the claim to require the memory device to obtain the data synchronously with the internal clock signal as well. The Manufacturers explain that any difficulty in reconciling these issues is moot because their construction of internal clock signal explains its relationship to the external clock signal, and therefore it is not a problem for the memory device to obtain data synchronously with respect to both the internal clock and the external clock because the two are related. However, the court has rejected the Manufacturers’ construction of internal clock signal, leaving this problem to linger.
Rambus has provided various dictionary definitions of “sample.” For example, the 1988 Standard Dictionary of Electrical and Electronics Terms defines “sampled data” as “data in which the information content can be ascertained only at discrete intervals of time.” The Manufacturers point to nothing in the claims or specification that conflicts with this ordinary meaning. They do urge that their construction of “sample” follows from limiting the scope of the claims to the early clock/late clock embodiment. As the court has declined to limit the claims to that clocking scheme, the Manufacturers’ rationale for their construction of “sample” also fails. Accordingly, the court construes “sample” to mean “to obtain at a discrete point in time,” “samples” as “obtains at discrete points in time,” and “sampling” as “obtaining at discrete points in time.”
6. Input Receiver(s) Circuitry and Output Driver(s) Circuitry
Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“Input An element/circuitry on the A circuiVcireuitry on the device to sample one receiver(s) device to receive one or or more signals from the bus synchronously circuitry” more signals from an exter- with the internal clock signal of the device. _nal source._
“Output An element/eircuitry that A circuit/circuitry on the device to output data driver(s) outputs information from to the bus synchronously with the internal circuitry”the device.clock signal.
The only major difference between the parties’ proposed claim constructions is whether the input receivers and output drivers must respond “synchronously with the internal clock signal.” To be sure, this dispute also incorporates the parties’ dispute regarding the scope of the clocking terms through the word “internal clock signal,” which the court resolved above. Because it sheds additional light on the argument regarding “synchronously with respect to the internal clock signal,” the court addresses it briefly.
The Manufacturers note that the specification states that “[o]ne important part of the input/output circuitry generates an internal device clock based on early and late bus clocks.” '184 Patent, col. 22,11. 51-52. The specification also states that input receivers and output drivers must “operate as close in time as possible to midway between the two bus clocks.” Id., col. 22, 11. 54-56. From this, the Manufacturers argue that the terms “input receiver” and “output driver” must be interpreted to reflect the need for the early and late bus *989 clocks, and that their construction of “internal clock signal” accounts for this requirement. The Manufacturers overlook the context of the discussion containing these quotes. This discussion relates to the need to account for the delay time between the input samplers and output drivers receiving the device’s clock signal and their responding by sampling the bus for data or outputting data to the bus. If this delay time is comparable to the frequency of the system, the delay could cause these circuits to miss their “window” for sending or receiving data. But this need for specialized clocking to compensate for the circuit’s delay time is only necessary in very high-speed environments. In slower environments, the circuits’ delay times are irrelevant. The Manufacturers’ proposed construction overlooks that the proper construction of “input receiver” and “output driver” must account for their use in any system, not just high-speed systems.
The claims reflect this distinction. In U.S. Patent no. 6,715,020, Rambus first claims “a controller device [comprising] first output driver circuitry to output block size information to the memory device, ...; and input receiver circuitry to recеive the amount of data output by the memory device.” Col. 24, 11. 57-65. In the tenth claim of the '5,020 patent, Rambus claims “the controller device of claim 1 further including delay locked loop circuitry, coupled to the first output driver circuitry, to generate an internal clock signal, wherein the first output driver circuitry outputs the block size information synchronously with respect to the internal clock signal.” Id., col. 25,11. 29-33. Under the Manufacturers’ construction of “output driver,” the final limitation of claim 10 requiring the output driver to output data synchronously with respect to the internal clock signal becomes redundant. A person of ordinary skill reading the '5,020 patent would clearly see that “output driver circuitry” should not be construed to require the output of data “synchronously with respect to the internal clock signal” because claim 10 adds that limitation. Claim 9 of the '5,020 patent similarly undermines the Manufacturers’ construction of “input receiver circuitry.” See id., col. 25, 11. 24-28. Where a synchronous relationship to the internal clock signal is required to compensate for the circuits’ delay times, the claims expressly dictate that requirement.
Unlike the Manufacturers’ deficient constructions of these terms, Rambus’s constructions are straightforward and appear to reflect the ordinary meaning of the terms. The construction of “input receiver” and “output driver” do, however, deviate slightly from Rambus and Hynix’s stipulated construction of these terms:
Claim term: Rambus’s Construction Now: Hynix and Rambus’s Construction Then:
“Input An element/circuitry on the Circuitry on the device to receive one or receiver(s) device to receive one or more more signals from an external source. See circuitry” signals from an external C-00-20905, Docket No. 326, at 4 (N.D.Cal. _source._Sept. 15, 2003)._
“Output An element/circuitry that out- Circuitry that outputs information from the driver(s) puts information from the device. Id. circuitry”device.
Rambus does not explain the significance of broadening the meaning of “input receiver(s) circuitry” or “output driver(s) circuitry” to include an “element” as well as “circuitry.” Rambus submits no evidence that an “element” is synonymous with “eir-cuitry,” nor does Rambus explain why the *990 construction of these terms should be broadened beyond what it agreed to in Hynix I. At the hearing, the court asked, “What’s the significance of element/circuitry?” Rambus’s counsel responded that “some of the claims use the term output driver and some of the claims use the term output driver circuitry. When it’s output driver, we say it's an element. When it’s output driver circuitry we say it’s circuitry.” Rambus’s counsel noted that “There’s no significant difference in my view.” 21
Because inserting “element” into the construction of these terms does not appear to create any “significant difference,” the court adopts the simpler construction of these terms that Rambus and Hynix agreed to in Hynix I.
7. Clock Alignment Circuit
Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“Clock A circuit for adjusting the A circuit in each device that generates an alignment timing relationship between internal clock signal that is aligned with the circuit” a clock signal and another midpoint of the early clock and late clock from signal.the external clock signal.
Rambus proposes the claim construction stipulated to by Rambus and Hynix previously. See C-00-20905, Docket No. 326, at 3 (N.D.Cal. Sept. 15, 2003). The Manufacturers propose a construction to incorporate the early clock/late clock scheme from the specification. Neither side offers any argument on the merits of these proposed constructions outside of their broader arguments about whether the Farmwald/Horowitz patents are limited to the loopback clocking scheme.
The phrase “clock alignment circuit” does not appear in the specification, and is used in only two of the claims in suit. Claim 32 of the '051 patent recites a memory device that, among other things, includes “a clock alignment circuit coupled to the clock receiver circuitry, to generate an internal clock signal having a predetermined phаse relationship with respect to the external clock signal.” Claim 36 of the '8,020 patent recites an integrated circuit device that features “a clock alignment circuit to receive the external clock signal” and further requires the clock alignment circuit to “generate[ ] an internal clock signal.” The court has already rejected the Manufacturers’ contention that the internal clock signal must result from the midpoint of an early clock signal and a late clock signal. There is no reason now to imply such a limitation here. Instead, the previously stipulated construction accurately reflects the ordinary meaning of a clock alignment circuit. It is a circuit “for adjusting the timing relationship between a clock signal and another signal.” In the two claims-in-suit using the phrase, each claim defines the clock signal and the other signal at issue.
Samsung advances a separate argument in the joint claim construction hearing statement’s appendix and in a footnote. Samsung argues that the phrase “clock alignment circuit” is a means-plus-function claim and must be restricted to the embodiments disclosed in the specification, effectively limiting these two claims to the early clock/late clock embodiment.
See
35 U.S.C. § 112, ¶ 6. The claims at issue do not use the term “means” and are therefore presumed to
not
fall under the requirements for means-plus-function claims.
*991
Linear Tech. Corp. v. Impala Linear Corp.,
In Linear Technology, the claim at issue required “a first circuit for monitoring a signal from the output terminal to generate a first feedback signal.” Id. The court held that the claim language described the circuit’s “objective” (monitoring the output terminal’s signal) and the circuit’s “output” (a feedback signal). Id. It therefore held that because the claim recited the “respective circuit’s operation in sufficient detail to suggest structure to persons of ordinary skill in the art,” the claim was presumptively not a means-plus-function claim. Id. at 1320-21. Here, the word “circuit” is prefaced by “clock alignment” and each claim requires that the clock alignment circuit “generate an internal clock signal.” The claims dictate the circuit’s objective (to align at least two signals) and its output (an internal clock signal). Accordingly, section 112, paragraph 6 presumptively does not apply. Samsung failed to make any argument to support its interpretation at the hearing and the single footnote in the Manufacturers’ brief addressing this point does not explain why “clock alignment circuit” fails to suggest sufficient structure to a person of ordinary skill in the art. Since Samsung has failed to rebut the presumption against reading these claims as means-plus-function claims, the court concludes that the term “clock alignment circuit” does not fall under section 112, paragraph 6.
8. Delay Locked Loop
Claim term: Rambus’s Construction:_The Manufacturers’ Construction:
“Delay Circuitry on the device, A circuit in each device that uses fixed and lock(ed) loop” including a variable delay variable delay lines and feedback to align the line, that uses feedback to internal clock signal with the midpoint of the adjust the amount of delay early clock and late clock from the external of the variable delay line clock signal, and to generate a signal having a controlled timing-relationship relative to another signal.
Like clock alignment circuit, the terms “delay lock loop,” “delay locked loop,” and “DLL” do not appear in the written description. 22 This term does appear, however, in five of the claims-in-suit. In claim 4 of the '446 patent, the delay lock loop “synchronize[s] the output of the first and second portions of the data with the external clock signal.” U.S. Patent No. 6,546,446, col. 25,11. 17-20. The other claims-in-suit require a delay locked loop to “generate an internal clock signal using the external clock signal” or to generate multiple internal clock signals. See, e.g., *992 U.S. Patent No. 6,697,295, col. 28,11. 13-19 (claim 45); U.S. Patent No. 6,426,916, col. 28, 11. 19-23 (claim 40); U.S. Patent No. 5,915,105, col. 29, 11. 9-15 (claim 34); U.S. Patent No. 6,034,918, col. 27, 11. 26-31 (claim 33).
Rambus submits the same construction of the term that it and Hynix agreed to in Hynix I. See C-00-20905, Docket No. 326, at 3 (N.D.Cal. Sept. 15, 2003). Hynix and the other manufacturers do not explain why the prior stipulated construction is wrong, except for their argument that the specification discloses only an early clock/ late clock clocking scheme and that the terms must be construed to reflect such a scheme. As the court has rejected this argument, the Manufacturers do not further explain why their construction should be adopted. Indeed, the Manufacturers’ expert, Mr. McAlexander, has retreated at a recent deposition from the Manufacturers’ proposed construction in favor of a prior construction of his that lacked a midpoint limitation. See Detre Supp. Deck, Ex. A at 148:11-149:19.
But Mr. McAlexander’s prior construction is not the one Rambus proposes. Mr. McAlexander previously explained that the ordinary meaning of a “delay locked loop” was “a circuit loop that uses feedback signals to adjust the timing relationship between two signals.” Id. Both constructions require a circuit to use feedback to create a timing relationship between two signals. The meaningful differences appear to be that Rambus’s construction also requires that the circuit contain a variable delay line and that the circuit use the feedback signal to adjust the variable delay line. Neither party submitted any technical dictionaries defining the phrase, nor do the parties’ experts’ declarations meaningfully explain the basis for either side’s construction.
The court must give “delay locked loop” its ordinary meaning at the time of the invention, here, 1990.
Phillips,
Based on this prior art description of a delay lock loop and Rambus and Hynix’s prior stipulation, the court concludes that Rambus’s proposed construction more accurately captures the ordinary meaning of “delay locked loop” to a person of ordinary skill in the art in 1990. The Manufacturers’ proposed construction is too narrow. It suffers from focusing solely on the clocking scheme disclosed in the specification. Mr. McAlexander’s prior construction is too broad. It encompasses too much by including any and all circuit loops that use feedback. Rambus’s construction appears accurate. Accordingly, the court adopts the stipulated construction of “delay locked loop” from Hynix I. A delay locked loop as used in the claims means “circuitry on the device, including a variable delay line, that uses feedback to adjust *993 the amount of delay of the variable delay line and to generate a signal having a controlled timing relationship relative to another signal.”
D. Other Terms
Rambus requests construction of “coupled to,” “precharged automatically” and “automatically precharged.” In the parties’ joint claim construction hearing statement, the Manufacturers submitted constructions of these terms that differ from Rambus’s. The Manufacturers’ brief is silent with respect to these terms, despite Rambus raising them in its opening brief. The Manufacturers’ expert declares that he has considered the Manufacturers’ proposed constructions, and opines that “the Manufacturers’ constructions reflect what one skilled in the art would have understood each term to mean in view of the teachings of the Ware Patents-in-Suit.” McAlexander Decl. ¶ 44. The “Ware Patents-in-Suit” refer to the other two patents involved in this litigation that arise from a different application, and the court has construed those claims in a separate order. The three terms addressed here that Rambus raised as needing construction only appear in the Farm-wald/Horowitz patents. See Joint Claim Construction and Prehearing Statement, C-05-00334, Docket No. 254, Appx. A at 4, 8-9 (N.D.Cal. Jul. 11, 2007). The Manufacturers’ expert’s declaration, already conclusory, is entitled to no weight based on its failure to discuss the correct patents. Collectively, the Manufacturers’ briefing and their expert’s declaration fail to explain the basis for disputing these terms with Rambus.
With respect to the precharge terms, the court can discern no difference between “precharged without an additional command” (Rambus’s proposal) and “pre-charg[ed] without additional instruction” (the Manufacturers’ proposal). Because the Manufacturers do not explain any difference, the court adopts Rambus’s construction of these terms.
For “coupled to,” Rambus proposes “electrically (or otherwise) connected to allow the transfer of signals.” The Manufacturers propose that no construction is necessary. Rambus provides various dictionary definitions that suggest that “coupled” is synonymous with “connected,” and the Oxford English Dictionary agrees, noting that “to couple” may mean “to join or connect in any way.” Moreover, “the term coupled is a term of art in patent parlance that means electrically (or otherwise) connected to allow the transfer of signals.”
Intel Corp. v. Broadcom Corp.,
IV. NON-INFRINGEMENT
The Manufacturers have moved for summary judgment of non-infringement contingent on the court’s adoption of their proposed constructions of “device,” the “transaction” terms, and the “clocking” terms. As the court has declined to adopt the Manufacturers’ constructions of those terms, the court denies their motion for summary judgment of non-infringement as moot.
V. INVALIDITY BASED ON WRITTEN DESCRIPTION
Contingent on the court adopting certain claim constructions proposed by Rambus, *994 the Manufacturers move for summary-judgment of invalidity. The Manufacturers argue that various claims are invalid for failing to comply with the written description requirement in 35 U.S.C. § 112, ¶ 1 and for failing to claim the subject matter the inventors regarded as their invention under 35 U.S.C. § 112, ¶ 2.
A. The Manufacturers’ Burden on Summary Judgment
A patent must contain a written description of the invention. 35 U.S.C. § 112, ¶ 1. This requirement ensures that “the patentee had possession of the claimed invention at the time
of
the application, i.e., that the patentee invented what is claimed.”
LizardTech, Inc. v. Earth Resource Mapping, Inc.,
The Federal Circuit has recently explained that “[cjompliance with the written description requirement is a question of fact but is amenable to summary judgment in cases where no reasonable fact finder could return a verdict for the non-moving party.”
PowerOasis, Inc. v. T-Mobile USA, Inc.,
B. The Written Description Requirement
The Manufacturers move for summary judgment, arguing that the Farm-wald/Horowitz specification does not satisfy the written description requirement for any claim featuring a “device” limitation, any of the “transaction” terms, or any of the “clocking” terms.
The parties generally agree on the legal framework of this dispute. The parties agree that the Farmwald/Horowitz specification discloses a memory device that uses a narrow, multiplexed bus interface, a packet-based transaction protocol, and a early clock/late clock scheme for synchronizing devices and reducing clock skew. The parties also agree that the Federal Circuit’s case law recognizes two situations in which a specification that adequately describes a species might fail to adequately describe a claim to the genus.
See Bilstad v. Wakalopulos,
The Manufacturers’ argument rests on the second scenario described in
Bilstad.
The Federal Circuit has held a claim invalid under the written description requirement where the specification emphasizes the species while disclaiming the genus.
Bilstad,
The Manufacturers disagree with Ram-bus’s characterization that the law requires the specification to “specifically distinguish” or “expressly disclaim” other species. The Manufacturers point out that under
Phillips
a claim may not be interpreted to cover material that the specification “expressly disclaims.”
See
Furthermore, the panel opinion in
Lizardtech
demonstrates where
Tronzo
might apply despite
Phillips’
limits on claim construction. In
Lizardtech,
the specification described a single way of accomplishing the claimed computer process.
Accordingly, the court interprets the
Tronzo
line of the Federal Circuit’s written description case law as invalidating claims to a genus where the written description specifically distinguished its embodiment from the genus or expressly disclaims other members of the genus. These clear limits on the
Tronzo
line of authority take into account that
Tronzo
is an outlier in the Federal Circuit’s jurisprudence. The touchstone of the written description requirement is that the specification must demonstrate to a person of ordinary skill that the patentee possessed what it claimed.
Pandrol USA, LP v. Airboss Ry. Products, Inc.,
C. The Level of Ordinary Skill
As discussed above, the written description inquiry is made from the perspective of one of ordinary skill in the art.
In re Ruschig,
The Manufacturers submit that the difference in opinion regarding ordinary skill in the art should not preclude summary judgment. First, the Manufacturers argue that there is no difference between the two sides’ proposed levels of skill in the art. The court disagrees, as discussed above. The Manufacturers’ definition of the level-of skill in the art is markedly lower than Rambus’s.
The Manufacturers next contend that any difference is immaterial because Ram-bus’s expert, Robert Murphy, does not explain the significance of any difference in the levels of skill in the art. To be sure, Mr. Murphy’s declaration is sparse on testimony, but Mr. Murphy does testify that the person of ordinary skill under Mr. McAlexander’s definition “could very well have no experience with memory devices.” Murphy Decl. ¶ 47. This lack of experience supports the inference that Mr. McA-lexander’s person of ordinary skill would lack familiarity with the prior art and fail to recognize well-known alternative ways of implementing the patents’ teachings.
Nevertheless, Rambus is wrong to suggest that the Manufacturers’ motion for summary judgment must be denied simply because of this difference of opinions. Rambus cites a single case denying a motion for summary judgment of obviousness because the court found a “genuine issue of material fact as to the level of ordinary skill in the art.”
Emerson Elec. Co. v. Spartan Tool, LLC,
D. Claims Using the “Device” Terms
As a preliminary matter, the court observes that the Manufacturers’ motion for summary judgment proceeds by clusters of terms, and not claim by claim. This presentation makes it difficult for the court to
“separately
analyze whether the ‘written description’ requirement has been met as to the subject matter of
each
claim.” Vas-
Cath,
To begin, the Manufacturers emphasize the first object of the invention, namely, that the invention uses “a new bus interface built into semiconductor devices to support high-speed access to large blocks of data from a single memory *998 device by an external user of the data, such as a microprocessor, in an efficient and cost-effective manner.” Mot. at 23 (quoting to '184 patent, col. 3, 11. 22-26) (emphasis in original). Indеed, Rambus concedes that all of the claims-in-suit implement this objective. See Claim Construction Hrg. Tr. 114:7-20 (June 4, 2008). The Manufacturers therefore argue that Drs. Farmwald and Horowitz disclaimed any coverage of devices that do not use “a new bus interface.” But the phrase “new bus interface” does not encompass or compel the limitations that the Manufacturers suggest. The bus’s interface consists of more than device selection, the number of bus lines, and whether the bus lines are multiplexed. Indeed, those specific aspects of bus interface technology are described as distinct objects of Dr. Farmwald and Horowitz’s invention. See '184 patent, col. 4, 11. 33M0. Furthermore, those aspects of a bus interface are largely aspects of the bus and are not “built into semiconductor devices.” On the contrary, one aspect of the bus interface that is built into the semiconductor device is the use of programmable registers for controlling access to the bus included in many of the claims-in-suit. See id., col. 21, 11. 28-31. While this object may distinguish claims that fail to use “a new bus interface,” the phrase “new bus interface” does not require the claimed devices to interface with a narrow, multiplexed bus or to lack a device-select line.
The Manufacturers next point out the following discussion from the summary of the invention:
In the system of this invention, DRAMs and other devices receive address and control information over the bus and transmit or receive requested data over the same bus. Each memory device contains only a single bus interface with no other signal pins. Other devices that may be included in the system can connect to the bus and other non-bus lines, such as input/output lines.
Id., col. 4, 11. 10-16. The Manufacturers argue that this passage specifically distinguishes the invention from claims to a “memory device” with more signal pins than a single bus interface. Similar language appears in the detailed description of the invention, where the specification states that “in the preferred implementation, memory devices are provided that have no connections other than the bus connections described herein and CPUs are provided that use the bus of this invention as the principal, if not exclusive, connection to memory and to other devices on the bus.” Id, col. 6, 11. 58-63. This reduces the number of pins on the DRAM interface, and the specification points out that the state-of-the-art DRAM interface requires too many pins. See id., col. 2, 11. 44-50.
Nonetheless, the court cannot agree that these passages indicate as a matter of law that the specification discloses only memory devices that connect solely to a bus that carries device-select information.
Compare with Tronzo,
*999 The Manufacturers point to a number of other passages of the specification to support their argument that Drs. Farmwald and Horowitz specifically distinguished and disclaimed devices lacking the limitations of the Manufacturers’ proposed construction of “device.” Those passages do not impose the limitations the Manufacturers want incorporated. For example, the Manufacturers point to the discussion of how “the DRAMs that connect to this bus differ from conventional DRAMs in a number of ways.” See '184 patent, col. 4, 11. 21-31. The first way in which the new DRAMs differ is that they use programmable registers to store control information. This passage supports the various claims to a memory device with a register; it does not undercut them. The next passage discusses various aspects of the new bus. It says little about the invention’s memory or integrated circuit devices, though it does suggest that they do not need device-select lines because such information is sent over the bus. This discussion does not take the form of an “express disclaimer,” however. Finally, the Manufacturers quote that “many of these details have been implemented selectively in certain fast memory devices, but never in conjunction with the bus architecture of this invention.” Id., col. 22, 11. 62-65. This passage appears in a discussion of Drs. Farmwald and Horowitz’s modifications to accessing the columns of a DRAM’s memory arrays. The passage does not concern the broader discussion in the specification, and does not disclaim devices that lack an interface to the narrow, multiplexed bus.
E. Claims Using the “Transaction” Terms
The Manufacturers next move for summary judgment of invalidity on the claims using the “transaction” terms (i.e., all of the claims) by arguing that the specification does not support claims that fail to incorporate the specification’s packet-based protocol. This argument consists of a string cite of portions of the specification discussing the packet protocol and a reference to a single (misplaced) paragraph of Mr. McAIexander’s declaration. See Mot. at 25; compare McAlexander Deck ¶ 104 with ¶¶ 138-143. Moreover, the Manufacturers agree with Rambus that non-packe-tized transfer protocols were known in the art when Drs. Farmwald and Horowitz filed their application. See Reply at 17 & fn. 10. By this court’s reading of the written description jurisprudence, the only way for the Manufacturers to establish that Rambus’s disclosure of a species of transfer protocols (the packet protocol) does not disclose the entire genus of transfer protocols is for the Manufacturers to show that Rambus disclaimed or distinguished the other existing transfer protocols.
The Manufacturers’ briefing cites to chunks of the specification. Mot. at 25 (citing the '184 patent at 8:59-62; 8:66-9:4; 9:11-13; 12:45-48; 12:51-55; 13:4-6; 16:34-38; 16:62-65; 20:17-21; 20:32-38; 20:46-49; 21:28-31; and 22:21-23). None of these passages disclaims other transfer protocols. Instead, these portions of the specification describe the preferred embodiment and how it uses the packetized transfer protocol. Under Tronzo and Bilstad, this is insufficient to establish as a matter of law that non-packetized protocols are not part of the patents’ disclosure because the patentee did not expressly disclaim or distinguish other transfer protocols.
F. Claims Using the “Clocking” Terms
Finally, the Manufacturers move for summary judgment that every claim incorporating a “clocking” term is invalid *1000 under the written description requirement because the court’s construction of those terms does not incorporate the early clock/ late clock limitation of the preferred embodiment. The Manufacturers’ arguments largely rehash their claim construction dispute, but a few points merit further discussion.
The Manufacturers first emphasize that one of the objects of the invention is to provide a novel clocking scheme “to permit high speed clock signals to be sent along the bus with minimal clock skew between devices.” This passage of the specification is not very relevant, however, because Rambus’s various claims are directed at accomplishing different objects of the invention, and the claims-in-suit are not directed at providing a novel clocking scheme to reduce clock skew. They are directed at providing a new bus interface instead. Compare '184 Patent, col. 3, 11. 22-27 with id., col. 3, 11. 28-30. As discussed above, it would be inappropriate to limit independent interface claims to the novel clocking scheme simply because Drs. Farmwald and Horowitz also invented a new clocking scheme.
The second cited passage of the specification is more apt. Drs. Fаrmwald and Horowitz did explain that “one important part of the input/output circuitry generates an internal device clock based on early and late bus clocks” and that it is “important” to control clock skew in systems operating at very high frequencies. See id., col. 22, 11. 50-56. To be sure, Drs. Farmwald and Horowitz “touted” the role of their early clock/late clock system in achieving this. But in so doing, they did not distinguish, disclaim, or denigrate other methods of controlling clock skew by generating an internal device clock. Simply “touting” a species is not enough under Tronzo to prohibit claims to the genus. Indeed, discussing a “preferred” embodiment necessarily involves “touting” one solution to the problem, but a patentee’s description of its invention is not limited to the preferred embodiment. The Federal Circuit’s written description case law requires some additional criticism or distinction of the other members of species to invalidate claims covering those members, and that criticism is lacking here. See Reply at 19-20.
Accordingly, the court denies the Manufacturers’ motion for summary judgment of invalidity based on want of written description under Tronzo. By this holding, the court does not foreclose further inquiry into the written description support of the various claims in the Farmwald and Horowitz patents including what was known by one skilled in the art at the time the original application was filed. For example, the Manufacturers first raise in their supplemental brief arguments specific to claims reciting a DLL and suggesting that a person of ordinary skill in the art would not recognize from the specification that Drs. Farmwald and Horowitz possessed those claimed inventions. Indeed, Dr. Horowitz testified that a DLL was a “scarier technology than others” and “ooh, expert, only experts touched that technology.” Tr. 4380:6-9. He also characterized a DLL as “one of the trickiest circuits on the world.” See Tr. 4210:5-10. Other DLL patents hint at this complexity. See U.S. Patent No. 4,338,569 (“Delay Lock Loop”); U.S. Patent No. 5,614,855 (“Delay Locked Loop,” assigned to Rambus). However, because this argument was not properly raised in the Manufacturers’ motion, the court does not reach it now.
G. Section 112, Paragraph 2
The Manufacturers also move for summary judgment pursuant to 35 U.S.C. § 112, ¶ 2, which requires claims to set forth “what ‘the applicant regards as his invention’ ” and to be definite.
Allen
*1001
Eng’g Corp. v. Bartell Indus., Inc.,
The section 112, paragraph 2 inquiry is tied up in notions of public notice, and therefore, the most probative evidence with respect to this inquiry is the specification.
See Solomon,
There is scant case law applying section 112, paragraph 2. Where it has invalidated a claim, the claim contradicted the specification and the patentee “admit[ted] as much.”
Allen Eng’g,
Applying this standard, the Manufacturers’ motion must fail. The Manufacturers point to nothing in the claims that logically contradicts the specification. Instead, the Manufacturers emphasize that Drs. Farm-wald and Horowitz repeatedly referred to “the present invention” in describing certain embodiments. This is insufficient to show a violation of section 112, paragraph 2. Accordingly, the Manufacturers’ motion for summary judgment on this ground is denied.
VI. ORDER
For the reasons set forth above, the court construes the claims as described (and as summarized in Appendix 2). The court denies the Manufacturers’ motions for summary judgment of non-infringement and invalidity.
Appendix 1
Appendix 1: Information regarding the claims-in-suit.
*1002 U.S. Patent No.; Asserted Claim No. Issuance Defendant in Hunix! Claim Language 24 _
6,182,184; 14 1/30/2001 Hynix, No. [A method of operation of a memory Micron, device, wherein the memory device Nanya & includes a plurality of memory cells, Samsung the method of operation of the memory device comprises:
receiving first block size information from a master, wherein the first block size information defines a first amount of data to be sampled by the memory device in response to a write request;
receiving a first write request from the master; and
sampling a first portion of the first amount of data synchronously with respect to a first transition of an external clock signal and a second portion of the first amount of data synchronously with respect to a second transition of the external clock signal.]
wherein the first transition of the external clock signal is a rising edge transition and the second transition of the external clock signal is a falling edge transition._
6,266,285; 1 7/24/2001 Hynix, No. Micron, Nanya & Samsung A method of operation in a memory device having a section of memory which includes a plurality of memory cells, the method comprising:
receiving a request for a write operation synchronously with respect to an external clock signal; and
sampling data, in response to the request for a write operation, after a programmable delay time transpires.
6,266,285; 16 7/24/2001 Hynix, No. Micron, Nanya & Samsung [A method of operation in a memory device having a section of memory which includes a plurality of memory cells, the method comprising: receiving an external clock signal;
receiving a request for a write operation synchronously with respect to the external clock signal; and
*1003 sampling data, in response to the request for a write operation, after a programmable number of clock cycles of the external clock signal transpire.]
[further including storing a value which is representative of the programmable number of clock cycles of the external clock in a programmable register on the memory device.]
further including receiving a set register request, wherein in response to the set register request, the memory device stores the value in the register,_
6,314,051; 27 11/6/2001 Hynix, No. Micron, Nanya & Samsung A memory device having a plurality of memory arrays, wherein each memory array includes a plurality of memory cells, the memory device comprising:
clock receiver circuitry to receive an external clock signal;
a programmable register to store a value which is representative of a number of clock cycles of the external clock signal to transpire before sampling a first portion of data, wherein the first portion of data is sampled in response to an operation code;
and data input receiver circuitry to sample the first portion of data synchronously with respect to the external clock signal._
6,314,051; 32 11/6/2001 Hynix, No. Micron, Nanya & Samsung [A memory device having a plurality of memory arrays, wherein each memory array includes a plurality of memory cells, the memory device comprising:
clock receiver circuitry to receive an external clock signal;
a programmable register to store a value which is representative of a number of clock cycles of the external clock signal to transpire before sampling a first portion of data, wherein the first portion of data is sampled in response to an operation code;
and data input receiver circuitry to sample the first portion of data synchronously with respect to the external clock signal]
*1004 further including a clock alignment circuit coupled to the clock receiver circuitry, to generate an internal clock signal having a predetermined phase relationship with respect to the external clock signal._
6,314,051; 43 11/6/2001 Hynix, No. Micron, Nanya & Samsung [A memory device having a plurality of memory arrays, the memory device comprising:
first input receiver circuitry to receive an operation code synchronously with respect to an external clock; and
second input receiver circuitry to sample data, in response to the operation code, after a predetermined number of clock cycles of the external clock]
wherein the memory device is a synchronous dynamic random access memory._
6,546,446; 2 4/8/2003 Hynix, No. Micron, Nanya & Samsung [A synchronous; integrated circuit device having a memory array which includes dynamic random access memory cells, wherein the integrated circuit device comprises:
a clock receiver to receive an external clock signal;
a plurality of sense amplifiers, coupled to the memory array, to sense data from the dynamic random access memory cells; and
a plurality of input receivers to sample an operation code synchronously with respect to the external clock signal, the operation code including pre-charge information, wherein, in response to the precharge information, the plurality of sense amplifiers is automatically precharged after the data is sensed]
wherein the operation code specifies a read operation, and wherein the integrated circuit device further includes a plurality of output drivers to output first and second portions of the data in response to the operation code specifying a read operation._
6,546,446; 3 4/8/2003 Hynix, No. Micron, [A synchronous; integrated circuit device having a memory array which
*1005 Nanya & includes dynamic random access Samsung memory cells, wherein the integrated circuit device comprises:
a clock receiver to receive an external clock signal;
a plurality of sense amplifiers, coupled to the memory array, to sense data from the dynamic random access memory cells; and
a plurality of input receivers to sample an operation code synchronously with respect to the external clock signal, the operation code including pre-charge information, wherein, in response to the precharge information, the plurality of sense amplifiers is automatically precharged after the data is sensed]
[wherein the operation code specifies a read operation, and wherein the integrated circuit device further includes a plurality of output drivers to output first and second portions of the data in response to the operation code specifying a read operation]
the plurality of output drivers output the first portion of the data synchronously with respect to a rising edge transition of the external clock signal;
and the plurality of output drivers output a second portion of the data synchronously with respect to a falling edge transition of the external clock signal._
6,546,446; 4 4/8/2003 Hynix, No. Micron, Nanya & Samsung [A synchronous; integrated circuit device having a memory array which includes dynamic random access memory cells, wherein the integrated circuit device comprises:
a clock receiver to receive an external clock signal;
a plurality of sense amplifiers, coupled to the memory array, to sense data from the dynamic random access memory cells; and
a plurality of input receivers to sample an operation code synchronously with respect to the external clock signal, the operation code including pre-
*1006 charge information, wherein, in response to the precharge information, the plurality of sense amplifiers is automatically precharged after the data is sensed]
[wherein the operation code specifies a read operation, and wherein the integrated circuit device further includes a plurality of output drivers to output first and second portions of the data in response to the operation code spеcifying a read operation]
further including a delay lock loop, coupled to the plurality of output drivers, to synchronize the output of the first and second portions of the data with the external clock signal.
6,584,037; 1 6/24/2003 Hynix, No. Micron, Nanya & Samsung A method of operation of a synchronous memory device, wherein the memory device includes an array of dynamic random access memory cells, the method of operation of the memory device comprises:
receiving an external clock signal;
sampling a first operation code synchronously with respect to the external clock signal, wherein the first operation code specifies a write operation; and
sampling data after a number of clock cycles of the external clock signal transpire, wherein the data is sampled in response to the first operation code._
6,584,037; 9 6/24/2003 Hynix, No. Micron, Nanya & Samsung [A method of operation of a synchronous memory device, wherein the memory device includes an array of dynamic random access memory cells, the method of operation of the memory device comprises:
receiving an external clock signal;
sampling a first operation code synchronously with respect to the external clock signal, wherein the first operation code specifies a write operation; and
sampling data after a number of clock cycles of the external clock signal transpire, wherein the data is sam-
*1007 pled in response to the first operation code]
further including:
sampling a second operation code synchronously with respect to the external clock signal, wherein the second operation code specifies a read operation;
generating an internal clock signal to synchronize outputting data with the external clock signal, wherein the internal clock signal has a controlled delay time with respect to the external clock signal, wherein the delay time of the internal clock signal is controlled based on a comparison between the internal clock signal and the external clock signal;
and outputting data read in response to the second operation code, wherein:
a first portion of the data read is output in response to a rising edge transition of the external clock signal; and
a second portion of the data read is output in response to a falling edge _transition of the external clock signal.
6,584,037; 34 6/24/2003 Hynix, No. Micron, Nanya & Samsung A method of operation of a synchronous dynamic random access memory device, wherein the method comprises:
sampling an operation code synchronously with respect to an external clock signal, wherein the operation code specifies that the memory device sample data to be written into a plurality of dynamic memory cells, and wherein the operation code further specifies that the memory device pre-charge a plurality of sense amplifiers;
sampling the data, in response to the operation code, after a delay time transpires;
sampling address information to identify a subset of the plurality of dynamic memory cells;
*1008 writing the data to the subset of the plurality of dynamic memory cells using the plurality of sense amplifiers; and
precharging the plurality of sense amplifiers in response to the operation code, wherein the plurality of sense amplifiers is precharged automatically after the data is written.
6,697,295; 45 2/24/2004 Hynix, No. Micron, Nanya & Samsung [A synchronous memory device including an array of memory cells, the synchronous memory device comprising:
a clock receiver to receive an external clock signal;
a plurality of input receivers to sample a first operation code synchronously with respect to a transition of the external clock signal; and
a programmable register to store a binary value that is representative of control information, wherein the memory device stores the binary value in the programmable register in response to the first operation code]
[further inсluding a delay locked loop, coupled to the clock receiver, to generate an internal clock signal using the external clock signal]
[further including a plurality of output drivers, coupled to the delay locked loop, to output data in response to the internal clock signal, wherein the data is accessed from the memory array]
wherein the plurality of output drivers output a first portion of the data synchronously with respect to a rising edge transition of the external clock signal, and wherein the plurality of output drivers output a second portion of the data synchronously with respect to a falling edge transition of the external clock signal._
6,715,020; 1 3/30/2004 Hynix, No. Micron, Nanya & Samsung A controller device for controlling a synchronous dynamic random access memory device, the controller device comprises:
first output driver circuitry to output block size information to the memory
*1009 device, wherein the block size information defines an amount of data to be output by the memory device; and
input receiver circuitry to receive the amount of data output by the memory device.___
6,715,020; 2 3/30/2004 Hynix, No. Micron, Nanya & Samsung [A controller device for controlling a synchronous dynamic random access memory device, the controller device comprises:
first output driver circuitry to output block size information to the memory device, wherein the block size information defines an amount of data to be output by the memory device; and
input receiver circuitry to receive the amount of data output by the memory device]
further including second output driver circuitry to output an operation code to the memory device, wherein the operation code specifies a read operation, and wherein, in response to the operation code, the memory device outputs the amount of data.
6,715,020; 14 3/30/2004 Hynix, No. Micron, Nanya & Samsung [A controller device for controlling a synchronous dynamic random access memory device, the controller device comprises:
first output driver circuitry to output block size information to the memory device, wherein the block size information defines an amount of data to be output by the memory device; and
input receiver circuitry to receive the amount of data output by the memory device]
wherein the input receiver circuitry samples:
a first portion of the amount of data during a first half of a clock cycle of an external clock signal; and
a second portion of the amount of data during a second half of the clock cycle of the external clock signal._
6,751,696; 4 6/15/2004 Hynix, No. Micron, [A synchronous memory device including an array of memory cells,
*1010 Nanya & the synchronous memory device Samsung comprises:
clock receiver circuitry to receive an external clock signal;
input receiver circuitry to sample a first operation code in response to a rising edge transition of the external clock signal;
a programmable register to store a value which is representative of an amount of time to transpire before the memory device outputs data, wherein the memory device stores the value in the programmable register in response to the first operation code; and
output driver circuitry to output data in response to a second operation code, wherein the data is output after the amount of time transpires, and wherein:
the output driver circuitry outputs a first portion of the data synchronously with respect to a rising edge transition of the external clock signal and outputs a second portion of the data synchronously with respect to a falling edge transition of the external clock signal.]
wherein the memory device is a synchronous dynamic random access memory._
[A synchronous dynamic random access memory device having at least one memory section including a plurality of memory cells, the memory device comprising: 6,324,120; 33 11/27/2001 Nanya & Yes. Samsung
clock receiver circuitry to receive an external clock signal;
input receiver circuitry, including a first plurality of input receivers to sample block size information synchronously with respect to the external clock signal, wherein the block size information defines an amount of data to be output by the memory device in response to a first operation code; and
*1011 a plurality of output drivers to output the amount of data in response to the first operation code]
[wherein the input receiver circuitry samples the first operation code synchronously with respect to the external clock signal]
wherein the first operation code __includes precharge information._
6,378,020; 32 4/23/2002 Nanya & Yes. [An integrated circuit device Samsung comprising:
input receiver circuitry to sample an operation code synchronously with respect to a first transition of an external clock signal, the operation code specifying a read operation; and
output driver circuitry to output data in response to the operation code, wherein:
the output driver circuitry outputs a first portion of data in response to a rising edge transition of the external clock signal; and
the output driver circuitry outputs a second portion of data in response to a falling edge transition of the external clock signal]
[further including a memory array having a plurality of memory cells]
wherein the input receiver circuitry receives address information synchronously with respect to the external _clock signal_
6,378,020; 36 4/23/2002 Nanya & Yes. [An integrated circuit device Samsung comprising:
input receiver circuitry to sample an operation code synchronously with respect to a first transition of an external clock signal, the operation code specifying a read operation; and
output driver circuitry to output data in response to the operation code, wherein:
the output driver circuitry outputs a first portion of data in response to a rising edge transition of the external clock signal; and
*1012 the output driver circuitry outputs a second portion of data in response to a falling edge transition of the external clock signal]
[further including a clock alignment circuit to receive the external clock signal]
wherein the clock alignment circuit generates an internal clock signal, and the output driver circuitry outputs data in response to the internal clock signal_
[A method of operation of a synchronous memory device, wherein the memory device includes an array of memory cells, the method of operation of the memory device comprises: 6,426,916; 9 7/30/2002 Nanya & Yes. Samsung
receiving a value that is representative of a number of cycles of an external clock signal to transpire after which the memory device responds to a first operation code;
receiving block size information, wherein the block size information is representative of an amount of data to be output by the memory device in response to the first operation code;
sampling the first operation code synchronously with respect to a transition of the external clock signal; and
outputting the amount of data, in response to the first operation code, after the number of clock cycles of the external clock signal transpire]
wherein the first operation code includes precharge information_
6,426,916; 28 7/30/2002 Nanya & Yes. [A synchronous semiconductor memo-Samsung ry device having at least one memory section including a plurality of memory cells, the memory device comprising:
clock receiver circuitry to receive an external clock signal;
first input receiver circuitry to sample block size information synchronously with respect to the external clock signal, wherein the block size information is representative of an
*1013 amount of data to be output by the memory device in response to а first operation code;
a register which stores a value that is representative of an amount of time to transpire after which the memory device outputs the first amount of data; and
a plurality of output drivers to output the amount of data in response to the first operation code and after the amount of time transpires]
wherein in response to a second operation code, the value is stored in the __register_
6,426,916; 40 7/30/2002 Nanya & Yes. [A synchronous semiconductor memo-Samsung ry device having at least one memory section including a plurality of memory cells, the memory device comprising:
clock receiver circuitry to receive an external clock signal;
first input receiver circuitry to sample block size information synchronously with respect to the external clock signal, wherein the block size information is representative of an amount of data to be output by the memory device in response to a first operation code;
a register which stores a value that is representative of an amount of time to transpire after which the memory device outputs the first amount of data; and
a plurality of output drivers to output the amount of data in response to the first operation code and after the amount of time transpires]
further including delay lock loop circuitry, coupled to the clock receiver circuitry, to generate an internal clock signal, wherein the plurality of output drivers output the amount of data in response to the internal clock _signal._
6,452,863; 16 9/17/2002 Nanya & Yes. [A method of operation in a synchro-Samsung nous memory device, wherein the memory device includes a plurality of
*1014 memory cells, the method of operation of the memory device comprises:
receiving first block size information from a memory controller, wherein the memory device is capable of processing the first block size information, wherein the first block size information represents a first amount of data to be input by the memory device in response to an operation code;
receiving the operation code, from the memory controller, synchronously with respect to an external clock signal; and
inputting the first amount of data in response to the operation code]
[wherein inputting the first amount of data includes receiving the first amount of data synchronously with respect to the external clock signal]
wherein the first amount of data is sampled over a plurality of clock _cycles of the external clock signal.
6,038,195; 1 3/14/2000 Samsung No. A synchronous semiconductor memory device having at least one memory section including a plurality of memory cells, the memory device comprising:
clock receiver circuitry to receive an external clock signal;
a register which stores a value which is representative of a delay time after which the memory device responds to a read request; and
a plurality of output drivers to output data after the delay time transpires and synchronously with respect to the _external clock signal._
5,915,105; 34 6/22/1999 Samsung Yes. [A synchronous memory device having at least one memory section which includes a plurality of memory cells, the memory device comprises:
internal clock generation circuitry to generate a first internal clock signal and a second internal clock signal, wherein the internal clock generation circuit generates the first and second
*1015 internal clock signals using at least a first external clock;
an output driver, coupled to the internal clock generation circuitry, the output driver outputs data on a bus in response to the first and second internal clock signals and synchronously with respect to at least the first external clock signal]
further including clock receiver circuitry to receive the first external clock and wherеin the internal clock generation circuitry includes delay locked loop circuitry, coupled to the clock receiver circuitry, to generate the first internal clock signal and the second internal clock signal using at _least the first external clock_
6,034,918; 24 3/7/2000 Samsung Yes. [A method of operation of a synchronous memory device, wherein the memory device includes a plurality of memory cells, the method of operation of the memory device comprises:
receiving an external clock signal;
receiving first block size information from a bus controller, wherein the first block size information defines a first amount of data to be output by the memory device onto a bus in response to a read request;
receiving a first request from the bus controller; and
outputting the first amount of data corresponding to the first block size information, in response to the first read request, onto the bus synchronously with respect to the external clock signal]
further including storing a delay time code in an access time register, the delay time code being representative of a number of clock cycles to transpire before data is output onto the bus after receipt of a read request and wherein the first amount of data corresponding to the first block size information is output in accordance _with the delay time code_
6,034,918; 33 3/7/2000 Samsung Yes. [A method of operation of a synchronous memory device, wherein the memory device includes a plurality of *1016 memory cells, the method of operation of the memory device comprises:
receiving an external clock signal;
receiving first block size information from a bus controller, wherein the first block size information defines a first amount of data to be output by the memory device onto a bus in response to a read request;
receiving a first request from the bus controller; and
outputting the first amount of data corresponding to the first block size information, in response to the first read request, onto the bus synchronously with respect to the external clock signal]
further including generating at least one internal clock signal using a delay locked loop and the external clock signal wherein the first amount of data corresponding to the first block size information is output onto the bus synchronously with respect to at least one internal clock signal
Appendix 2
Appendix 2: The court’s claim constructions.
Claim term: Construction:
“address information” One or more bits that indicate a storage location.
“automatically precharged” Precharged without an additional command.
“block size information” Information that specifies the total amount of data that is to be transferred on the bus in response to a transaction request_
“bus” A set of signal lines to which a number of devices are connected, and _over which information is transferred between devices._
“clock alignment circuit” A circuit for adjusting the timing relationship between a clock signal and another signal._
“control information” _ Information used to control operation.
“coupled to” Electrically (or otherwise) connected to allow the transfer of signals.
“data” One or more bits written to/read from the memory array._
“delay lock(ed) loop” Circuitry on the device, including a variable delay line, that uses feedback to adjust the amount of delay of the variable delay line and to generate a signal having a controlled timing relationship relative to _ another signal._
“device” [No separate construction.]_
“external clock signal” A periodic signal from a source external to the device to provide timing information.
*1017 “input receiver(s) circuitry” Circuitry on the device to receive one or more signals from an external source.
“integrated circuit device” A circuit constructed on a single monolithic substrate, commonly called a ‘chip,’_
“internal clock signal” A periodic or gated periodic signal generated in a device to provide _timing information for internal operation._
“memory device” A device in which information can be stored and retrieved electronical-_ ly
“operation code” One or more bits to specify a type of action._
“output driver(s) circuitry” _ Circuitry that outputs information from the device.
“precharge information” One or more bits indicating whether the sense amplifiers and/or bits lines (or a portion of the sense amplifiers and/or bits lines) should be _ precharged._
“precharged automatically”_ Precharged without an additional command.
“read request” A series of bits used to request a read of data from a memory device _ where the request identifies what type of read to perform._
“read operation” Reading data from the memory array as specified in the read request.
“request for a write operation” A series of bits used to request a write of data to a memory device where the request identifies what type of write to perform._
“sample/samples/ sampling” To obtain at a discrete point in time; obtains at discrete points in time; and obtaining at discrete points in time.”_
“set register request” One or more bits to specify that a value be stored in a programmable register._
“synchronize” Establish a known timing relationship between._
“synchronous memory device”
A memory device that receives an external clock signal which governs the timing of the response to a transaction request._
“synchronously with respect to” _ Having a known timing relationship with respect to.
“transaction request” A series of bits used to request performance of a transaction with a memory device._
“write request” A series of bits used to request a write of data to a memory device.
“write operation” Writing data to the memory array as specified in the write request.
Notice of this document has been electronically sent to:
Counsel for Eambus Inc., all actions Counsel for Hynix entities, C-00-20905 and C-05-00334
Burton Alexander Gross Burton.Gross@mto.com Allen Ruby i-uby@allemubylaw.com
Carolyn Hoecker Luedtke carolyn.luedtke@mto.com Belinda Martinez Vega bvega@omm.com
Catherine Rajwani crajwani@sidley.com Daniel J. Furniss djfumiss@townsend.com
Craig N. Tolliver ctolliver@mckoolsmith.com Geoffrey Hurndall Yost gyost@thelemeid.com
David C. Yang david.yang@mto.com Jordan Trent Jones jtjones@townsend.com
Douglas A. Cawley dcawley@mckoolsmith.com Joseph A. Greco jagreco@townsend.com
Erin C. Dougherty erin.dougherty@mto.com Kenneth Lee Nissly kennissly@thelemeid.com
*1018 Gregory P. Stone gregory.stone@mto.com Kenneth Ryan O’Rourke korourke@omm.com
Jennifer Lynn Poise jen.polse@mto.com Patrick Lynch plynch@omm.com
Keith Rhoderic Dhu Hamilton. II keith.hamilton@mto.com Susan Gregory VanKeulen svankeulen@thelenreid.com
Kelly Max Klaus kelly.klaus@mto.com Theodore G. Brown, III tgbrown@townsend.com
Miriam Kim Miriam.Kim@mto.com Tomomi Katherine Harkey thai-key@thelen.com
Peter A. Detre detrepa@mto.com Counsel for Micron entities, C-06-00244
Pierre J. Hubert phubert@mckoolsmith.com Aaron Bennett Craig aaroneraig@quinnemanuel.com
Rosemarie Theresa Ring rose.ring@mto.com
David J. Ruderman
davidi-uderman@quinnemanuel.com
Scott L. Cole scole@mekoolsmith.com Harold Avrum Barza halbarza@quinnemanuel.com
Scott W. Hejny shejny@sidley.com Jared Bobrow jai-ed.bobrow@weil.com
Sean Eskovitz sean.eskovitz@mto.com John D. Beynon john.beynon@weil.com
Steven McCall Perry steven.perry@mto.com Leeron Kalay leeron.kalay@weil.com
Thomas N. Tarnay ttarnay@sidley.com Linda Jane Brewer lindabrewer@quinnemanuel.com
William Hans Baumgartner, Jr. wbaumgartner@sidley.com Rachael Lynn Ballard McCracken rachaelmceracken@quinnemanuel.com
Robert Jason Becher robertbecher@quinnemanuel.com
Yonaton M. Rosenzweig yonh-osenzweig@quinnemanuel.com
Counsel for Nanya entities, C-05-00334 Counsel for Samsung entities, C-05-00334 and C-05-02298
Chester Wren-Ming Day cday@on-ick.com Ana Elena Kadala anita.kadala@weil.com
Craig R. Kaufman ckaufman@orrick.com Claire Elise Goldstein claire.goldstein@weil.com
Jan Ellen Ellard jellard@orrick.com David J. Healey david.healey@weil.com
Jason Sheffield Angelí jangell@oi-rick.com Edward Robert Reines Edwai-d.Reines@weil.com
Kaiwen Tseng ktseng@orrick.com Matthew D. Powers matthew.powers@weil.com
Mark Shean mshean@orriek.com
*1019 Robert E. Freitas rfreitas@orriek.com
Vickie L. Feeman vfeeman@orrick.com
Counsel for intervenor. Texas Instruments, Inc., C-05-00334
Kelli A. Crouch_kcrouch@jonesday.com
Counsel for intervenor, United States Department of Justice, C-00-20905
Eugene S. Litvinoff_eugene.litvinoff@usdo.i.gov
May Lee Heye_may.heye@usdoj.gov_
Nathanael M. Cousins_nat.cousins@usdoj .gov
Niall Edmund Lynch_Niall.Lynch@USDOJ.GOV
Counsel for intervenor. Elpida Memory, Inc., C-00-20905 and C-05-00334
Eric R. Lamison_elamison@kirkland.com
John J. Feldhaus.jfeldhaus@foley.com
Counsel are responsible for distributing copies of this document to co-counsеl that have not registered for e-filing under the court’s CM/ECF program in each action.
Notes
. The court collectively refers to the Hynix, Micron, Nanya, and Samsung entities in this suit as "the Manufacturers.”
.
Markman v. Westview Instruments, Inc.,
. The table in Appendix 1 reflects the patents-in-suit, the claims asserted, and the Manufacturers against whom the claims are asserted.
. Rambus's opening and reply briefs exclusively refer to U.S. Patent No. 6,426,916. The court cannot ascertain any substantive difference between the two patents’ specifications. Because of the patents' different prosecution histories described at the beginning of the specification, however, citations to one patent’s specification do not map to the other. Unexplainedly, the parties did not harmonize their briefing on this point.
.This case has spawned a number of transcripts. Unless otherwise noted, citations to the transcript refer to the trial transcript from the bifurcated, consolidated trial the court held from January to March of 2008 regarding some of the Manufacturers’ fraud and antitrust counterclaims.
. Figure 8b lacks axis labels on its two graphs. To a person of ordinary skill in the art, it would be clear that the x-axis represents time. It would be similarly clear that the y-axis represents the voltage on the clock lines, as measured by each chip.
. Hynix and Micron did submit an
amicus
brief in support of panel rehearing or rehearing
en banc
regarding the portion of the
Infi-neon
decision dealing with fraud.
See Rambus Inc. v. Infineon Techs. AG,
. Reliance interests could be harmed if a patent was narrowly construed, industries developed, and then a later court broadened a claim to cover those investments. While this is a concern in patent law,
see, e.g., Miller v. Bridgeport Brass Co.,
. Rambus requests that the court construe “bus,” and construe it in light of Infineon, because the term appears in the Manufacturers' proposed constructions. Hence, while the claims do not recite the term "bus,” the term has been put in dispute by the Manufacturers’ use of the term in their proposed constructions.
. It must be noted that since Hynix and Rambus disagreed about the meaning of “integrated circuit device,” which was embedded within their definition of "memory device,” the parties did not really agree on the meaning of "memory device” — they only agreed that the definition turned on the definition of “integrated circuit device.”
. These claims were not cited to the court in Rambus's appellate briefing.
See generally id.
at *15-* 19; Reply Brief for Rambus Inc. as Plaintiff-Appellant,
. The other "transaction” terms with similar construction disputes are: block size information, control information, precharge information, address information, read operation, write operation, request for a write operation and set register request.
. For example, the Manufacturers had previously submitted that an "external clock signal” was "a continuously periodic signal from a source external to the device, which travels along a single bus clock line where the signal is sampled by the device at two separate points along the bus clock line.” See, e.g., Joint Claim Construction Statement, C-05- *980 00334-RMW, Appendix A at 15 (N.D.Cal. Jul. 11, 007). The Manufacturers now argue that an "external clock signal” is properly construed as "a continuously periodic signal, from a source external to the device that provides an early clock and a late clock from which timing information can be derived.”
. The Patent Local Rules were revised effective March 1, 2008. The rules discussed here have not significantly changed, though Rule 3-7 regarding amendments is now Rule 3-6.
. Nevertheless, the Manufacturers and Ram-bus do disagree on the level of ordinary skill in the art that the court must consider when construing the patents.
See Phillips,
. Civil Local Rule 3-4(e) prohibits parties from citing an unpublished opinion of another court if that court’s rules prohibit citation. The Federal Circuit does not prohibit or restrict parties “from citing nonprecedential dispositions issued after January 1, 2007.” Fed. Cir. Rule 32.1(c) (emphasis added). The Akeva opinion predates January 1, 2007, and should not be considered. Nevertheless, the court will comment on its holding since "an opinion or order which is designated as non-precedential is one determined by the panel issuing it as not adding significantly to the body of law.” Fed. Cir. Rule 32.1(b).
. In the joint claim construction and pre-hearing statement, the Manufacturers proposed that an "internal clock signal” was "an internally created clock signal that is aligned with the midpoint of the external clock signal as sampled at two separate points along the bus clock line by the device.”
. A final version of the hearing transcript for the second day is not yet available. The colloquy between the court and Mr. Detre regarding gated periodic clock signals occurred around 10:21 AM. In the final version of the hearing transcript, each line of text has a time *986 stamp. Using these time stamps, one can locate the cited discussion.
. The final version of the transcript from the second day of the hearing is not yet available. Mr. Brown’s statement conceding this issue occurred at about 11:40 AM.
. The Manufacturers previously construed “sample” as “obtain from the bus at intervals defined by the internal clock signal.”
. The final version of the transcript from the second day of the hearing is not yet available. Mr. Detre’s discussion with the court occurred at about 10:26 AM.
. The absence of the phrase "delay locked loop” from the specification is somewhat curious given that Drs. Horowitz and Farmwald testified that they believed that placing a DLL circuit on each DRAM was the best technology for adjusting the delay of a clock signal to minimize clock skew. See Tr. 4131:17-4133:14; 5528:20-5531:18.
. Curiously, the central piece of legislative history regarding the codification of the Patent Act says very little about section 112. See Senate Report No. 1979, 82d Cong., 2d Sess. (1952). The only comment regarding the provision at issue is: "The clause relating to the claim is made a separate paragraph to emphasize the distinction between the description and the claim or definition, and the language is modified.” The committee report does suggest that this provision results from codifying Revised Statute 4888, which required the inventor to "particularly point out and distinctly claim the part, improvement, or combination which he claims as his invention or discovery.” It appears that this “requirement” of section 112 may in fact be nothing more than a requirement that a patent application conclude with claims.
. Bracketed text indicates that the claim is dependent on a prior claim. The bracketed text represents the prior claim’s language that is incorporated in the dependent claim.
