RAINTREE HEALTH CARE CENTER, Aрpellant, v. THE ILLINOIS HUMAN RIGHTS COMMISSION et al., Appellees.
No. 80075
Supreme Court of Illinois
October 18, 1996
173 Ill. 2d 469
Opinion filed October 18, 1996.
Judith S. Sherwin and Mark J. Bereyso, of Levenfeld, Eisenberg, Janger & Glassberg, of Chicago, for appellant.
James E. Ryan, Attorney General, of Springfield
Robert H. Dachis, of Keefe & Dachis, of Chicago, for appellee James W. Davis.
JUSTICE HARRISON delivered the judgment of the court:
James Davis, the original complainant in this case, filed a discrimination charge with the Illinois Department of Human Rights alleging that his employer, Raintree Health Care Center (Raintree), violated the Illinois Human Rights Act (
The central issue raised in this appeal is whether the Illinois Human Rights Commission properly determined that Raintree‘s constructive discharge of Davis, based on his HIV-positive status, amounted to a violation of the Illinois Human Rights Act. To resolve this issue we must also determine whether public health
The testimony presented at the evidentiary hearing before the ALJ established the following facts. Raintree operates a nursing home facility in Evanston, Illinois. Raintree hired James Davis as a kitchen helper in March of 1987. Raintree later promoted Davis to the position of cook at the facility. In June of 1987, Davis was fired for fighting on the job, but Raintree rehired Davis in November of 1987, when his supervisor asked him to return. Both parties stipulated that after Davis was rehired, he performed his duties as a cook in an acceptable manner consistent with Raintree‘s standards. Davis’ responsibilities as a cook consisted of preparing the evening meal, placing the food on trays, and cleaning and straightening the kitchen and storeroom areas. In performing these duties, Raintree required Davis to wear gloves. Davis had no direct contact with the residents of the facility.
On January 12, 1988, Davis’ doctor informed him that he had tested positive for HIV. After reporting to work that same day, Davis told his supervisor, Pearl Smith, that he had just been diagnosed as being HIV-positive. Smith suggested that Davis begin working while she went to discuss the matter with Burton Behr, the administrator of the facility. Behr then called Davis into his office for a meeting. At this first meeting, Behr told Davis that Raintree needed information from pub-
Behr testified that on this day, he made several telephone calls to the Evanston board of health, the Illinois Department of Public Health, and the Illinois Council on Long Term Care for advice on how to handle Davis’ situation. Behr was unable to receive a definitive answer as to whether Davis’ condition made him ineligible to work in a nursing home. Behr testified that when he spoke with Louise Brown, the director of the Evanston board of health, he explained to her that he “could not find anything in the rules and regulations anywhere that specifies HIV-positive,” and asked whether Davis could continue working at the facility. Behr testified that Brown responded, “I can‘t tell you he can‘t work there, but I can tell you if something should occur because he is working there, then you are subject to the rules and regulations.” Behr replied that “there are no rules and regulations governing this.” Brown again responded, “You will have to go with the rules and regulations that stand until it can be clarified, so acсording to the rules and regulations, he is unable to work there at the present time ***.” Behr also spoke with Rose Ferrell, a regional supervisor of the Illinois Department of Public Health. Behr testified that Ferrell simply told him to follow the rules and regulations and that she would check further and get back to him. Similarly, Terry Sullivan, the director of the Illinois Council on Long Term Care, offered no recommendation on how Behr should proceed.
“To Whom It May Concern:
Mr. James Davis HIV status does not restrict him from performing his current job as a cook in a nursing home. The HIV (AIDS Virus) is NOT transmitted through the preparation or serving of food and beverages. Transmission is through blood and body fluids. Should Mr. Davis cut himself in the course of the food preparation, that food should be discarded the same as if any employee had bled into food. Should you have any further questions, please contact the nurse with the clinic, Kathy Pietschmann, R.N., M.S. at 943-6600 ext. 401.
Sincerely,
(Signed) TOM SKOUTELIS
Tom Skoutelis, M.D.”
Despite the note, Behr did not allow Davis to return to work at Raintree. Behr testified that the Evanston board of health informed him that the note was insufficient to permit Davis to return to work because it did not specify that Davis was free from a contagious or infectious disease. Behr further stated that he contacted the nurse referred to in the doctor‘s note and she just reiterated the information contained in the note. Behr сontinued to communicate with the Illinois Department of Public Health and the Evanston board of health to try to get an opinion as to whether Davis’ condition made him ineligible to work in a nursing home. As
For several weeks after he was initially requested to go home, Davis contacted the Raintree facility on numerous occasions to find out if Behr had received an answer from the board of health and if he could return to work. Each time he called, Davis was told that Raintree had not yet received an answer from public health officials. From the time that he left the facility on January 12, 1988, Davis was never contacted by either Behr or Smith and was never allowed to return to work. Throughout this time when Behr was seeking an official opinion as to the impact of Davis’ condition on his employment, Davis received no salary from Raintree.
In еarly February 1988, Davis’ brother, who also worked as a cook at Raintree, informed Davis that he had been fired. Davis testified that he believed what his brother told him because he had not heard from anyone at Raintree for over three weeks. Davis did not call Raintree or seek confirmation that he had been fired. In early February, Davis filed for unemployment compensation benefits. Raintree contested the unemployment claim contending that it had never terminated Davis’ employment. Davis was ultimately denied unemployment benefits.
On February 3, 1988, Davis filed a discrimination charge with the Illinois Department of Human Rights. After an investigation of the charge, on January 5, 1989, the Department of Human Rights filed a complaint on behalf of Davis, alleging that Raintree discriminated against Davis on the basis of a physical handicap. In February of 1989, Raintree offered Davis another position, at the same $4.20 rate of pay per hour, at a different nursing hоme facility located in Highland Park, Illinois. At the time of the offer, Davis lived at 43rd and Michigan Avenue in downtown Chicago. Davis did not
The parties appeared for a three-day hearing before an ALJ beginning on February 24, 1992. Upon consideration of the evidence presented, the ALJ issued a recommended liability determination on October 9, 1992. The ALJ found that Raintree discriminated against Davis by constructively discharging him based on his HIV-positive status, a protected physical handicap. On October 28, 1992, Davis filed a petition for attorney fees and costs in the amount of $42,909.98, supported by affidavits of his counsel and a billing worksheet. Davis also requested a multiplier in the amount of 50%. Raintree filed a motion for discovery and depositions regarding the reasonableness of the attorney fees. After a hearing on Raintree‘s motion, the ALJ denied the request for discovery. Raintree eventually responded to Davis’ petition for fees and moved for an evidentiary hearing and oral argument on these issues. The ALJ denied Raintree‘s motion, noting that oral arguments in such a circumstance were “highly unusual” and that Raintree offered “no explanation why this case required a variation from standard procedure.” On July 8, 1993, the ALJ issued a recommended order and decision regarding attorney fees in this case. The ALJ rejected Davis’ request for a fee multiplier of 50%, reduced the hourly rate requested for two of the attorneys, and rejected Raintree‘s challenge to the number of hours billed and the costs requested. The ALJ awarded Davis $28,956.50 in attorney fees.
Raintree filed exceptions to the ALJ‘s recommendations as to liability and attornеy fees with the Human Rights Commission. On April 15, 1994, the Commission
On August 25, 1995, the appellate court issued its opinion confirming the Commission‘s decision. 275 Ill. App. 3d 387. The court agreed that firing Davis based solely on his infection with HIV, a protected physical condition, violated the Human Rights Act. The court reasoned that before rejecting Davis for employment, Raintree should have made an individualized determination as to Davis’ ability to perform the work of a cook.
When reviewing a decision by an administrative agency, “the findings and conclusions of the administrative agency on questions of fact shall be held to be prima facie true and correct.”
On this appeal, we will first address whether Raintree‘s decision to discharge Davis, because he tested positive for HIV, constituted employment discrimination under the Human Rights Act. We will later address whether the existing health regulations compelled Raintree‘s discriminatory actions and whether Raintree‘s belief that Davis’ discharge was required should relieve the nursing home from liability.
The Illinois Human Rights Act (the Act) specifically prohibits discrimination in employment against the physically and mentally handicapped.
Respondents, the estate of Davis and the Illinois Human Rights Commission, assert that it is undisputed that Davis’ HIV infection is a protected condition under the Act. We agree that infection with HIV is a determinable physical characteristic resulting from a disease which has been held to be a qualifying condition under civil rights laws. See Doe v. Kohn, Nast & Graf, P.C., 862 F. Supp. 1310, 1321 (E.D. Pa. 1994); Doe v. District of Columbia, 796 F. Supp. 559, 568 (D.D.C. 1992). The issue then becomes whether Davis’ handicap was unrelated to his ability tо perform his job duties, rendering his termination unlawful.
Traditionally, when analyzing employment discrimi-
Although this is the conventional formulation, this threе-part analysis is not useful in the case before us because, here, there is no dispute as to why Raintree discharged Davis. The facts establish that the sole reason Raintree terminated Davis was because he tested positive for HIV. Where, as here, the reasons for an adverse job action are uncontroverted, the dispositive issue is simply whether the handicapped person could perform the particular work involved. See Board of Trustees of the University of Illinois v. Human Rights Comm‘n, 138 Ill. App. 3d 71, 75 (1985).
As stated, the Illinois Human Rights Act provides that adverse employment actions cannot be taken against any person due to his or her physical handicap if the handicap is unrelated to the person‘s ability to perform job duties.
In Melvin, the court examined whether a section of the Illinois Municipal Code which barred amputees from employment eligibility with the fire and police departments, except for clerical duties, was unconstitutional. The court reasoned that the Illinois Constitution, article I, section 19 (
In Board of Trustees, the court applied the standard enunciated in Melvin to hold that the University of Illinois discriminated against an amputee because it did not make a more thorough inquiry into plaintiff‘s ability to overcome his handicap and perform the duties required. See Board of Trustees, 138 Ill. App. 3d at 76. In Board of Trustees, an amputee who had been a sheet metal worker for over 17 years applied for a sheet metal
In this case, both the appellate court and the Commission found that Raintree did not prove that it had made an individualized determination of Davis’ ability to perform his job duties without undue harm to himself or others. 275 Ill. App. 3d at 395. The appellate court and the Commission also noted that the only medical evidence submitted, the doctor‘s note, stated that Davis’ handicap would not prevent him from performing his job as a cook. We agree with the appellate court‘s holding.
In the case at bar, Raintree discharged Davis without making a determination on its own whether employing Davis as a cook would pose a risk to its residents. The doctor‘s note was the only medical evidence presented, and it established that Davis’ infection with HIV was unrelated to his ability to perform his duties as a cook at Raintree. The note specifically stated that Davis’ HIV status did not restrict him from performing his job as a cook and that HIV was not transmitted through food preparation. Raintree presented absolutely no contrary medical evidence. Nothing in the record indicates that Raintree made any inquiry as to how HIV is transmitted or whether there
Raintree argues that the public health regulations outlining nursing home policies in existence at the time of this action prohibited Davis from working in its nursing home. Specifically, Raintree refers to section 300.650(a)(4) of Title 77 of the Illinois Administrative Code, which outlined personnel policies for nursing homes and provided:
“An employee diagnosed or suspected of having a contagious or infectious disease shall not be on duty until such time as a written statement is obtained from a physician that the disease is no longer contagious or is found to be noninfectious.”
77 Ill. Adm. Code § 300.650(a)(4) (1985) .
Raintree contends that Davis’ infection with HIV con-
In this case, both the Commission and the appellate court held that section 300.650(a)(4) did not serve to bar Davis from working at Raintree because HIV was not considered a contagious and infectious disease. 275 Ill. App. 3d at 394. The appellate court and the Commission noted that the section in question, 300.650(a)(4), did not define the terms contagious and infectious disease. Both the Commission and the appellate court turned to section 690.100 for such a definition.
Section 690.100 lists reportable diseases and conditions and specifically states: “The following are declared to be contagious, infectious, communicable and dangerous to the public health and each suspected or diagnosed case shall be reported to the Illinois Department of Pub-
Raintree argues that the distinction drawn between HIV and AIDS by the appellate court and the Commission in this case was inappropriate and irrational. However, other sections in these public health regulations support this distinction. At the time of this action, sectiоn 690.290, part of the chapter on the control and reporting of communicable disease, defined a suspected case of AIDS as having two or more of the following signs or symptoms: “unexpected weight loss of greater
Moreover, Raintree cites the language of section 300.650(a)(4) of Title 77 of the Illinois Administrative Code as completely justifying its decision to terminate Davis, reasoning that the section required Raintree to prevent an HIV-positive cook from working at its facility. However, the language from section 300.650(a)(4) was not a blanket restriction compelling all employees
Although Davis himself was not subject to the note requirement, he obtained such a note and presented it to Burton Behr. The note, signed by Davis’ physician, explained that Davis’ HIV status did not prevent him from performing his job as a cook and that HIV was not transmitted through food preparation or service. Behr stated that he was informed by the Evanston board of health that the note was inadequate because it did not state that Davis was free of contagious or infectious disease. However, Behr did not specify that the note had to contain this exact language. Behr admitted at the hearing before the ALJ that he asked Davis to get documentation stating “that he was free of a communicable disease or that he was allowed to work with the HIV virus.” Davis complied, producing a note which stated that his infection with HIV did not restrict him from performing his job as a cook. Yet Raintree refused to return Davis to work, and never contacted Davis to give him further information explaining what he could do to return to work.
We hold that Davis was not required to present a note since section 300.650(a)(4) did not apply in this case. However, even if this section applied to Davis, the doctor‘s note which he provided may have complied with the provisions of section 300.650(a)(4), and certainly complied with the instructions he was given from Burton Behr. At this point, Raintree should have conducted its own investigation concerning whether it was safe to return Davis to work, and contacted Davis to give him a chance to comply with any further requirements in order to get his job back.
The Le Beau case was a gender discrimination suit concerning a conflict between a state law prohibiting women from working overtime and Title VII of the Civil Rights Act of 1964, which forbade employers from refusing to offer overtime work to women. In Le Beau, plaintiffs, female employees of Libbey-Owens-Ford, brought suit claiming that defendants violated Title VII by restricting females to employment in only two departments, and by employing men in departments where overtime was required, while employing women in departments where overtime was less frequent. Beginning in 1909, Illinois had in effect the Illinois Female Employment Act (
We find that Le Beau is distinguishable from the case at bar, and its reasoning should not be applied to create a good-faith defense to liability under the Human Rights Act when the state regulation Raintree relied on did not even apply in this case. Title VII contains a defense to liability for a civil rights violation when it was pleaded and proved that the act or omission complained of was in good faith and in reliance on “any writtеn interpretation or opinion” of the EEOC.
Moreover, in Le Beau, there was an actual conflict with the Illinois Female Employment Act preventing overtime employment for women and Title VII. In the case at bar, there was no conflict between the state regulation and the Illinois Human Rights Act. This is because the state regulation does not even apply in this case. We previously stated that section 300.650(a)(4) did not ban Davis from working at Raintree because his HIV-positive status was not considered a contagious or infectious disease. An employer‘s good-faith belief that it is required to discriminate under another law is of no legal consequence when that law does not apply. Unlike the employer in Le Beau, Raintree was not required to violate one act to comply with another. In Board of Trustees, the court held that a good-faith belief that an employment restriction is justified did not negate the impropriety of unfairly denying a handicapped plaintiff employment. We agree that the question is not whether Raintree had a good-faith belief that the rules prohibited Davis from working at a nursing home with the HIV virus, but whether in fact the rules so provided. We find that Raintree‘s alleged good-faith belief, that it was required to terminate Davis, is irrelevant in determining liability under the Human Rights Act.
Furthermore, we find it questionable whether the facts of this case even support a finding that Raintree was acting in good faith. Raintree contends that it believed in good faith that it was required to fire Davis to comply with the regulation, yet the ALJ and the Commission determined that Raintree never received a definitive answer from health authorities regarding
Raintree claims that its actions were compelled by state regulations and Brown‘s directives, yet it still clings to its assertion that neither the public health regulations nor the public health authorities ever gave it guidance on how to handle Davis’ situation. Behr claims that throughout the entire time Davis waited for a decision, he attempted to obtain an official opinion regarding Davis’ future employment. Behr concedes that he never received a definitive answer. Behr also admitted that the regulation itself did not specifically address the situation of an HIV-positive employee when he testified that he did not “find anything in the rules and regulations anywhere that specifies HIV-positive.” Raintree cannot persuasively argue that Behr‘s subjective belief was that the regulation unequivocally prohibited Davis from working at the facility, when throughout his
Furthermore, if Raintree had a strong belief that Davis’ continued employment would be in violation of public health regulations, one would have expected Raintree to have contacted Davis and explained to him that it would have to let him go to comply with state law. However, Davis was never contacted by Raintree, and every time he called Raintree to find out his status, it informed him that it was still searching for an answer as to whether the public health regulations аctually prohibited his employment. In addition, the evidence Davis presented, which proved that it was safe for him to continue to work at Raintree, was dismissed as insufficient. Without any medical inquiry or discussion, Raintree concluded that the doctor‘s note Davis obtained was completely inadequate, in spite of the fact that the note complied with the instructions given by Behr himself. Accordingly, even if Raintree‘s good faith were a defense under the Human Rights Act, it could not be invoked by Raintree here.
Raintree next makes a very brief argument that the Human Rights Act and the health regulation in question failed to give it adequate notice of what conduct was warranted or prescribed under these circumstances. According to Raintree, to hold it liable under the Human Rights Act for its efforts to comply with the law violates its due process rights and amounts to a taking of property without just compensation. We need not consider the merits of thesе constitutional issues because Raintree concedes that it raised this argument for the first time in its petition for rehearing before the appellate court. It is well established that “issues not raised during an administrative proceeding are waived and will not be considered for the first time on appeal.” See Illinois Bell Telephone Co., 190 Ill. App. 3d at 1044.
It is well established that it is within the discretion of the trier of fact to determine the reasonableness of the attorney fees requested, and a court of review should not make a de novo decision as to the appropriate award of attorney fees. See Harris Trust & Savings Bank v. American National Bank & Trust Co., 230 Ill. App. 3d 591, 598-99 (1992). The Illinois Human Rights Act specifically states that upon a finding of a civil rights violation, an ALJ may recommend and the Commission may require that reasonable attorney fees be paid to the complainant for the cost of maintaining the action.
Furthermore, courts frequently award attorney fees without discovery by the party charged with paying them and without holding evidentiary hearings. In Singer v. Brookman, 217 Ill. App. 3d 870, 880 (1991), the appellate court affirmed the trial court‘s award of attorney fees and costs as sanctions, without holding a hearing. The Singer сourt found that the attorney fees awarded by the lower court without an evidentiary hearing were not unreasonable and were properly determined “after a detailed breakdown of fees and expenses by defendant‘s counsel.” See Singer, 217 Ill. App. 3d at 880. In addition, in Kellett v. Roberts, 276 Ill. App. 3d 164, 174-75 (1995), the court held that the trial court did not err in failing to hold a hearing on the amount of sanctions or attorney fees. The court reasoned that since the trial court was able to rely on the plaintiff‘s attorney‘s legally sufficient affidavit and detailed time sheet, and defense counsel was not denied an opportunity to present evidence, “the trial court did not err in failing to hold a hearing on the amount of fees.” See Kellett, 276 Ill. App. 3d at 175.
In this case, once a civil rights violation was established, and the ALJ and Commission decided to award attorney fees, all that remained was a determination of the amount. The ALJ carefully examined the fee petition, affidavits, the detailed billing worksheet submitted by Dаvis’ counsel, and the written response submitted
For the foregoing reasons, we affirm the judgment of the appellate court.
Affirmed.
CHIEF JUSTICE BILANDIC, specially concurring:
I concur in the plurality opinion except for its discussion of two issues.
First, the plurality needlessly restricts the definition of “contagious” or “infectious” disease in section 300.650(a)(4) of the public health regulations to those diseases actually listed in section 690.100 of the regulations. 173 Ill. 2d at 485-88. The plurality states that because section 690.100 did not list HIV as being a “contagious” or “infectious” disease at the time of Davis’ discharge, then HIV infection was not considered, for purposes of section 300.650(a)(4), to be a “contagious” or “infectious” disease.1 In my view, the plurality thereby unnecessarily and unwisely limits the term “contagious” or “infectious” disease as used in section 300.650(a)(4). This case can be resolved without the potentially far-reaching holding that if a disease is not listed in section 690.100, then it is not considered to be “contagious” or “infectious” under section 300.650(a)(4).
As the plurality later concludes, Raintree‘s argument that it was required to discharge Davis pursuant
Limiting the definition of “contagious” or “infectious” disease, as the plurality opinion does, is not only unnecessary, it is also ill-advised. New diseases may develop that are “contagious” or “infectious.” An employer should not be precluded from relying on section 300.650(a)(4) to protect the public health merely because such disease has not yet been listed in section 690.100.
Second, I do not join in the plurality‘s broad holding
For these reasons, I do not join in either of the aforementioned discussions.
JUSTICES MILLER, HEIPLE and McMORROW join in this special concurrence.
