Opinion
The Legislature enacted in 1992, and amended in 1994, Health and Safety Code section 1418.8. That amended statute generally allows certain incompetent patients residing in skilled nursing facilities or intermediate care facilities to receive medical treatment, after a physician has determined a patient’s incapacity to give informed consent to such treatment and an interdisciplinary review team has determined the treatment is medically appropriate. We find this statute as amended to be constitutional, and reverse the trial court’s contrary ruling.
I. Facts and Procedural History
This appeal presents solely legal issues concerning the facial constitutionality of Health and Safety Code section 1418.8
1
as last amended. The lower court’s ruling of unconstitutionality was directed to section 1418.8 as enacted in 1992. As we explain
post,
many of petitioner’s arguments in the court below as to the statute’s claimed deficiencies are inapposite to our facial constitutional review, which must be based upon the provisions of the amended statute. (See
Building Industry Assn.
v.
City of Oxnard
(1985)
The challenged statute provides, after amendment in 1994 (Stats. 1994, ch. 791, § 1; the amendments to section 1418.8, including renumbering, are italicized), as follows:
“(b) For purposes of subdivision (a), a resident lacks capacity to make a decision regarding his or her health care if the resident is unable to understand the nature and consequences of the proposed medical intervention, including its risks and benefits, or is unable to express a preference regarding the intervention. To make the determination regarding capacity, the physician shall interview the patient, review the patient’s medical records, and consult with skilled nursing or intermediate care facility staff, as appropriate, and family members and friends of the resident, if any have been identified.
“(c) For purposes of subdivision (a), a person with legal authority to make medical treatment dеcisions on behalf of a patient is a person designated under a valid Durable Power of Attorney for Health Care, a guardian, a conservator, or next of kin. To determine the existence of a person with legal authority, the physician shall interview the patient, review the medical records of the patient and consult with skilled nursing or intermediate care facility staff, as appropriate, and family members and friends of the resident, if any have been identified.
“(d) The attending physician and the skilled nursing facility or intermediate care facility may initiate a medical intervention that requires informed consent pursuant to subdivision (e) in accordance with acceptable standards of practice.
“(e)
Where a resident of a skilled nursing facility or intermediate care facility has been prescribed a medical intervention by a physician and
“(1) A review of the physician’s assessment of the resident’s condition.
“(2) The reason for the proposed use of the medical intervention.
“(3) A discussion of the desires of the patient, where known. To determine the desires of the resident, the interdisciplinary team shall interview the patient, review the patient’s medical records and consult with family members or friends, if any have been identified.
“(-4) The type of medical intervention to be used in the resident’s care, including its probable frequency and duration.
“(5) The probable impact on the resident’s condition, with and without the use of the medical intervention.
“(6) Reasonable alternative medical interventions considered or utilized and reasons for their discontinuance or inappropriateness.
“(f) A patient representative may include a family member or friend of the resident who is unable to take full responsibility for the health care decisions of the resident, but has agreed to serve on the interdisciplinary team, or other person authorized by state or federal law.
“(g) The interdisciplinary team shall periodically evaluate the use of the prescribed medicаl intervention at least quarterly or upon a significant change in the resident’s medical condition.
“(h) In case of an emergency, after obtaining a physician and surgeon’s order as necessary, a skilled nursing or intermediate care facility may administer a medical intervention which requires informed consent prior to the facility convening an interdisciplinary team review.
“(/) Nothing in this section shall in any way affect the right of a resident of a skilled nursing facility or intermediate care facility for whom medical intervention has been prescribed, ordered, or administered pursuant to this section to seek appropriate judicial relief to review the decision to provide the medical intervention.
“ (k) No physician or other health care provider, whose action under this section is in accordance with reasonable medical standards, is subject to administrative sanction if the physician or health care provider believes in good faith that the action is consistent with this section and the desires of the resident, or if unknown, the best interests of the resident.
“(/) The determinations required to be made pursuant to subdivisions (a), (e), and (g), and the basis for those determinations shall be documented in the patient’s medical record and shall be made available to the patient’s representative for review.
“(m) This section shall remain in effect only until January 1,1997, and as of that date is repealed, unless a later enacted statute, which is enacted before January 1,1997, deletes or extends that date.”
If the requirements of section 1418.8 are met, subdivision (i) thereof removes the need to obtain a court order under the provisions of Probate Code section 3201, which reads as follows: “If a patient [who lacks a conservator of the person] requires medical treatment for an existing or continuing medical condition and the patient is unable to give an informed consent to such medical treatment, a petition may be filed under this part for an order authorizing such medical treatment and authorizing the petitioner to give consent to such treatment on behalf of the patient.”
Section 1418.8, as originally enacted, became effective on January 1, 1993. A petition for a writ of mandate (No. A060010) was filed in Division One of this court, seeking to invalidate the statute on constitutional grounds and stay its enforcement. The petition and request for stay were denied in an unpublished order.
The lower court then heard the petition generating this appeal which was filed by Esther E. Rains (petitioner). The trial court’s statement of decision
II. Discussion
We conclude section 1418.8 3 is constitutional. As properly interpreted, the statute does not violate the constitutional privacy rights or due process rights of those nursing home patients who are determined by a physician to lack capacity to give informed consent to recommended medical intervention, and who do not have another person with legal authority to give that consent.
The Legislature was required to deal here with a very difficult and perplexing problem: how to provide nonemergency but necessary and appropriate medical treatment, frequently of an ongoing nature, to nursing home patients who lack capacity to consent thereto because of incompetence, and who have no surrogate or substitute decision maker
4
with legal authority to consent for them. This was a legal conundrum of long standing; and although it has been held that the consent of the patient will be implied for emergency care, the question of the proper means of securing the consent of such incompetent patient for ongoing, medically necessary care, not rising to the level of an emergency, is one which is not fully addressed or satisfactorily answered by existing case law. (See, e.g.,
Preston
v.
Hubbell
(1948)
Petitioner argues that other and arguably better legislative solutions to the problem are possible. That is not a matter for courts to decide. As we will explain, the solution reached by the Legislature in section 1418.8 is facially constitutional.
A. Section 1418.8 Does Not Violate the Privacy Provisions of the California Constitution
1. Recent Relevant Precedents
The trial court, at the time of its ruling in 1993 on the preamendment statute, did not have the benеfit of a number of recent cases, in which our Supreme Court has addressed the right of privacy granted by article I, section 1 of the California Constitution, and related issues, in analogous medical contexts.
In
Hill
v.
National Collegiate Athletic Assn.
(1994)
Further, the high court observed: “No community could function if every intrusion into the realm of private action, no matter how slight or trivial, gave rise to a cause of action for invasion of privacy. . . . Actionable invasions of privacy must be sufficiently serious in their nature, scope, and actual or potential impact to constitute
an egregious breach of the social norms underlying the privacy right.'" (Hill, supra,
In
Heller
v.
Norcal Mutual Ins. Co.
(1994)
In light of the
Hill
and
Heller
cases, decided after the trial court ruled in the case at bench, the scope of the state constitutional right of privacy has been considerably clarified. Further, other relevant case law also finds no violation of the state right of privacy in analogous medical contexts. For instance, in
Johnetta J.
v.
Municipal Court
(1990)
In
Jhordan C.
v.
Mary K.
(1986)
Also somewhat relevant is our previous decision in
Keyhea
v.
Rushen
(1986)
Similarly, Division Two of this district, in
Riese
v.
St. Mary’s Hospital & Medical Center
(1987)
Here, of course, unlike the statutory schemes addressed by Keyhea and Riese, we address a very different statutory setting, in which the Legislature has decided by a newly enacted statute, section 1418.8, to implement the right of privacy and other constitutional rights of certain patients, by providing a particular procedure by which persons in nursing homes who are determined by a physician to lack capacity to make decisions regarding their health care may receive medical treatment, even though they do not have a next of kin, an appointed conservator, or another authorized decision maker to act as their surrogate in making such health care decisions.
We, therefore, must address the constitutional issue we declined to decide in Keyhea, considering case law directed to the privacy area since that decision. In so doing, we note there is still no California authority precisely on point, although the issues involved are substantially clarified by the recent decisions of our Supreme Court in Hill and Heller.
We note also that the federal Supreme Court has upheld against constitutional challenge a state law procedure for administration of medications to prisoners with mental problems, which is in some ways analogous to section 1418.8 in that such decision is made pursuant to the medical judgment of physicians, without a judicial decision maker.
(Washington
v.
Harper
(1990)
In assessing the constitutionality of section 1418.8, we are also constrained by the traditionally limited scope of our review of legislative enactments for unconstitutionality. It need hardly be repeated here (although this principle was not mentioned by the trial court in its otherwise exhaustive statement of decision) that a statute is presumed to be constitutional, and the burden is оn those asserting its unconstitutionality to demonstrate otherwise; further, the statute will be construed, if possible, in a way which will avoid constitutional infirmities. As Justice Haning has observed: “In determining a statute’s constitutionality, we start from the premise that it is valid, we resolve all doubts in favor of its constitutionality, and we uphold it unless it is in clear and unquestionable conflict with the state or federal Constitutions.”
(Mounts
v.
Uyeda
(1991)
Aided by these applicable precedents, we will conclude that section 1418.8 does not violate either the right of privacy or the due process rights of affected patients.
2. Privacy Rights
We apply the analytical framework stated in Hill, supra, 7 Cal.4th at pages 39-40, to the claim that section 1418.8 is unconstitutional under the California Constitution’s right of privacy. The Hill analysis requires us to assess section 1418.8 in terms of whether it will have an unconstitutional result because the following circumstances are present: “(1) a legally protected privacy interest; (2) a reasonable expectation of privacy in the circumstances; and (3) conduct . . . constituting a serious invasion of privacy.” (Hill, supra, 1 Cal.4th at pp. 39-40.)
a. Legally Protected Privacy Interest
As to the first of the three prongs of the
Hill
test, we conclude patients in nursing homes, like all other persons, certainly have a legally protected privacy interest in their own personal bodily autonomy and medical treatment, under the rubric of “ ‘autonomy privacy.’ ” (See
We must stress in this context that we deal here with the privacy rights of persons who are initially determined by their physicians to be incompetent to make medical decisions or provide effective informed consent, and who are in need of medical intervention, according to the medical judgment of their treating physicians, yet have no surrogate who can provide a proxy for consent. Nothing said herein affects the rights of other persons who are competent to provide or withhold their consent, or who seek judicial intervention to uphold those rights. (Cf., e.g.,
Thor
v.
Superior Court
(1993)
Nor do any of the “usual sources of positive law” identified in
Hill, supra,
Next, under the Hill analysis we must determine whether section 1418.8 would unconstitutionally interfere with the “reasonable expectation of privacy” of these particular nursing home patients. (See Hill, supra, 7 Cal.4th at pp. 36-37.) “Even when a legally cognizаble privacy interest is present, other factors may affect a person’s reasonable expectation of privacy.” (Id. at p. 36.) “In addition, customs, practices, and physical settings surrounding particular activities may create or inhibit reasonable expectations of privacy. [Citations.]” (Id. at pp. 36-37.) “A ‘reasonable’ expectation of privacy is an objective entitlement founded on broadly based and widely accepted community norms. (See, e.g., Rest.2d Torts [(1977)] § 652D, com. c [pp. 387-388] [‘The protection afforded to the plaintiff’s interest in his privacy must be relative to the customs of the time and place, to the occupation of the plaintiff and to the habits of his neighbors and fellow citizens.’].)” (Id. at p. 37.)
In Heller, supra, 8 Cal.4th at pages 43-44, our Supreme Court expanded on this point in the context of an alleged privacy violation resulting from the nonconsensual disclosure of the plaintiff’s medical condition and other private information, after she brought a medical malpractice action. The high court found the plaintiff could not have had a reasonable expectation of privacy sufficient to establish a privacy violation, because the circumstances were such that her medical history would inevitably have been exposed during the litigation: “By placing her physical condition in issue in the . . . litigation, plaintiff’s expectation of privacy regarding thаt condition was substantially lowered by the very nature of the action.” (Id. at p. 43.) “Because the information would most likely have been discovered during the ordinary course of litigation, defendants’ conduct in revealing information about plaintiff’s treatment and physical condition does not violate the state constitutional guarantee against invasion of privacy as a matter of law.” (Id. at p. 44.)
Here, as in
Heller,
the patient’s reasonable expectation of privacy over private medical facts is considerably lessened by the circumstances in which this case arises. It is questionable if a person in need of medical care who is incompetent may ever have a
reasonable
expectation of privacy which would prevent timely medical intervention and treatment. Certainly it is inevitable that such persons residing in nursing homes, who are required to be under the care of a treating physician as a condition of admission (Cal. Code Regs., tit. 22, § 72303, subd. (a)), whose conditions of care and treatment are already extensively regulated by state and federal statutes and regulations, and who are not competent to consent to care will be subject to
The social norms affecting persons residing in nursing homes are primarily concerned with providing sustenance, shelter, and necessary medical care in a residential setting. While persons residing in nursing homes obviously have a reasonable expectation of privacy relating to aspects of their lives which are not connected to the medical purposes of the facility, it can hardly be doubted that the reasonable expectation of privacy as it relates to medical care must be diminished. Just as persons in need of mediсal care must sometimes disrobe for an examination, or expose their bodies to observation by medical personnel during needed surgery, certain particular social norms apply to the provision of medical care to patients of nursing homes who are incompetent, in the professional opinion of their physicians. Our currently prevailing social norms obviously find acceptable, in the context of needed medical treatment, much which would otherwise be clearly unacceptable. Here the Legislature, as a reflection of those social norms, enacted section 1418.8 in order to ensure provision of prompt ongoing medical care to incompetent persons in need of that care. This clearly accords with the reasonable expectation of patients: that if they became incompetent they will continue to receive their necessary medical care on a timely basis. The particular nature of this setting, in which nursing homes must continue to provide necessary care to incompetent resident patients on an ongoing and timely basis, indicates section 1418.8 would not unconstitutionally violate reasonable expectations of privacy. (See Hill, supra, 7 Cal.4th at pp. 42-43; Heller, supra, 8 Cal.4th at pp. 43-44.)
c. Seriousness of the Invasion of Privacy
The third factor specified by the
Hill
court was the seriousness of the invasion of privacy rights which would result from the challenged conduct.
Considered in the abstract, a serious invasion of privacy would seem to result from the provision of medical treatment on a nonconsensual basis. However, as in
Heller, supra,
In sum, consideration of the three factors specified by the analysis in Hill, supra, does not support the claim that the right of privacy attaches here so as to invalidate section 1418.8. Moreover, consideration of the defenses to a privacy violation, such as balancing of the interests at stake, is also relevant under the Hill analysis.
d. Balancing of Interests
“The diverse and somewhat amorphous character of the privacy right necessarily requires that privacy interests be specifically identified and carefully compared with competing or countervailing privacy and nonprivacy interests in a ‘balancing test.’ The comparison and balancing of diverse interests is central to the privacy jurisprudence of both common and constitutional law.”
{Hill, supra,
“Invasion of a privacy interest is not a violation of the state constitutional right to privacy if the invasion is justified by a competing interest. Legitimate interests derive from the legally authorized and socially beneficial
Although these statements of our Supreme Court, regarding the “proximity” of a legitimate competing interest to an institution’s central functions, may be arguably “rather unclear” (cf.
Coit Drapery Cleaners, Inc.
v.
Sequoia Ins. Co.
(1993)
Moreover, as
Hill
allows, the alternatives to the conduct in issue must also be considered in the balance as well: “Confronted with a defense based on countervailing interests, the plaintiff may undertake the burden of demonstrating the availability and use of protective measures, safeguards, and alternatives to the defendant’s conduct that would minimize the intrusion on privacy interests. [Citations.]” (
In this context, the petitioner and amicus curiae present a variety of alternatives to section 1418.8 which might, in their judgment, provide a better solution to the problem and more protection to nursing home patients. They primarily suggеst the Legislature should have enacted an earlier, alternative version of section 1418.8, which gave more power to the system of local public guardians in each county, or other public agencies, to oversee and provide substituted consent for necessary medical procedures to be performed on incompetent nursing home patients; petitioner implicitly assails the Legislature for its failure to fund the relevant bureaucracy to effect this solution. Alternatively, it is suggested that the procedure specified by Probate Code section 3201, which allows a judge to make a medical treatment decision (after the resulting delay of uncertain and varying length to secure a hearing and decision), could exclusively continue to govern these cases.
While we agree that the interposition of another layer of bureaucracy between medical professionals and their patients might have some potential value insofar as it would
discourage
unnecessary medical treatment, it is far from clear that this would result in better and more timely medical care to nursing home patients as a whole, especially those who suffer more from
More fundamentally, the right of privacy does not require the Legislature to enact any particular version of proposed legislation; instead, the Legislature must, as an initial matter, engage in a balancing process in which privacy rights are weighed against other constitutional and public rights. In our own balancing process under
Hill,
we must also accord the Legislature the initial deference which is due to its judgment as to a solution, since we must approach the subject in light of the relevant legislative pronouncements as well as the common law and societal norms. (See
When properly considered under this standard, section 1418.8 does not violate the constitutional right of privacy. The operation of the statute does not constitute an “egregious breach of the social norms underlying the privacy right.”
{Hill, supra,
Petitioner next contends that section 1418.8 denies due process of law to patients of nursing homes who lack capacity to make decisions regarding their health care where there is no person with legal authority to make such decisions for them.
Petitioner’s rationale is based on two interrelated contentions that the procedures established by the Legislature in such circumstances deny procedural due process to the resident patients of such nursing homes. They are:
First, that section 1418.8 permits an initial nonjudicial determination of the patient’s incompetence by a physician or surgeon, preceding the subsequent medical intervention decision.
Second, that section 1418.8 unconstitutionally authorizes medical intervention in the case of such a patient without notice, hearing before an independent decision maker, testimony, cross-examination, a written statement by the fact finder, and a surrogate for the patient “whose only allegiances are to the desires or best interests of the patient, rather than to the provider.”
In addressing these contentions, we first review the background to, and the legislative purpose in, enacting the original version of section 1418.8 (Stats. 1992, ch. 1303); then we review the current amended version of section 1418.8.
The Legislature in originally enacting section 1418.8 was fashioning a solution to a continuing and significant dilemma: How can necessary health care decisions be made for resident patients in nursing homes who lack capacity to make such decisions and have no surrogate to make such deсisions on their behalf?
The legislative findings supporting this statutory enactment were these: “(a) When a skilled nursing facility or intermediate care facility resident loses capacity to make health care decisions, there is a need to identify a surrogate decisionmaker to make health care treatment decisions on his or her behalf. However, in many cases, the skilled nursing facility or intermediate care facility resident may have no family member who is available and willing to make health care decisions, no conservator of the person, and no other health care agent, such as an agent appointed pursuant to a valid Durable Power of Attorney for Health Care. In California, this has been
The record below confirms these legislative findings: by evidence, inter alla, that financial constraints had led many public guardians to reject nursing home patients where surrogate decisionmaking was the only need; and in any event, the time lapse accompanying their actual appointment would have rendered them ineffective for nursing home patients with daily or multiple health problems. Overall, that record further confirmed that the number of medical conditions of such patients is frequently in constant fluctuation, requiring prompt medical intervention without the delay engendered by application of the Probate Code sections the Legislature deemed inadequate.
1. Determination of Incompetency by Physician
The amended statute sets forth a clear test for determination by the physician of a resident patient’s capacity to make decisions concerning health care: A patient lacks that capacity if “unable to understand the nature and consequences of the proposed medical intervention, including its risks and benefits, or . . . unable to express a preference regarding the intervention.” (§ 1418.8, subd. (b).) In making this capacity determination, the resident patient’s physician must: (1) interview the patient, (2) review the patient’s medical records, (3) consult with nursing home staff as appropriate, (4) consult with family members and friends of the patient if such have been identified. (Ibid.)
The addition of subdivisions (b) and (c) to section 1418.8,
ante,
has resolved petitioner’s initial contentions that the preamended version of that
Despite the statutory additions, however, petitioner and amicus curiae continue to urge that procedural due process requires the patient capacity determination to be made after “ ‘hearing before [and presumably decision by] an independent decision-maker.’ ”
Petitioner’s major rationale for this position appears to be that a fair hearing on this issue cannot be obtained because the patient’s examining physician, to whose judgment the Legislature has entrusted this decision under the statute’s guidelines, may be someone possibly interested in finding the patient incompetent. Plainly put, petitioner suggests the patient’s own physician cannot be considered a neutral arbitrator on the capacity issue because of the possibility the physician may be financially interested in undertaking income-producing medical procedures on a patient powerless to resist because of the physician’s incapacity determination.
In the face of an analogous contention regarding рrescription of drugs for the involuntary treatment of prison inmates, the United States Supreme Court said: “[W]e will not assume that physicians will prescribe these drugs [psychotropic medications] for reasons unrelated to the medical needs of the patients; indeed the ethics of the medical profession are to the contrary.”
(Washington, supra,
These decisions are medical decisions. “[W]e agree with those [courts] which have held that requiring judicial intervention in all cases [of alleged
“We consider that a practice of applying to a court to confirm such decisions [to give or withhold medical treatment to a comatose patient] would generally be inappropriate, not only because that would be a gratuitous encroachment upon the medical profession’s field of competence, but because it would be
impossibly cumbersome. . .
.”
(Matter of Quinlan
(1976)
It is common knowledge that the determinate evidentiary factor in court hearings, both civil and criminal, by which the mental capacity of human beings is decided, is the expressed expert views of the medical profession. Petitioner simply argues that a hypothetical possibility exists, which this record does not support, that a physician may misrepresent the mental capacity of a nursing home patient to consent to medical intervention in order to impose that treatment for the financial gain of the physician or an associated institution.
Petitioner then urges that due process, allegedly lacking under her hypothetical proposition, requires that adversarial hearings must always be held after a physician concludes, following the protocol the Legislature has painfully and carefully constructed, that a patient with no surrogate lacks capacity to consent to medical intervention.
Capacity determination, which must be decided under section 1418.8 before required medical intervention is activated thereunder on potentially thousands of elderly nursing home patients in this state, would thereby be delayed, as would such treatment. No case cited to us, or disclosed by our independent research, has suggested that procedural due process requires postpоnement of medical intervention for a nursing home patient who is found by a physician to lack capacity to consent thereto until, in each case, the medical capacity issue is separately decided in some adversarial hearing.
To so rule would not only be cumbersome to thousands of these patients and to the courts, it would presume the bias if not dishonesty of physicians
We believe our elected Legislature is, more than any other single institution, better able to reflect a proper balance of social values at stake in this significant and difficult problem, and that it has done so in enacting section 1418.8. (Cf.
Matter of Conroy
(1985) 98 NJ. 321 [
This is particularly true here in view of the provisions of section 1418.8, subdivision (j), ante. As we observe in part II.B.2. and footnote 7, post, of this opinion, due process is assured because there is also the right to secure judicial review of a physician’s determination of the patient’s incapacity to give informed consent to that medical intervention, which is the predicate condition for the application of section 1418.8.
2. Patient Representative
Petitioner also theorizes that section 1418.8 is unconstitutional because, although the statute requires that a patient representative serve on the interdisciplinary review team which provides the surrogate consent for any medical procedure, there may be some person in a nursing home who lacks any patient representative to serve on the interdisciplinary review team. However, the statutory definition of a patient representative in section 1418.8 is so broad that it is hard to see how this could be true. Even if a patient lacks a spouse and has no surviving next of kin, and even if there is no conservator or person holding a power of attorney, and no public agency such as the ombudsman or public guardian willing to serve in this capacity, the statute still allows any “friend” of thе patient to serve in this capacity and represent the patient’s interests. This would include patient advocates, legal counsel, and all other persons having an interest in the welfare of the patient. It appears almost impossible to conceive of a patient who could not have a patient representative, under this standard. Certainly petitioner has not presented any convincing proof to the contrary. Moreover, as our Supreme
Thus, while we recognize that there may hypothetically be rare instances in which the participation of a patient representative may not be “practicable” under section 1418.8, subdivision (e) because, for instance, a particular conservator of the person or next of kin is out of the country or unavailable, we need not hold the entire statute unconstitutional merely because in rare cases of exigency the designated patient representativе is unable to serve. We leave consideration of such hypothetical instances, and the uncertainties they may raise, to the future development of the case law; they do not support a facial challenge to the statute. “In any event, [petitioner] provides no authority to support [her] claim that the remaining uncertainties which may inhere in the statute provide a proper basis for striking it down on its face. As with other innovative procedures and doctrines — for example, comparative negligence — in the first instance trial courts will deal with novel problems that arise in time-honored case-by-case fashion, and appellate courts will remain available to aid in the familiar common law task of filling in the gaps in the statutory scheme.”
(American Bank & Trust Co.
v.
Community Hospital
(1984)
Since California law requires, for good reasons, that the needs of the incompetent should not be neglected, it is only logical to expect that persons having in their care in nursing homes certain incompetent persons who lack any next of kin or other substitute decision maker should be allowed a practical, workable procedure by which consent for needed treatment could be secured. Section 1418.8 is a legislative attempt to deal with this problem without invoking the procedure under Probate Code section 3201, which is plainly unworkable for the routine and ongoing medical care of the incapacitated elderly, since that procedure frequently requires months to produce a court hearing and result, and would require thousands of hearings every year in large metropolitan counties. The resulting gridlock would serve no one’s interests — least of all, those of the patients whose medical care would be necessarily delayed. If thousands of persons had to suffer neglect of medical needs for months while awaiting a court decision, those circumstances would appear to be a much more likely candidate for a constitutional challenge based upon due process principles than section 1418.8. Moreover, as the federal Supremе Court observed when rejecting a similar challenge on due process grounds to a state law mandating nonconsensual treatment of the mentally ill in state institutions, there is no reason to expect that interposition of court processes between doctors and their patients will result in better care or any practical benefit; due process certainly does not require that elaborate procedures be followed which have little or no utility, nor does it prevent a state legislature from balancing the interests in question and reaching a workable solution to a particular problem. (See Washington, supra, 494 U.S. at pp. 231-232 [108 L.Ed.2d at pp. 204-205].)
Moreover, due process does not require that medical decisions be made in the first instance by lawyers and judges. As the federal Supreme Court observed in
Parham, supra,
442 U.S. at pages 607-608 [61 L.Ed.2d at pages 121-122], “[D]ue process is not violated by use of informal, traditional medical investigative techniques. . . . The mode and procedure of medical diagnostic procedures is not the business of judges." As it also observed, the interposition of judicial norms would be of questionable value where the decision being made is, at bottom, simply a medical diagnosis concerning
More critically, any due process argument fails because it does not take into account the provision of subdivision (j) of section 1418.8, which provides: “Nothing in this section shall in any way affect the right of a resident of a skilled nursing facility or intermediate care facility for whom medical intervention has been prescribed, ordered, or administered pursuant to this section to seek appropriate judicial relief to review the decision to provide the medical intervention.” Thus, affected persons or their representatives, such as a friend, public guardian, or other concerned person or entity, are afforded an avenue by which they may obtain “appropriate judicial relief,” including a temporary restraining order and other injunctive relief prior to treatment, thereby satisfying due process principles.
7
(See
Goldberg
v.
Kelly
(1970)
Here we do not deal with involuntary commitment to a mental hospital, with all the attendant consequences of such a commitment, which would naturally trigger a need for rather extensive due process protections. Instead, we deal with a statutory procedure by which the equivalent of informed
The opportunity to seek a decision by a neutral decision maker as to any particular medical intervention also nullifies petitioner’s objection that section 1418.8 violates due process. Even though the statute allows the patient’s physician to determine
initially
whether the patient lacks the capacity to make medical decisions, and the interdisciplinary team assessing the reasons for the treatment under section 1418.8 would also often include the physician who had initially prescribed the treatment under review, this initial decision is not final. Parties seeking to object to such a decision, including the patient, the patient’s representative, or a public agency which supervises or investigates the care provided by nursing homes, still retain full access to a neutral determination by a court under subdivision (j) of section 1418.8. This comports with due process principles. (See
Washington, supra,
Section 1418.8 in its subdivision (f) further contemplates compliance with applicable federal and state requirements designed to protect nursing home patients, such as the standards set and regulations promulgated under 42 United States Code section 13951-3 and 42 Code of Federal Regulations, section 483.1 et seq. (1993) which both limit and supplement the interdisciplinary team decisionmaking approach by granting certain rights and safeguards to affected residents. In addition, section 1418.8 by its own terms applies only to the relatively nonintrusive and routine, ongoing medical intervention, which may be afforded by physicians in nursing homes; it does not purport to grant blanket authority for more severe medical interventions such as medically necessary, one-time procedures which would be carried out at a hospital or other acute care facility, as to which compliance with Probate Code section 3200 et seq. would still be required, except in emergency situations. Finally, the protections of state law which apply to any particular medical intervention or procedure would continue to apply. Consideration of these numerous statutory safeguards (see
Keyhea, supra,
178
“In light of the foregoing discussion the due process challenge is without merit.”
(Johnetta J., supra,
C. Conclusion
The Legislature may hereafter arguably craft a different solution to the problem than section 1418.8, which would exceed constitutional minima or provide additional protections to the patients of nursing homes. The opportunity for such legislative consideration has been reserved by the sunset provision of section 1418.8, subdivision (m). However, we are not in the business of reviewing legislation to determine whether it may be improved; we may only determine whether it is constitutional. “[T]he Constitution does not prohibit the State from permitting medical personnel to make the decision [to medicate] under fair procedural mechanisms. ...[*][]... ‘The mode and procedure of medical diagnostic procedures is not the business of judges. . . .’ ”
{Washington, supra,
494 U.S. at pp. 231-232 [108 L.Ed.2d at pp. 204-205].) The procedures provided by section 1418.8 do not violate the constitutional rights of nursing home patients to procedural due process or their right of privacy. (See
County of Sonoma, supra,
III. Disposition
The judgment is reversed, and the matter is remanded to the trial court with directions to enter a new order denying the petition. Each party shall bear its own costs.
King, J., and Haning, J., concurred.
Notes
Unless otherwise indicated, all subsequent statutory references are to the Health and Safety Code.
The Legislature has designated both a “skilled nursing facility” and an “intermediate care facility” as a type of “health facility” for purposes of section 1250 et seq.: “ ‘Skilled nursing facility’ means a health facility that provides skilled nursing care and supportive care to patients whose primary need is for availability of skilled nursing care on an extended basis.” (§ 1250, subd. (c).) “ ‘Intermediate care facility’ means a health facility that provides inpatient care to ambulatory or nonambulatory patients who have recurring need for skilled nursing supervision and need supportive care, but who do not require availability of continuous skilled nursing care.” (Id, subd. (d).)
In this opinion, we will collectively refer to “skilled nursing facility” and “intermediate care facility” as “nursing home,” and sometimes to resident patients of those skilled facilities as “nursing home patients.”
This and subsequent references to section 1418.8, unless otherwise indicated, are to the statute as amended.
Probate Code section 4720 authorizes an attorney in fact, so designated in a durable power of attorney for health care, to make health care decisions for the principal.
Probate Code section 2355 provides for an order allowing a conservator to give informed consent to conservatee’s medical treatment.
Section 1418.8, subdivision (f) defines a patient representative as “a family member or friend ... or other person authorized by state or federal law [such as a public guardian,
In this vein, we also need not give any particular credence to those suggestions of counsel, supported by opinions and editorial articles from newspapers, that physicians will abuse their powers and subject patients to unnecessary procedures under section 1418.8. The parade of horribles conjured up by counsel bears little relation to the prevailing ethics of the medical profession and ignores the need for participation by a patient representative under the statute. Further, we need not, and will not in this case, grant judicial notice or any dispositive weight to sensational suggestions in popular news articles which are not relevant to the statute under consideration, lacking evidentiary foundation. The practice of attempting to bolster an appeal by submitting to this court, under the guise of briefing argument, quotations from such newspaper articles is one we disapprove. (See
Mangini
v.
R. J. Reynolds Tobacco Co.
(1994)
After the interdisciplinary committee decides for medical intervention, judicial review of that decision under section 1418.8, subdivision (j) may encompass review of the initial medical determination that the patient lacks capacity to give informed consent
(id.,
subd. (a)), since that incapacity determination is a predicate and triggering condition to the application of section 1418.8. This right to object and seek judicial review meets the requirements of due process under the state and federal Constitutions. (See
Vitek, supra,
445 U.S. at pp. 495-496 [63 L.Ed.2d at pp. 566-567];
Keyhea, supra,
