RAINBOW/PUSH COALITION, Appellant
v.
FEDERAL COMMUNICATIONS COMMISSION, Appellee
Curators of the University of Missouri, Intervenor
Rainbow/PUSH Coalition, Appellant
v.
Federal Communications Commission, Appellee
Curators of the University of Missouri, Intervenor
No. 01-1072.
No. 04-1084.
United States Court of Appeals, District of Columbia Circuit.
Argued December 2, 2004.
Decided February 4, 2005.
COPYRIGHT MATERIAL OMITTED Appeals of Orders of the Federal Communications Commission.
William L. Lowery argued the cause for the appellant. Holly L. Saurer and David E. Honig were on brief.
Jacob M. Lewis, Attorney, Federal Communications Commission, argued the cause for the appellee. John A. Rogovin, General Counsel, Richard K. Welch and Daniel M. Armstrong, Associate General Counsel, and Lisa E. Boehley, Counsel, Federal Communications Commission, were on brief. Jane E. Mago, Assistant General Counsel, and C. Grey Pash, Jr., Counsel, Federal Communications Commission, entered appearances.
Kathryn R. Schmeltzer argued the cause for the intervenor. Barry H. Gottfried was on brief.
Before: HENDERSON, ROGERS and TATEL, Circuit Judges.
Opinion for the Court filed by Circuit Judge KAREN LeCRAFT HENDERSON.
Dissenting Opinion filed by Circuit Judge ROGERS.
KAREN LECRAFT HENDERSON, Circuit Judge.
Appellant Rainbow/PUSH Coalition (Coalition) appeals two decisions of the Federal Communications Commission (FCC, Commission) which granted the application of the Curators of the University of Missouri (University) to renew a license to operate radio station KWMU-FM in St. Louis, Missouri. In the first decision the FCC granted the application subject to a Notice of Apparent Liability (NAL) against the University in the amount of $8,000, denying the Coalition's petition to deny renewal based on allegations of discriminatory employment practices, Curators of Univ. of Mo., No. 00-445, 16 F.C.C.R. 1174,
I.
The University filed its license renewal application in September 1996. In January 1997 Rainbow filed a petition to deny the application under 47 U.S.C. § 309(d)(1), asserting that the University had violated the FCC's Equal Employment Opportunity (EEO) rule, 47 C.F.R. § 73.2080, by discriminating on the basis of race in its employment decisions. Appended to the petition to deny were declarations by one former part-time employee, Winnie Sullivan, who had filed a discrimination complaint against the University with the Equal Employment Opportunity Commission (EEOC) and, subsequently, an unsuccessful suit for discriminatory termination in the Eastern District of Missouri, and by two other former employees and two unsuccessful job applicants who claimed to have been subjected to discriminatory treatment.1 In the petition, the Coalition pointed out that the University's renewal application made no mention of Sullivan's discrimination suit. In its opposition to the Coalition's petition to deny, the University responded that it did not believe disclosure of Sullivan's complaint was required because her discrimination suit resulted in a verdict in the University's favor.
In May 1997 the FCC sent the University a letter asking the University to explain why it had failed to disclose the Sullivan discrimination complaint in its EEO report (Form 396), which the University submitted with its renewal application and which expressly directed the applicant to set out "a brief description of any complaint which has been filed before any body having competent jurisdiction under Federal, State, territorial or local law, alleging unlawful discrimination in the employment practices of the station," JA 30. The letter further directed the University to "identify any other employment discrimination complaint(s) filed against KWMU-FM during the current license term." JA 241. On July 11, 1997 the University submitted an amendment to its EEO report describing the Sullivan litigation.
On September 5, 1997 Rainbow wrote a letter to the FCC alleging the University had deliberately misrepresented its discrimination record by failing to disclose not only Sullivan's complaint and lawsuit but also two other EEOC complaints filed against the University: one by John Schieszer, a former part-time KWMU news reporter who claimed he suffered unlawful retaliation, and one by Tessa Abrams (now Marshall), a black interviewee who claimed the University failed to hire her on account of her race. On October 2, 1997 the University submitted a second amendment acknowledging the unsuccessful EEOC complaint filed by Schieszer but denying any record or knowledge of a complaint by Abrams.2
In a decision released January 17, 2001 the FCC denied the Coalition's petition and approved renewal of the KWMU license. With regard to the alleged discrimination, the Commission concluded Rainbow had not established a prima facie case justifying a hearing because its petition did not "contain specific allegations of fact sufficient to show ... that a grant of the application would be prima facie inconsistent with" the statute's requirement that "the public interest, convenience, and necessity will be served" by granting a license application. 16 F.C.C.R. at 1175 (citing 47 U.S.C. § 309(d)(1)). The Commission explained that Sullivan's complaint had been finally adjudicated — in the University's favor — and that, with regard to the other alleged discriminatees, consistent with longstanding policy and a Memorandum of Understanding between the FCC and the EEOC, the FCC did not adjudicate their claims but instead referred them first to the EEOC. The Commission advised that, "[i]f the individual allegations of employment discrimination in Rainbow's petition continue to be actionable, the Commission will take cognizance of any final determination of employment discrimination." 16 F.C.C.R. at 1179 (citing Pac. & So. Co., 11 F.C.C.R. 8503, 8505,
With regard to the misrepresentation charge, the FCC found that the University's initial application and the first amendment thereto omitted material facts — respectively, the Sullivan litigation and Schieszer's EEOC complaint3 — but found "no evidence of an intent to deceive that would support a finding of misrepresentation or lack of candor." 16 F.C.C.R. at 1180. The Commission nonetheless made license renewal subject to an NAL of $8,000 "for willfully omitting material facts in its Form 396 in violation of [47 C.F.R. § 73.1015]." 16 F.C.C.R. at 1181.4 Rainbow filed a timely notice of appeal of the decision.
The University moved for reconsideration and in an order released February 17, 2004, the FCC (with two commissioners dissenting) rescinded the NAL because the University's "omissions were not of sufficient gravity to warrant the assessment of a forfeiture under all of the circumstances." 19 F.C.C.R. at 3032. Rainbow filed a timely notice of appeal of this decision as well.
II.
This court has directed that "a petitioner whose standing is not selfevident [sic] should establish its standing by the submission of its arguments and any affidavits or other evidence appurtenant thereto at the first appropriate point in the review proceeding" — either "in response to a motion to dismiss for want of standing" or, in the absence of such motion, "with the petitioner's opening brief." Sierra Club v. EPA,
To meet this burden the Coalition appended to its opening brief the affidavit of the Reverend Dr. Sammie Earl Jones, a Coalition member who for twenty-five years has resided in St. Louis and been a "regular listener" to KWMU. That Jones is a member of the station's listening audience, however, does not grant "automatic audience standing" to Jones, or through him to the Coalition, to challenge a license renewal even when it is alleged the licensee will operate contrary to the public interest. Rainbow/PUSH Coalition,
"The `irreducible constitutional minimum of standing contains three elements': (1) injury-in-fact, (2) causation, and (3) redressability." Id. (quoting Lujan v. Defenders of Wildlife,
To support its claim of injury, the Coalition first points to portions of Jones's affidavit regarding his role as job counselor with the Coalition. Jones states that the Coalition "undertake[s] to place job applicants with employers and vice versa" and "to train young people and guide their transition into the job market," that he "perform[s] a good deal of this work personally" and that "[i]t is a burden on Rainbow/PUSH's and [his] own time and resources to keep track of which company discriminates and which doesn't, and to have to counsel young people on how to deal with discrimination when they encounter it, how to avoid it, and how to fight it." Jones Aff. ¶ 14.
In Havens Realty Corp. v. Coleman,
Neither Jones nor the Coalition has identified such a specific injury directly attributable to the University's alleged discrimination. Jones says only that he finds it burdensome "to keep track of which company discriminates and which doesn't" and "to counsel young people on how to deal with discrimination when they encounter it." Jones Aff. ¶ 14. Unlike the plaintiff in Havens, he never says that discrimination at KWMU"frustrates" any of his efforts or that he must expend "resources to identify and counteract" KWMU's alleged discrimination. Indeed, the portion of Jones's affidavit dealing with counseling never even mentions KWMU. Thus, so far as we can tell from Jones's affidavit, any discrimination at KWMU would constitute "simply a setback to [his] abstract societal interest,"Havens,
It is true that elsewhere in the affidavit Jones alleges that KWMU is "one of the benchmark institutions in the community," Jones Aff. ¶ 8, and the counseling paragraph claims that "[i]f major institutions, ... like public radio stations, were to stop discriminating overnight, an enormous burden... would be lifted from [his] shoulders," id. ¶ 14. Yet Jones never explains how an end to discrimination at this particular "benchmark institution [ ]" would perceptibly affect his activities. Nor do the affidavits of alleged victims of discrimination at KWMU help the Coalition as nothing in the record links the affiants' experiences with KWMU to Jones's counseling efforts.
Contrary to what the dissent says, see Dissent at 1246, we do not suggest that an affidavit must contain any "magic words" to support an assertion of standing by the affiant's organization. Jones's affidavit falls short not because the discussion of job counseling omits the name "KWMU" but because, contrary to the law of this circuit, the affidavit never even states, let alone explains how, the alleged discrimination by KWMU in particular affects Jones's counseling and outreach efforts, reducing their effectiveness or requiring Jones to take concrete action in response. See Fair Employment Council,
Alternatively, the Coalition points to our decision in Llerandi v. FCC,
Finally, the Coalition relies on our decision in Office of Communication of United Church of Christ v. FCC,
Because the Coalition has failed to demonstrate actual and redressable injury caused by the challenged license renewal so as to establish Article III standing, we dismiss its appeals from the Commission's decisions.
So ordered.
Notes:
Notes
Also appended was the declaration of Sullivan's "friend and companion" purporting to support Sullivan's discrimination claim
Abrams acknowledged to the Commission that she did not pursue her complaint beyond its filing with the EEOC and that the EEOC had informed her it had no record of the complaint. 16 F.C.C.R. at 1177 & n. 3
The Commission disregarded the Abrams complaint, noting that "the licensee states that it has not been able to find any record of such a complaint and is not aware of any such complaint" and "Rainbow has no record from the EEOC of such a complaint." 16 F.C.C.R. at 1180
Section 73.1015 provides that "[t]he Commission or its representatives may, in writing, require from any applicant, permittee, or licensee written statements of fact relevant to a determination whether an application should be granted or denied" and that "[a]ny such statements of fact are subject to the provisions of [47 C.F.R.] § 1.17." Section 1.17, in turn, directs that "no person ... shall ... [i]n any written or oral statement of fact, intentionally provide material factual information that is incorrect or intentionally omit material information that is necessary to prevent any material factual statement that is made from being incorrect or misleading" or "[i]n any written statement of fact, provide material factual information that is incorrect or omit material information that is necessary to prevent any material factual statement that is made from being incorrect or misleading without a reasonable basis for believing that any such material factual statement is correct and not misleading." 47 C.F.R. § 1.17(a)
An association must also demonstrate that "the interest it seeks to protect is germane to its purpose" and that "neither the claim asserted nor the relief requested requires the member to participate in the lawsuit."Rainbow/PUSH Coalition v. FCC,
The Coalition also asserts several other "injuries" described in Jones's affidavit but to no more avail. As the Coalition notes, Jones states that he "would like to be able to recruited and considered [sic] fairly for employment at KWMU if positions become available for which [he is] qualified" and would endure "personal indignity" if he suffered discrimination in such event, Jones Aff. ¶¶ 15-16. This contingent injury, however, lacks the necessary imminence to confer standingSee Animal Defense Fund, Inc. v. Espy,
ROGERS, Circuit Judge, dissenting.
In concluding that the Rainbow/PUSH Coalition fails to demonstrate standing under Article III of the U.S. Constitution, the court applies a heightened evidentiary standard for causation and redressibility that precedent does not require. According to the court, Rev. Jones's affidavit is insufficient to establish constitutional standing because it fails to explain how the burden on his resources is "directly attributable to the University's alleged discrimination" or how "an end to discrimination at this particular `benchmark institution[ ]' would perceptibly affect his activities." Op. at 1241, 1242. Under Supreme Court precedent and our own case law, Rev. Jones's affidavit alleges all of the facts necessary to establish constitutional standing.
In Havens Realty Corp. v. Coleman,
The facts alleged in Rev. Jones's affidavit must be "taken to be true." Lujan v. Defenders of Wildlife,
More particularly, Rev. Jones explains that he personally devotes significant resources to identifying employers that discriminate against racial minorities so as to "avoid sending young people off to search for employment at work sites where they will either waste their timing filing applications doomed to be discarded on the basis of race, or be hired and face the frustration of a career where they can never fulfill their full potential because of discrimination based on race." Id. He also states that he devotes significant resources to counteracting employment discrimination in the St. Louis area by "counsel[ing] young people on how to deal with discrimination when they encounter it, how to avoid it, and how to fight it." Id. These burdens on Rainbow/PUSH's and Rev. Jones's resources are traceable to the Commission's unconditional renewal of the University's radio station license because, Rev. Jones explains, "[b]y renewing the University's license [for KWMU-FM] for another 8 years without so much as a hearing, the FCC extended, rather than provided relief from, the station's ability to continue the alleged pattern of discriminatory employment practices." Id. ¶ 5. Such discrimination may, as this court explained in Fair Employment Council,"increase the number of people in need of counseling" or "reduce[ ] the effectiveness of any given level of outreach efforts."
Counsel for the Commission observed at oral argument that Rev. Jones's affidavit would have been "stronger" if it had identified a specific instance in which KWMU-FM had denied employment to an applicant whom Rev. Jones had referred or counseled. But counsel did not argue, and indeed could not argue, that the failure to do so rendered Rev. Jones's affidavit insufficient as a matter of law. Neither Supreme Court nor our precedent requires the organization to identify a specific instance in which the defendant discriminated against an individual whom the organization referred or counseled; an allegation that the organization expended resources to combat such discrimination is sufficient. See Havens,
To the extent that precedent can be read to require the organization to identify the particular burden that the defendant's discrimination, as opposed to general societal discrimination, places on the organization's resources, see Havens,
According to the court, Op. at 1241, Rev. Jones's affidavit is insufficient because it fails to mention KWMU-FM by name in paragraph 14 when referring to discrimination by "major institutions ... that provide leadership roles in society as a whole like public radio stations," even though the entire affidavit refers to KWMU-FM, and paragraphs 4 and 8 specifically describe KWMU-FM as one of the only two secular public radio stations in the St. Louis community and as a benchmark institution that engages in "particularly egregious" employment discrimination. Jones Aff. ¶¶ 4, 8. Nothing in our precedent requires the affidavit to state "magic words" in the way that the court requires today. Rather than confront the content of Rev. Jones's affidavit and accord him all reasonable inferences, the court simply asserts that he fails to explain how KWMU-FM's alleged discriminatory employment practices burden his counseling and referral resources. Op. at 1242. Taken together with the affidavits submitted by Rainbow/PUSH and read as a whole in the light most favorable to Rainbow/PUSH, Rev. Jones's affidavit sufficiently connects, for the purpose of demonstrating constitutional standing, KWMU-FM's discriminatory employment practices to the burden on his counseling and referral resources.
Rev. Jones's affidavit also adequately demonstrates that his injury is redressible. A "violation of the procedural requirements of a statute," such as the Commission's failure to conduct a hearing pursuant to 47 U.S.C. § 309(e), "is sufficient to grant a plaintiff standing to sue, so long as the procedural requirement was `designed to protect some threatened concrete interest' of the plaintiff." City of Waukesha v. EPA,
By applying a heightened evidentiary standard for causation and redressibility, the court betrays a fundamental misconception about the purpose of the standing requirement. At this stage of the proceeding, the issue is not likelihood of success on the merits. Rather, the standing requirement simply ensures that the petitioner has a "defined and personal stake in the outcome of the litigation" and that the court does not render an advisory opinion. Florida Audubon Soc'y v. Bentsen,
The Supreme Court has observed that "in many cases the standing question can be answered chiefly by comparing the allegations of the particular complaint to those made in prior standing cases." Spann,
Accordingly, I would hold that Rainbow/PUSH has demonstrated its Article III standing to challenge the Commission's denial of its request for a hearing on the University's application for renewal of KWMU-FM's license.
Upon reaching the merits, I would deny the petition. First, the Commission has "broad discretion in determining whether to hold a hearing in conjunction with a license renewal," and this court defers to the Commission's decision not to hold a hearing if it is "reasonable and supported by the evidence before it." Beaumont Branch of the NAACP v. FCC,
