Lead Opinion
This сase presents the first impression issue for this circuit of whether or not the Equal Access to Justice Act (EAJA) applies to immigration deportation proceedings. Appellant Rafeh-Rafie Ardestani was awarded attorney fees under EAJA as the prevailing party in a deportation proceeding by an immigration judge. Appellee the Immigration and Naturalization Service (INS) appealed, arguing that EAJA was inapplicable to deportation proceedings. Upon review, the Board of Immigration Appeals (Board) vacated the decision of the immigration judge and concluded that deportation proceedings are not within the scope of EAJA. Ardestani appеals. Our examination of the relevant statutes has revealed no Congressional intent that EAJA apply to deportation proceedings.
I. FACTUAL AND PROCEDURAL BACKGROUND
Appellant Ardestani, an Iranian woman, entered the United States as a visitor on December 14, 1982. She remained in this country legitimately pursuant to authorized extensions until May 30, 1984. Fearing persecution upon her return to Iran, Ardes-tani applied for asylum in the United States on July 9,1984. The United States Department of State informed INS that Ardesta-ni’s concern was well founded.
On February 15, 1985, INS notified Ar-destani of its intention to deny her request for political asylum, but allowed her the opportunity to submit additiоnal evidence in support of her application. Ardestani claims that she never received this notification. INS denied Ardestani’s asylum application on February 12, 1986. This decision was based upon Ardestani’s failure to disclose her previous safe haven in Luxembourg, a liberal country in granting residency to political refugees, and her attempt to use the political asylum process in order to disguise her original entry into the United States as an immigrant intending to stay permanently rather than as a refugee seeking asylum. Because her asylum application was denied, INS specified that Ardes-tani could not remain in the United States beyond February 27, 1986, without its permission. Ardestani’s counsel informed INS that her client merely stayed at a hotel in Luxembourg for three days for the purpose of obtaining a visa from the American embassy in order to enter the United States and. that she never applied for residency in Luxembourg.
On March 81,1986, INS issued Ardestani an order to show cause why she should not be deported because she had entered the United States as a nonimmigrant and had remained longer than the time permitted by INS. Appellant’s counsel concedes that notification of deportation proceedings was sent to Ardestani on May 29, 1986. Appellant’s Brief at 3. Significantly, cation contains the following notice:
NOTE: YOU MAY BE REPRESENTED IN THIS PROCEEDING, AT NO EXPENSE TO THE GOVERNMENT, BY AN ATTORNEY OR OTHER INDIVIDUAL AUTHORIZED AND QUALIFIED TO REPRESENT PERSONS BEFORE AN IMMIGRATION JUDGE. IF YOU WISH TO BE SO REPRESENTED, YOUR ATTORNEY OR REPRESENTATIVE SHOULD APPEAR WITH YOU AT THE HEARING.
Rl-120 (emphasis added).
At the deportation hearing conducted on June 11, 1986, Ardestani conceded that she wаs deportable, but renewed her asylum application. Additionally, the immigration judge received into evidence the show cause order, the State Department letter regarding her asylum request, and a copy of her passport. On October 26, 1986, the immigration judge entered his decision and order, stating that Ardestani had established a well founded fear of persecution under the Immigration and Nationality Act and granting her asylum for one year. INS did not appeal this decision.
Achieving the relief sought in the deportation proceedings, Ardestani’s counsel applied for attorney fees and expenses as the prevailing party under EAJA. The application included letters from the counsel to the INS district director and other documents which were not part of the record at the deportation hearing. INS did not respond to this application.
On January 27, 1989, the immigration judge issued his opinion in Ardestani’s deportation proceedings. Recognizing that “EAJA provides for awards for attorney fees in adjudicatory proceedings before administrative agencies” under 5 U.S.C. section 504(a)(1), the immigration judge concluded that Ardestani was the prevailing party and that the opposition of INS was not substantially justified. Rl-62. The immigration judge awarded attorney fees in the amount of $1,071.85.
On February 9, 1989, INS appealed this award of attorney fees to the Board of
On May 12, 1989, the Board vacated the award of attorney fees and costs by the immigration judge and denied the application. Disagreeing that deportation proceedings are encompassed by EAJA, the Board reasoned that the binding regulations оf the United States Attorney General in 28 C.F.R. section 24.103, providing that deportation proceedings are not within the scope of EAJA, presented “a more fundamental reason” to vacate the decision of the immigration judge. Rl-2. The Board, therefore, determined that the immigration judge had no authority to award attorney fees and costs under EAJA. Pursuant to 5 U.S.C. section 504(c)(2), Ardestani appealed to this court.
II. EXPLICATION
A. Standards of Review
When a decision by the Board of Immigration Appeals is supported by substantial evidence, “Congress has mandated that we defer to the Board and affirm.” Blackwood v. INS,
B. Statutory Analysis
To determine the applicability of EAJA to deportation proceedings, we must examine the interaction of the relevant statutes and regulations in order to maintain the integrity of Congressional intent. We are guided in this inquiry by principles of statutory interpretation established by the Supreme Court. “The starting point in statutory interpretation is ‘the language [of the statute] itself.’ ” United States v. James,
EAJA contains the following two similar provisions for attorney fees and costs:
An agency that conducts an adversary adjudication shall award, to a prevailing party other than the United States, fees and other expenses incurred by that party in connection with that proceeding, unless the adjudicative officer of the agency finds that the position of the agency was substantially justified or that special circumstances make an award unjust. Whether or not the position of the agency was substantially justified shall be determined on the basis of the administrative record, as a whole, which is made in the adversary adjudication for which fees and other expenses are sought.
5 U.S.C. § 504(a)(1).
Except as otherwise specifically provided by statute, a court shall award to a prevailing party other than the United States fees and other expenses ... incurred by that party in any civil action (other than cases sounding in tort), including proceedings for judicial review of agency action ... unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.
28 U.S.C. § 2412(d)(1)(A). Both of these sections direct the court to award fees and expenses to a prevailing party in an adversary adjudication by administrative agencies as authorized by section 504(b)(1)(C). 5 U.S.C. § 504(b)(1)(C); 28 U.S.C. § 2412(d)(3). An “adversary adjudication” is defined as “an adjudication under section 554” of the Administrative Procedure Act (APA) in which the position of the United States is represented by counsel. 5 U.S.C. § 504(b)(1)(C).
While there has been no dispute in this case that a deportation proceeding is an adjudication where the position of the United States is represented by counsel, INS contends that a deportation proceeding is an adversary adjudication under the Immigration and Nationality Act (the Act)
Since appellant has argued that EAJA creates a definitional bridge by using the APA to place deportation proceedings within EAJA for the purpose of awarding attorney fees, we also must examine this language. Both the Sixth and Ninth Circuits examined the explanatory statement of the EAJA conference committee, which delineated that the statute “defines adversary adjudication as an agency adjudication defined under the Administrative Procedures Act where the agency takes a position through representation by counsel or otherwise.” H.R.Conf.Rep. No. 1434, 96th Cong., 2d Sess. 23 (1980), reprinted in 1980 U.S.Code Cong. & Admin.News 4953, 5003, 5012; Owens,
The Sixth Circuit interpreted the same conference committee statement contrariwise: “[T]he use of a concrete term such as ‘defined’ leads us to believe it probable that Congress intended precisely the opposite interpretation of section 504(b)(1)(C) from the one taken by the Ninth Circuit.” Owens,
Recently scrutinizing the reference in EAJA to “under section 554” of the APA, the District of Columbia Circuit also rejected the Ninth Circuit’s interpretation. St. Louis Fuel & Supply Co. v. FERC,
Furthermore, the Supreme Court has held that the hearing requirements of the APA do not govern deportation proceedings, which are controlled under section 242 of the Act, 8 U.S.C. section 1252. Marcello v. Bonds,
From the Immigration Act’s detailed coverage of the same subject matter dealt with in the hearing provisions of the Administrative Procedure Act, it is clear that Congrеss was setting up a specialized administrative procedure applicable to deportation hearings, drawing liberally on the analogous provisions of the Administrative Procedure Act and adapting them to the particular needs of the deportation process. The same legislators ... sponsored both the Administrative Procedure Act and the Immigration Act, and the framework of the latter indicates clearly that the Administrative Procedure Act was being used as a model. But it was intended only as a model, and when in this very particularized adaptation there was a departure from the Administrative Procedure Act— based on novel features in the deportation process — surely it was the intention of the Congress to have the deviation apply and not the general model.
[W]e cannot ignore the background of the 1952 immigration legislation, its laborious adaptation of the Administrative Procedure Act to the deportation process, the specific points at which deviations from the Administrative Procedure Act were made, the recognition in the legislative history of this adaptive technique and of the particular deviations, and the direction in the statute that the methods therein prescribed shall be the sole and exclusive procedure for deportation proceedings.
Marcello,
Marcello has not been legislatively or judicially overruled. See Ho Chong Tsao v. INS,
Additional persuasive support that deportation proceedings are not under EAJA is found in the implementing regulation for EAJA by the Attorney General. 28 C.F.R. 24.103 (1982); see 8 U.S.C. § 1103(a). This regulation lists the proceedings covered by EAJA, with “proceeding” defined as аn “adversary adjudication” under section 554 of the APA. 28 C.F.R. 24.102(b), (e) & 24.103. Deportation proceedings have not been added in the most recent promulgation of this list, which includes Drug Enforcement Administration hearings, handicap discrimination hearings and civil rights hearings. 28 C.F.R. 24.103 (1989). This regulation also states that “[i]f a proceeding includes both matters covered by the Act [EAJA] and matters specifically excluded from coverage, any award made will include only fees and expenses related to covered issues.” 28 C.F.R. 24.103(b). Deportation proceedings are omitted from the specific list of included adversary adjudication proceedings covered by EAJA. See Russello v. United States,
Furthermore, supplemental information published with the preceding interim rule before codification of this regulation reveals that deportation proceedings intentionally were excluded pursuant to Marcello. 46 Fed.Reg. 48,922 (1981). Presumably, Congress was aware of this administrative interpretation when it reenacted and amended 5 U.S.C. section 504 in 1985, without including deportation proceedings. The indication is that the interpretation by the Attorney General influenced Congressional action. See Cannon v. University of Chicago,
Congress has changed or clarified the coverage of EAJA since its initial enactment in 1980 in response to judicial and legislative interpretations. In 1985, for example, it expanded the definition of “adversary adjudication” to include any appeal of a decision made under section 6 of the Contract Disputes Act of 1978 to overrule the Federal Circuit’s Fidelity Constr. Co. holding that EAJA was inapplicable to these decisions. 5 U.S.C. § 504(b)(1)(C)(ii); H.R.Rep. No. 120, 99th Cong., 1st Sess., pt. I, at 15 (1985), reprinted in 1985 U.S.Code Cong. & Admin.News 132, 144; see also 5 U.S.C. § 504(b)(l)(C)(iii) (In 1986, Congress amended EAJA to include hearings conducted under chapter 38 of title 31, Administrative Remedies and False Claims and Statements.). Additionally, the legislative history of the 1985 EAJA, Extension and Amendments clarified coverage for Social Security Administration hearings at the administration level without amending EAJA. The House Report strongly implied that such hearings are “adjudications” under section 554 of the APA so that they become “adversary adjudications” under EAJA when the position of the United States is represented by counsel. H.R.Rep. No. 120, 99th Cong., 1st Sess., pt. 1, at 10 (1985), reprinted in 1985 U.S.Code Cong. & Admin.News 132, 138-39.
Title 5 U.S.C. section 504(c)(1) provides that “[a]fter consultation with the Chairman of the Administrative Conference of the United States, each agency shall by rule establish uniform procedures for the submission and consideration of applications for an award of fees and other expenses.” Following review of the relevant regulations, ACUS did not criticize the Attorney General’s interpretation regarding the inapplicability of EAJA to deportation proceedings. See 47 Fed.Reg. 15,774-76 (1982). Althоugh Congress was silent as to the applicability of EAJA to deportation proceedings, the Attorney General’s relevant regulation enacted after consultation with ACUS is a reasonable construction of EAJA. “[I]f the statute is silent or ambiguous with respect to the specific issue, the question for the court is whether the agen-
Having determined that deportation proceedings are not included under EAJA for the purpose of awarding attorney fees to the prevailing party, we must consult the Act for guidance on this question, as instructed by Marcello. EAJA also directs us to the Act by the admonition that “[e]xcept as otherwise specifically provided by statute,” it should be followed. 28 U.S.C. § 2412(d)(1)(A). Section 292 of the Act states that “[i]n any exclusion or deportation proceedings, ... the person concerned shall have the privilege of being represented {at no expense to the Government ) by such counsel, authorized to practice in such proceedings, as he shall choose.” 8 U.S.C. § 1362 (emphasis added). In addition to this provision clearly barring attorney fees awarded against the government, Ardestani wаs informed specifically in her notification of her deportation hearing before the immigration judge that she would not be entitled to attorney fees in language which mirrors the statute.
Even if we had not decided that EAJA does not control the award of attorney fees in deportation proceedings, the Supreme Court has established principles of construction for harmonizing two statutes. “Where there is no clear intention otherwise, a specific statute will not be controlled or nullified by a general one, regardless of the priority of enactment.” Morton v. Mancari,
Section 292 of the Act expressly states that individuals involved in deportation proceedings shall have the privilege of representation by counsel of choice “at no expense to the government.” 8 U.S.C. § 1362. While EAJA removes common law and sovereign immunity barriers to awarding attorney fees against the government in appropriate cases, there is no indicаtion that it was intended to abrogate particular statutory provisions specifically barring fee shifting. See, e.g., H.R.Rep. No. 1418, 96th Cong., 2d Sess. at 8-9 (1980), reprinted in 1980 U.S.Code Cong. & Admin.News 4984, 4986-88. This court has stated that there are three predicate findings to an award of fees and expenses under EAJA: “(1) the litigant opposing the United States must be a ‘prevailing party’; (2) the government’s position must not have been substantially justified; and (3) there must be no circumstances that make an award against the government unjust.” Jean v. Nelson,
The general language of EAJA is insufficient to overcome the absolute words of the Act. The primary purpose of EAJA is “to increase the accessibility to justice — in administrative proceedings and civil actions.” H.R.Rep. No. 120, 99th Cong., 1st Sess., pt. I, at 8 (1985), reprinted in 1985 U.S.Code Cong. & Admin.News 132, 136. In rejecting the Second Circuit’s reliance on the “broad purрoses” of a later-enacted statute to establish partial repeal by implication, the Supreme Court held that “it frustrates rather than effectuates legislative intent simplistically to assume that whatever furthers the [later-enacted] statute’s primary objective must be the law.” Rodriguez v. United States,
If we were to allow attorney fee awards against the government in deportation proceedings, then we effectively would sanction a partial repeal of section 1362 by implication. Such a holding would disregard sovereign immunity principles as well as authority advising against repeals by implication. Moreover, the different purposes of the Act and EAJA do not conflict. There has been no convincing showing in this case that Congress intended to repeal the bаr of fee shifting in the Act or that EAJA and the Act are irreconcilable. See Radzanower,
This holding also eliminates subject matter jurisdiction. Where express statutory preclusion occurs, another statute may not be used to circumvent that exception and, in this сase, subject matter jurisdiction is lost. See Rhodes v. United States,
We reiterate that we are not reviewing this case factually, but legally. We also stress the narrowness of our holding. Ar-destani obtained the asylum relief that she sought. We simply find no statutory basis for her requested award of attorney fees against the government under EAJA, as discussed herein. Accordingly, we conclude that subject matter jurisdiction is lacking and that the Board of Immigration Appeals correctly found that the immigration judge had no statutory authority to award attorney fees to Ardestani. We AFFIRM.
Notes
. The Act provides that mandatory deportation proceedings require that a "[djetermination of deportability in any case shall be made only upon a record made in a proceeding before a special inquiry officer, at which the alien shall have reasonable opportunity to be present.” 8 U.S.C. § 1252(b).
Dissenting Opinion
dissenting:
I dissent from the majority’s holding and would adopt the holding and rationale of Escobar Ruiz v. I.N.S.,
In 1980, Congress enacted EAJA and, in 1985, reaffirmed and made permanent the provisions of the Act. The legislative history of the Act demonstrates that the basic purpose of the Act was “to reduce the deterrents and disparity by еntitling certain prevailing parties to recover an award of attorney fees, ... against the United States, unless the Government action was substantially justified.” H.R.Rep. No. 1418, 96th Cong., 2d Sess. 6 (1980), reprinted in 1980 U.S.Code Cong. & Admin.News 4984. See H.R. No. 120, 99th Cong., 1st Sess. 4 (1985), reprinted in 1985 U.S.Code Cong. & Admin.News 132-33. This language evidences Congress’ intent that a private party who prevails against unwarranted government action such as that exhibited in this case would be allowed to recover the funds expended to vindicate her rights. The facts of this case demonstrate the type of totally unjustified actions on the part of a government agency that Congress envisioned would be covered by EAJA. The Appellee, INS, denied the Appellant’s request for political asylum and began deportation proceedings against the Appellant even though the INS knew that the State Department had determined that the Appellant had a well founded fear of persecution. This circuit in Jean v. Nelson,
Section 504(a)(1) applies to “adversary adjudications” before a government agency. The statute defines an “adversary adjudication” as “an adjudication under section 554 of this title in which the position of the United States is represented by counsel or otherwise, but excludes an adjudication for the purpose of еstablishing or fixing a rate or for the purpose of granting or renewing a license,_” 5 U.S.C. § 504(b)(1)(C). The legislative history of this section indicates that Congress intended an “adversary adjudication” to be defined as “an agency adjudication defined under the Administrative Procedures Act [section 554] where the agency takes a position through representation by counsel or otherwise.” H.R.Conf.Rep. No. 1434, 96th Cong., 2d Sess. 23 (1980), reprinted in 1980 U.S.Code Cong. & Admin.News 5003, 5012.
This construction of EAJA is consistent with the recommendations of the Administrative Conference of the United States (ACUS). In drafting model rules to be used by administrative agencies in implementing EAJA, ACUS stated that “considering the purposes of the Equal Access to Justice Act, questions of its coverage should turn on substance — the fact that a party has endured the burden and expense of a formal hearing — rather than technicalities.” 46 Fed.Reg. 32,901 (1981). The position tаken by the majority contradicts this language because the decision focuses on the technicality of “under section 554” instead of examining the substance of the deportation proceedings which clearly fall within the definition of an “adversary adjudication” contained within section 554.
The majority’s opinion relies heavily on Marcello v. Bonds,
Finally, the recovery of attorney fees pursuant to EAJA is not in conflict with nor precluded by section 292 of the Immigration and Nationality Act.
For these reasons, I dissent from the majority’s holding.
. The majority’s decision relies upon St. Louis Fuel & Supply Co. v. FERC,
. Section 292 provides that:
[i]n any exclusion or deportation proceedings before- a special inquiry officer and in any appeal proceedings before the Attorney General from any such exclusion or deportation proceedings, the person concerned shall have the privilege of being represented (at no expense to the Government) by such counsel, authorized to practice in such proceedings.
8 U.S.C. § 1362
