Lead Opinion
Vacated and remanded by published opinion. Judge SHEDD wrote the opinion, in which Judge WIDENER and Judge KELLEY joined. Judge KELLEY wrote a separate concurring opinion.
While executing a search warrant in a University of Maryland, College Park, dormitory during a multi-room drug raid, university police detective Philip Tou and other law enforcement officers mistakenly entered the wrong room and briefly detained the residents of that room, one of whom was Rafael Mazuz. Upon realizing the mistake, the officers immediately released the residents and left the room. Mazuz subsequently filed this lawsuit asserting a cause of action against Tou under 42 U.S.C. § 1983 for violating his Fourth Amendment right to be free from unreasonable search and seizure, unlawful arrest and detention, and the use of excessive force. Mazuz also asserted an identical cause of action against Tou under Article 26 of the Maryland Declaration of Rights. Tou moved for summary judgment on both causes of action arguing that no constitutional violation occurred and that he is entitled to qualified immunity. The district court denied the motion, and Tou now appeals. For the reasons set
I
In May 2002, Mazuz was a student at the University of Maryland, College Park. Mazuz and a roommate resided in room 5108 of Ellicott Hall, which is a university dormitory. Tou was employed by the university police department and was assigned by the university to serve on a multi-jurisdiction drug task force. In this capacity, Tou conducted drug investigations on the university campus. Tou had been employed by the university police department for several years, and he had obtained and executed over 100 search warrants, many of which were for campus dormitory rooms. Mazuz and Tou did not know one another.
In early May, Tou received information concerning the sale of illegal drugs on campus. Tou’s investigation revealed that several of the students involved in this drug activity resided in Ellicott Hall. Among other information, Tou learned that in late April an armed robbery of drugs from a resident of Ellicott Hall room 5107 had occurred. Tou also learned that one of the students involved in this drug activity had stated to an informant that he possessed a knife and intended to use it against any police officer who confronted him.
Based on his investigation, Tou subsequently applied for and obtained search warrants for Ellicott Hall rooms 5105 and 5110, and arrest warrants for students residing in Ellicott Hall rooms 5105 and 5107. Before obtaining the warrants, Tou visited the fifth floor of Ellicott Hall and observed the exterior of rooms 5105, 5107, and 5110. Tou also confirmed with university officials the identity of the residents of these rooms. Neither Mazuz nor his roommate was a suspect in any of the drug activity, and the validity of the warrants is not at issue.
On May 15, Tou prepared an “Operational Plan” for the execution of the arrest and search warrants on the fifth floor of Ellicott Hall. J.A. 43-46. At approximately 10:00 p.m. that evening, Tou met with other officers at the university police station and planned for the raid. Tou reviewed with the officers the information uncovered during his investigation and the floor plan for Ellicott Hall, and the officers were assigned specific duties for the raid. Tou, along with one or more officers, was assigned to enter room 5110. The officers then drove from the police station to Elli-cott Hall. Consistent with his normal practice to show warrants to suspects only after a scene has been secured, Tou left the warrants in his vehicle when he arrived at Ellicott Hall. Although Tou was designated as the lead investigator, his immediate supervisor accompanied the officers on this raid.
The search warrant for room 5110 (and presumably the other warrants) authorized nighttime execution, and Tou believed that the likelihood of finding evidence in the rooms was greater at night. At approximately 10:30 p.m., Tou and seven or eight other officers entered Ellicott Hall and took an elevator to the fifth floor. The
The room numbers in Ellicott Hall are not located on the room doors. Instead, they are located on the wall to the upper left of each doorway. Tou was familiar with this numbering system, and he also had reviewed the warrant for room 5110 during the pre-raid meeting. The warrant for room 5110 correctly described the location of the number for the room.
As Tou approached room 5110, which he understood was the room he was supposed to enter, he remained close to the wall. From this vantage point, Tou could not view the room numbers on the wall until he was close to the rooms because the numbers were obstructed by the doorway frames. When Tou viewed the number 5110, he mistakenly associated it with the door to room 5108, which was next to room 5110. The number 5110 is between rooms 5108 and 5110, but it is closer to the door for room 5110. Believing that room 5108 was in fact room 5110, Tou focused his attention on the door to room 5108, and he and another officer moved into position on the sides of that door. At that time, the number 5108 was immediately above Tou, but he did not see it. Nothing in the record suggests that the actual doors of rooms 5108 and 5110 differ in any material respect.
Tou knocked on the door to room 5108 and announced his presence for the purpose of executing a search warrant. Tou then drew his weapon. Mazuz and his roommate were in room 5108, and Mazuz was studying for an examination to be given the following morning. Hearing the knock on the door and believing that another student was outside his room, Mazuz opened the door to find Tou’s firearm pointed directly at him. Tou and one or more armed officers entered the room, loudly ordered Mazuz and his roommate to get on the floor, and handcuffed them. Tou was dressed in black “battle dress uniform,” which included a black t-shirt, raid vest, and gun belt, and he had some form of clothing over his head or face. J.A. 212. Quite naturally, Mazuz and his roommate were unnerved by the officers’ entry into their room, and they attempted to ascertain what was happening and to explain that a mistake had been made. The officers told them to “shut up.” J.A. 69. The room was filled with shouting.
Shortly after entering room 5108, Tou became aware that something was amiss. Tou thus went into the hall and checked the room number. At that time, Tou realized that the officers had mistakenly entered room 5108 rather than room 5110, and he informed the other officers of this fact. The officers uncuffed Mazuz and his roommate and went to room 5110 to execute the search warrant. The entire incident involving room 5108 lasted “one to two minutes.” J.A. 82. Although the officers “pushed or shoved” some of Mazuz’s belongings near the doorway for a few seconds, J.A. 115, they did not physically search Mazuz, his roommate, or the room itself.
Mazuz was understandably upset by this incident, and he therefore attempted (without success) to be excused from his examination the following morning. Because of
Mazuz has presented a report from his expert witness, Dr. Wendell M. France, who opined (among other things) that “the execution of the search and seizure warrants at Ellieott Hall ... was a disjointed, poorly managed initiative,” and that Tou “disregarded” Mazuz’s rights “by failing to ensure a copy of the warrant was in hand to prevent the armed, forced entry of ... room # 5108.” J.A. 313. Dr. France specifically pointed to a State police policy that provides, in pertinent part, that when executing a search warrant “[t]he entry team leader, along with the task force/unit supervisor, is responsible for reading the description of the location to be searched and compare the description to the location being entered.” J.A. 339.
For his part, Tou testified during discovery that he had never seen this policy. Tou also testified that the manner in which the warrant for room 5110 was executed is consistent with the normal practice of the drug task force. However, Tou acknowledged that if he had compared the description in the warrant with the doorway immediately before he entered room 5108 he “probably” would not have entered that room. J.A. 195.
II
As we have noted, Mazuz has asserted a claim under 42 U.S.C. § 1983, alleging that Tou violated his Fourth Amendment right to be free from unreasonable search and seizure, unlawful arrest and detention, and the use of excessive force. Mazuz has also asserted an identical cause of action based on Article 26 of the Maryland Declaration of Rights which, as we discuss below, is generally construed “in pari materia” with the Fourth Amendment. See Fitzgerald v. State,
In moving for summary judgment, Tou argued that the Fourth Amendment is violated only by unreasonable conduct and that his mistaken entry into Mazuz’s room was reasonable under the circumstances. For this reason, Tou contended that he did not violate the Fourth Amendment or Article 26. Tou further argued that he is entitled to qualified immunity on the § 1983 cause of action because the law was not clearly established in 2002 that his actions violated the Fourth Amendment and because he acted in good faith. Tou also argued that he is entitled to qualified immunity on the Article 26 claim because he did not act with malice or gross negligence.
Describing the issue as a “close call,” J.A. 401, the district court denied Tou’s motion in an oral order. After recounting much of the evidence set forth above, the district court held that the law was clearly established in 2002 that a law enforcement officer could not enter a premises without proper authorization. Therefore, the district court reasoned, the issue “is really a question of whether analyzing the acts in question a reasonable trier of fact could conclude that what [Tou] did ... was objectively unreasonable,” J.A. 400, and it answered this question in the affirmative:
The plaintiffs argument ... is not unreasonable in the sense that [Tou] had*224 been there the week before and should have known better. He knew where the numbers were. He scoped it out to see exactly where they were.
He described the door in detail to get the warrant. He did not have the warrant with him when he came in that evening and indeed he says on deposition, that “maybe if I had had that warrant in hand, I would have seen and not gone in.” And I think that’s enough, frankly, to raise a question of material fact in this case. It squeaks by.
Not to say that the plaintiff prevails in this case ultimately, but a jury will decide whether or not there was objective unreasonableness in this case. As I say, no issue of qualified immunity here really, because it is well established that one doesn’t enter into a premises where one doesn’t have a warrant.
So this is really a question of whether on these particular facts there was objectively reasonable or unreasonable behavior and a trier of fact could differ on that. So the motion as to count seven, which is the 1983 claim ... and the Article 26 state claim is denied.
J.A. 402 (quotation marks added). In making this ruling, the district court stated that it was unnecessary to rule specifically on Mazuz’s claim of excessive force; therefore, it expressly refrained from doing so.
On appeal, Tou reiterates the arguments that he made in the district court. As we explain more fully below, we conclude that the district court erred in denying the summary judgment motion on the § 1983 and Article 26 claims because the specific undisputed evidence in this case establishes as a matter of law that Tou acted reasonably.
III
A.
We begin with the § 1983 claim, which is grounded on Tou’s alleged violation of Mazuz’s Fourth Amendment rights. The Fourth Amendment guarantees the “right of the people to be secure in their persons [and] houses ... against unreasonable searches and seizures.” The “central concern of the Fourth Amendment is to protect liberty and privacy from arbitrary and oppressive interference by government officials.” United States v. Ortiz,
“The Fourth Amendment does not proscribe all state-initiated searches and seizures; it merely proscribes those which are unreasonable.” Florida v. Jimeno,
The “purpose of § 1983 is to deter state actors from using the badge of their authority to deprive individuals of their federally guaranteed rights and to provide relief to victims if such deterrence fails.” Wyatt v. Cole,
B.
In response to the § 1983 claim, Tou has asserted the defense of qualified immunity, which shields government officials performing discretionary functions “from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
“In reviewing the denial of summary judgment based on qualified immunity, we accept as true the facts that the district court concluded may be reasonably inferred from the record when viewed in the light most favorable to the plaintiff. To the extent that the district court has not fully set forth the facts on which its decision is based, we assume the facts that may reasonably be inferred from the record when viewed in the light most favorable to the plaintiff.” Waterman v. Batton,
C.
The genesis of the alleged Fourth Amendment violations in this case, and the focus of the district court’s order, is Tou’s entry into Mazuz’s room. Tou does not dispute that his entry into Mazuz’s room constitutes a Fourth Amendment “search,” and it is undisputed that he did not have a warrant to enter this particular room. Viewed in isolation, Tou’s entry into Mazuz’s room has the appearance of a Fourth Amendment violation because “[w]ith few exceptions, the question whether a warrantless search of a home is reasonable and hence constitutional must be answered no.” Kyllo v. United States,
In Hill, the police had probable cause to arrest a man named Hill. When they arrived at Hill’s apartment, they encountered a man named Miller in the apartment. Despite Miller’s presentment of identification and protestation, the police believed in good faith that Miller was Hill, and they arrested him. During a search of Hill’s apartment following Miller’s arrest, police found contraband that was subsequently used against Hill at a criminal trial. Hill was convicted, and his conviction was upheld by the state courts.
The Supreme Court likewise sustained Hill’s conviction. In doing so, the Court rejected Hill’s assertion that the arrest of Miller (which led to the search of Hill’s apartment) was invalid, holding that “when the police have probable cause to arrest one party, and when they reasonably mistake a second party for the first party, then the arrest of the second party is a valid arrest.” Hill,
The upshot was that the officers in good faith believed Miller was Hill and arrested him. They were quite wrong as it turned out, and subjective good-faith belief would not in itself justify either the arrest or the subsequent search. But sufficient probability, not certainty, is the touchstone of reasonableness under the Fourth Amendment and on the record before us the officers’ mistake was*227 understandable and the arrest a reasonable response to the situation facing them at the time.
Id. at 803-04,
In Garrison, the police obtained and executed a valid warrant to search the person of a man named McWebb and “ ‘the premises known as 2036 Park Avenue third floor apartment.’ ”
Applying Fourth Amendment principles, the Supreme Court reversed. After concluding that the warrant itself was valid, the Court considered the “question whether the execution of the warrant violated [Garrison’s] constitutional right to be secure in his home.” Id. at 86,
The material facts in this case are undisputed. Tou had a valid warrant to enter and search room 5110, which is immediately next door to Mazuz’s room (5108) on the fifth floor of Ellicott Hall. Before obtaining the warrant, Tou visited Ellicott Hall to locate and identify room 5110 (as well as the other two rooms that were under investigation), and he correctly identified room 5110 on the warrant application. On the night of the raid, Tou reviewed with the other officers the plan for the raid and correctly identified room 5110 as the room he was to search. The plan called for simultaneous entry into three rooms on the fifth floor, and the officers had information that indicated that they could encounter armed resistance. As the raid unfolded, Tou and a number of other officers moved quickly down the fifth floor hallway, and Tou stayed close to the right wall in order to allow other officers to pass by on his left. During this entire time, Tou correctly understood that he was to enter room 5110. However, from his vantage point, Tou mistakenly associated the room number 5110 (which was on the wall between rooms 5110 and 5108) with the door to room 5108, and in the quickly unfolding circumstances, he and other officers entered room 5108. The officers were in Mazuz’s room for a relatively brief period of time, and they left immediately upon realizing the mistake.
The district court concluded that these undisputed facts present a “close” jury question concerning the reasonableness of Tou’s entry into Mazuz’s room. J.A. 401. However, given “the need to allow some latitude for honest mistakes that are made by officers in the dangerous and difficult process of making arrests and executing-search warrants,” Garrison,
The district court grounded its contrary conclusion primarily on two factors. First, the district court noted that because Tou had been on the fifth floor hallway before the raid and observed the exterior of rooms 5108 and 5110, he “should have known better” on the night of the raid. J.A. 402. Second, the district court attached great significance to the fact that Tou did not carry the warrant with him when he began the search, pointing out that Tou acknowledged that he “probably” would not have entered Mazuz’s room if he had carried the warrant and examined it while he was in the hallway. Although there may be a certain superficial appeal
Regarding the former observation, we believe that the district court is implicitly penalizing Tou for doing what appears to be a natural, and likely necessary, law enforcement function — that is, visiting Ellicott Hall as part of his investigation to identify the rooms that were the subject of the warrants. Of course, when Tou later returned to execute the warrants, he mistakenly entered Mazuz’s room. In stating that Tou “should have known better” than to make this mistake, the district court implicitly suggests that Tou would have been better off in this litigation if he had never visited Ellicott Hall before the night of the raid. In other words, under the district court’s view, Tou’s mistaken entry into Mazuz’s room may have been more reasonable had he not “known better.” We cannot agree with this suggestion. Cf. United States v. Ventresca,
Concerning the fact that Tou did not carry the warrants with him during the actual raid, we note initially that the Fourth Amendment does not require that an officer executing a search must physically possess the warrant at the commencement of the search. See United States v. Bonner,
Having determined that Tou’s entry into Mazuz’s room did not violate the Fourth Amendment, we now turn to Mazuz’s claim that he was subjected to an unreasonable seizure, an unlawful arrest and detention, and the use of excessive force. As with the search issue, Tou does not contend that he did not “seize” Mazuz for purposes of the Fourth Amendment. Rather, Tou argues that the seizure was not unreasonable because it was made during the normal course of the execution of the warrant.
Generally, a Fourth Amendment “seizure” may take the form of an “arrest” or a “detention.” See United States v. Brignoni-Ponce,
Despite the manner in which Mazuz framed his claim in his complaint (ie., an unreasonable seizure, unlawful arrest and detention, and the use of excessive force), he has not argued that he was actually arrested, and we find nothing in the record to support such an allegation. We shall therefore examine Mazuz’s claim as one for an unreasonable seizure. In doing so, we recognize that Mazuz’s claim of excessive force is governed by the Fourth Amendment’s prohibition against unreasonable seizures, Chavez v. Martinez,
We conclude that the seizure of Mazuz was reasonable under the undisputed facts of this case. As we have previously held, although the warrant did not authorize
E.
In short, we hold that Tou did not violate the Fourth Amendment by entering Mazuz’s room and seizing Mazuz. Therefore, Mazuz’s § 1988 claim must fail. In light of this determination, there is “no necessity for further inquiries concerning qualified immunity.” Saucier,
IV
We now turn to Tou’s appeal of the denial of his motion for summary judgment on the Article 26 claim. As we have noted, Article 26 is generally construed in pari materia with the Fourth Amendment. Fitzgerald,
Although, theoretically, the resolution of claims under the Fourth Amendment and Article 26 can differ, see Davis v. State,
Based on the foregoing, we vacate the district court’s order denying Tou’s motion for summary judgment and remand this case for further proceedings consistent with this opinion.
VACATED AND REMANDED
Notes
. Mazuz also asserted several tort causes of action against the State of Maryland. The district court granted summary judgment in the State's favor on these claims. The claims against the State are not now before us, and we need not address them further.
. This student had purportedly “punched a police officer's horse” during the riot which occurred after the university’s men's basketball team won the NCAA championship in late March. J.A. 40.
. Mazuz asserted these causes of action together in Count VII of the complaint, which is titled "Violation of Constitutional Rights: 42 U.S.C. § 1983.” J.A. 17. Mazuz's Article 26 claim arises under Maryland common law. See Widgeon v. Eastern Shore Hosp. Ctr.,
. We have jurisdiction to review "final decisions” of district courts, 28 U.S.C. § 1291, and "a district court's denial of a claim of qualified immunity, to the extent that it turns
. In United States v. Patterson,
. Tou's failure to possess the warrant during the raid arguably would have more significance if, in fact, he had knowingly entered room 5108 under the mistaken belief that the warrant authorized entry into that room rather than room 5110.
. The Court has noted that "the execution of a warrant to search for narcotics is the kind of transaction that may give rise to sudden violence or frantic efforts to conceal or destroy evidence,” Michigan v. Summers,
. From the record, it seems clear that Mazuz’s excessive force claim primarily hinges on whether Tou's entry into room 5108 was reasonable. See J.A. 379 (Mazuz’s counsel: "the core of [the excessive force claim] is that under the circumstances of this, any force against Mr. Mazuz would be unreasonable”). Although the parties dispute (for different reasons) whether this claim is properly before us, we conclude that a fair reading of the record shows that it is, and the district court's failure to specifically address it does not preclude our consideration of it. See Garraghty v. Commonwealth,
. We have appellate jurisdiction over the Article 26 claim because it is "inextricably intertwined” with the district court’s denial of qualified immunity on the § 1983 claim. See Taylor v. Waters,
Concurrence Opinion
concurring:
I am pleased to join in the majority’s well-reasoned opinion holding that Officer Tou did not violate Mazuz’s Fourth Amendment right to be free from unreasonable search and seizure, unlawful arrest and detention, or the use of excessive force. I write separately only to emphasize the proper roles of the court and the jury in deciding claims of qualified immunity.
In denying defendants’ Motion for Summary Judgment, the district court stated:
The plaintiffs argument ... is not unreasonable in the sense that [Tou] had been there the week before and should have known better. He knew where the numbers were. He scoped it out to see exactly where they were.
He described the door in detail to get the warrant. He did not have the warrant with him when he came in that evening and indeed he says on deposition, that “maybe if I had had that warrant in hand, I would have seen and not gone in.” And I think that’s enough, frankly, to raise a question of material fact in this case. It squeaks by.
Not to say that the plaintiff prevails in this case ultimately, but a jury will decide whether or not there was objective unreasonableness in this case. As I say, no issue of qualified immunity here really, because it is well established that one doesn’t enter into a premises where one doesn’t have a warrant.
So this is really a question of whether on these particular facts there was objectively reasonable or unreasonable behavior and a trier of fact could differ on that. So the motion as to count seven, which is the 1983 claim ... and the Article 26 state claim is denied.
J.A. 402 (quotation marks and emphasis added).
As the quoted language makes clear, the district court planned to submit to a jury the issue of Officer Tou’s objective reasonableness in entering Room 5108 and restraining its occupants. This is an incorrect apportionment of decision-making responsibility. Whether an officer’s conduct was objectively reasonable, and hence protected by qualified immunity, is a question of law solely for the court. Willingham v. Crooke,
The instant case did not involve any disputed issues of fact material to the ultimate legal question whether Officer Tou acted in an objectively reasonable manner. The parties agreed on what transpired; they disagreed only on what the facts meant. The district court therefore could have, and should have, dismissed Officer Tou as a defendant prior to trial.
The district court's misapprehension undoubtedly arose from the unsettled state of the law in this area. Unlike the Fourth Circuit, several Courts of Appeal hold that objective reasonableness is a jury issue. See, e.g., Maestas v. Lujan,
