*1 wеight may be much as to how uncertain during the accrued experience
accorded appeal deportation, alien’s of an
course training, taken in Mrs. Chen’s
we note that experience, prior with her
combination providing a considerable
might be viewed of the im- familiarity with most
range of necessary oper- likely to be tasks
portant successfully, possibly a restaurant
ate of 8 the terms bring her within
might INS, v. 212.8(b)(4). Talanoa See
C.F.R. 1970). (9th
427 F.2d the Board for refer this matter
We the relevance of clarification
further Accordingly, this case.
training involved denying Board’s decision portion reopen to remand and motion
petitioners’ is remanded to
vacated, the case opin- light of this proceedings
Board
ion. ordered.
So al., Appellants, EVANS et
Rachel al., Appellees, T. et
James LYNN CASTLE,
The TOWN OF NEW
Appellee-Intervenor. 157, Docket 74-1793.
No. Appeals, Court of
United States Circuit.
Second
Argued Oct. 2, 1975. June
Decided Oct.
Resubmitted 4, 1976. En Banc June Rehearing
On remand, sidered in a determination of her for Mrs. Chen’s investor to the Board for a sta- tus. experience con- during interval *2 Christopher Jensen, (Richard
J. Yonkers Bellman, F. Lois Thompson, D. Suburban Institute, Yonkers, counsel), Action for appellants. Davis,
V. Pamela Atty. (Paul Asst. U. S. Curran, Y., Atty., J. U. D. N. S. S. Steven J. Glassman, counsel), Asst. U. Atty., S. Appellees. Federal Handler, City (An- Arthur M. New York Bareli, Hyde, drea Golenbock & New York counsel), for City, appellee Town of New Castle. J. Spires, City (Har-
Jeremiah New York Gottlieb, Wikler, Gottlieb, ry Taylor A. & Howard, New City, counsel), York Carroll, appellees Douglas Director of Tri- Regional Planning Commission, State Regional Planning Tri-State Commission. 3601, 3608(c), (d)(5).2 agen- §§ THE The federal OF PANEL OPINION Department Housing are the cies MOORE, GURFEIN, OAKES and Before (HUD) and the Development Bureau Urban Judges. Circuit Department Recreation of the of Outdoor (BOR), respective whose of the Interior OAKES, Judge: Circuit *3 municipal sewer grants to a district within legal challenge Castle, involves a appeal This the Town of New Westchester agencies policies York, of federal said to against for construction County, New of a of requirements sewer, Title VI of the the Town flout and to itself sanitary for Act, 42 Rights Swamp” U.S.C. 2000d et for 1964 Civil of “Turner recrea- acquisition § (Fair Housing) challenged Title VIII of the here as seq., purposes3 and be- tional Act, Rights allegedly U.S.C. 3601 et 1968 Civil to town main- § made requires agencies economically Title VI federal af- seq. and discrimina- racially tains a its community development to effectuate firmatively anti-discrimi- tory and programs receiving in been policy brought nation federal has also program. Suit assistance, 2000d, agency, U.S.C. regional planning financial Tri- §§ (Tri- requires Planning Title VIII Regional 2000d-l.1 similar effec- Commission State housing policies, State), designated of its fair clearing- tuation which is U.S.C. comply requirement ure to 1. 42 2000d. with the § U.S.C. compliance cannot be shall, se- person determined that No in the United on the States by voluntary race, color, means. In the case ground origin, cured any or national be refusing grant terminating, in, to participation action or be denied the excluded continue, of, subjected because of failure to or comply assistance to or be discrimination benefits pursuant imposed any activity receiving requirement program or with a section, under Fed- to this the head of the Federal de- assistance. eral financial partment agency shall file with the com- 2000d-l. or § U.S.C. having department agency legis- Federal mittees of House and Senate Each is-empowered jurisdiction program to extend or Federal finan- lative over the activi- which any program activity, ty report or cial assistance written cir- involved a full loan, way grant, grounds or than a contract other for such cumstances and the action. guaranty, insurance or contract of is autho- become effective until No such action shall provi- rized and directed effectuаte the thirty days elapsed filing after the 2000d of this re- sions of section title with report. such program activity issuing spect or to such 2. 42 U.S.C. 3601: § rules, regulations, general appli- or orders policy It is of the United States to cability which shall consistent with limitations, provide, within constitutional objectives of the statute achievement housing throughout fair the United States. authorizing the financial assistance in con- 42 U.S.C. 3608: § the action which is taken. No nection with (c) departments agencies All rule, executive regulation, or order shall become such programs approved by shall administer and activities and until unless effective relating development Compliance any require- and urban in President. affirmatively pur- adopted pursuant to this section a manner to further the ment (1) by poses subchapter cooperate or refus- the termination of and shall this be effected Secretary grant purposes. under or to continue assistance with the al to to further such activity any recipient program (d) Secretary Housing or such Urban finding express Development has been there to whom shall— record, hearing, opportunity for after on the requirement, comply with such of a failure (5) programs and administer the activities limit- or refusal shall be political termination but such relating development housing and urban entity, part particular or ed to the affirmatively policies a manner to further the recipient thereof, as to whom such other or subchapter. of this and, limited in finding made shall be has been grant matching funds for the 3. sewer part particular program, or to the its effect thereof, Community was made Facilities under noncompliance has such Act, Acquisition Advance found, (2) by Land U.S.C. other means or been so acquisition Provided, however, for the § and the That law: authorized pursuant Swamp Turner was made be taken until the de- Out- action shall no such Act, Programs agency partment concerned has advised door Recreation U.S.C. persons person fail- appropriate appli- “ghetto house which reviews and coordinates form of living conditions”); Judge grants-in-aid in certain cations federal Pollack added that “potential their status as Jersey York and New counties of New of New residents” Castle did not change regions Connecticut, planning (This certain ruling result. applied to the fed- 3334(a)(1), and which declined to Tri-State.) eral defendants and to We disa- question on however, review gree, expressing, opinion no grounds they regional signifi- lacked whether question have stated cance. a claim for relief. assert
Appellants
they
are minority
question of standing
On the
as to the
of Westchester County
residents
who
agencies
reside
there are three
federal
facts which
racially concentrated
assumed,
areas of the county
below,
have to be
and are constrained to do
First,
so because the
present posture
of the case.
ap-
agencies
failure of the
perform
pellants are low-income minority residents
*4
рermits
their affirmative duties
the mainte-
County
“ghetto”
of Westchester
who live in
pattern
conditions,
is,
growing
nance of a
of racial resi-
racially-concentrated
segregation both in New Castle
neighborhoods.6 Second,
dential
low-income
a mat-
Thus,
county.
elsewhere in the
the case is
ter entirely
Judge
overlooked in
Moore’s
in the series of cases in
dissent,
Castle,
another
this court
the Town of New
to or for
raising
phase
and others4
one
or another in
the challenged grants
whose benefit
social,
complex
legal,
the
made, is,
economic and
court,
words
the district
problems engendered
moral
by
both
the
“predominantly white
per
and a
[98.7
cent]
emergence of the
increasingly
enclave,”
suburbs as
per
well-to-do
cent of which is
important
area,
units of the metropolitan
single-family,
zoned for
develop-
residential
significant
to the achievement of
parcels
acre,
national
ment on
more than one
goals,
by
the
housing
realization that
value of single-family
median
homes in
“does not mean
$50,000;
shelter alone —it means a
has,
1970 in excess of
the Town
collection of services
opportunities
coincidentally,
thwarted the New York
based on locations.”5 The court below
Development Corporation’s
State Urban
at-
granted the Town of New Castle leave to
tempt
to construct within its borders a
appellants
intervene but denied
standing to
housing facility
small 100-unit low cost
sue on the
they
basis that
assert no “injury
the
thus in the words of
court below “con-
in fact” since enjoining
grants
ques-
in
attempts
tinues to be resistant
to alter
tion would not
(in
alleviate their injury
Third,
present housing
its
character.”7
g.,
Faraday
4. E.
Citizens’ Committee
any
Wood
interest
in land within the town or has
Lindsay,
(2d
1974);
507 F.2d
any plan
proposal
Cir.
Ken
connection with
to con-
nedy
City
Lackawanna,
Park Homes
housing
Ap-
Ass’n v.
struct
for them within the town.
(2d
1970),
denied,
pellant
guage But the same pro- limitation or “pinpoint law. history and the case legislative apply vision” does Title VIII. The history of Title legislative VIII requires VI 2000d is indicative Title effectuation § In introducing of its scope. legislation “empowered to extend Federal by agencies Mondale referred Senator any program or ac assistance financial . .” 42 by way tivity, story sordid of which all Americans requires 2000d-l. Title VIII ad U.S.C. should be ashamed developed by this develop country post and urban the immediate ministration World War all programs agencies era, during FHA, VA, and activities in II ment “affirmatively purposes” agencies to further Federal encouraged, and other Act, assisted, expressed easy in 42 and made the flight supra.10 that, from the people It white central cities n.2 America, leaving VI white suggest, because Title is some behind appellees others Negroes and unable to remedy, limited in it is not so much take advan- what these tage of liberalized involved, although ulti extensions of question this is a guarantees. credit merits; credit and VI on the Title contains mately provi “pinpoint Traditionally in its so-called language the American Govern- agency power sion” limits been more ment has than neutral on this *6 roads, Arguably, grants public are made fact that the schools and other re- facilities community lating development. which is near an urban area to a to urban necessarily grants Housing Dep’t Develop- not relat- would ing make them U. S. and Urban ment, development,” Equal in an Opportunity to “urban since era Historical Overview— every superhighways jet community quoted Housing, Equal Opportunity and travel in P-H H2301, added). area. Title Housing (emphasis is in VIII, real sense near an urban at 2316 only 3608(c), requires regional 42 U.S.C. that the § administrator The HUD stated his agencies programs “administer their and activi- deposition Program that the Water and Sewer relating housing and ties to urban subject requirements. to Title VIII was This development” (emphasis added) affirmatively which, rating system explains or selection housing. Similarly, to fair 42 said, further U.S.C. give points “did extra those as he to 3608(d)(5) specifically requires HUD § so to open housing policies.” communities programs “relating administer its and activities might grant not be The same said of the BOR housing development to Arguably and urban . . . from the Land and which was Water Conserva- grant neither the HUD here nor the Fund, supra. grant A tion n.3 made under program relating recreation BOR is for a necessarily “housing” or not be a Act would housing development. to to urban development” grant under VIII. “urban Title here, however, by interpre urban We are aided But area, itself considers New Castle an BOR 2,500 itself, having population tation of Title VIII HUD one which both as of over community. weight. to entitled substantial And Re- Udall v. Tall and as a satellite BOR’s man, gional 380 U.S. 85 S.Ct. 13 L.Ed.2d demonstrated the nexus which Director (1965). formally urge, deposition “existing 616 recently HUD has stated as in his October, 1972, housing pat- housing patterns that the affirmative and desirable requirements grants proc- ought planning action do extend to to be a factor in the terns assessing sewer installation such as here involved: ess in needs we at- [recreation] programs encourage tempt A substantial number of are sub- consideration of all com- ject provisions including just munity these affirmative and not needs leave ourselves renewal, relating cities, recreation, merely those urban model concerned with it’s because installation, system.” important for sewer and water the fabric of this
577
ry practices
The record of the U.S. Govern-
and enforceable
a complete
issue.
one,
best,
period
in that
arsenal of federal
Here
authority.”
appel-
ment
policies
es-
exerted;
collaborator
which
covert
lants
no influence
claim
outrageous
present
remained
tablished
law
unenforced.
living patterns
heartbreaking racial
of,
be
We
not
aware
we
must
must
tragedy
the core of the
lie at
teaching
guided by the
of Trafficante v.
city
good
the alienation of
American
Co.,
Life
Metropolitan
Insurance
good people
because of the
people
color.
irrelevancy of
utter
,
(1972)
involving the
wheth-
question
a case
(1968).
Cong.Rec. 2278
tenants were within the
complaining
er
expressly
class of
entitled to use
Representative
persons
Celler said: “The
too
So
810(a)
under
Rights
or ‘end’
the Federal Fair
Civil
Act of
purpose
Hous-
3610(a),
the walls
discrimi-
that in connection
ing
Act is
remove
housing litigation
minority groups
gen-
in with fair
“the main
nation which enclose
”
Cong.Rec.
erating
private
must be
.
force
suits
.
.
ghettos
“the reach of
proposed
law
ghettos
replace
‘by
was to
truly inte-
relating to duties created
The cases
grated
living patterns’ [quot-
and balanced
include
VI and VIII
Shannon v.
Titles
So, too,
Senator
the Court
Móndale].”
(3d
1970);
HUD,
Cir.
Brookha
Title
applicable
in
discrimination
quo
living patterns,
from
the status
resulting
States
to ensure fair
Title VIII seeks
projects,
injury
to those who must continue to live
42
throughout
the United States.
housing
but
also
ghettos,
dispar-
increase the
2000d, 3608,
2 supra.
nn. 1 and
§§
U.S.C.
living styles by
ity
supporting
between
diverting
while
“white enclaves”
funds
however,
Have,
appellants demon
would have
which otherwise
been used to
injury (it
a nexus between
strated
ghettoization.
In United
alleviate
States v.
opinion of the district
in the
postulated
SCRAP,
93
S.Ct.
“ghetto living conditions are a
court
(1973), plaintiffs alleged
L.Ed.2d 254
”)
very
‘injury’
serious
real and
very
the Interstate Commerce Commission’s fail-
omission of federal civil
claim of
suspend
freight
increased
rates
respect to the
ure to
enforcement with
New Castle
is,
community development grants?
discourage
recycled products
use of
That
is would
“injury
there asserted
fact” to these
to the detriment of the environment which
look,
If
appellants?
omission,
claimed,
we were to
as the
enjoyed.
they
they
Such
appellees and intervenor would have us
violated the ICC’s duties under the National
look, solely toward New
Castle’s
Policy
(NEPA),
Act
Environmental
of 1969
policies,
and land-use
we would
4332(2)(C).
Court found
U.S.C. §
negative,
if for no other
answer
aggrieved
the mean-
those
within
reason than that a recent decision of this
ing of the Administrative Procedure Act
court,
Seldin,
(2d
Warth v.
But the
BOR to implement
the failure
HUD and
Id. at
at 2416. As in
S.Ct.
SCRAP
VIII,
law,
Title
the fair
an act
plaintiffs injured
we have
in fact by admin
change
intended to
which was
functions
istrative inaction. See Citizens to Preserve
grant programs the history
of federal
Volpe,
Park v.
Overton
U.S.
which,
quoted
Mondale’s
as Senator
re-
(1971);
Scenic
suggest,
existing,
reinforced
marks
if not
FPC,
Hudson Preservation Conference v.
new,
patterns
created
racial
(2d
1965),
denied,
354 F.2d
cert.
" In
this instance
segregation.12
appellees’
allege
allocation
Laboratories,
Cf. Scanwell
Inc. v.
to New Castle
violation of Titles
funds
Shaffer,
U.S.App.D.C.
plaint
Tri-State
be dismissed.
MOORE,
Judge
Circuit
(dissenting);
view, I
stating my dissenting
In
note that
body,
while
is an interstate
both
Essentially
Tri-State
presented
there is
in this liti-
corporate
politic, serving
as a common
gation
question
which,
of the extent
agency
Connecticut,
New Jersey and
plaintiffs,
at the behest of the
permitting
act
CIA not
to disclose all
(1973) (no
its ex-
funds Turner Swamp Grant The Turner Swamp. proposed
In 1971 New Castle
acquire
court,
believing
The trial
that it could not
consisting
35 acres of land
largely
some
of a
pass upon the
adequately
issues raised
New
bog
requested
or marsh area.
Castle
without a
both motions
record showing
Open Space
Federal aid for this
and Recrea-
prior
what HUD and BOR had done
cases,
Camp,
grant injunc-
this court concluded that to
Cohen,
(1970);
Flast v.
392 U.S.
zoning
tive relief
make
or to
a declaration that
(1968);
upon
presented
O’Shea v.
was unconstitutional
the facts
Littleton,
abstract, conjectural
hypo-
38 L.Ed.2d
would be “too
(1974);
Collins,
Barlow v.
thetical
to establish an Article III case or con-
(1970);
troversy”
(p. 1193)
ley of the plaintiffs.” the interest The court Evans was thereafter taken. plaintiff “legal standing concluded that issue of motions, is by raised now cast sharp 5,1974, key factual April many of the On relief this well-developed factual Stipulation issues resolved background.” counsel) by plain- (by Facts entered into (King-Greeley). and New Castle tiffs The court then turned to the threshold stipulation substance of the was that none and, issue, e., opinion, decisive in its i. plaintiffs had “looked for for plaintiffs bring “whether have family himself or his of New the Town Standing then this suit.” was tested Castle”; plaintiff that no town or the of his namely, test” two-pronged “the had been deprived residence federal they or will plaintiffs suffered suffer described; granted as funds herein that they and are “within the “injury in fact” had no information to believe that protected by zone of interests the relevant non-residents New Castle would be re- The court was also statute.” mindful park (Turn- admission to the proposed fused “litigants per- necessity maintain a Swamp) race, including er reason sonal stake in the outcome of the controver- creed, income; color or that no claim is they present.” Odegaard, sies DeFunis v. persons residing King- made 40 L.Ed.2d Greeley district will be use of denied creed, race, color reasons or sewer proof submitted, From the con- the court income; and that there is no claim that the not, cluded that appar- “Plaintiffs do Swamp area has been utilized for Turner cannot, ently allege they will suffer housing. moderate multi-family or low any injury have been stipulation lengthy Upon affida- agencies,” grants clearly made attached, deposition with exhibits vits insure that New Castle must not discrimi- Evans, plaintiff Castle and New the sewer natorily swamp administer joined the federal defend- King-Greeley, projects. (See “Assurance of Compliance” motion to dismiss. ants’ BOR). Accordingly, of HUD and the court pur- had also moved to dismiss Tri-State motion for an plaintiffs’ injunction denied 12(b)(1), (2) (6), Rule an attor- the complaint and dismissed for lack of suant motion, accompanying jurisdiction. affidavit ney there are any I discriminatory features in the swamp grants. sewer and finally the motions were sub- Before Affirmatively what pre- seek is to decision, they to the court for had mitted vent HUD and using BOR from hybrid of a acquired somewhat character. (1) for aid in constructing funds a sewer in original government defendants’ mo- densely populated a small section of the pursuant 12(b)(1) dismiss to Rule tion to Town of New Castle where neither housing Fed.R.Civ.P., supported by zoning question are in because the area is setting forth five-page affidavit facts. already up well built on quarter and half *12 preliminary injunc- for a Plaintiffs’ motion plots7 acre which area is badly in need of lengthy on two affidavits. was based tion health;8 sewers for reasons of (2) and supported by motion was an af- Tri-State’s acquiring swamp protect the environ- Castle-King-Greeley’s fidavit and New mo- quality of by mental the area preserving pages pages of 19 and 7 by tion affidavits spaces for a wildlife open sanctuary and for exhibits. motion dismiss thus plus purposes, educational the very goal and con- status of a motion for summa- assumed cern of so much of our legislation. current judgment which in decision the court ry pertinent inquiry Another stage is: standing. to the issue of How- restricted what would be the result of success ever, only development this factual by litigation? in this Primarily it court able to “cast in sharp [this issue] prevent would be to their fellow-citizens purposes appellate review, For relief.” who are much in as need of sewers as they “standing” may be assumed to be the sole housing claim to be in need of from having light determined in issue all the and sanitary sewers a wildlife sanctuary or developed by the trial facts court in aid of park, preserving thus fast-shrinking open determination. such spaces. dangerous But a far more result be the establishment would of a principle II judgment and discretion exercised legislative the executive and branches of embarking upon Prior to a discussion of government can be examined ques- defined, how the Court has (or overturned) by citizen, tioned even denied, jurisdictional or granted standing, it judiciary, aided to determine wheth- capsúlate would be well the nature of (such er the decision as HUD’s and BOR’s plaintiffs’ in terms objectives. this action here) liking. short, was to their In all First, negative. They do not claim that agencies administrative will have to make they housing pur- have been denied or land their decisions with the knowledge that Big in New because of They chase Castle color. guise private Brother of a attorney- do not seek to overturn the New Castle’s general peering over respective their ad- zoning ordinances unconstitutional. ministrative shoulders. do not assert that the They appropri- funds deprive any housing ated will low-cost sum, In plaintiffs, in a suit challenging project They thereof. do not claim that only park, a sewer and a seek by oblique Appendix 7. Tri-State “The area is almost 8. “[T]he extension of sewers into the service entirely developed existing with residential and greatly improve area will the environmental business uses . . . the establishment public aspects health of this central area of King-Greeley Sewer District area sewers in your improvement town . . [and an] alter, alter, opportunity will not or offer the highest priority, and one which should range proposed of densities for residential every receive favorable consideration for Fed- development, already since the area is substan- eral aid.” tially single-family developed with homes that good quality and have considerable are of Orwell, 1984, fantasy. G. written 1949 as a Letter, period remaining.” of useful life De- years remaining nine Now to stave cember Commissioner of Westchester prophecy, becoming danger- off the date is County Department Planning tо New Castle ously close. Appendix Engineer. Tri-State Town court, proceeding to have this the court largely depends coercive so effect, provide more direct HUD illumination of difficult constitutional throughout the nation. This conclusion is question.’ . . . principle Nor is the argument that “the well-illustrated where statutory different issues are pressure administrative lack of federal . . injury raised. . Abstract is not encourage housing op- fair enough. New Castle to alleged It must be through within its borders local portunity plaintiff ‘has sustained or is immediately community development policy danger sustaining inju- some direct materially grow- directly ry’ contributes result of the challenged statute segregation ing patterns of racial in West- or official conduct. . injury Brief, County.” (Applt’s p. 39). chester or threat of must be both ‘real and immediate,’ ‘conjectural’ ‘hypothet- they In fairness to HUD BOR ” 493-94, (pp. ical.’ p. 675) (ci- have set forth what did entitled to omitted). tations making question. No before any project claim is made that discrimina- year Within the the Supreme Court has King-Greeley tion exists as Turner again reaffirmed its views as to standing in *13 VI, Title Swamp projects. 42 U.S.C. Richardson, United v. 166, States attempted HUD also to follow the 2940, 2000d. 41 94 S.Ct. L.Ed.2d 678 and Schlesin- VIII, of Title 42 requirements 3601 ger Stop War, v. Reservists to seq., original the loss of the rating et albeit 208, 2925, (both S.Ct. required sheet reconstruction and 25, there 1974). decided June In these recent opinion differences of within the De- expressed decisions the Court its opinion as Furthermore, partment. project the sewer to the effect of its former (although also approved by appropriate had been recent) defining decisions standing. Since Likewise, County departments. and State these former decisions are heavily relied Swamp, Turner through as to the Interior upon by majority, an analysis of the and the Liaison Officer BOR State had 25, June 1974 decisions and some of the project qualified grant. rated the as for a preceding decisions should suffice to dem-
onstrate that the majority opinion cannot Ill be with reconciled them. The guiding principles applicable of law Schlesinger In the Court “recognized the proper decision here are
to the to be found vitality” Lévitt, continued parte Ex Supreme Court’s recent decision in U.S. S.Ct. 82 L.Ed. (1937) (p. Littleton, v. O’Shea U.S. S.Ct. 220, 2925), 94 S.Ct. and reaffirmed that (1974). There, here, decision, holding that there must be a con injunction sought an on the basis that injury threatened”, crete “actual or namely, engaged the defendants “have in and con- particular “a injury caused the action in, engage pattern tinue to a practice challenged short, as unlawful”—in “par a conduct ... all of which has de- injury” ticular “personal a stake.” prived continues deprive plaintiffs injury This concrete “is especially impor rights.” constitutional Supreme sought produces tant when the relief a con gave explicit a most statement Court frontation one of the coordinate “standing” stating: the essentials for Government;” branches of the and “the would,
“Plaintiffs in the federal
sought
courts ‘must
in рractical effect,
relief
allege
threatened
bring
some
or actual
about conflict with two coordinate
resulting
putatively illegal
from some
ac-
(p.
p. 2932.)
branches.”
What
tion before
federal court
assume
seek to achieve here would
jurisdiction.’
. There must be a
“distort the role
indeed
of the Judiciary in
‘personal stake in the outcome’ such as to
relationship
its
to the Executive and the
open
‘assure that concrete adverseness which Legislature and
the Judiciary to an
sharpens
presentation
upon
arguable charge
issues
of providing ‘government
”
It would
2933).
opinion,
Justice’s
as it
p.
by injunction.’
(p.
94 S.Ct.
mine, highly inconsistent
is in
“if a democ-
was no citizen stand-
there
holding that
In
general
racy
permit
oversight
were to
the re-
noted
Schlesinger, the Court
ing in
government by
elected branches of
Data Pro-
of Association
nature
strictive
large
and in
nonrepresentative,
measure in-
Camp, 397
Organizations
cessing Service
sulated,
judicial
(p.
branch.”
(1970)
25 L.Ed.2d
150, 90 S.Ct.
U.S.
omitted).
2952)
(footnote
p.
“Unre-
injury”), and United
competitive
(“private
standing in
taxpayer
strained
SCRAP, 412
States
would create a remarkably
citizen suits
il-
(1973) (“individual en-
system
supervision of the
logical
im-
natural
resources
certain
joyment of
branches
the Federal
coordinate
Govern-
paired”).
p. 2952).
(p.
ment.”
Richardson, the Court observed that
In
vein, Mr. Justice
In the same
Powell com-
tendency
upon
to call
modern
is a
there
“recourse to
federal courts
mented that
society but
problems
all
to solve
courts
the Federal Government has al-
[where
require-
stake”
“personal
adhered
unresponsive
recognize
legedly been
ment, stating:
inequities
society]
serious
our
needs or
more com-
society
“As
become
our
unprecedented popularity
has attained
vast, our lives
more
plex, our numbers
Those courts have
recent decades.
often
varied,
our
resources more
more
major
instrument of social re-
acted as
strained,
increasingly request the
citizens
2953).
(p.
p.
But
form.”
he
greater
the courts on a
intervention
unequivocally
“how often and how
observed
any period
of our
issues than
variety of
has ex-
the Court
Court]
[the
acceptance
development.
national
antipathy to efforts to convert
pressed its
*14
judicially cognizable in-
categories of
new
open
into an
forum for
judiciary
princi-
not eliminated the basic
jury has
political
ideological
disputes
resolution
judicial power the
that
to invoke
ple
government.”
performance
about
‘personal
stake in
must have
claimant
cases)
(p.
p. 2954).
(citing
short,
outcome,’
some-
...
Morton,
In
Club
Sierra
‘generalized grievances,’
thing more than
(1972),
Congress Rights in the Civil Act of virtually continuing monitors of the wisdom (Title VI) clearly 2000d evi- action; § soundness of Executive question denced its intention to limit the (p. p. 2326). Accordingly the particular program discrimination to the Appeals Court reversed a Court of decision previ- issue. See U.S.C. 2000d-l. As which had reversed the District Court’s de- mentioned, ously no discrimination injunction nial of an and dismissal of the here, program claimed in either and thus complaint. Title VI cannot support IV plaintiffs. Rights
these Nor is the Civil Act any applicable. of 1968 more Congress THE MAJORITY OPINION clearly stated its policy intent: “It is the Court decisions should be made with an provide, the United within States consti- to, to, eye regard and with due practical limitations, tutional fair consequences thereof. The consequences of throughout the United States.” 42 U.S.C. majority’s decision are that the resi- Chappaqua dents of the Hamlet of will not The Court Sierra Club continues with have their much-needed park. sewer or principle that: The “injury in fact” test this, by instigated And court decree by a more than an requires cogniza- to a group who have no interest requires interest. “It the party ble whatsoever in a King-Greeley sewer or a seeking among review be himself the in- Swamp park, Turner nеither of which 1366). jured.” (p. p. projects admittedly discriminatory deny standing would Court those “indi- *15 majority features. The “Here, states that no viduals who seek do more than vindi- then, agencies are with an affirmative duty preferences through cate their own value encourage housing.” fair However, “fair process.” judicial housing” is not an issue in (if this case consequences of any other result be). say “case” it To plaintiffs’ that right out as pointed any follows: “And if adequate housing “is invaded grants group ‘special with a bona fide interest’ acquisition for sewer facilities or of recrea- litigation, initiate such it is could difficult tion areas in urban communities which are why perceive any individual citizen with not so administered” is a most illogical non special the same bona fide interest would sequitur. Equally illogical say is it to that (pp. 739-40, be entitled to do so.” not also the allocation of funds to New Castle “con- p. 1368). perpetuation tributes to the of [plaintiffs’] living patterns the New York metropoli- SCRAP, supra, In United States $358,000 $57,500 tan area.” would dealing “simply plead- Court was with the scarcely suffice for a low-cost housing ings appellees alleged specific in which project. perceptible distinguished harm them from other citizens who had not used Admitting plaintiffs do not have “a natural resources that were claimed to sufficient connection with the community (p. p. 2416) be affected.” 93 grants to or for the benefit of which the are (footnote omitted). made”, The Court could not the majority believes it can upon HUD and Interi- federal grants. exert court coercion While Judge Oakes impor- “because one carefully *16 thoughtful Brother beyond I concur in Oakes’ enforcement of the sale and rental holding plaintiffs that opinion Housing of the Fair provisions Act. Nor respect whether, standing with to defendants HUD has it decided in the absence of I must some hearing provisions and BOR. add words of cau- and notice like those con- however, tion, explain my position. Rights I tained in the Civil Act of Con- Judge Pollack’s decision was gress believe that intended that the federal courts pragmatic view policies based on a that the case HUD’s should review in relation to itself, injunctive against Housing so far as relief grants under the and Urban De- concerned, is may of federal funds with the velopment power Act of ultimately spinning against end a mere injunctions issue federal assistance wheels, plaintiffs may for the not have suf- non-pinpointed programs not, which are themselves, “injury enjoin fered sufficient fact” to discriminatory. il that, na- conformity Judge notes,
I think
with our
case. As
Oakes
that
policy
disgrace
meaning
SCRAP,
to eliminate the
is the
v.
tional
United States
discrimination,
HUD,
plaintiffs
supra.
should
v.
436 F.2d
racial
Cf. Shannon
view,
(3
1970). my
In
person may
heard to test whether HUD has done its
be
be
person”
“aggrieved
meaning
within the
duty
premises.
Association of Data
Act,
of the Administrative
Processing
Organizations,
Inc. v.
Procedure
Service
remedy
administrative inac-
Camp,
§
U.S.
tion without
result,
necessarily having
(1970), supports
standing
as does
may
for other relief. Hе
SCRAP,
aggrieved by
be
supra.
perform
HUD’s failure to
its statutory duty
close,
Although
question
minority
which is
inquiry,
for his class benefit.
fairly
geographical
near the
people
area
injured
not have been
may
He
in fact suffi-
may
involved
be
“aggrieved” by
deemed
ciently to
coerce
executive agency to
inaction,
agency
general
at least in the
way
withhold funds.
law
that
the environmentalist
students
standing
On the
to sue
I
Tri-State
re-
injured by
the inaction of the Inter-
spectfully disagree with my brother Oakes.
Commission in
state Commerce
United
balancing
There must be some
of interests.
SCRAP, supra,
or the class of
States
every
To allow
denial of
significance
area
Richardson,
black students in Adams v.
courts,
to be reviewed
particularly at
480 F.2d
U.S.App.D.C.
persons
as remote
instance
from area
(1973). The failure
the Executive
plaintiffs are,
as
considerations
these
would
statutory
Branch to enforce a
duty imposed
simply
plethora
invite a
of suits with a
may
cause
in fact to the
class
grave question of
judicial
the ultimate
com-
affected,
though,
Judge
even
Oakes
petence to solve them. Whether a sewer
states,
injury would exist
“no
without
pipe in a town is a concern
large
of a
area
D.,
statute.” Linda R. S.
Richard
litigated
need not be
in the context of racial
617 n.
discrimination.
It is better to dismiss the
mean,
That
does not
complaint
now,
Tri-State
as Judge
sure,
they
compel judicial
that
can
re-
Pollack
In
respect
did.
I agree with
sense,
Judge
view.
In that
recog-
Oakes
Judge
though
Moore
for somewhat differ-
nizes, standing
judicial
review are dis-
ent reasons.
crete issues.
Lastly, I must
myself
disassociate
raising
discrimination,
In cases
issues
my Brother Moore’s statement
the is-
considerations,
as well as environmental
all
question
sue is “the
which,
extent to
conferring standing
under the Admin-
at the
plaintiffs,
behest of the
istrative Procedure Act does is to let an
branch of our
government
constitutional
controversy”
Article III “case or
be heard
override,
of,
can
or veto the exercise
discre-
sharp adversity required.
with the
See
tionary judgments
made
the executive
SCRAP, supra.
legislative
branches in connection with
must
courts
still determine the ex-
grants of federal
pursuant
funds made
tent,
any,
permissible
if
federal coercion
the Community Facilities and Advance
withholding of
by the
federal assistance.
Act,
Acquisition
Land
42 U.S.C
Richardson, supra.
Cf. Adams v.
That
(1972) and the Outdoor Recreation Pro-
why
proper
it is
to allow
to these
Act,
grams
(1963).”
U.S.C. 4607
When
raise,
judi-
so
in a
Congress imposed on the Secretary of HUD
context,
obligations
cial
what the
of HUD the
duty
affirmative
“pro-
administer all
are and whether HUD has met them. We
grams and activities relating to housing and
*17
in granting
standing
should be liberal
development
urban
in a manner affirma-
challenge
alleged
where the
is to
adminis-
the
tively
policies
to further
of this sub-
trative failure to act
in the face of an
chapter,”
3608(d)(5),
42 U.S.C.
did not
alleged statutory duty, particularly in a civ-
disregard
mean that HUD could
that man-
fact,
light
Supreme
In
the
opinion
In
HUD has
of
Court’s
date “in its discretion.”
Seldin,
to determine loсal racial
and the
adopted procedures
supra,
many
Warth v.
the
grant.
in the case of
New Castle
Court
policies
recent
decisions on
sub-
“standing” or,
ject
accurately,
of
more
—
case,
well be
The case
a close
but it
thereof —referred to in the
lack
dissent
re-
of the mainstream of court
not out
decision,
original panel’s
F.2d
agency
view
inaction in the face of a
we now hold that
lack
duty.
Congress says
When
feder-
statutory
standing to maintain this action because
al
not be used if certain condi-
funds shall
sustained no
as a
they have
conse-
exist, the courts are often not without
tions
appellees’
actions.
quence
Accordingly,
jurisdiction
majority opin-
review. The
district court’s dismissal
we affirm the
that New
shall not
ion
not mean
Castle
does
appellees.5
as to all
complaint
If that should be the end
its sewer.
process
it will be
result of
I.
courts,
Congress, not
deter-
because
facts,
appel-
insofar
bear on
par-
policy against
national
mined the
sue,
substantially
lants’
un-
funds,
federal
which the
ticular use of
fully
and have been
set forth
disputed,
required to respect.
courts were
A
opinions and dissent.
brief
the earlier
point.
summary will suffice at
REHEARING EN BANC
ON
King-Greeley
In
Sewer District
KAUFMAN,
Judge, and
Before
Chief
special
(“District”),
purpose
district with-
FEINBERG, MANSFIELD,
MOORE,
(“Town”)
Town of New
Castle
MULLIGAN, OAKES, TIMBERS, GUR-
County (“County”),
sought
Westchester
FEIN,
GRAAFEILAND and MES-
VAN
the Department
aid from
federal
Hous-
KILL,
Judges.
Circuit
(“HUD”)
Development
and Urban
MOORE,
Judge:
Circuit
of a sanitary
the construction
sewer facility
of Chappaqua.
in the hamlet
In
panel
weeks after a
three
divided
Some
sought federal funds from the
Town
De-
Judge
dis
reversed
Pollack’s
of this Court
Bureau of
partment
Interior’s
Outdoor
complaint1
Su
appellants’
missal
(“BOR”)
acquire
Recreation
in order
its decision
preme
announced
Court
Swamp (“Turner”)
preservation
Turner
Seldin,2
originated
a case which
Warth v.
park.
area
public
as a wildlife
Both of
Thereupon
appel
the federal
this Circuit.3
these
were approved. Thereafter
reconsideration of this case
urged
lees
Regional Planning
the Tri-State
Council
banc;4 citing
impact
both the
of Warth
en
regional
(“Tri-State”),
“clearinghouse” in
panel holding,
impor
and the
on the earlier
the area for coordination and review of
holding
principles
of stand
tance of
grants,
pro-
declined to review the
majority
A
of the en banc
ing generally.
grants.
priety
rehearing
similarly, and a
was
panel felt
August
pursuant
dispute
Appellants
ordered
do
need
—who
35(a). The appeal was sub
F.R.App.P.
Chappaqua’s
residents for a sewer or the
argument.
desirability
further oral
of preserving
public
without
Turner for
mitted
Seldin,
(2d
Lynn,
(S.D.N.Y.
3. Warth
recreational use—filed in federal benefit to them. they In claiming that grants allege specific, district court no personal, adverse results support primari- Town’s amounted whatsoever from the for sewer and white, single-family housing pattern ly park in construction.10 government’s violation of the federal af- II. duty
firmative
to eliminate discrimination
housing
encourage
opportunities
fair
The aid of the federal courts is not
Appellants allege
the United States.6
that
freely available to all who seek it. Access
“aggrieved” by
they
persons
are
the action
by judicial
to the courts is restricted
discre
the federal agencies
within
Tri-State
statute,12
tion,11regulated by
subject
meaning
of the Administrative Proce-
overriding
limitation13 of Article III of
Act,
702,
dure
and the
U.S.C.
1968Civil
§
Constitution that
federal courts de
Rights Act,
3610(a)
(d).
§
U.S.C.
only
cide
cases and controversies.14 The
Standing
on
ground
to sue is asserted
controversy requirement
juris
case and
is a
are low
moderate in- dictional limitation which can be enlarged
belonging
come
minority
individuals7
Congress
neither
act of
nor
the courts
suffered,
groups who have
as a result of the
jurisdictional
it
sponte.
sua
Because
agencies’
federal
“absence of meaningful
origin,
nature and Constitutional in
it
ais
rights enforcement”,8
civil
a lessening of
requirement”15
“threshold
which must be
impetus”9
“federal
encourage integra-
federal
satisfied before the
court can take
tion and fair
in the
housing
County. Appel-
cognizance
any
recently
claim. As was
specific allegations
lants make no
of dam-
Supreme
stated
Court in
Preiser
age.
395,
Newkirk,
401,
2330,
95 S.Ct.
(1975):
They make no claim that have ever power exercise of under sought housing or been refused depends Art. Ill of the Constitution on They Town. interest any have no Town the existence of a case or controversy. property, any or connection with past or As the Court noted in North Carolina v. Rice, proposed project 244, 246, the Town. U.S.
They
allege
do not
of the chal-
either
591 grievance that his particular meets controversy admit- and substantial real is the standard,17 “essence”18 of which a through relief decree ting specific “injury fact”19 suffered character; presence of distinguished as a conclusive plaintiff as a result of the defendant’s advising what the law opinion an actions.20 upon state of hypothetical a would be Ibid, Aetna Life Ins. quoting
facts.’”
over,
in,
a
interest
or concern
Mere
Haworth,
227, 241,
300 U.S.
57 S.Ct.
v.Co.
acts —no matter
prospective
defendant’s
461, 464,
(1987).
(Emphasis
81
617
L.Ed.
felt —is insufficient
to demon
deeply
how
supplied).
in fact.21 What must be shown
injury
strate
or
of a case
contro
hallmark
perceptible harm”22 —a
“specific
is a
presence
of adverse interests
versy is
by the
injury”23 actually
“concrete
suffered
parties
per
who have a substantial
clearly
between
immi
particular plaintiff,24
else
nent,25
capable
stake
in the
outcome
is
sonal
which
of resolution
sue,
in its
Abstract or
Standing
Consti
redress in the federal courts.26
litigation.16
sense,
plaintiff
a
showing by
enough:27
is not
hypothetical
tutional
Carr,
D.,
618,
614,
1146, 1149,
of Baker v.
In the well-known cases
ard
410 U.S.
93
16.
S.Ct.
703,
186, 204,
691,
(1973).
7 L.Ed.2d
82 S.Ct.
35
369 U.S.
L.Ed.2d 536
(1962),
framed the is-
Court
663
following manner:
sue in the
Morton,
727, 739,
21.
v.
Sierra Club
405
92
U.S.
alleged
personal
1368,
such a
1361,
(1972).
“Have
S.Ct.
59B
ag-
III.
applied
“person
specifically
been
810(a), 42
of section
language
grieved”
appellants
doubt that the
in this
Any
case
Rights
U.S.C.,
Civil
Act of
injury which
alleged
abstract
rely
support
primarily
constitutionally insufficient
to sustain their
Trafficante v.
standing.
In
their claims
sue,
resolved
standing to
been
Co.,
Life Ins.
Metropolitan
Supreme Court’s decision Warth
Sel-
(1972), the
364,
pra, 418
IV.
Seldin, supra,
v.
at 422
Warth
2932.”
repeated
Court has warned
Supreme
The
2207-8,
502-4, 507-8,
at
95 S.Ct.
U.S.
straying
in
ly
past
hazards
in
omitted;
(footnotes
emphasis
2209-10
requirement of a
the Constitutional
from
original).
supplied
part;
brackets
Absent adherence to
controversy.36
or
case
mandate,
applies
same rationale
courts become
the Constitutional
case
greater,
not
force to the
at
val
equal,
personal
if
the vindication
forums for
Here,
allege
have failed to
preferences, usurping the
political
bar.
ues and
facts whatsoever indicative of
as
any
legislative
public
branch
the focus
grants
lobby,
them a result
usurping
well the
suffered
debate
They
Town.
do not
primary responsibility
the District and the
for the
executive’s
Warth,
claim,
petitioners
as did
of federal
law. Federal
implementation
unsuccessfully sought housing
cannot,
consistent with the Constitu
courts
Town,
jurisdiction
arbitrarily rejected
tion,
that the Town
exercise
vindicate
or
causes;37 they
empow
are
They
of benefit to them.
chosen
housing proposals
litigants’
that,
specific
only
response
not been
relief
had
ered
claim
Rice,
Seldin,
See,
g.,
supra
supra
499-500,
v.
e. North Carolina
Warth v.
at
422
95
at
U.S.
404;
246,
Sierra Club v.
92 S.Ct.
S.Ct. 2205-6.
Morton, supra
732,
3,
n.
92
at 405 U.S.
S.Ct.
Beals,
45, 48,
1365;
90
Hall S.Ct.
SCRAP, supra at
U.S.
United States 412
200, 201-2,
(1969);
Flast v.
214
24 L.Ed.2d
687,
2415-6.
1950;
Cohen, supra
cf.
at
U.S.
cree,
to,
remedy,
particularized
and in order to
the Court’s
rejecting
decision
showing
injury.38*
of individual
metropolitan area desegregation order
actually
was
based
fundamental
limi-
time,
especially
or
is
This
not
on the remedial powers
tations
place,
attempt
general
dissertation on
opera-
federal courts
restructure the
functioning of
judicial supervision of the
government
tion of local and state
enti-
agencies.
guard
To
administrative
power is
plenary.
“may
ties. That
It
tritely
danger may
today
said
such
‘only
be exercised
on the basis
of the Constitution in
of a consti-
the draftsmen
”
altogether
little-
[738,
unaware of
tutional violation.’
1789 were not
U.S. at
tendencies to endeavor to
changing
L.Ed.2d,
human
at
1087],
S.Ct.
at
quot-
assigned
The well-defined role
power.
seize
v. Charlotte-Mecklenburg
Swann
judiciary
to be
in Article
is
found
III
Education,
Board of
16 [91
possible
To avoid a
of that Constitution.
28 L.Ed.
S.Ct.
566-67].
declaratory judgments
tendency to seek
Goode,
Rizzo v.
See
U.S.
S.Ct.
[96
advisory opinions
possibly hypo-
on matters
598, 46 L.Ed.2d
Once a constitu-
561].
thetical,
role of the
under
courts
Article
found,
tional violation
a federal court is
passing upon
III
confined to
an actual
required to tailor
scope
“the
of the reme-
controversy”.
Even
“case
within these
dy” to fit “the nature and extent of the
years
restricted limits the courts over the
constitutional violation.”
Applying
standing
significantly
concluded
citizen
would
it, the court
Gautreaux
fore
alter
power
of
properly
was
com-
allocation
at the
wrong which
the
the
national
that
level,
was
away
below
not
with a shift
from a
the
democrat-
byof
plained
I
support
government.
ic
of
also
constitutionally insufficient
form
believe
appropriateness
repeated
essentially
and feasi-
remedy sought;
head-on
importance
crucial
remedy were of
between
of
confrontations
life-tenured
bility
representative
the exercise of the
prerequisite
branch
branches
and a
not,
The
will
powers42
necessity
government
long run,
equitable
of
courts’
Article III
public
adherence
to either. The
be beneficial
for continued
confi-
standing
proper
and the
essential
dence
former and
requirements
equity powers
exercise of
vitality
on the
critical
the latter
limitations
well
Burg-
in Mr. Chief Justice
if we do not exercise
underscored
erode
self-restraint
power
in United
utilization of our
majority opinion
negative
States
er’s
Richardson,
actions of
other branches.
We
every
in which the Court held
mindful of the
should
contradic-
plaintiff
standing
lacked
that would arise if a
taxpayer
democracy
tions
permit general oversight
to sue.
of government by
elected branches
a non-
society has become more com-
“As our
large
and in
measure
representative,
in-
vast,
more
our lives
plex, our numbers
sulated, judicial
branch.
varied, and our
resources more
more
S.Ct. 2952.
strained,
increasingly request the
citizens
Powell offered
historic
dangers inherent
words:
dicial
jury has not eliminated
variety
ple
thing
new
claimant must
Concurring in the
intervention
national
power;
outcome,’
categories
(citations
more than
. .”
of issues than
development.
Constitutional
we would well to
invoke
have a
omitted).
...
the courts on a
‘generalized
cogent analysis
judicially cognizable
holding
the relaxation
166, 179-80,
judicial power
do
‘personal
restraints on
acceptance
period
short,
basic
grievances,’
Richardson,
Mr. Justice
recall
stake in
greater
princi-
some-
our
ju-
his
in-
lies in the
vidual
selves
creasingly
their limited resources
the effectiveness
by litigants
constitutional
resolution
government action.
maintained
some
ticulated
[W]e
[*]
operations of
irreplaceable
amorphous
from all
risk a
citizens
oppressive
[*]
from their
protection
public esteem
who
public-interest
Mr.
rights and liberties of
progressive impairment
taxpayers
cannot
[*]
value of the
Chief Justice Marshall
general
government,
the federal courts if
It
it has
historic
[*]
minority
distinguish
is this
supervision
discriminatory
suits
afforded the
diverted in-
[*]
all
role to the
power
role,
brought
citizens.
groups
them-
[*]
indi-
ar-
permitted
requirements
peaceful
and has
Relaxation
courts
*25
judi-
directly
expansion
counter-majoritarian
related
coexistence
inescapable
judicial
It seems me
review and
power.
implications
cial
question
“standing”
question
was
In Gautreaux there
no
but
In Milliken
that
although
plaintiffs
(respondents
Supreme
the Chief Justice in his
involved
in the
not
necessity
standing
opinion
been aware
this
must have
had
seek vindication of their
Court
standing
challenge
in
he stated “the
made
because
a footnote
and the defendants
no
plaintiff
proper party
standing
respecting
a
wаs not
before the district
the NAACP as
court
they
trial court and is not
issue
to dismiss the action. See
in the
when
moved
contested
722,
2,
Chicago Housing Authority,
note
94 S.Ct.
418 U.S.
Gautreaux v.
in this case.”
(N.D.Ill.1969).
F.Supp. 907
democratic principles upon
our
which
to aid construction of
parks
sewers and
in
Federal Government
final analysis
Francisco.
San
rests.
418 U.S.
S.Ct. 2954.
Thus
case
differs sharply from those
by
dissenting
cited
our esteemed
action, appellants
brothers,
In this
are invok
jurisdiction
plaintiffs
in each
which
ing
solely
the Court’s
impose
would be
upon
by
appellees priorities
ap
which the
benefitted
relief sought.
In Hills v.
pellants
may Gautreaux, -U.S.-,
favor. Sincere
their views
be, they
not properly
addressed to the L.Ed.2d
U.S.L.W. 4480
Disagreement
government
instance,
courts.
ac
plaintiffs,
who were tenants in
felt,
strongly
tion or
however
policy,
does
funded,
federally
racially segregated hous
not,
alone,
“injury”
constitute an
ing
predominantly black ghetto areas in
in the Constitutional sense
is cogniza
which
Chicago, stood to benefit
from the relief
ble in the
courts
susceptible
federal
sought, an order which would eliminate the
branch;
remedy
judicial
by the
is a mat
discrimination
by
them
directing
properly
Congress
ter
addressed to the
or
housing,
that such
they
ap
had
the Executive.
tenants,
plied as
must be constructed in
predominantly white areas where
plain
Accordingly,
judgment
of the district
reside,
might
tiffs
then
see 296 F.Supp. at
affirmed,
is
appellants’
court
complaint
(N.D.I11.1969).
Here plaintiffs gain no
hereby
is
dismissed.
comparable benefit
from the injunction
sought.
they
The most
can realize is the
MANSFIELD,
Judge, concurring,
Circuit
satisfaction that federal funds will not be
TIMBERS,
Judge, joins:
with whom
Circuit
misused. Absent statutory authorization,
concurring
Judge
In
carefully
Moore’s
enough
this
to confer standing. They
opinion
that,
considered
I would like to add
must show some stake in the outcome. See
as I am the
sympathetic
provid-
idea of
Cohen,
Flast v.
ing ready court
access
those who seek
(1968).
ing whether as a matter of policymaking
691, 703, 7
(1962).”
663
particular
issue is
responsibility
suitable
Seldin, supra,
Warth v.
498-99,
by
courts,
for determination
Barlow v.
at 2205. This
is in essence the
Collins,
397 U.S.
n.
90 S.Ct.
question of access standing.
(1970) (Brennan, J.,
607
York,
New
35,
839,
420 U.S.
95
43
S.Ct.
“reviewability”
aspect of
or
The second
(1975)
may
(agency
impound
not
additional
standing question involves
appropriations),
act
pollution
water
control
policymaking
considerations.
judge-made
however,
quite plainly,
indicates
re
Mr. Justice Powell has
what
They are
duty
courts should not fail in their
assure
“essentially matters of
to as
ferred
faithfully
Executive
has
executed
Seldin, supra,
v.
Warth
self-governance.”
merely
complex regula-
the laws
because a
500,
at
2206. Even
U.S.
422
involved. See also National
tory scheme
standing on the
is access
assuming there
Nixon,
Treasury Employees Union v.
160
propri
is the issue of the
part
appellants,
321,
(fed-
492
U.S.App.D.C.
(1974)
F.2d 587
Department
HUD or Interior
ety of the
grant declaratory
or-
may
eral court
relief
ques
an “abstract
to New Castle
dering
to implement
Executive
federal em-
.
public significance
of wide
tio[n]
courts,
adjustment).
in-
pay
Other
ployees’
institutions
governmental
other
[which]
own,
cluding
have corrected
our
errors
Id.
address”?
competent
be more
congres-
Executive’s administration
standing as a mat
the court decline
Should
programs
multiplic-
established
in a
sionally
2
argument can
powerful
A
policy?2
ter
where, arguably,
alleged
ity of cases
court should not act as
be made
has
no
damage
plaintiff
been less or
“congressional
or
aas
agency”23
“planning
direct,
alleged
material
where
more
Depart
an Executive
to correct
inquiry”
or
more
have been less
no
affect-
interests
carry
has refused
out
ment which
ed,
alleged agency
action
and where
mandate,
congressional
especially where
egregious
less
no more
has been
inaction
unmanageable.24
might
suit
be
Su
than here.25
City
in Train v.
preme
Court decision
Richardson,
267,
powers
U.S.App.D.C.
Since HUD has no enforcement
v.
156
Adams
assuring
1159,
(en banc) (challenge
enormity
(1973)
fair
since
of the task of
1162
480 F.2d
Attorney
desegregation policies general-
the role of
Gen-
makes
school
HEW
minimal,
generat-
ly).
main
eral in the matter
ing
which,
private
suits in
must be
force
says,
complainants act
General
Solicitor
Schlafly
Volpe,
(7th
g.,E.
v.
the Act
supra,
forth
tion
note
which sets
§of
relief,
Appellants
injunctivе
seek
but
this
are uncon-
duties. We
HUD’s affirmative
ancillary
purely
the reevaluation
would
vinced, however,
reading
narrow
sought.
reviewability
civil
statute
under
Rights Org.
appropriate.
National Welfare
Cf.
4332(2)(C)(iii).
U.S.C. §
Finch,
U.S.App.D.C.
may
briefly
best
corollary,
and its
“injury in fact”. The past
of other consti-
the courts’ construction
has
decade
seen a
lowering
dramatic
provisions,
process
where
tutional
imposed by
requirements
barriers
standing
guar-
The First
obvious.
Amendment
more
challenges
to
to administrative action. Per
religion,
example,
of
antee of freedom
haps
by change,
not
this movement toward
was,
1789,
when drafted
almost certainly
broader
has coincided with a spec
exclusively
refer
to
the worship
intended
size,
tacular increase
scope
power
today
concept
religion
God.2 But
of
of
bureaucracy
of
of
executive
expanded
protect,
has been
under some
has,
argue, heightened
branch —which
some
least,
only
at
worship
circumstances
not
judicial oversight.
During
need for
divinity
recognize
of
the refusal
years,
“legal
these
the archaic
interest” re
some,
divinity,
all,
not
but also
if
deeply
quirement of Tennessee Elec. Power Co. v.
Similarly,
held moral convictions.3
the TVA,
118,
366,
306
59
U.S.
S.Ct.
83 L.Ed.
of
meaning
“speech”
First Amendment
has
(1939)
abolished,
543
has been
of
Assoc.
protest.4
come to include silent
And the
Processing
Org.
Data
Camp,
Service
v.
397
“search”,
as used in the
definition
Fourth
150, 90
827, 25
U.S.
(1970).
S.Ct.
L.Ed.2d 184
Amendment,
years
has in recent
been ex-
Standing to challenge administrative orders
physical
intrusion
panded beyond
which
given
id.,
has
to competitors,
been
Framers,5
encompass
concerned
elec-
consumers, Office of
Communication
eavesdropping.6
tronic
FCC,
U.S.App.D.C. 328,
123
GURFEIN,
Judge, dissenting,
study
Circuit
the housing policy
a HUD
fited
KAUFMAN,
County,
R.
Chief
New Castle in Westchester
New
with whom IRVING
obviously
class
must be
York. The
more
concurs:
Judge,
contrast,
opinion points
Harris,
Judge
Oakes’s
9. Giles v.
189 U.S.
In
23 S.Ct.
out,
taxpayers
whose suits were
or citizens
particular statute to determine racially discriminatory policies
whether
being followed towns which seek federal finding
subsidies. If that such dis- practiced,
crimination is funds are to be what happens
withheld. But if HUD fails into the matter as it to look is ordered to al., Max GRENADER et and, nevertheless, do, approves the federal Plaintiffs-Appellants-Appellees, funding? brethren in the My majority say nothing is to be done about it by anybody. But, as the Court said Association of al., Milton SPITZ et Processing Orgs., Data Service Inc. v. Defendants-Appellees-Appellants, 150, 154, Camp, Cooper al., Bernard et Defendants. (1970), “[wjhere statutes are concerned, trend enlargement is toward 75-7592, Nos. Dockets 75-7601. people class of who protest may United States Court Appeals, action.” I administrative believe that when Second Circuit. Congress imposed Secretary HUD duty the affirmative “pro- administer all Argued March grams relating and activities April 28, Decided urban development in a manner affirma- tively the policies to further of this sub- 3608(d)(5), 42 U.S.C. it did
chapter,” may disregard
mean HUD that man- in its discretion. And those who have
date course, only are, pleading stage We and we not consider appel- whether allegations. prove lants can as Tri-State notes or as well that we are not deciding the congres- merits, of enforcement tant method I would like to my make posi- own set forth in Title VIII is policy tion even clearer. sional grants related agencies’ administration I would hold that the neces- development.” or urban either sarily injunctive to seek re- “are so find They then against lief the Secretary of HUD and his related.” assistants to restrain grant of federal funds, for that involves the preliminary V question of whether a determination of TRI-STATE HUD to funds to New Castle is sub- ject and, so, review if at whose agency. is not a federal It has Tri-State instance, a matter we need not decide if we independent appraisal of the its own made simply reverse the summary judgment. I Swamp sewer and Turner King-Greeley would hold that the plaintiffs are “ad- “non-regional significance.” as of projects versely aggrieved affected or by agency projects Accordingly, review of the was re- meaning action within the of a relevant County Depart- to the Westchester ferred statute” under the Administrative Proce- Planning. scarcely It befits the ment of Act, dure 5 U.S.C. to raise the ques- § judiciary to override and of the federal role tion of whether the Secretary has failed to judgment of Tri-State in supersede inquiries implied make the from his affirm- a sewer in a minute evaluating whether duty ative to “administer programs park and a small wildlife area of a town relating activities and urban de- concern as to call for area of sufficient velopment a manner affirmatively to and reaction. I find no action Tri-State policies further of this subehapter,” Pollack’s Judge dismissal error 90-284, VIII, Pub.L. Title 808(e)(5), April § complaint Tri-State. 11,1968, 42 3608(d)(5), U.S.C. § without consideration of the merits of the lawsuit. VI SCRAP, See United States v. conclusion I cannot reconcile the ma- In holding Supreme with the jority’s Court’s Congress passed In 1968 the “Fair Hous- Club, O’Shea, Richardson decisions Sierra ing” prohibiting Act discrimination in the Schlesinger, all of which support Judge housing. Rights sale or rental of Civil Act injunction of a preliminary Pollack’s denial 11,1968, 90-284, April Pub.L. VIII, Title complaint. According- and dismissal of the 801, 42 U.S.C. It contains the ly, Judge I dissent would affirm Pol- general duty provision affirmative noted. lack’s order. 3608(d)(5). 42 U.S.C. § GURFEIN, Judge (concurring Circuit yet Court has not deter- dissenting): whether the mined affirmative duty goes
