ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTION TO DISMISS
Plaintiff Anna Rabkin, the Berkeley City Auditor, brings this action against Defendants, the City of Berkeley and some of the Berkeley City Councilmembers, alleging that they denied her salary increases for political reasons. Defendants bring the present motion to dismiss, pursuant to Federal Rule of CM Procedure 12(b)(6), on grounds that the individual Defendants are entitled to absolute immunity and that none of Plaintiffs eight causes of action state a claim.
Defendants’ motion to dismiss came on regularly for hearing before this Court on May 13, 1994. Jylana Collins, Deputy City Attorney, appeared for Defendants, and Malcolm Burnstein and Catherine Trimbur appeared for Plaintiff. The Court, having considered all the papers submitted and oral arguments of counsel, and good cause appearing, hereby GRANTS IN PART AND DENIES IN PART Defendants’ motion, as follows.
A motion to dismiss for failure to state a claim will be denied unless it appears that the plaintiff can prove no set of facts which would entitle her to relief.
Conley v. Gibson,
Although the court is generally confined to consideration of the allegations in the pleadings, when the complaint is accompanied by attached documents, such documents are deemed part of the complaint and may be considered in evaluating the merits of a Rule 12(b)(6) motion.
Durning v. First Boston Corp.,
FACTUAL SUMMARY
Plaintiff is the Berkeley City Auditor. Under the Berkeley City Charter and ordinances, the City Auditor holds a full time department head position that is filled by election. Under the Charter, the city council fixes the auditor’s salary.
On December 15, 1992, the city council failed to approve a proposed equity increase for the auditor, although it had recently approved a merit compensation plan for city employees. On July 20,1993, the city council again failed to approve a proposed cost of living increase for the auditor, although it had recently approved cost of living increases for all city employees. The individually named Defendants either voted against the proposed auditor salary increases or abstained. Plaintiff alleges that the newly-elected majority of the city council has singled her out for adverse salary decisions to punish her for her political associations and activities, and to drive her out of office.
DISCUSSION
I. LEGISLATIVE IMMUNITY
Local legislators are entitled to absolute immunity for acts undertaken in their legislative capacity.
Cinevision Corp. v. City of Burbank,
Defendants argue that their salary actions were taken within their legislative capacity as city councilmembers to fix the auditor’s salary and to make budget decisions, pursuant to their charter authority and responsibilities. As such, they say, these are the kinds of acts which courts have found to be “quintessential” legislative acts. Defendants cite several decisions from other circuits in support of this position. In
Dusanenko v. Maloney,
Other decisions cited by Defendants similarly held that legislative votes to eliminate individual positions were legislative acts entitling the legislators to absolute immunity, even where, as is alleged here, they were directed at specific individuals for political reasons. 1
Plaintiff relies on cases within this circuit, but which do not involve similar facts.
2
Plaintiffs central argument is that these cases illustrate acts taken, by vote of the legislative officials, against single individuals rather than the public at large, and therefore characterized as administrative. However, whether the act affects only one individual is not the determinative factor in the Ninth Circuit decisions.
See Cinevision,
Moreover, the Supreme Court holds that the overriding concern in questions of official immunity is not the scope of the acts, but a “functional” inquiry, in which the courts must “examine the nature of the functions with which a particular official or class of officials has been lawfully entrusted, and ... seek to evaluate the effect that exposure to particular forms of liability would likely have on the appropriate exercise of those functions.”
Forrester, supra,
Defendants make a convincing argument under this test. If their votes to fix the auditor’s salary are not protected by legislative immunity, each time they vote to fix this salary, the individual councilmembers would be subject to suit. This would chill the councilmembers’ discretion to set the salary under the City Charter, and essentially force them to grant the same cost of living increas-' es and salary adjustments to the Auditor that are provided to other city department heads. Thus the City Charter’s provision for discretion would be obviated, and the public inter
Accordingly, the Court holds that the individual councilmembers are entitled to absolute legislative immunity, and the first through seventh claims against them are accordingly dismissed with prejudice.
Plaintiffs Section 1983 claims against the City cannot be resolved on grounds of absolute immunity. Rather, under
Monell v. Dept. of Social Serv. of the City of New York,
II. SUFFICIENCY OF PLAINTIFF’S CLAIMS
A. First Cause of Action: Violation of the First Amendment
Plaintiff alleges that Defendants violated her first amendment rights when they denied her salary increases to punish her for her political associations and activities. Defendants raise essentially two arguments to support dismissal of this claim: that Plaintiff has stated insufficient facts to allege that the salary decisions were based on her political association and advocacy, and that Plaintiff has not alleged a sufficient injury.
Defendants’ assertion that Plaintiffs allegations are insufficiently specific to state a first amendment claim is not well-taken. In support of this argument, Defendants rely upon decisions in which plaintiffs sought to impose liability on defendants for activities protected by the first amendment, and are inapposite to the case at bar.
See Franchise Realty Interstate Corp. v. San Francisco Local Joint Executive Bd. of Culinary Workers,
Defendants’ argument that Plaintiff has insufficiently alleged a constitutional injury is equally unavailing. Their assertion that Plaintiff has suffered no actual impairment to her political activities misses the point: it is Defendants’ alleged attempt to punish Plaintiff for exercising her first amendment rights that constitutes the injury. While it’s true, as Defendants point out, that the cases relied upon by Plaintiff involve more serious adverse job decisions taken against public employees or appointees, and not elected officials, this distinction does not compel the conclusion that no constitutional injury occurred. Plaintiffs first amendment claim does not rest on her alleged rights as a government employee. Rather, the Supreme Court “has made clear that even though a person has no ‘right’ to a valuable governmental benefit and even though the government may deny him the benefit for any number of reasons, there are some reasons upon which the government may not rely.”
Elrod v. Burns,
Defendants also argue that their decision advanced a public policy interest and that they applied the same policy when voting not to propose salary increases for other elected officials. This is a factual argument aimed at defeating Plaintiffs allegation that she was singled out for political reasons. As such, it is irrelevant to the sufficiency of the complaint’s allegations, and thus irrelevant to the
Finally, citing
Porter v. City of Riverside,
Plaintiffs complaint alleges sufficient facts to support her claim that Defendants’ adverse salary decisions were based on the exercise of her rights to associate and speak on political issues. Accordingly, she has stated a claim under the first amendment, and Defendants’ motion to dismiss this claim as against the City must be DENIED.
B. Second Cause of Action: Violation of Due Process
A threshold requirement for a claim for violation of substantive due process is the termination or revocation of an existing property interest in a benefit created by an independent source, such as state or federal law.
Board of Regents v. Roth,
As an elected official, Plaintiff does not have an “employer.” She cannot be hired, fired or disciplined. No one supervises the quality or quantity of her work. As Plaintiffs brief demonstrates, the only power Defendants have over her is the power to fix her salary. Accordingly, Plaintiff is not an employee for the purposes of the decisions she cites, which are premised on the concept that an employer can bargain with its employees for an implied employment agreement.
Accordingly, Plaintiff cannot establish a protected property interest in her job, and this claim must be dismissed with prejudice.
See Wolf v. Larson,
C. Third Cause of Action: Violation of Equal Protection
Plaintiffs equal protection claim is based on the premise that she was treated differently from other, non-elected city department heads because of her political activities. Defendants have established that they acted to prevent salary increases for other
Where, as here, the proffered classification does not trammel fundamental personal rights or implicate a suspect classification, it will withstand constitutional challenge if the law in question has some rational relation to a legitimate governmental interest.
City of New Orleans v. Dukes,
Defendants assert that the distinction between elected officials and non-elected employees is rationally related to the legitimate governmental purposes of exercising budgetary restraint and promoting a public policy that the City’s elected leadership seek and hold public office for the honor of serving the public, and not for renumeration. Plaintiff argues that she is similarly situated to the non-elected city department heads and not to other elected officials, and therefore the salary actions were not rationally related to Defendants’ proffered policies. For the reasons discussed above, the Court holds that Plaintiff is not similarly situated to non-elected employees, and this argument fails.
Similarly unavailing are Plaintiffs arguments that neither policy concern articulated by Defendants can be’ seen as a legitimate government interest. The Supreme Court holds that
any
rational purpose possibly motivating the challenged decision will defeat an equal protection claim.
See Kadrmas v. Dickinson Public Schools,
Accordingly, this claim is dismissed with prejudice.
D. Fourth Cause of Action: Bill of Attainder
A bill of attainder is a legislative act which inflicts punishment without a judicial trial.
Nixon v. Administrator of Gen'l Serv.,
Accordingly, the challenged failure to increase Plaintiffs salary cannot constitute a bill of attainder as a matter of law, and this claim is dismissed with prejudice. 4
E. Fifth Cause of Action: Conspiracy
To state a claim for relief under 42 U.S.C. § 1985(3), Plaintiff must allege four elements: “(1) a conspiracy; (2) for the
Since the individual Defendants are entitled to legislative immunity, Plaintiffs conspiracy claims against them must be dismissed. While only one Defendant, the City, remains in this cause of action, this fact itself is not fatal to Plaintiffs conspiracy claim; it is possible for one defendant to be immune from liability, and yet another defendant to be liable for conspiring with the immune party.
Dennis v. Sparks,
Other circuits are split on the issue. Some courts have held that the “intra-corporate conspiracy” doctrine applies in Section 1985 cases, holding that a governmental body cannot conspire with itself, and that individual members of a governmental body cannot conspire when they act in their official capacity to take official acts on behalf of the governing body.
See Runs After v. United States,
For purposes of the present action, this Court finds persuasive the rationale supporting application of the intra-corporate conspiracy doctrine to bar a Section 1985 claim where the conspiratorial conduct challenged is essentially a single act by a single
Accordingly, the Court holds that Plaintiffs Section 1985(3) conspiracy claim cannot be brought against the City for conspiring with its own officials, and this claim is dismissed with prejudice.
F. Sixth Cause of Action: Violation of City Charter
Plaintiff asserts that Defendants violated Art. VII, § 37 of the Berkeley City Charter, which prohibits various employment actions on the basis, inter alia, of political opinions or affiliations or political services. Section 37 prohibits certain employment actions from being taken against persons appointed “to position under the City Government,” including “appointment to or selection for or removal from any office of employment ... transfer, promotion, reduction, reward or punishment.” Def.’s Request for Judicial Notice Exh. A. Section 37 is clearly intended to protect city employees, not elected officials. Accordingly, this cause of action is dismissed with prejudice.
G. Seventh Cause of Action: Violation of Cal.Civ.Code § 52.1
This claim tracks the language of California Civil Code Section 52.1(b), alleging interference or attempted interference through “threats, intimidation, and/or coercion” with Plaintiffs “exercise and enjoyment of the rights secured to her by the Constitution of the United States and the Constitution and laws of California and of the Charter of the City of Berkeley.” 7 Although no California court has interpreted Section 52.1(b), the context of this section makes it clear that the statute is meant to protect against violence or the threat of violence. See Cal.Civ. Code § 52.1(j) (speech alone insufficient to support claim unless it threatens violence). Accordingly, the votes and threats alleged in the complaint are insufficiently threatening to state a claim under this section, and this claim is dismissed with prejudice.
H. Eighth Cause of Action: Defamation
Plaintiff brings this claim individually against Defendant Collignon for allegedly defamatory statements he made about her in a press release. Plaintiff cannot maintain an action for money or damages against Defendant Collignon for acts or omissions committed in the course and scope of his office unless she complied with the claims procedure of the California Tort Claims Act. Cal. Gov.Code §§ 905, 905.2;
Williams v. Horvath,
Plaintiff concedes that she has not filed a claim pursuant to the Tort Claims Act. However, Plaintiff claims that Collignon was acting in his personal, not official capacity, and therefore a prerequisite claim pursuant to the Tort Claims Act is not required.
See Franklin v. Municipal Court,
26 Cal.App.3d
Defendants rely on
Sanborn v. Chronicle Pub. Co.,
Plaintiffs assertion that Collignon’s allegedly defamatory statements were not official statements of the City of Berkeley, but instead “purely political diatribes” cannot compel a different conclusion in the case at bar. “If the object or end to be accomplished is within the employee’s express or implied authority his act is deemed to be within the scope of his employment irrespective of its wrongful nature.”
Id.
at 411,
Accordingly, Plaintiffs claim against Collignon must be dismissed with prejudice for failure to comply with the claims procedure of the California Tort Claims Act.
CONCLUSION
1. Defendants’ motion to dismiss the First Cause of Action for violation of Plaintiffs First Amendment rights is GRANTED in part, and the First Cause of Action is hereby DISMISSED with prejudice, as to the individual Defendants. Defendants’ motion to dismiss the First Cause of Action is DENIED as against Defendant the City of Berkeley.
2. Defendants’ motion to dismiss Plaintiffs Second, Third, Fourth, Fifth, Sixth, Seventh and Eighth Causes of Action is GRANTED, and these causes of action are hereby DISMISSED with prejudice as to all Defendants.
IT IS SO ORDERED.
Notes
.
See Rateree v. Rockett,
.
See Cinevision, supra
(exclusion of certain performers under contract for use of concert bowl);
Kuzinich v. County of Santa Clara,
. Plaintiff's attempt to distinguish the votes at issue on grounds that the money for the Auditor's proposed salary increases had been included in the budget previously adopted by the City Council (before the election which changed the makeup of the Council) is unavailing. The Council's budgetary decision-making process is not limited to the formal adoption of a budget.
. Plaintiff also alleges in her fourth cause of action that Defendants' salary actions subjected her to "ex post facto laws” in violation of the Constitution. 1st Am.Comp. ¶41. An ex post facto law is a retrospective statute which punishes as a crime an act previously committed, makes the punishment for a crime more burdensome, or deprives a person accused of a crime of a previously available defense.
See Collins v. Youngblood,
.
Cf. Lieberman v. Gant,
. The Supreme Court noted, but did not resolve, the circuit split.
. Plaintiff states that this claim was mistakenly labelled as one arising under Cal.Civ.Code § 51.7.
