Case Information
*1
[Cite as
R.K. v. Little Miami Golf Ctr.
,
IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO R.K., а Minor, Individually and by and : APPEAL NO. C-130087 Through his Parents and Next Friends, TRIAL NO. A-1205105 : Donald K. and Michelle K., :
MICHELLE K., O P I N I O N.
DONALD K., : :
and :
MEGAN K.,
Plaintiffs-Appellees, : :
vs. :
LITTLE MIAMI GOLF CENTER,
HAMILTON COUNTY PARK :
DISTRICT,
:
HAMILTON COUNTY PARK :
DISTRICT—SAFETY DIVISION,
and : :
DENNIS WELLS, Individually and in
his Official Capacity,
:
Defendants-Appellants,
:
and
:
BOARD OF COMMISSIONERS OF :
HAMILTON COUNTY, OHIO,
STATE OF OHIO, : :
and :
JOHN DOES 1-60,
Defendants. : *2 Civil Appeal From: Hamilton County Court of Common Pleas Judgment Appealed From Is: Affirmed in Part, Reversed in Part, and Cause
Remanded
Date of Judgment Entry on Appeal: November 8, 2013
Rendigs, Fry, Kiely & Dennis, LLP, Peter L. Ney , John F. McLaughlin and Arthur E. Phelps, Jr., for Plaintiffs-Appellees,
Schroeder, Maundrell, Barbiere & Powers , Lawrence E. Barbiere and Michael E. Maundrell , for Defendants-Appellants.
Please note: this case has been removed from the accelerated calendar. *3
F ISCHER , Judge. This appeal addresses whether defendants-appellants Little Miami
Golf Center (the “Golf Center”), Hamilton County Park District, Hamilton County Park District—Safety Division (collectively the “Park District”), and Dennis Wells, a golf professional at the Golf Center, are entitled to immunity under R.C. Chapter 2744, the Political Subdivision Tort Liability Act, frоm claims brought by a child, R.K., and his family, Michelle, Donald, and Megan (collectively “Plaintiffs”) for injuries R.K. sustained as a result of a falling tree limb on a golf course.
I. Factual Background as Alleged in Complaint Because this is an appeal from a denial of judgment on the pleadings,
we must construe the factual allegations in Plaintiffs’ complaint as true.
Corporex
Dev. & Constr. Mgt. v. Shook, Inc.
,
excessively and directly over the walkway portion of the eighth green prior to the storm, and the tree had an unpruned canopy and was structurally unbalanced. Prior tо R.K.’s injury, the National Weather Service had issued a severe-weather *4 “warning”—meaning that severe weather had been spotted in the area. Also prior to the injury, employees of the Golf Center had closed its doors and had begun turning away other prospective golfers because of the weather, but no one had attempted to warn R.K. regarding the storm or the tree branch. Although the Golf Center had storm sirens, those sirens were either not working or not used. Nor did R.K. receive any guidance from Wells or anyone else on how to seek shelter during adverse weather. Plaintiffs filed a complaint against defendants-appellants, including
claims against Wells in his official and individual capacities, as well as the Board of Commissioners of Hamilton County, the State of Ohio, and John Does 1-60 (collectively “Defendants”). Plaintiffs allege that Defendants acted negligently or recklessly in (1) designing the golf course, (2) failing to maintain the hazardous tree, (3) failing to warn R.K. of the impending severe weather, (4) failing to provide staff, such as security patrols or course rangers, before and during the storm, (5) failing to provide storm shelters, (6) failing to adopt and/or implement a severe-weather plan, (7) failing to ensure that storm sirens were functioning properly or not using the sirens, (8) failing to adopt and/or implement a plan to monitor adverse weather, and (9) failing to adopt and/or implement a plan to monitor children. Plaintiffs also brought claims for spoliation, punitive damages, declaratory judgment that R.C. Chapter 2744 is unconstitutional as applied, and loss of consortium. Defendants-appellants filed a motion for judgment on the pleadings on the ground of political-subdivision immunity, which the trial court denied in its entirety. Defendants-appеllants now appeal from the denial of their motion, raising in a single assignment of error that the trial court erred in denying their motion. *5 Defendants-appellants’ brief addresses all of Plaintiffs’ claims, except those for loss of consortium.
II. Jurisdiction and Standard of Review
Under R.C. 2744.02(C), a political subdivision or an employee of a
political subdivision can appeal from an order denying R.C. Chapter 2744 immunity,
even though the order does not contain Civ.R. 54(B) certification.
Sullivan v.
Anderson Twp.
,
pleadings under Civ.R. 12(C) de novo.
Perrysburg Twp. v. City of Rossford
, 103
Ohio St.3d 79,
*6 III. Three-Tiered Analysis R.C. Chapter 2744 sets forth a rather involved three-tiered analysis for
determining whether a political subdivision is immune from liability.
Hubbard v.
Canton Cty. School Bd. of Edn.
,
A. First Tier: General Grant of Immunity The first tier of immunity in R.C. 2744.02(A)(1) only applies to a
political subdivision or an employee of a political subdivision in connection with a governmental or proprietary function. R.C. 2744.01(F) defines a political subdivision as a “municipal corporation, township, county, school district, or other body corporate and politic responsible for governmental activities in a geographic area smaller than that of the state.” Plaintiffs argue that the Park District does not qualify as a political subdivision because (1) a “park district” created under R.C. Chapter 1545 is not specifically enumerated in R.C. 2744.01(F), and (2) the Park District’s operation of the golf course is a proprietary activity. As to Plaintiffs’ first argument, R.C. 2744.01(F) by its own language
does not provide an exhaustive list of political subdivisions, and Plaintiffs do not
*7
dispute that the Park District is generally responsible for governmental activities in a
geographic area smaller than the state.
Schenkolewski v. Cleveland Metroparks
Sys.
,
See Wolanin v. Holmes
, 8th Dist. Cuyahoga No. 88454,
the first-tier general grant of immunity, the act or omission of a political subdivision or employee must be in connection with a governmental or proprietary function. R.C. 2744.01(C)(2)(u)(v) specifically provides that a “governmental function” includes “[t]he design, construction, reconstruction, renovation, repair, maintenance, and operation of * * * a golf course[.]”
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Plaintiffs argue that the Park District operates more than just a golf
cоurse at the Golf Center, including, for example, hayrides and rollerskating. The
scope of activities offered at the Golf Center is not included in either Plaintiffs’
complaint or the Park District’s answer, and thus is not properly considered for
purposes of a motion for judgment on the pleadings.
See Bennett
,
a governmental function in connection with R.K.’s injury, the Park District has established entitlement to the general grant of immunity under R.C. 2744.02(A)(1).
B. Second Tier: Physical-Defect Exception After determining that the general grant of immunity applies to the
Park District, we now turn to whether any exceptions to immunity listed in R.C.
2744.02(B) apply to reinstate Plaintiffs’ claims. Plaintiffs argue that R.C.
2744.02(B)(4) applies, which creates liability for political subdivisions “for injury,
death, or loss to person or property that is caused by the negligence of their
employees and that occurs within or on the grounds of, and is due to physical defects
within or on the grounds of, buildings that аre used in connection with the
performance of a governmental function * * *.” To establish the physical-defect
exception, a plaintiff must allege that the injury, death, or loss (1) resulted from
employee negligence, (2) occurred within or on the grounds of buildings used in
connection with a governmental function, and (3) resulted from a physical defect
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within or on the grounds of buildings used in connection with a governmental
function.
See Leasure v. Adena Local School Dist.
,
1. Physical Defect We address the third prong of the physical-defect exception first,
which requires that the injury result from a physical defect. Although “physical
defect” is not dеfined in R.C. Chapter 2744, courts have defined a physical defect as
“a perceivable imperfection that diminishes the worth or utility of the object at
issue.”
Hamrick
at ¶ 28;
Leasure
at 815;
Gibbs v. Columbus Metro. Hous. Auth.
,
10th Dist. Franklin No. 11AP-711,
defect. The plaintiff presented evidence that the failure to properly set up bleachers in a school gymnasium had caused the bleachers to become unstable. The bleachers then had moved, causing one step to be shorter than the rest, and the plaintiff had tripped. The court determined that the trial court properly denied summary judgment for the school district on immunity grounds because a genuine issue of material fact existed as to whether the bleachers constituted a physical defect within the meaning of R.C. 2744.02(B)(4). Leasure at 817-818. In another case, a school band member had been injured by a metal
object that had been ejected from a lawnmower.
DeMartino v. The Poland Local
School Dist.
, 7th Dist. Mahoning No. 10 MA 19,
unmaintained tree limb qualifies as a physical defect.
Mathews v. Waverly
, 4th
Dist. Pike No. 08CA78,
immunity does not apply because thе tree limb broke under the force of Hurricane Ike. Plaintiffs disagree that the winds were the proximate cause of R.K.’s injury, and instead allege that the failure to maintain the tree caused the injury. When viewing the allegations in the light most favorable to Plaintiffs at the Civ.R. 12(C) stage, an unmaintained tree limb might be a physical defect. Aside from the failure to maintain the tree in this case, Plaintiffs’
complaint also alleges that the Golf Center’s storm sirens were not used or maintained properly and may have been broken. In so far as the Plaintiffs allege that the sirens were not maintained, the storm sirens may constitute physical defects as well.
2. Employee Negligence As to the next prong of R.C. 2744.02(B)(4), employee negligence, the
Park District argues that R.K.’s injury resulted from the winds of Hurricane Ike and not from employee negligence. Plaintiffs allege that R.K.’s injury was proximately caused by an employee’s negligence or recklessness in the location and maintenance of the tree, in failing to repair or use the storm sirens, or in failing to take other appropriate warning and safety measures. At this motion-for-judgment-on-the- pleadings stage, Plaintiffs have sufficiently alleged employee nеgligence as the cause of R.K.’s injury.
3. Grounds of Buildings Used in Connection with a Governmental
Function Finally, the physical-defect exception requires that the injury occur
within or on the grounds of buildings used in connection with the performance of a
governmental function.
Dornal v. Cincinnati Metro. Hous. Auth.
, 1st Dist.
Hamilton No. C-100172,
governmentаl function, the building need not “house the actual, physical operations,
maintenance, etc., of a governmental body,” but instead the question is “whether the
building is logically, not literally, connected to the performance of a governmental
function.”
Mathews
, 4th Dist. Pike No. 08CA787,
that shelters and roofed pagodas in the park constituted buildings in connection with
a governmental function where the statutory definition of “governmental function”
includes operating a park under R.C. 2744.01(C)(2)(u)(i). Although the city did not
actually operate the park from those buildings, the
Mathews
court determined that
the buildings were still logically connected to “the performance of the operation or
maintenance of the park” in that they were used for various events at the park and
available for public use.
Mathews
, 4th Dist. Pike No. 08CA787,
regard to R.C. 2744.02(B)(4), the court also addressed the city’s second argument as *13 to whether the park was on the “grounds” of the municipal building. The city argued that the municipal building and the park were not on the same “grounds” because they were not located within the same parcel of property or within the same legal boundary. That court rejected the city’s argument and instead applied the plain meaning of “grounds,” which includes “an area of land devoted to and equipped for some special purpose * * *” or “the area around and belonging to a house or other building.” Mathews at ¶ 38, citing Webster’s Encyclopedic Dictionary of the English Language 424 (1989) and Merriam-Webster’s Online Dictionary , http://www.merriаm-webster.com/dictionary/grounds. (Internal quotations omitted.) The court determined that a genuine issue of material fact existed as to whether the municipal building and the park were on the same grounds. Id. at ¶ 40. Just as the shelters and roofed pagodas constituted buildings in Mathews , the Golf Center qualifies as a building used in connection with the performance of the governmental function of the operation of a golf course under R.C 2744.01(C)(2)(u)(v). Using the plain meaning of the word “grounds” as the court did in Mathews , the eighth green of the golf course is part of the land around the Golf Center and is obviously devoted to the same purpose as the Golf Center, golfing. Furthermore, Plaintiffs specifically allege that the Park District operates the golf course from the Golf Center, and that R.K. and his friends paid to play golf at the Golf Center, and the Golf Center had an onsite PGA professional, Wells. The Park District, as the moving party, has not shown it is entitled to
judgment as a matter of law as to the physical-defect exception to immunity under R.C. 2744.02(B)(4), so we now must address whether any defenses to reinstate immunity apply.
C. Third Tier: Defenses to Reinstate Immunity The Park District argues that even if the exception to immunity in R.C.
2744.02(B)(4) applies, the defenses in R.C. 2744.03(A)(3) and (5) aрply to reinstate immunity. R.C. 2744.03(A)(3) restores immunity for the political subdivision “if the action or failure to act by the employee involved that gave rise to the claim of liability was within the discretion of the employee with respect to policy-making, planning, or enforcement powers by virtue of the duties and responsibilities of the office or position of the employee.” R.C. 2744.03(A)(5) restores immunity for the political subdivision “if the injury, death, or loss to person or property resulted from the exercise of judgment or discretion in determining whether to acquire, or how to use, equipment, supplies, materials, personnel, facilities, and other resources unless the judgment or discretion was exercised with malicious purpose, in bad faith, or in a wanton or reckless manner.” R.C. 2744.03(A)(3) and 2744.03(A)(5) defenses protect the exercise of
discretion and judgment.
See Hall v. Bd. of Edn., Fort Frye Local School Dist.
, 111
Ohio App.3d 690, 676 N.E.2d 1241 (4th Dist.1996) (“Immunity operates to protect
political subdivisions from the liability based upon discretionary judgments
concerning the allocation of scarce resources; it is not intended to protect conduct
which requires very little discretion or independent judgment.”). The defenses are
not meant to protect cоnduct in carrying out an activity.
Kenko Corp. v. City of
Cincinnati
,
1. Design and Maintenance of Golf Course Count One of Plaintiffs’ complaint alleges that the Park District was
negligent and/or reckless in designing the golf course. In Count Two, Plaintiffs
allege that the Park District was negligent and/or reckless in maintaining the tree.
The Fourth Appellate District considered whether R.C. 2744.03(A)(3) or
2744.03(A)(5) applied to the placement and maintenance of a tree in
Frederick v.
Vinton Cty. Bd. of Edn.
, 4th Dist. Vinton No. 03CA579,
{¶35} Applying Frederick , design of the golf course is a discretionary decision as to planning under R.C. 2744.03(A)(3), and therefore, immunity applies to the Park District as to Plaintiffs’ negligent/reckless-design claim. Maintaining the trеe so as not to become a safety hazard is not a discretionary decision, and therefore, neither (A)(3) nor (A)(5) apply as a defense to liability.
2. Operation of the Golf Course and Failure to Adopt/Implement Plans In Counts Three through Six, Plaintiffs allege that the Park District acted negligently and/or recklessly by: (1) failing to ensure that the storm sirens were functioning properly or failing to use the sirens; (2) failing to adopt and/or implement a severe-weather plan, such as providing storm shelters; (3) failing to adopt and/or implement a plan to monitor adverse weather; (4) failing tо adopt and/or implement a plan to care for minor children; (5) failing to warn R.K. of the impending weather, while turning away other golfers; and (6) failing to provide staff, such as security patrols or course rangers, before and during the storm. At this Civ.R. 12(C) stage, Plaintiffs’ allegation that the Park District
failed to use or maintain the storm sirens is not discretionary in nature, and so neither R.C. 2744.03(A)(3) nor 2744.03(A)(5) apply to reinstate immunity for the Park District. As to Plaintiffs’ allegations that the Park District negligently and/or
recklessly failed to adopt and/or implement plans for severe weather, monitoring
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adverse weather, and cаre for children, these allegations involve discretionary
decisions as to policy-making and planning under R.C. 2744.03(A)(3). Thus, the
Park District is entitled to the reinstatement of immunity for these allegations.
Plaintiffs’ allegations that the Park District negligently and/or
recklessly failed to warn R.K. of the impending weather, while turning away other
golfers, and failed to provide staff, such as security patrols or course rangers, before
and during the storm would be discretionary decisions under R.C. 2744.03(A)(5) as
to an allocation of personnel with respect to supervision.
Frederick
, 4th Dist.
Vinton No. 03CA579,
Service had issued a severe-weather warning for the area encompassing the Golf Center. Other potential golfers were allegedly turned away because of the weather, yet no one warned R.K. These allegations, if true, may establish reckless conduct on *18 the part of the Park District as to Plaintiffs’ failure-to-warn claim. However, Plaintiffs do nоt allege any facts that could constitute recklessness with regard to their claim for failure to provide staff, such as security patrols or course rangers. Therefore, the Park District has established immunity on Plaintiffs’ claim for failure to provide staff. In summary, as to Counts Three through Six, the Park District is not
entitled to immunity on Plaintiffs’ allegations for failure to use or maintain the storm sirens and failure to warn R.K. of the impending weather. The remaining allegations in Counts Three through Six against the Park District must be dismissed.
IV. Counts One Through Six Against Wells
Plaintiffs brought identical claims against the Park District and Wells,
in both his official and individual capacities. As to claims against Wells in his official
capacity, he is entitled to the same immunity as the Park District.
Digiorgio v.
City of Cleveland
, 8th Dist. Cuyahoga No. 95945,
2744.03(A)(6) provides immunity to an employee sued in an individual capacity unless:
(a) The employee’s acts or omissions were manifestly outside the scope of the employee’s employment or officiаl responsibilities; (b) The employee’s acts or omissions were with malicious purpose, in bad faith, or *19 in a wanton or reckless manner; [or] (c) Civil liability is expressly imposed upon the employee by a section of the Revised Code. Plaintiffs do not allege that Wells acted manifestly outside the scope of
his employment agreement or official responsibilities, or that civil liability is expressly imposed on Wells by a section of the Revised Code. Plaintiffs do allege, however, that each defendant, including Wells, acted with malicious purpose, in bad faith, or in a wаnton or reckless manner. Therefore, we must consider whether Plaintiffs’ allegations sufficiently raised the exception set forth in R.C. 2744.03(A)(6)(b). The only allegations specific to Wells in Plaintiffs’ complaint state that
Wells was the onsite PGA professional at the Golf Center, and that “the golf professional * * * failed to provide [R.K.] with any instruction or guidance with regard to seeking shelter or protecting himself from adverse weather.” These allegations are insufficient to establish that Wells acted with malicious purpose, in bad faith, or in a wanton or reckless manner. Therefore, Wells, in his individuаl capacity, is entitled to immunity as to Counts One through Six.
V. Spoliation and Punitive Damages
Plaintiffs’ complaint also includes a request for punitive damages and,
in Count Nine, a spoliation claim. With regard to punitive damages, Plaintiffs
concede that punitive damages cannot be awarded against a political subdivision
performing a governmental function. R.C. 2744.05(A);
see also Haas v. Village
of Stryker
, 6th Dist. Williams No. WM-12-004,
individual capacities if those employees act outside the scope of their employment by
acting with a malicious purpose.
Haas
at ¶ 47, citing
Hope Academy Broadway
Campus v. Integrated Consulting & Mgt.
, 8th Dist. Cuyahoga Nos. 96100 and 96101,
Plaintiffs allege that defendants-аppellants immediately altered, destroyed, and
removed the tree and fallen branches, which prejudiced their ability to prove their
case. The physical-defect exception in R.C. 2744.02(B)(4) does not apply to
intentional torts, however, leaving the general grant of immunity intact. ,
e.g.
,
Havely v. Franklin Cty.
, 10th Dist. Franklin No. 07AP-1077,
VI. Unconstitutionality of R.C. Chapter 2744
In Counts Ten and Eleven, Plaintiffs seek declaratory judgments that
R.C. Chapter 2744 is unconstitutional as applied. Defendants-appellants argue that
the trial court erred in denying their motion for judgment on the pleadings as to
*21
these claims. The Ohio Supreme Court has repeatedly upheld the constitutionality of
R.C. Chapter 2744.
See Fabrey v. McDonald Village Police Dept.
,
VII. Conclusion We overrule defendants-appellants’ assignment of error in so far as we affirm the judgment of the trial court as to Plaintiffs’ claims against the Park District and Wells in his official capacity for (1) negligent/reckless repair and maintenance of the tree in Count Two, and (2) failure to use or maintain the storm sirens and failure to warn R.K. as stated in Count Three. We sustain defendants-appellants’ assignment of error, and the judgment of the trial court is reversed, and the case is remanded to the trial court with instructions to enter judgment in favor of defendants-appellants on (1) Count One, (2) the remaining allegations in Count Three, (3) Counts Four, Five, Six, Nine, Ten, and Eleven, (4) the request for punitive damages, and (5) all Counts against Wells in his individual capacity.
Judgment affirmed in part, reversed in part, and cause remanded.
D INKELACKER , P.J., and D E W INE , J., concur.
Please note:
The court has recorded its own entry on the date of the release of this opinion.
