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R. J. Edwards, Inc. v. Hert
504 P.2d 407
Okla.
1972
Check Treatment

*1 Petitioners, et al., R. EDWARDS, INC., J. Judge, et al., District

R. L. HERT, Respondents. INC., & COMPANY, COCHRAN

MILBURN, Petitioners, et al., Judge, District SPELLMAN, H.

F. B. et al., Respondents. COMPANY, INC., & NICOLAUS

STIFEL, Petitioners, et al., Judge, et District al., PARR,

Jack R.

Respondents. and 43254.

Nos. of Oklahoma.

Nov. *2 City, Edwards,

homa petitioners, for R. J. Inc., and others. George Fagin, City, for Oklahoma J.

petitioners, Milburn, Co., Inc., Cochran & and others. Ramey, Yukon, petitioners,

Fenton R. for Stifel, Co., Inc., Nicolaus & and others. Vassar, Counsel, Paul M. Gen. Oklahoma Association, City, M. James Springer, Jr., Stillwater, respondents. BARNES, Justice: shall parties refer the char- they appeared acters in the courts instance, plaintiffs namely, first as defendants.

These cases originated the district Payne, Major courts of and Canadian Coun- petition ties. Each was initiated against respective defendants, municipal agents, bond and their marketers filed associations, county the individual bar to- gether Association, Oklahoma Bar enjoin practices certain of the defend- ants, alleged to the unlawful constitute these defendants who charges, were not of the bar. The members brief, corpora- were that the defendant tions, engaged who negotiating also, marketing, themselves, selling municipal types bond and other issues securities, connection, undertake, in authorities, give municipal legal advice to boards, representa- to school and to other contemplating of entities who tives borrowing money through the issuance of alleged corporate It also bonds. defendants, acting through agents, the their defendants, others, through individual resolutions, proclamations, prepare election contracts, transcripts proceedings of bond bonds, negotiable coupon all of which il- acts also are asserted constitute the legal practice of law the defendants. position that The defendants took the did not amount to the acts merely assisting in in that were prescribed by Attor- filling out forms Hirsh, directions, Leon S. Paul Johanning, ney David according to his General Hirsh, Hudson, Hudson, Johanning that, & prac- Okla- if could be considered law tion, grant specific tice, variety, any over non-forensic it was of the Constitution, any upon subject in this branch (it asserted) restriction, whatsoever, on shall not government jurisdiction, has no work limitation, Legislature theory that the alone or exclusion of such author- regard. ity any subject same or police Sub- wield V, subjects raised the sidiarily, the whatsoever.” Art. *3 defendants § that, event, respec- any the proposition (1907). in standing bar associations were without

tive Department As to the and its Judicial actions, that this asserting to maintain the functions, Constitution, particular Arti- ju- exclusive Court has retained for itself VII, adopted cle read: as regard. risdiction in that judicial power State shall “The of this proceeded matters to hear- Before these Senate, a sitting be vested in the as ing upon on merits issues raised Court, Supreme Dis- impeachment, of courts, filed with the district the defendants Courts, Courts, County of trict Courts applications prohibition us of for writs Courts, Peace, Municipal of the Justices respective judges whom district before courts, commissions or and such other pending, by the matters were which route Court, boards, Supreme as inferior sought prompt to achieve a reso- defendants by 1. be established law. § lution, favor, in their contentions appellate jurisdiction of the Su- “The urged had in the district courts. co-extensive with preme Court shall to be transferred here We ordered cases State, civil to all shall extend and hearing and determination. We shall Appeals until a Court of cases Criminal resolve the several issues accordance appellate jurisdiction applicable with exclusive principles. with the by shall be established criminal cases importance Because issues jurisdiction original law. The justice raised to the due administration of general to a Supreme shall extend Court welfare, protection and to the over all control superintending inferior necessary find it at some to discuss and boards all commissions coitrts and govern the rela- length principles Supreme The Court law. created judicial de- legislative tion of the and the habeas to issue writs power have shall partments government under mandamus, warranto, cer- quo corpus, Constitution this State. re- tiorari, other and such prohibition, provides: Constitution Our law, provided writs, bemay as medial government of “The same; and to hear and determine into divided shall be may exercise Supreme Court Legis- separate departments: The three bemay as jurisdiction other further lative, Executive, Judicial; and ex- Each of upon conferred Constitution, the cept provided in this writs power to issue shall have Justices Executive, de- Legislative, and Judicial part of the State corpus any habeas sepa- government partments of shall be any behalf petition by or on distinct, shall exer- rate and and neither and make custody, in actual person held powers properly belonging to cise the himself, or before returnable such writs IV, (1907). the others. Art. either of § any Court, or before Supreme before thereof, in the Court, Judge or District Legislative authority “The supplied) (Emphasis 2. State. Legislature, shall be vested consist- § Repre- ing of a Senate and a House of orig- have shall Courts District “The sentatives; (reservation initiative cases, civil all jurisdiction inal V, referendum). 1 (1907). Art. § juris- exclusive except where criminal, Constitution, byor diction Legislature shall “The court, and such on some rightful subjects legisla- all extend to conferred appellate jurisdiction provided equity; law and in except that the Court Constitution, Dis- law. The Appeals Criminal shall have exclusive Courts, trict or any thereof, judge shall appellate jurisdiction in criminal cases power to issue writs cor- habeas until provided by otherwise statute mandamus, pus, injunction, warranto, quo any event there is conflict as to certiorari, prohibition, writs, and other jurisdiction, Supreme shall Court de- otherwise, necessary prop- remedial or jurisdiction termine which court has er carry orders, into judg- such determination shall be The final. effect ments, or decrees. The District original Courts jurisdiction of Supreme shall also of naturaliza- general superin- shall extend to tion accordance laws of tending control over all inferior courts (Emphasis sup- United States.” Agencies, and all Commissions plied) Boards created law. *4 Court, Appeals, Court Criminal in VII, adopted The new Article in criminal appellate matters and all other corresponding parts, in its reads fol- as issue, power courts shall have to hear and lows : determine writs of habeas corpus,, man- judicial power “The of this shall damus, quo warranto, certiorari, pro- Senate, be sitting vested as a hibition and such other remedial writs Court, Impeachment, Supreme Court of may provided by may as be law and exer- Appeals, the Court of Criminal the Court cise such other further jurisdiction and Judiciary, on the the State Industrial may by as be conferred statute. Each of Court, Review, the Court Bank Judges power or shall have Justices Review, Court Tax and such inter- to any issue writs of habeas to corpus appellate pro- mediate as courts be part petition by the State or on statute, by Courts, District vided and any person behalf of held in actual cus- Boards, Agencies such and Commissions tody and make such writs returnable be- by created or Constitution estab- himself, Supreme fore or before the by adjudicative lished statute as exercise Court, Appellate Courts, or before authority or decisions in individ- render any Court, judge District or thereof proceedings. ual Provided the Court appellate orig- State. The and the Appeals, of Criminal the State Industrial jurisdiction inal Supreme of the Court Court, the and Court of Bank Review and appellate all other courts shall be Tax Review such Court of and provided invoked in the by manner Boards, Agencies and as Commissions by been shall established statute §4. effect, subject power continue by Leg- “The shall be divided change Legislature of the or abolish districts, judicial con- islature into each Courts, Boards, Agencies, said or Com- county of con- sisting of an or entire Municipal or Courts cities missions. tiguous be one counties. There shall incorporated shall continue in ef- towns district, judicial District for each creation, and subject fect shall be have such number Dis- which shall Legislature by abolition alteration Judges Judges, trict Associate District laws, general but shall be limited Special Judges may prescribed and pro- jurisdiction criminal traffic District The Court shall statute. ceedings arising out of infractions original jus- all unlimited jurisdiction provisions of ordinances of cities matters, pro- except as otherwise ticiable au- adopted regulations- duly or of towns Article, powers such vided this ordinances. thorized such § of administrative action of review Existing elect- provided statute. appellate jurisdiction “The Su- or who all who are preme ing Court shall be coextensive districts Associate Judges at District extend to all cases become the State shall

4J1 Judges District under terms of this Whenever arisen, the occasion has this remain as given Article are con- shall Court has provisions effect to the formerly stituted for offices held vesting Constitution this State persons on the effective judicial date of the full power judicial de Article, changed by partment until statute. of government, requiring Legislature may any delegate at time au- maintenance proper separation thority desig- to the Court to departments between the three nate court rule the government. division of This position has been our State into districts and the sixty Thus, number for over years. in State Bar judges.’' 7(a). Commission ex rel. v. Sullivan Williams 703, L.R.A.1915D, 35 Okl. P. except fact We call attention (1912), respondent attempted had variations, stylistic certain Sections statutory privilege against hide behind a of the new Article VII identical are discipline for and scurrilous matter false to Sections and 2 of the substance pleading. contained refused the article, provisions those former as to attempt on ground had, that we “inde us, problems relevant before pendent and statutory aside from the namely, vesting power disbarment, grounds of the inherent tribunals, in enumerated courts and other suspend Likewise, attorneys.” disbar original jurisdiction Ledbetter, *5 Dabney ex State rel. 127 issue, hear authority and its and deter- 85, 260 (1927), P. 454 we relied on the original mine writs. note enumerated proposition that, although, this this "in state power legislative that the to confer statute, proceeding . authorized . . is jurisdiction upon this court is limited it is well that a court authorized settled further”, the “other and neces- adjectives attorney an juris to admit inherent has sarily legislative connoting that the com- to suspend diction or him for suf disbar petence trenching upon does not extend to cause, equally ficient it is well settled authority or of limiting the this but, it power, that has the when upon conferred it Constitution. We proper out, case has been made it ever note Article that new 7(a) Section duty to it.” In the matter its exercise is upon “un- VII the District Courts confers 427, Bozarth, 63 In re P.2d entitled 178 Okl. justici- original jurisdiction of all limited we to an execu (1937), 726 denied effect matters”, respect sweep- able in this more thwarting pardon our tive a means of ing grant than former of bestowal judge of who had lawyer disbarment “original cases, all jurisdiction in civil property obtaining under been convicted of except jurisdic- criminal where exclusive case, pretenses. said: In that false Constitution, by law, tion is this con- may legis- court.” ferred on some other that “It conceded be government lative branch of the comparison Based this regulations governing make reasonable sections, phraseology of these we conclude of attor- and disbarment admission authority depart- that judicial powers but neys in aid court’s ment in relation to the issues involved in or dis- power of admission ultimate litigation certainly this is no restrict- more inherently within the exer- is barment ed new under the Article VII than was judicial cise discretion.” under old In re- Article VII. some State, spects, Legislature under When broader longer 1939, there no Clearly, therefore, that prece- determined new article. Oklahoma, bar in judicial depart- integrated an dents sustain the should be which integra- act under jurisdiction by repealing ment’s under the Ar- former accomplished, a resolution been equally significant ticle in their tion had are VII application adopted by Board of Governors jurisdiction to its under to the “it essential stating new the Bar Article. best interest of the Bar department each government has Bar integrated” Oklahoma be execute the falling nahirally appointing lawyers a committee of peti- within its orbit when not expressly placed tion petition therefor. Such a was filed. or limited existence a similar Integrated See Bar Court Sug- power Order in one the other departments. gested Court, to the Integration re Okla.State of Nebraska Bar State other enumerated tribunals. And as said specifically that our of law within its right and inferior Constitution (Fla.), that the that, although giving of the government *6 preting homa Bar reviewed the numerous authorities inter- Constitutions similar to ours. determining that the Oklahoma Bar should terim some 43 303 (1939). the Oklahoma State Bar came functioning, Docket No. See In the Matter of al an Oklahoma and Bar Executive Council of the State Bar of vested Petition power integrated, P.2d 113 action on the order governing matter Jour. to effective, during 40 So.2d government to the Supreme regulate law before the days on any 235 (1939). Association. the of who provisions gives the Constitution of Oklahoma we entered our formal courts, June Thereafter, (1939). under the name of the Okla- judicial power body of of the three there “is no after the right Florida State directing Court jurisdiction.” We and control the Oklahoma, 10 Okla.State Bar Jour. petition it the for the Bar had been 905 and Constitution, and to define and shall be . In that decision we of American State was This Court entered . In re repealing right October it to function as Bar, Association, Supreme . departments establishing an Integration created 907: express 185 Okl. the gives admitted time pending to Bar Ass’n Integration integration. very We Art. regulate 10, 1939, regulate act it the noted order, grant 7, held fact Bar the fin- be- in- to § Minn. And, practice from that which quirements.” (Emphasis supplied) inherent pose minimum standards for admissions theory law, a court power aas that the admission and disbarment of at- torneys tive torneys phase ment United States District District of Columbia reviewed another ically belongs regulate the practice naturally and log- so intimately connected with the exercise Association, supra, officers of the Court stitute system. As re Association, State “Any criterion for “The [******] [*] “Attorneys Clephane, as said in justice judicial power Integration regulation of 468, 48 A.L.R. 151. means act, of the Court’s to that while the an important last cited was a and power provide [*] County N.W.2d 788 we said impose 133 Neb. et government. conducting apart are Gardner v. [*] to of Nebraska record has the inherent al., the case also Officers, impose not, right fees and there held necessary the law bar, from legislature may part distinguishing 283, [*] and not a F.Supp. belongs (1951): under the the case of In the courts have its business. additional administration any statutory 275 N.W. Conway, approves but to admit at- [*] define assistance such con- Laughlin to other for the legisla- judicial depart- [*] law 234 im- Bar 265, re- properly geared to the can fields power “Inherent from the fact arises public keep if mind welfare we of the Court’s creation from the fact licensing manner in law- that it is a to its court. It essential purpose. prac- yers its The law serves being dignity require not and does privilege is based tice franchise . express an grant to it. Under confer government requirements right our form of it is of ability, the threefold tinct, exercise the character, supervision. and neither shall responsible powers properly to either of belonging safeguarded The welfare n limiting practice to in- the others.’ merely by law requi- possessed who dividuals provi- appears “It a constitutional character, hut also ability site relating to the sion similar our own practi- that such requirement further Consti- division of is found thenceforth be officers shall tioners pro- tutions of most of the states and said supervision.” subject to its the court and been before the courts on visions have supplied) (Emphasis numerous occasions connection Legisla- problem presented. our course clearly from here The appears It authority of authority prescribe constitutional ture is not without vindicated the qualifications prac- bar this State integrate the for admission to the this Court to regulate and control tice of law. Neither is such otherwise to made position was without practice of law. This limitation.” after, proceeding when, shortly clearer length quoted then at from the some We Bledsoe, 264, 97 re P.2d 186 Okl. entitled Opinion Justices, of the then recent held there before us. (1939), came Mass. 607, 180 N.E. 81 A.L.R. 1059 1939,repeal- Act of invalid Section representative weight of (1935), as Act, ex- which section ing Bar the State authority, and continued: an as- effect to pressly give undertook example proper “An exercise bar over legislative control serted regard is the legislative 1, 2), by en- (Sections thereto admissions Act, Chapter Bar Session Laws enumer- acting of certain graduates seq. St.Ann. 21 et en- categories ated schools should comprehensive creating Act a State bar exam- titled to admission to the without prescribing func Bar and duties and establishing 9 of the order ination. Article thereof. It is noted that the offices tions Association, supra, cited the Oklahoma designated by that Act were and duties Examiners, gave of Bar established Board merely aid court in the matter of bar, authority over admissions im to the Board and admissions admissions, making governing of rules position disciplinary measures. The approval subject prov purport Act did not invade provision rules no Court. board’s made ulti ince of the Court in exercising any graduate for the admission qualifications right mate determine ex- examination. We law school without *7 to the of those who should be admitted “in legislative act was pressly ruled that the constitutionality The of law. power.” legislative said: excess of We the upheld that Act was case of State Okl. McGhee, Bar Oklahoma v. provision of Consti- “There is the no 219, 298 580.” P. author- specifically fixes the tution which for ity determining qualifications the for case, said, that it had the in McGhee We legisla- Bar in either the admission the necessary to as to whether was “not decide govern- of the judicial tive or the branch not, this implied power of under the only applicable provision The ment. court, rules prescribe it can ... the is section article Constitution different from regulations that would be ‘The Okl.St.Ann., follows: prescribed by Legislative the branch those State of powers government of the Legislature, by government” of the since the sep- be divided into three Oklahoma shall Act, merely aiding Bar “was this departments: Legislative, arate purity in its efforts secure Executive, except as Judicial; and appear those it.” who before Constitution, Legisla- provided in this tive, Executive, departments Ford of Tax-Roll Corrections v. Board Judicial County, (Okla. separate dis- 431 P.2d government shall be of Oklahoma determining only powers cised course Courts.” The 1967), provided duly after Bar Association is a created the enactment of the State prop- instrumentality, arising Bar Act were those under the Con- agency and state erty exempt under stitution. of which is from taxation X,

Art. Okla.Const. we reviewed Moreover, position our did not confine decisions, prior both and re-examined our our exercise of to the conduct of repeal legislative before and after the others, lawyers or of either inside the court- provisions regulation and dis- relative to the room inor direct connection with “forensic” cipline of the bar. cited decisions McConnell, matters. Crawford v. provisions having other states constitutional (1935), 49 P.2d 551 held void we recognized similar to ours which that these layman’s a contract de- unenforcible department provisions placed following scribed terms: regulatory police governmental bar, plaintiff “In the at case bound respect state in himself the terms of the contracts en- law, power legis- predominates over tered into with taxpayers the various lative in the same field in the legal- determine and decide for them the conflicting prescriptions, event of and we ity against of the various tax levies made accepted those decisions as author- relevant property. questions There are few for ities the construction of our own Consti- in law that are more difficult than tution. for our We summarized basis determination of what constitutes a decision thus: A large tax. number con- of cases are reported that, tained decisions “It this Court’s is our conclusion only court which the questions involved integrating action in the State relating legality were those of tax police power vested in an exercise municipalities court; paid by levies the various of this dues or fees plaintiff by state. Yet treasury of the the terms of the members As- into the his public proposes contract these purpose for con- to determine sociation are questions intricate justice; on nected the administration behalf taxpayers with whom he has made and that the Association was cre- when prepare contracts Supreme for such tax- ated Court this consti- payers protest notices, and for this tuted creation action a State service expects he agency compensation to receive public purpose. to serve a It is stipulated the form subject contingent of a our further conclusion that the com- Clearly mission. by think property is owned and used Asso- we this service should supervision public ciation be rendered to the under and control one purposes who qualifica- has demonstrated his jus- connected tions on such with the administration of advise matters in the tice, required by manner for the sole use benefit of over the in Indeed, sistently asserted and exercised that control. Legislature conceding, It is evident, practice Oklahoma.” Section in to therefore, hinder any way, authority of the State our law, that, effective we have con- so far from control Act ly license to strated his a type of tiff [*] “ be *8 by . performed by his contract . [*] service practice . qualifications by obtaining Clearly, [*] which law.” undertook to one who had demon- [*] could think only : n perform proper- plain- [*] a (Okla.Stat.1931, 4235), Legislature further opinion We indicated in that our recognized primacy our in the field of propriety disavowal of contracts en- stating powers conferred Act bar, tered into obtaining members of the on the Board of Governors “in were addi- an interest in in question, the tax claims and powers tion to discipline to disbar or undertaking perform legal to services members of the bar as now held and exer- plaintiff for which the had contracted. forms, regulate practice law in all its v. Retail Credit Oklahoma Bar of prevent of unlicensed Assoc., (1934), we and to the intrusion 37 P.2d 170 Okl. practice, regard to persons been into the without demurrer should held that a petition a a involved “forensic” portion of whether the were against acts sustained briefly nothing opinion see summarized or “nonforensic”. We which the place on changes which took constitutional follows: authority. derogate that day that from to to en- seeks plaintiff “In this action Constitution, IV, Article Section acts, dealings, and conduct join certain which, by provisions on the virtue its theory in defendants, that on separation powers, Legisla- forbids the unau- they constitute the instances some upon Department to trench tive law; in- practice of thorized Depart- properly belonging to holding repeated systematic Judicial and clude ment, provisions unchanged. remains to of the defendants as authorized out VII, already Article we of the new legal give legal and render services advice forth, strong, in some have set are as wholly without when defendants respects stronger, regard judicial au- these, authority, theory law, thority than the over the defendants, and additional acts provisions they supersede. Accord- a fraud on defendants’ cus- constitute deny con- ingly, we are constrained to tomers, people and the and a fraud on the tentions of the defendants that the public, perpetrated and that such fraud is Judicial Department authority, legisla- lacks without legal judicial the name certain sanction, inquire tive into their action to pretended legal phrases and the use of illegal it determine whether constitutes forms, pretense and in deny Obviously, we law. with, use, familiarity right to and the non-forensic the contention that so-called coercing courts of practice of acts do not amount to the forcing money. payment And the Saddler, anything re far as said So plaintiff avers that such acts and conduct appear (1913), 130 P. 906 customarily regularly of defendants principles, it conflict with these is over- engaged bring disrepute into tend ruled. law, judiciary, justice, inferring administration briefs is the Embedded the defendants’ that all are subservient to defendants “practice contention that the term of law” making against good their threats debtors. uncertain, ambiguous and and that plaintiff And contends that such acts per- specificity before should define it with conduct of the defendants tend serious- for derelic- sons should be held to answer ly justice by hinder the administration of by the ob- respect pass tions in thereto. We promotion repute ill reason judicial deci- vious fact that statutes and thereof as aforesaid.” adverted, sions, em- to which we have Hicks, 29, 20 In re 163 Okl. P.2d 896 apparent ployed “practice of law” with a decision which disbarred (1933), was acquiescence persons everyone know decidedly mis- lawyer for his non-forensic thereby. call what is meant attention We seducing having McConnell, the in- conduct of dwarf to our statement Crawford v. lawyer held tellect of a child. that a supra: character, aft- must maintain a sound moral money consid- preparation for a “The er as before admission to the bar. as well shaped eration of instruments in- clear, then, that, and conditions from a mass of facts It is under the Con prin- 11, 1967, volving application intricate prior July stitution as existed applied ciples can Department of law which was vested Judicial *9 to in order existing laws complete authority, independent full of mind trained guard to specific result and Department, insure a Legislative control and to 416 against 125 Lawyers other undesirable results comes (1919); People N.E. 671 v. ” ‘practice Corp., 513,

within the term Title law.’ 282 N.Y. 27 N.E.2d 30 Bank, (1940); City Savings Trust v. & Eaton, that, further Judd note Latson We v. 81, Ohio 12 (1937); 133 St. N.E.2d 288 defendant, 341 (Okl.1959), P.2d 247 not Oregon Co., State Bar v. H. Miller & practice law, legal prepared licensed had John 341, 235 Ore. (1965); 385 P.2d In re 181 plaintiff, instruments for the described Morse, 85, (1924); 98 126 A. Vt. 550 Wash notes, syllabus “promissory the official ington Washington State Bar Assoc. v. that, mortgages’’, citing deeds and Assoc, Realtors, 697, 41 251 Wash.2d Assoc., Bar of Oklahoma Retail v. Credit Reynolds P.2d 619 State ex rel. (1953); v. supra, Realty Conway-Bogue Co. v. Inv. 193, Dinger, 14 Wis.2d 109 N.W.2d Assoc., 398, Bar Denver 135 Colo. 312 P.2d prior statements, view our own and of 998, Stanley, 371, and Paul 12 v. 168 Wash. elsewhere, long line of like statements (1932), prac- P.2d 401 we stated that he had unnecessary it was that we should otherwise lawyer practice ticed as a would re- and was “practice defined of law” include sponsible to his “clients” for loss caused specific acts prerequisite as a the exercise his deficiencies. the proper jurisdiction de definitely spell Our decisions out partment. is There elsewhere concept law: holds, which so Richmond Assoc. Credit rendition requiring services knowl Men, City Inc. v. Bar of Rich Assoc. edge application and the legal principles mond, 327, 167 153 (1937); Va. 189 S.E. technique serve interests of an Washington Washington State Bar Assoc. v. his concept consent. This is a Realtors, As supra. soc. consider applied again juris over and over in other authority persuasive we follow it. dictions. State Bar of Arizona Arizona v. say may This is not to that there not be Co., 76, Land Title & Trust 90 366 Ariz. problems respect particular facts, P.2d 1 (1961); Guaranty Beach Abstract & to the sound discretion is ours in which Arkansas, Co. Bar v. Assoc. of 230 Ark. policing With some of 494, 326 (1930); S.W.2d 910 Bar Arkansas certainly it these we shall deal later. But Bank, 48, Assoc. v. Union 224 Nat. Ark. 273 unnecessary attempt is that we should 408 Biakanja S.W.2d (1954); Irving, 49 v. anticipate every problem and to write 647, 16, Cal.2d 320 P.2d 65 1358 A.L.R.2d every describing possible detailed code (1958); Title & Trust Guar. Co. v. Denver situation exercise before courts Assoc., 423, Bar 135 312 1011 Colo. P.2d unquestionable authority. (1937); People ex rel. Illinois People’s Bank, v. Assoc. Stock Yards State any misunderstanding To avoid 462, 344 People Ill. 176 (1931); N.E. 901 ex might be created our reference in Chicago rel. Tinkoff, Bar Assoc. v. 399 Ill. McConnell, supra, plain Crawford v. 282, N.E.2d 77 693 State ex rel. (1948); expectation tiff’s compensation for his Boynton Perkins, v. 899, 138 services, Kan. 28 P.2d emphasize that a service which 765 (1934); Depew v. Wichita Assoc. otherwise would be a form Men, Inc., Credit 403, 142 Kan. 1041 49 P.2d merely does lose character be (1935); Frazee v. Fidelity Citizens Bank gratuitously. cause it is rendered saidWe Co., & Trust 393 (Ky.1965); 788 Pyeatt Estus, 160, 42, S.W.2d v. 72 179 P. 4 Taylor, 582, Fritchette v. 191 254 Minn. A.L.R. pre 1570 it “is not a (1919), 510, 356; N.W. 94 Liberty A.L.R. Mut. Ins. requisite paid fee that a should be before Jones, Co. v. 344 Mo. 130 945 attorney S.W.2d the relation of and client ex (1919); Hulse Criger, ist”, v. citing Mo. Delfel, Packard v. 9 Wash. S.W.2d (Mo.1952); Hoffmeister v. (1894), propo 38 P. 208 sustains Tod, 349 S.W.2d 5 (Mo.1961); practitioner’s State ex rel. sition. That an unlicensed Childe, Neb. performance 23 N.W.2d service not sanc Johnson ; 720 (1940) People Alfani, require pay sup N.Y. tified his failure

417 Barlow, status, he legal engaged is Wright v. a desired ported by ex rel. State practice In re The title searcher/is ex (1936); of law. 294, 95 268 131 Neb. N.W. empt he his task “without 321, (1951); performs see if Baker, A.2d 505 8 85 N.J. legal giving ef opinion Colo. or advice as to the Atty. Jersin, v. 101 ex rel. Gen. People Reardon, Opinion is found.” re v. fect what 406, 668 Clark (1937); P.2d 74 313, ; 607, Justices, 318. 666, (1937) 407 289 Mass. 194 N.E. 104 S.W.2d Mo.App. 231 exempt only is of Bar The work of the accountant Mississippi Board Darby v. State Id. (Miss.1966); legal if it is “dissociated from advice.” Admissions, 684 185 So.2d Co., who, 164 of a the exercise commission Abel Constr. One compare Niklaus v. language de 842, conveyance, draw selects (1957). 904 Neb. 83 N.W.2d prac is signed a certain effect to create urged upon us that acts It has been v. ticing Bar of Arizona Ari law. State lawyer’s part of the properly which Co., re supra; Trust zona Land Title & part of the integral form an work Matthews, P.2d 111 57 Idaho calling, and legitimate activity of another Washington State Bar (1936); A.L.R. that, an performance these acts Realtors, Washington Assoc. v. Assoc. an in person, to such unlicensed incidental plans, is one who draws estate supra. So vocation, not dependent penalties be should legal analysis. Frazee v. Citizens involving thereby theory he inflicted Co., supra; Oregon Fidelity Trust Bank & extent, this practices law. To a certain Co., supra. v. Miller & Bar H. State John is is sound. “There contention layman a will for another A who draws drafting of proposition People rel. ex necessarily practicing is law. documents, merely to the incidental when People’s Assoc. v. Stock Illinois Bar State occupation, is not the work a distinct 901; Bank, 344 Ill. Yards N.E. although documents Baker, supra. is one who draws So In re Bar consequences.” Lowell legal People v. or contracts. legal instruments Loeb, 176,52 Assoc. v. 315 Mass. N.E.2d Alfani, layman evaluates supra. A who goes on to (1943). opinion then above it, claim, based to settle and undertakes supporting for the cite a mass of authorities principles, prac legal is upon applicable expound proposition, and to some well Liberty Jones, v. ticing Mut. Ins. Co. examples chosen of the activities “legal in furnishes supra. A bank which legitimately may performed as “inci respect to legal advice formation performance of other service dental bonds, stocks, *11 upon principles, approach forms are not available from the Based these Attorney purchase, but record before us. General nor for problems raised here, brought corporate defendants caused the causes were After complying printed stipulation to each blank forms to be at parties entered into a expense following salient their own and furnished case, which established governmental employing entities de- such facts: consultants; fendants as financial corporate respective each of the (1) That defendants, (5) corporate That each prior filing of the suit defendant’s em- ployment respective Court, governmental performed proceedings District all entity procured relating particular issue han- the result solici- bond tation, firms, competition it, required with other bond including preparation of dled data, as a result of pro- announcing news items con- and that thereafter the statistical bonds, sideration of ceedings by the of- issuance of the without prepared were either prior corporate connection of the entity defend- issuing governmental ficials of the any ants or attorneys agents employees, of the or supervision under the certified attorneys, of the bond with entity, along with the officials of defendants to governmental entity; others, attorneys”, as “market a classifica- attorneys opinion tion of whose favorable (6) That the respective officials of the required by purchasers would governmental working entities lack knowl- bonds, prepared directly by or were said edge issues, relating laws to bond attorneys attorneys and that said were but could have obtained copy of the At- employed by governmental entities to torney and, by General’s manual aforesaid complete proceedings because directions, following the pro- could have possible feared the effect of the adverse acceptable an transcript duced of the bond District validity Court suit proceedings; bonds; (7) That failure to follow the manual (2) respective corporate That de- prescribed directions and the forms would fendants would have conducted all said result in a approval refusal of by the Bond proceedings had not the District Court ac- Commissioner, which then could have been filed; tions been sought only by mandamus, as there are no statutory proceedings; validation and that (3) among necessary parts pro- That the contract corporate between the defend- ceedings for bond elections and the issuance governmental ants and the agencies does and sale of (a) bonds are enactment of a of, not include institution or participation resolution, compliance form and in with in, any such proceedings. mandamus given prepared directions in a manual We understand stipulations these estab- Attorney General of Oklahoma as ex lish, for purposes proceeding, Commissioner; Bond officio (b) in con- the defendants merely reproduced nection with such bond election a statement prepared forms General, the Attorney “purpose” accordance directions furnished districts, them to the school given in manual; said (c) procla- election filled them out according to the directions mation and publica- notice of election and set out Attorney General’s handbook. tion thereof in accordance with directions O.S.1961, Title 62 13, provides: §§11 manual; in said 11. Bond “§ Commissioner.—The At- (4) That Oklahoma bond issues and the torney hereby General is made ex officio proceedings therefor must be submitted to Bond Commissioner of the State of Okla- the Attorney General as Bond Commission- homa. approval er for requires that he 13. Duties of Bond Commissioner. proceedings “§ shall be in provided by form aforesaid, manual —Certificate-Bonds with blanks filled in incontestable after compliance substantial manual, with days. shall be duty of the Bond —It Bank, People’s forms v. prepare uniform Assoc. Stock Yards-State Commissioner supra; procedure Depew un- prescribe a v. of Credit method Wichita Assoc. Men, Inc., supra; all cases rel. der the State ex laws Johnson Childe, Alfani, supra; People supra), to issue securi- it is desired where *12 bonds, township, any county, permitting, policy in a or of in as matter of ties or convenience, political public types or sub- municipality other certain of practice persons. Conway- by the State of Okla- unlicensed divisions thereof of homa; duty of Bogue Realty be further Bar and it shall the Inv. Co. v. Denver Assoc., Nelson, into supra; to examine said Bond Cowern v. 207 Minn. Commissioner issued, ; pass upon security any (1941) Dinger, so N.W. 795 State v. by supra; cer- security, compare People when declared & v. Title Guar. be Co., of said Bond Commissioner Trust 125 N.E. 666 tificate 227 N.Y. decisions, forms of (1919). in accordance with the to indi issued We cite these incon- procedure provided shall be in future so cate decrees to be entered them, of approximate any of any court the State Okla- cases should one testable brought development shall of homa unless suit thereon but to illustrate the need for having same efficiency in a feel that of this jurisdiction facts. We if, days promoted thirty date of of staff from the Court and its will be within instances, approval development the Bond Commis- of all thereof most is the tri sioner.” relevant information left with pro bunals of first instance which Thus, Attorney statute General is instituted, ceedings and we so are would preparing of uniform charged duty with the conclude, comment, but for without further forms, examining procedure, prescribing the fact have raised the that the defendants validity passing securities juris contention alone has that this Court Attorney effect, the practical In so issued. proceedings of this diction to entertain attorney these sub- for General made Accordingly, now turn character. public securi- which desire to issue divisions solution of that issue. ties or bonds. and the preceding discussion that the defendants To the extent provisions upon which constitutional pre merely the uniform forms filled in does it clear that this Court founded make ap Attorney General, they scribed com jurisdiction entertain original secretary, amanuensis, parently as an acted plaints practice alleging unlawful attorney. be for The record clerk jurisdic persons. Is this unlicensed for us called fore does not show that this authority in other of a like tion exclusive le involving questions determination judi ? note that courts of the State We gal skill, practice of law. or constituted the authority over ad power, the source of cial regulation and to the necessary It will be cases mission to the bar in this vested fully develop practice future to the facts order law is not particular of named exclusively, determine if but in a series the conduct (Art. practice courts, district court enjoinable including business an constitutes Note, instance, VII, further that 1967). detailed note orig specificity Ari to “have unlimited employed in Bar of district courts are matters, Co., justiciable jurisdiction all zona Land & Trust inal v. Arizona Title Arti in this except provided supra; Oregon H. Miller as otherwise State Bar v. John “other Co., Fidelity provision There is no such supra; & Frazee Citizens cle.” un Co., over respect to the control supra; Liberty Ins. wise” with Bank & Trust Mut. court, That con Jones, practice the law. supra. addition, in authorized Co. unauthorized law, respecting alleged to troversies policing the is entitled is made “justiciable matters” tempering its are exercise sound discretion which we the authorities to decrees ex clear (People rel. Illinois State then, already Clearly, perform legal adverted. un- com- work are not original jurisdiction justiciable limited petent perform. all this the members profession matters vested court includes the legal gain, district but un- controversies such as those in these public involved fortunate members who hesitance, proceedings. lose, no there- We have were ill-advised in some instances fore, directing quite that future be filed badly. cases in the district courts where the facts can “It is the effort reduce this loss fully developed. primarily members of the attention, requires justifies

One matter the control of admissions briefly. challenged The defendants have discipline of those who admitted, the standing prohibition to main- the bar associations *13 three, practice tain these actions. In the proved each of the those to who have plaintiffs qualifications were the Oklahoma Bar Associa- and admitted. been and County the system Bar Association As incidents the adminis- this county in which the action was filed. justice public tration of is aided and the each, plaintiffs’ petitions alleged image that legal profession is en- they public irreparable and the will suffer hanced.” damage enjoined unless the defendants are As preamble shown to the Rules engaging practice from in the unauthorized Creating Controlling the and of law. Association (Title App. Ch. O.S.1971 Sperry (Fla.), 1961), State v. 140 So.2d and said Association was created: 595,it was said: public “In the interest for the advance- justice ment the administration ac- prac- “The prohibiting reason for law, cording in to and to aid courts tice of law those not been who have carrying justice; on the administration practice examined qualified and found to part to foster and maintain on the is frequently It misunderstood. is not practice high engaged those in law protect to done aid or the members of the integrity, learning, competence, ideals of profession

legal creating in either public service, and high and standards maintaining monopoly shop. or closed conduct; It protect public is done from lic being if any, matters of the code of interest, lawyers judicial department advised and control by unqualified persons in conduct are bound to observe. represented matter which, exercise can of infractions in the over in whom little, legal pub- dignity advance and will legal profession and the individual mem- [*] “ . end . [*] . [*] encourage practices improve responsibility profession; [*] the honor and [*] [*] that public

“It cannot be thereof, denied that the bers effectively be more suffers, public image as does both the efficiently discharged public in inter- legal profession est, and our acting police powers within the system, qualified when those not do so vested in it the Constitution of * * permitted to hold out themselves qualified to practice worthy law and as unique The Oklahoma Bar Association is of the trust and confidence of those who among attorneys other associations legal problems solution which that it is the one this require trained advice and counsel. Court, in the of the power exercise herein “If the discussed, truth be known the protect public unauthorized has created to qualified against those not the unauthorized actually admitted creates and it is organized work the one bar association legal profession speak because of the that is in position errors and act in mistakes of throughout State, those who for illegally others matters generally. part, JACKSON, J., concurs dissents strong arguments recognize that part. at affording individual made for been associa county bar torneys local or part JACKSON, (concurring in an action heard Justice to be right tions dissenting part). by the one, evidenced present like the annotation re- injunctive in the I in the discussed concur view cited and cases inclusive, 64-77, prohibition both and that lief should be denied 90 A.L.R.2d at at “Attorneys Am.Jur.2d, granted. should be the footnotes However, present cases Law”, in the Legislature opinion am of I no distinction plaintiffs’ petitions made did not intend leave a vacuum when them, they, either injury between the repealed Integrated its Bar Act alleged defendants’ suffer from would practitioners, do not be- but I unlicensed injury practice and unauthorized duty of writ- lieve we should assume petitions might (Plaintiffs’ suffer. public ing control unlicensed busi- law to all those will and the alleged merely occupations title com- nesses and such as damage defend unless irreparable suffer brokers, clubs, panies, estate automobile real un engaging enjoined from ants are counsel, agencies, adjusters, tax collection Consequently, law.) authorized accountants, companies, banks and trust con indicated of what is herein view merchants, architects, whose ac- and bond *14 to delegation of duties cerning this Court’s primarily to the ad- tivities are unrelated “arm”, as its Bar Association the Oklahoma justice. agree that ministration do I in practice regulation of of law in the lawfully suppress prep- may this court “confusion, not if and of the this State pleadings wills and aration and independent might “from result chaos” that by practitioners that unlicensed documents law- individual proceedings of this sort” in the courts. are destined for consideration county bar associa years and local and/or agree I that court direct Dade-Common tions of this (see in- to initiate Bar Association Dade Co. v. North wealth Title Ins. junctive procedures prevent disbarred hold that Ass’n., Fla., 723), we 152 So.2d in the suspended lawyers engaging and from the Oklahoma Bar Association contrary holding practice of since a of this party bring an action proper would in with this conflict court’s opinion it is our Accordingly, character. not disbar. I would author- suspend and County court, Payne in the that the trial file Association to ize the Oklahoma Bar case, sustaining, as to erred not sup- for the any action district appeared aas County Bar that Association practitioner with- pression an unlicensed action, plaintiff the defendants’ in that approval court. prior of this out the capacities to sue challenge plaintiffs’ other states am well aware most I therein. prohibit held that courts have ac- opinion As it is that no cause of our practitioners. of law unlicensed therefor, injunctive tion has been shown statutory authoriza- have done so Some sought against de- plaintiffs relief that 51, and by Title Secs. 87 Connecticut tion: involved actions here fendants in three 605-14, Rev.Sts., 7, Sec. 88; Hawaii Vol. respondent judges is denied and the 37, part, Georgia, Code pocket page further therein. prohibited proceeding from 99, 9-402, and and 9-407 Georgia pages 98 Ill.Sts., Illinois, part, page 58; in pocket WILLIAMS, BERRY, and J., C. Alabama, 46, 13, 1; Title Sec. Title Sec. SIMMS, HODGES, JJ., and Sts., LAVENDER Alaska, Pro- Business and 42; Alaska concur. Arkansas, fessions, Ark. 08.08.230; Sec.

Sts., and Legal Admissions Unauthorized Arizona, Practice, 25-217; DAVISON, IRWIN, J., Secs. J.,C.V. and 25-205— 32, Occupations, Title Sec. Professions concur result. 422 Cal.Sts., 7, California, power, legislative or

261; Article Secs. This court’s whether 6125,6126, Idaho, Sts., judicial, the limita- 6127; At- must exercised Idaho within Law, imposed by tions our torneys Counselors Article at 3-418—3- Constitution. Ind.Sts., 2, 2, Indiana, Okl.Const., provides “All 104; Attorneys, per- Burns * * * Kentucky, Ky.Rev.Sts.1971, sons 7401; right Sec. inherent 4— 30.010, Maine, gains industry.” page 467; of their own In State Maine Rev. Riedell, 2, 4-807, Short, Atty. pages ex rel. Sts.Ann., 263 and 109Okl. Sec. Gen. Vol. 35, 684, 765, 42 264. courts held that a li- P. A.L.R. we held: Other cense to the nature of a is in 204, “House Bill No. Laws Session franchise, property right, and entitled to Accountancy c. Act known protection * * * competition from an unli- so prohibits far as it uncerti- person. Competitor— censed See Anno. holding fied accountants from themselves Illegal Injunction, at A.L.R.2d professional Acts— out as expert or accountants page any lawyer or Under view compensation or engaging auditors group lawyers would be authorized profession, of that inis file to enjoin actions the unlicensed com- spirit express pro- conflict with petitor. void, vision of the Constitution My this, right suggesting judicial abridges private that it views restraint early property, right concepts. infringes upon stem from constitutional Haskell, Huston, private purely State ex rel. contract in matters Governor Judge, bearing perceptible concern no relation to (on P. general public welfare, this court rehearing), there- said: “ * monopoly fore tends create a * * legislation is Judicial profession of accountancy for the benefit popular accord Every- institutions. accountants, of certified and denies to un- thing legislative, in nature when not in- equal protec- certified accountants administration, cidental to *15 is tion enjoyment of the laws and express organic provision denied.to gains industry.” of their own judiciary. (Bunn’s 4 1, Section Ed.) art. Whetsel, See also County Attorney v. 4, 1, 50 Article Now Okla- § [Const.].” § Wood, 193, (licensing 207 Okl. 248 P.2d 612 homa Constitution. repairmen), McElroy, watch and Greene v. In syllabus paragraph fifth in In 474, 1400, 1377, 360 U.S. 79 S.Ct. 3 L.Ed.2d County re Com’rs of Comprising Counties “liberty” (involving “property” con- District, 435, 7th 22 98 P. Okl. Judicial cepts of Amendment), the Fifth and 36 Am. 557, this court held: Franchises, 3.§ Jur.2d “This court has no to exercise legislative power that neither a is means provisions Other sug- our Constitution appropriate nor necessary gest caution in the decisions of this court. or supervisory powers granted to it by the In the it Preamble is said we establish Constitution.” this promote * * Constitution in order “to our happiness mutual welfare and In In the paragraph second syl- court’s 2, provided: Article it is 1 labus in re City § Assessment of Kansas Co., Ry. 495, Southern 772, 168 33 P.2d Okl. political power “All inherent is this court held: government people; and is instituted for legislative “The government branch protection, benefit, security, and is not upon authorized to confer promote and to welfare; their general primarily which are legisla- the/right to alter or reform tive administrative not incidental the same public good may whenever the discharge of any legitimate judicial require Provided, change it: be except functions provided by the repugnant Con- to the Constitution of the stitution.” United States.”

423 necessarily period would (1929-1939) in this case authorizes our decision Since provisions. those prac- be influenced regulate unlicensed court action to in connection could arise titioner suggested herein would procedure occupations and legitimate numerous entirely helpless. If public not leave the guided de- we should businesses incompe is practitioner so an unlicensed is process by promotive what cisional ac public his tent as nuisance to become people, happiness of the welfare and mutual Ed enjoined. Kenyon v. tivities con- government we serve. whose 3, 739; Balch v. mundson, 80 Okl. P. 193 of Ari- nection the decision State Bar State, 146, 776; Mackey v. 164 P. 65 Okl. Co., Title Trust Arizona Land zona v. & 175, Aycock, 365; and 12 201 P. 76, 1, and the reaction Ariz. P.2d O.S.1971, an un We have held that 1397. § year later, adop- people one reflected his practitioner licensed hire is liable to constitution, tion of Arizona Article damages negli his employer caused point. is in deeds, notes, gent preparation of and mort Okl., Eaton, Creating gages. Latson v. P.2d In Article of the Rules VII Association, Controlling the IRWIN, (concurring results). O.S.1971, App. page (Vol. 439) Ch. Justice committee, provision budget is for a recognize made I that there is the ma- cited hearings, jority It is opinion review this court. decisions of our numerous provided “The therein that Court are sister states and that those decisions budget to proposed shall review said de- purpose illustrating cited for the what expenditure if the proposed termine items of to the states done reference police powers are within the Court’s unauthorized law: I necessary justice.” opinion recognize administration of the majority provision This to confine meaning intended our not be that this construed imposed use of court bar to those necessarily dues ac- those decisions. would follow necessary However, opinion recog- tivities which are in the adminis- majority since the justice. suppress tration of If in- penalties actions that whether should be nizes necessary practitioner upon being the unlicensed theory voked that there is the administration of justice appropri- it conducted an unauthorized require lawyers depends ate finance them. the facts and circumstances However, if case, for the bene- particular actions are each am the view I unnecessary fit of the and not related ad- discuss those cases which *16 ministration it justice only necessary disposing fair that not of the issues is are operation. presented proceedings. should finance the in the On instant the other hand if the are for the actions I concur results reached not lawyers benefit of related to ad- my majority of associates Judicial justice only ministration of it fair is Department is vested with proper lawyers provide the finances regulate prac- to control and outside the framework of the Oklahoma prevent tice of and to the intrusion law Bar Association. persons unlicensed into the without regard are to whether their acts “forensic” Legislature’s Integrated In the Bar Act the re- or “non-forensic”. also concur in I pro- (enacted repealed 1939) it was 1929— Sec. 46 not sults that defendants should reached vided in (Sec. O.S.1931) prohibited conducting their activi- from person no shall law Oklahoma indi- ties in the record the manner which unless he is an active member of cates conducting are activities. In (Sec. O.S.1931) Bar. Sec. provided any person, not an numerous active the conduct of business activities, Bar, in- member who practiced law some elements law guilty operation those would be of a misdemean- and the successful volved Opinions during require application or. of this court written businesses legal principles completion but the

documents that be of some conse-

quences. my opinion, completion documents, merely incidental business, operation

to the overall grounds imposition

not sufficient for the

penalties upon theory that it constitutes practi- unlicensed

tioners.

Although majority opinion may not

necessarily bottomed above

reasoning, theory a similar is alluded majority opinion.

amI authorized to state that Mr. Vice Chief DAVISON concurs Justice expressed.

views herein HARVEY, Appellee,

G. A.

The NATIONAL BANK OF COMMERCE OF TULSA, OLKAHOMA, a National Bank-

ing Appellant. Association,

No. 43886.

Supreme Court of Oklahoma.

July 25, 1972. July 31,

As Corrected 1972.

Rehearing Denied Nov. notes investments, taxation, pursuit nonlegal character is involved property” securities or or other calling”, v. another said Gardner law”, despite in “a considerable Here, says Conway, supra. the court is incident to an argument that this Assoc, Loeb, supra, Bar v. “we enter Lowell Opinion of the In re trade. investment ground.” is to de debatable There need Assoc. supra; compare State Justices, velop fact situation information & Trust Bank v. Connecticut of Connecticut coming to Creditors judgment. before Co., 140 A.2d 863. 145 Conn. Corp. Cummings, Service v. 57 R.I. none and in these In none of A. 2. The “distinction between law may arise myriad situations and that which is determined practice avoided impropriety of the from a consideration of the acts of by a rendered services are performed the fact service in each case.” Gardner un- employ lawyer who is Conway, supra. However, upon basic one import the clear layman. This is principle licensed agreement. there is If substantial McConnell, reasoning in Crawford practitioner of our occupation” “distinct soundly rea- supported supra, and it goes beyond the determination of rel. ex elsewhere. decisions questions soned purpose performing for the his 899, 28 P.2d Perkins, 138 Kan. special service, and, instead, Boynton v. his advises patron as to course to be taken to secure

Case Details

Case Name: R. J. Edwards, Inc. v. Hert
Court Name: Supreme Court of Oklahoma
Date Published: Nov 28, 1972
Citation: 504 P.2d 407
Docket Number: 40338, 42166 and 43254
Court Abbreviation: Okla.
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