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R. Edward Bates, Claimant-Appellant v. R. James Nicholson, Secretary of Veterans Affairs
398 F.3d 1355
Fed. Cir.
2005
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Docket

*1 ready capable of accurate and of Federal Rule of requirements met the determination resort to sources responds 201. The Government Evidence correctly accuracy reasonably whose cannot of Federal Claims that the Court grounds questioned. for re- appropriate all considered cor- record and the administrative opening judicial Murakami asked the court to take not Murakami could rectly determined authenticity the documents notice the record. supplement Mura and the made statements therein. II, kami at court 46 Fed.Cl. 738-39. The of discretion We discern no abuse declined to use Rule 201 to circumvent denial of Murakami’s motion. in the court’s ad general against supplementing the rule thoroughly of Federal Claims The Court Id. Further ministrative record. at 739. argu Murakami’s evidence examined more, correctly found that Murakami’s it con The court observed ments. require not satisfy documents did in record created fínes itself 201(b) ments of Rule because neither below, cir except limited proceedings II, authenticity nor content of the documents cumstances, Murakami at Fed.Cl. Id. generally was known. documents relat and that Murakami’s legal theory he did not raise to a ed III. CONCLUSION below, namely that his father agency traveling due to con prevented was Because the Court Federal Claims harm physical arrest even cerns of correctly concluded Murakami jure to de subject not travel he was though compensation not entitled to restrictions, id. at 738. The court stated Act, not the court did abuse and because “argue that the could not that Murakami denying evi- its Murakami’s discretion to consider factors rel below failed agency motions, dentiary we affirm. raised, legal theory he never to a evant AFFIRMED theory was not ob where the particularly irrationally neglected by the vious and Id. As we stated

agency.” 738. supra, the Court II.C.3, Federal correctly found Murakami

Claims present to the Redress Office

failed theory docu underlying upon BATES, R. Claimant- Edward Thus, the Court of Feder pertain. ments Appellant, deny discretion in al was within its Claims supplement ing Murakami’s motion per with documents administrative record NICHOLSON, R. James arguments. to waived tinent Affairs, Respondent- Veterans Moreover, we no abuse discre- discern Appellee. in the Court of Federal Claims’ refus- tion No. 04-7085. judicial take notice of Murakami’s al to under Federal Rule documents proffered Appeals, Court of United States 201(b). provides: Evidence Rule Circuit. Federal fact must be judicially A noticed one Feb. dispute that it is reasonable (1) generally known within the either jurisdiction of the trial court

territorial

Opinion for the court filed Circuit DYK. Judge Concurring opinion filed by Judge Circuit BRYSON.

DYK, Judge. Circuit Secretary, acting through The the Gen- Counsel, R. appellant eral terminated Ed- (“Bates”) Bates’ accreditation wards represent Depart- claimants before the (“VA”). of Veteran ment Affairs Bates sought review Board of Veter- before the (“the Board”). ans Affairs The to issue of declined the Statement (“SOC”) pur- required Bates Case appeal. sought his He manda- sue then Ap- of mus from the United States Court for to order peals Veterans Claims Secretary to issue so that the SOC he appeal could the Board. court jurisdiction found that the Board had no appeal, accordingly, over the court jurisdiction appeal have no would over rendering from the thus mandamus We the decision unavailable. reverse Appeals the Court for Veterans Claims and remand with instructions to issue the writ of requested mandamus. Carpenter, Carpenter, M. Kenneth

Chartered, Kansas, Topeka, argued for BACKGROUND claimant-appellant. attorney Bates who Appellant rep- is an D’Alessandris, Attorney, Com- David before resents claimants for benefits Division, Branch, Litigation mercial Civil permissible representation is VA. Such Justice, Department United States by the only if an accredited VA DC, Washington, argued respondent- for 5904(a). §§ 5901 and pursuant 38 U.S.C. him Pe- on were appellee. With the brief 28, 2003, July was accredited. On Bates General, Kiesler, Attorney ter D. Assistant hearing, following a the General Counsel of Cohen, Director, Brian M. Daivd M. (“GC”), acting on behalf the VA Simkin, on Assistant Director. Of counsel accreditation, Secretary, Bates’ terminated Deputy Richard Hipolit, the brief were J. authority under the of 38 U.S.C. acting and Martin J. Assistant General Counsel § 38 C.F.R. 14.633. GC Sendek, Attorney, Depart- United States “engaged in un- that Bates had concluded Affairs, Washington, ment of Veterans practice and violated laws adminis- lawful DC. 49.) (J.A. Secretary.” tered NEWMAN, BRYSON, Bates the GC found that had particular, Before pre- DYK, unlawful for Judges. “accepted compensation Circuit paring, presenting, prosecuting possess claims The court held that would benefits in violation VA U.S.C if issue the writ 5904(c)(1), ... solicited and contracted granting of Bates’ petition could lead to a violation illegal fees in of 38 U.S.C. Board decision over which the court would 5905(1) ... deceived and misled a [and] jurisdiction. The Court of (Id.) Bates claimant.” was also accused of for Veterans Claims held that the Board 5904(c)(2)by violating seeking instance, lacked in the first clients, fees al- unreasonable consequence, and as a the court lacked directly though the GC did address jurisdiction, and therefore there no *4 decision, making that find- violation authority issue a of to writ mandamus. 38 (Id. charges. in the other ing it subsumed (2000). § U.S.C. 48.)

at The court concluded that the provision urged Secretary’s Bates action noted, 5904(b), which Secretary was reviewable because the was not “a that affects the of jurisdictional provides Board’s statute for benefits,” and was therefore outside the of Secretary “decision[s] review un- jurisdiction Board’s under 38 U.S.C. law that der a affects the of 511(a) 7104(a), §§ and that the court benefits,” 7104(a) (in- § 38 U.S.C. jurisdiction lacked therefore under 38 reference, corporating by 38 U.S.C. 511(a) § In holding 7252. 511(a)), § Secretary’s and because the de- to inapplicable, of Appeals Court for cision to cancel his accreditation under 38 distinguished Veterans Claims our decision § such a decision. Ac- West, (Fed.Cir. in Cox v. 149 F.3d 1360 cordingly, August Bates filed a 1998). v. Principi, Vet.App. Bates (“NOD”) Disagreement Notice of as to the 2004). (Vet.App. Cox held that 38 U.S.C. Secretary’s regional decision the VA’s 5904(d), § which Secretary authorizes the requested Secretary office portion to a past-due withhold of appeal issue SOC so he could to owed to VA pay a claimant and to those mandatory An pre- the Board. SOC is a attorney, withheld benefits to an pursuant requisite appeal. to a Board 38 U.S.C. to an agreement, otherwise valid fee was a 7105(a) (d) §§ Secretary The provision that the provision “affects SOC, to and thereby refused issue benefits” and therefore that Secre prevented appeal. a Board In October tary’s decisions under the statute were petition Bates filed a for extraordi- subject pursuant to review to 38 U.S.C. nary relief in nature of a writ man- 511(a). § 149 F.3d 1365. at Appeals in the damus Court Veter- of Appeals Court for Veterans Claims, requesting ans the court to order 5904(d), distinguished Claims 38 U.S.C. provide to the SOC. The Cox, at 5904(b), issue in from 38 U.S.C. parties appeared agree that Bates’ enti- at issue in Bates’ court case. The found tlement to the writ under the All Writs Act the latter “pertain[ to deci- (“AWA”), 1651(a), ] 28 U.S.C. turned on sion to terminate the of an accreditation jurisdiction had whether Board to re- ... say[ about nothing [and to] ] view the action Secretary’s and whether Bates, Thus, VA benefits.” Appeals Court Veterans Claims ultimately court petition had to review the dismissed Bates’ for lack of jurisdiction. action. Board’s Id. at 445. 7104(a) to this of 38 U.S.C. limits the court. We timely appealed

Bates “all questions Board’s in a jurisdiction pursuant 38 U.S.C. 511(a) Cox, at 1362. matter § 7292. which under section this title is to decision Secre- tary.” Section states: DISCUSSION questions all Secretary shall decide question gov of this Our necessary of law and fact decision 7292(d)(1), erned by the Secretary under a law that af- court, in reviewing deci provides that the provision by the fects of benefits sions of the Court Veterans dependents or the to veterans Claims, all questions decide relevant “shall Subject or survivors of veterans. law, including interpreting constitutional (b), subsection the decision of the Secre- in statutory provisions.” legal Such tary any question as to such shall be are reviewed without defer terpretations final and conclusive not be Brown, F.3d ence. Jones by any reviewed other official or by *5 Brown, (Fed.Cir.1994); Mayer v. F.3d 37 court, in by an action na- whether the (Fed.Cir.1994). 618, 619 of ture mandamus or otherwise. Cox, in 511(a) (2000) As we confirmed the Court § (emphasis 38 U.S.C. adde Appeals d).1 the of for Veterans Claims “has The before question ultimate us is of in aid of power to issue writs mandamus “under a whether this case arises law that jurisdiction its under the AWA.” 149 F.3d affects the of benefits.” Id. Co., 1363; Dean also FTC v. Foods see I 597, 603, S.Ct. 16 86 U.S. (1966) (“The here, Secretary deciding in to exercise of this L.Ed.2d 802 The certification, acted potential pursu ... extends to terminate Bates’ power the [AWA] 5904(b). § jurisdiction appellate an ant to 38 of the court where Section 5904(b) Secretary to appeal pending may is not then but be authorizes the “sus or and perfected.”). propriety pend agents attorneys later The of a writ exclude” practice Bates argues of in this case turns on the before VA. mandamus 5904(b) itself a question Appeals the Court of is “law that of whether if jurisdic would affects the of benefits” because Claims have Veterans is clients will not By practice, tion to the GC’s decision. vir he unable to review Ap § tue of the Court be able secure the benefits 38 U.S.C. they agree. cannot The peals jurisdiction Claims has entitled. We for Veterans Board, canceling relationship decisions of the but between appellant’s securing accreditation and does review other Thus, far too Secretary. of benefits his clients is attenu decisions showing no that the question juris the Board had ated. Bates has made is whether has appeal. diction cancellation of his accreditation affect- over insurance); (3) exceptions and U.S. life 1. The set forth in 38 U.S.C. Government (1) 511(b) chapter arising § 37 of title 38 are: matters to 38 U.S.C. matters under (Federal (involving housing and small Circuit Ad- VA business over loans); (4) arising chapter Act and matters ministrative Procedure review of VA rule- process (covering appeals title making); covered 72 of matters Appeals §§ for Veterans (jurisdiction dis- the Court of 1975 and 1984 of federal Claims, and, ultimately, this court and the Group trict on Veterans' Life courts over suits Insurance, Court). Supreme Service Life Insurance National delivery of benefits entirety ed the VA section or whether section 5904 be part should considered of a only appellant’s Not could the claimant. single “law.” Other subsections of section attorney, sys- find another the VA clients deal closely with matters related to provides claimants with wide choice tem provisions decertification subsection including possible representatives, rep- 5904(b). Subsection authorizes the recognized service resentatives veterans practice to certify individuals for organizations agents good and claims 5904(c) before VA. regu Subsection with the 38 C.F.R. 14.629 standing VA. when, types, may lates and what of fees be argument that 38 U.S.C. charged agents attorneys, and sub is itself a “law that affects 5904(d), involved in our decision unpersuasive. of benefits” is Cox, contingency authorizes fees limited to is not A This the end the matter. 20% the total amount of past-due bene question whether further is subsection awarded, fits provides pay for direct 5904(b) should be considered a “law” of such appro ment the VA fees when (2000).2 separate apart from the of priate. remainder "Recognition agents titled on which the Board Veterans' attorneys generally,” entirety: reads in its first makes a final decision case. (a) allowed, may recognize any charged, in- Such fee or agent attorney dividual as an or paid provided in the case of services after presentation, preparation, prosecution agent date such if of claims under laws administered *6 respect retained with to such case before Secretary. Secretary may require The that one-year period end of beginning the the on individuals, being recognized before under preceding that date. The limitation in the section, good they show this are of apply provid- sentence does not to services good repute, moral character and in are respect proceedings with to ed before a qualified to render claimants valuable ser- court. vice, competent and otherwise are to assist (2) who, person acting agent A as or at- presenting claimants in claims. (1) torney paragraph in a case to referred in (b) Secretary, oppor- after notice and subsection, represents person this a be- tunity hearing, may suspend for a or ex- Department or fore the Board of Veter- from practice clude further before the De- Appeals ans' after Board makes a first any recognized partment agent or copy final decision in case shall file a this under section if the finds that any agreement fee between with the them agent attorney— or such may specified by at Board such time as be (1) unlawful, engaged any unprofes- has in Board, upon Board. own mo- its sional, practice; or dishonest request may or party, tion of either conduct; (2) guilty disreputable has been agreement may review such a fee order (3) incompetent; is a reduction in the fee called in the for (4) comply has violated or with refused agreement if the Board finds that the fee is any of the laws administered the Sec- finding excessive or A unreasonable. or retary, any regulations or with or preceding order of the under Board governing practice instructions before the may sentence be reviewed the United Department; or States Court of for Veterans Claims deceived, misled, (5) any in has manner or 7263(d) under section of [Title 38]. any prospective threatened actual or charged may A fee reasonable be or claimant. any paid proceeding in with connection be- (c)(1) Except provided paragraph in Department arising fore the in a out (3), case proceeding connection a in with before made, guaranteed, a loan insured Department respect or under with to benefits un- chapter person Secretary, [Title 38]. A who der laws a administered allowed, charges may charged, paid paragraph a fee under shall fee not be agreement agents attorneys for into a services enter written with the respect provided represented person copy services before the date a shall file law, Law num we enactment that bears a Public single itself a If 5904 is 5904(d), that subsection already Large. Congress held at ber the Statutes amount be governs the “law,” specifically has not defined the term attorneys contingency on a awarded 106a but both the Constitution and Section benefits, “affects the past-due basis of Title 1 of the Code make United States Cox, at of benefits.” provision duly clear that a law is a bill that has been case, Cox, attorney, rep- In that approved by Congress Houses of both in a a veteran before the. VA resented (or enacted over signed the President benefits, twenty per- a subject to claim for veto). Const., I, 2; art. cl. his U.S. arrangement fee contingent cent (2000).3 Congress 106a has also pay was to the fee which the laws, duly made clear that such once en benefits as lawyer past-due out of acted, published to be in the Statutes 5904(d). We rea- provided in subsection (2000). Thus, a Large. claim to entitlement soned Cox’s Law appearing “law” is a Public justiciable by the as the his fee was Large. Statutes at There is no basis Secretary, reaching required the claim history, statutory language, legislative decision, necessarily interpret sub- authority construing or case the term 5904(d), “that affects a particular “law” to limited to a statuto be Thus, if of benefits.” Id. subsection, ry government urges. as the whole, is to considered as a section 5904 construing Nor is there basis part of a “law that subsection is “law,” apparently term as the concurrence benefits,” and the affects do, statutory a particular seems to to be jurisdiction. Board has section. The cases cited the concur

II rence, “law” used to where the term statute, section of a can specific describe think that section 511’srefer We a matter of statutory hardly be read to hold as single to a “law” is to a ence *7 (3) past-due agreement at To the extent that the fee with the manner, time, any proceeding may awarded in before the and in such as be such Appeals, Secretary. Secretary, Veterans' specified by the Board of the (d)(1) attorney Appeals a States Court of When claimant or the United Claims, may agreement direct have entered into a fee described Veterans the subsection, (2) attorneys’ paragraph payment any of the total fees under a this of (1) attorney may payable paragraph not exceed arrangement fee to the fee described any past- percent past- of the total amount out of such of this subsection be made awarded on the basis of the due benefits event the Secre- due benefits. In no purpose pay- tary claim. the of such withhold for (2)(A) agreement to in any portion payable A fee referred for a ment of benefits paragraph the total period is one under which the date of the final decision of after attorney — n payable Secretary, Ap- fee amount of the the the Board of Veterans' (i) attorney by paid to the Veterans peals, is to or Court of of) (or Secretary directly past-due ordering making bene- making from Claims claim; awarded on the basis of the fits award. (ii) contingent whether or not the § is on 38 U.S.C. 5904. matter is resolved in manner favorable laws,” "Promulgation 1 U.S.C. 3. Titled the claimant. by (B) (A) procedures § which 106a sets forth the purposes subparagraph For bill, order, Congress, resolution or vote of paragraph, a claim shall be considered President, "having approved been in a manner favor- been resolved have having him with his been returned any part of the able to the claimant if all or effect.” objections, a law or takes sought granted. becomes relief is statutory construction that the term “law” fairs 1991, Health-Care Personnel Act of to a particular 102-40, 402, should be limited numbered § Pub.L. No. 105 Stat. 187- Concurring 238-39; section of the law. Op., post at 102-40, amended VPub.L. Title IV, n. 2. 402(b)(1), (d)(1), § 7, 1991, May 238, 239; Stat. by, amended Veterans Pro- Here, public the relevant “law” is the grams 1998, Enhancement Act of Pub.L. 5904, originally law that enacted section 512, 3315, § No. 112 Stat. 1936, 867, ch. the Veterans Act of 49 Stat. history Neither the of the amendments to II of 2031.4 Title Act of Veterans law, changing nor its position in the 1936, “Agents Attorneys,” entitled United through States Code passage § predecessor of 38 U.S.C. 5904. Title statutes, a series of consolidation alters the II from the differed current section 5904 that, originally enacted, fact as only in respects, including limited im part 5904 was of a Public Law “that position a $10-per-claim limitation on affects the of benefits” and (and consequently fees the ab subject therefore is review the Board sence of a separate provision regarding and the Court of Appeals for Veterans fees), contingency and the inclusion of the Claims under the terms of 38 U.S.C. criminal penalty provisions for improper § 511. (now practice separately codified as 38 5905). Compare Veterans Act of Stat. with 38 history purpose of section U.S.C. 5904 511(a) confirm the correctness of our inter- Title II of the Veterans Act of 1936 has pretation. connection, In this some under- and, noted, repealed never been has standing history of section largely unchanged original- remained since necessary. ly enacted 1936. The current codifica- exceptions, With minor origin tion of section 5904 reflects a series of federal of veterans’ benefits law, original amendments to the as well as until Congressional philosophy law, the placement of that together with was that benefits decisions the execu- other laws related to veterans that do not judicial tive should not be re- necessarily involve the of bene- view. This philosophy was reflected in the fits, changes into Title 38. These predecessors general- transpired through promulgation *8 ly precluded judicial review of benefits de- passed, consolidation statutes in inter alia cisions. 2, 1958, 1958 Sept. and 1988. Act of 85-857, 3404, Pub.L, 1105, § No. 72 Stat. predecessor 511(a), to section name 1238-39; Act, 211(a), Veterans Judicial Review ly section originally was enacted as 100-687, 104(a), § Pub.L. No. 102 separate Stat. two provisions that were consoli 4105, (1988); renumbered’§ 1958, 4108 5904 and dated in resulting in 38 U.S.C. 211(a).5 by, amended Department § of Veterans Af- judicial This barred areas, provisions claims; The other of the 1936 Act dealt relating ous all to benefits provided Title V with related hurricane issues: Title relief for World I relaxed restrictions War dependents. veterans and their 49 Stat. compensation on War World Widows and at 2031-35. Children; Title III the VA with the provided authority subpoenas, investiga- to issue make 1933, 5. The first was enacted in tions, and processing administer oaths when Act, 3, Economy under the ch. 48 Stat. 9 claims; benefits IV Title covered miscellane- (1933) and the latter in 1940 as amend-

1363 211(a) (1982) of the Administrator’s decisions “on 38 (codifying review Act of 12, 1970, 8(a), 790). concerning Aug. fact any question of law or 84 Stat. at No independent judicial payments any claim for benefits or under review benefits de by the cisions available. law administered Veterans’ Admin was As noted 211(a) (1958). Supreme Robison, in istration.” 38 U.S.C. Court Johnson v. 415 . 361, 1970, 1160, Congress amended the statute ex U.S. 94 S.Ct 39 L.Ed.2d 389 (1974), up apparent “an the two pressly tighten gaping primary purposes of this judicial pre-1988 in hole” the bar to review that had version of the were “to by a opened been line of District of Colum insure veterans’ benefits claims will narrowly construing bia Circuit cases not burden the courts and the Veterans’ language of the statute to bar Administration expensive with and time- filings H.R.Rep. consuming litigation, of initial of claims. ... No. to insure 100-963, (1988), reprinted that the technical complex 18 1988 determina 5782, (citing applications 5800 tions and policy U.S.C.C.A.N. Wellman VA con Whittier, (D.C.Cir.1958), v. 259 F.2d 163 nected with veterans’ benefits decisions (D.C.Cir. Gleason, will Tracy adequately uniformly v. 379 F.2d 469 made.” (footnotes 1967), 12, 1970, 370, and the Id. at August Act S.Ct. omitt ed).6 8(a), Pub.L. No. 84 Stat. (other omitted)). citations This objective If judicial of precluding preclude amendment intended to re continued, review had it would have been “any

view of decision of the Administrator appropriate to give a narrow construction any ‘on or fact question any of law 511(a), to section as is done with all provi law administered the Veterans’ Admin precluding judicial sions review. See Ab ” 18-19, reprinted istration.’ Id. at Gardner, 136, 140, bott Labs. v. 387 U.S. 1988 U.S.C.C.A.N. at 5800. S.Ct. (recog L.Ed.2d 681 nizing judi a basic presumption favor of Thus, prior pro- review); cial see Magno also de De that, exception vided of review of States, (D.C.Cir. United regarding life insurance and decisions n 1980) (“[Jjurisdictional limitations are in loans, housing small business and narrowly, terpreted eye with an both to of the Administrator on [T]he decisions avoiding potential constitutional difficul any or question any law fact under ties, preserving and to the Courts’ tradi administered Veterans’ Ad- deciding legal disputes.”). tional role of providing ministration veter- purpose, But but not the lan dependents ans and their or survivors guage, changed of this section dramatical final shall be and conclusive and no oth- ly- any er official or court of the United shall have power passage States of the Veterans’ Judicial (‘VJRA”) to review such decision an action provided Review Act veterans *9 day in the nature of Forshey mandamus otherwise. with their in court. See 1924, 211(a) (1958) through ment to the World War Veterans' Act of the conversion —back 17, 1940, 11, 893, enactments). original see Act to these two of Oct. ch. 54 tables 1193, Davis, Stat. 1197. Frederick Veterans' Review, Benefits, Judicial exception and the Constitu- 6. A rule narrow the foreclosure Government, by Supreme tional Problems “Positive" 39 was carved out the Court in 183, Johnson, 367, 1160, (tracing Ind. L.J. 186 n. 12 id. at 94 S.Ct. for certain 511(a) challenges 1958 version of section constitutional to the VA’s actions. —38 1364 (Fed.Cir. 1335, F.3d 1344-45

Principi, appellate jurisdiction 284 Circuit with exclusive (en banc) 2002) (summarizing major over the decisions of the Court of Appeals judicial review with the enact changes to for Veterans Claims. Veterans’ Judicial YJRA); Brown, Beamon v. (codified ment of the Act, § Review as amended at (6th Cir.1997) (same). 965, 511(a) seq.). 7251 et by original House As noted one (then section 211(a)) originally designed — legislation was “intended to sponsors, judicial entirely to bar review —became consistent, produce timely, and fair deci provision that scope defined the truly independent in a sions for veterans jurisdiction, therefore, Board’s and that of by not be burdened other court which will the new Article I court.8 nothing to do with veterans.” having cases Thus, the effect of the legislation 3, (daily Rec. H9258 ed. Oct. Cong. generally place judicial was to review of 1988)(statement Solomon). Rep. Secretarial decisions “under a that af expected this might One reversal of fects the provision of benefits” within the judicial congressional policy concerning re specialized process.9 Congress brought repeal view to have about the plainly preferred approach a mat 211(a). Rather, It did not. section policy, ter of both because it avoided over 211(a) broadly judicial continued to bar burdening system' the district court and decisions, an excep review of benefits but because the district courts lacked the nec judicial tion was created for review of such essary expertise. Report As the House newly decisions created Article I noted, already the “courts have far too 511(b)(4).7 court. At handle,” many H.R.Rep. cases No. 100- time, Congress same added new sections 963, 22, reprinted at in 1988 U.S.C.C.A.N. 38, today’s to Title reflected versions of 5804, at legislation and the pre aimed to 72, Chapters reforming existing 71 and reviewing vent being “put courts from in a internal mechanisms for the review of ben position [they where no have] idea of an regional the VA efits decisions offices agency’s particular legal ques views on a Board; specifically and providing tion.” Id. at reprinted in 1988 judicial for independent review of the U.S.C.C.A.N. at 5809. Board’s final decisions a new Article I known Appeals (today 511(a), In history Court Veterans view of the of section as the nothing suggest Court Veterans Vet we see that interpreta- Claims); providing erans and the Federal tion of the section in accordance with its 211(a) 7. Section was renumbered as decision under a law that affects the Department H.R.Rep. 1991. Veterans Af- of benefits. No. at Act, 102-83, 2,§ reprinted fairs Codification Pub.L. No. in 1988 U.S.C.C.A.N. 5809. Stat. 388-89 exceptions 9.The listed to this overall keeping provi- role regulations promul- new for the scheme were rules and sion, Congress gated by "[t]he noted that effect of [re- which are reviewed placing directly law administered 'under in this court under 38 U.S.C. 502; 511(b)(1) providing §§ Veterans’ Administration benefits' disputes, insurance with 'under a law that affects the which are reviewable in the district courts 511(b)(2) 1975; scope §§ is to benefits'] broaden of section under 38 U.S.C. 211,” provided example arising of a Chapter pertaining decision matters loans, which, regarding potential regula- housing conflict in VA and small business prohibiting 511(b)(3) §§ tions with another law discrimi- under 38 U.S.C. allow *10 against being persons against nation disabled re- for suits in state or through appeals process viewable the VA as a federal court.

1365 issues, congression- closely plain language would disserve related and undermine the passage congressional purpose. al intent behind the 1988 legislation. contrary, interpre- To the an IV 511(a) generally

tation of section that ’ decisions un- places review Secretarial proposes concurrence to depart in single piece legislation relating der a plain meaning from the interpretation of part whole or in to benefits first theory majori section 511 on the that the Board, and then the Court of ty’s interpretation could, Claims, clearly for Veterans serves the in the case of statutory omnibus enact congressional purpose. ments; confer disputes over Congress that could not have intended to particularly This is clear from the fact Board, refer to the disputes such as over that decisions under subsection Secretarial or employment appeals. contracts' Con 5904(b) are, case, likely as in this also to We, curring Op., post at 2-3. need interpretations of other involve subsec here, interpretative address this issue subject that tions themselves are question the law in is not since such an specialized process. We held statutory omnibus. any enactment. 5904(d) Cox subsection event, holding go our does not far so as the specialized process. 149 F.3d review; concurrence suggests, and does not confer at 1365. have also held that We jurisdiction in myriad the Board over Board over has actions taken disputes every arise under “law” 5904(c). See, under e.g., subsection Scates “affects the of benefits.” (Fed.Cir. Principi, v. 282 F.3d 1366 511(a) apply every does not 2002) (discussing power Board’s to assess challenge to an action the VA. As we attorney reasonableness of fees and order held, only applies where there has if necessary their reduction under Secretary.” been a “decision Han 5904(c)(2)); Cox, 149 F.3d at 1364 States, 214 lin United F.3d 1321 (Fed. (same); Wick, In re (Fed.Cir.2000). In the context of the his Cir.1994) (same). grounds One of the for tory of provision, plainly the statute terminating Bates’ certification an al contemplates formal “decision” 5904(c)(1), leged violation of 38 U.S.C. Secretary or delegate. (cid:127) charging attorney fees to various Even, prior receipt claimants to their of a final where there has been a for Board decision on their mal Secretary, provi claims. Bates was decision other initially also accused of violating specifically ju of 38 sions of federal law confer 5904(c)(2), charging unrea on risdiction other tribunals to resolve particular sonable fees. The facts of Bates’ case disputes, such as contract or See, thus illustrate the employment disputes. e.g., interrelatedness be Contract 609(a) Act, Disputes §§ tween various subsections of (2000); likelihood that Secretarial action 5 U.S.C. As we certify Hanlin, decertify respect noted to section (b) 511(a) itself, §§ necessarily or will capa “when two statutes are co-existence, implicate interpretations duty 38 U.S.C. ble of it is the 5904(c) (d). courts, §§ To hold that the latter a clearly expressed congres absent (c) (d) justiciable by subsections are contrary, regard sional intention (a) (b) Hanlin, but subsections each as effective.” F.3d not, Mancari, piecemeal adjudication would invite (quoting of 1321 Morton v. *11 535, 551, 94 S.Ct. 41 L.Ed.2d

U.S. COSTS (1974)). as we held that section Just No costs. 511(a) preclude read to cannot be Tucker BRYSON, Judge, Circuit jurisdiction, concurring Act cannot be the result. jurisdiction preclude to in other tri read specifically- bunals when I agree with the result reached Id. at Congress. conferred case, court in this path but not

the court follows to reach that result. In the case of contract and em particular, I agree cannot with the court’s ployment disputes, these other review construction phrase of the “law that affects mechanisms have been held to be exclu appeals pursued

sive. Contractor dependents veterans or the or survivors 511(a). exclusively veterans.” 38 I the Court of Federal Claims U.S.C. would phrase construe that spe- refer appropriate agency or the board of con legal provisions cific provi- that affect the appeals. England tract R. Sherman court, sion of veterans’ benefits. The how- (Fed.Cir. Corp., Smoot ever, phrase construes that broadly, more 2004) Act, (citing Disputes the Contract to any public refer contains 609(a)). §§ 606 and Employment some provisions. veterans’ benefit disputes under the Civil Service Reform all, exclusively laws, Act are if at appealable, problem public is that particu- larly in years, recent have often Systems the Merit Protection un not been subject. confined to a single public Some part der 5 as of the “inte run laws to hundreds of pages and deal grated statutory up by set scheme Con with a myriad subjects. of different Some- gress protect civil servants.” United subjects times the multitude touched Fausto, 439, 444-51, 453, States v. 484 U.S. upon in single public law include veter- (1988) (hold S.Ct. 98 L.Ed.2d ans’ benefits. For example, Transpor- ing that preclud Civil Service Reform Act Equity tation Act for the 21st Century, ed in the Court of Federal Claims (1998), Pub.L. No. 112 Stat. 107 underlying personnel decision giving runs to more than 400 pages. Among the pay). rise to the claim for back Nothing topics public various in that law are three say today suggests we that the Board has pages of provisions dealing with veterans’ jurisdiction to review controversies that benefits. definition, Under the court’s are committed statute to other tribu entire Transportation Equity Act is a “law nals. that affects of benefits” for veterans.

CONCLUSION The court’s construction of the phrase “law that affects of benefits” For these reasons we conclude that the referring to an entire public law would jurisdiction; Board had that the Court of appear to extend the jurisdic- for Veterans Claims had range BVA to a wide of actions tion; and that a writ mandamus should Secretary for which appeals BVA issue to direct the Board to decide the never been considered appropriate. Con matter. Accordingly, the decision of the sider, for example, the Veterans Health Court of Appeals for Veterans Claims is Care, Asset, Capital and Business Im AND REVERSED REMANDED. provement Act of Pub.L. No. 108- *12 170, public exceptions That law con do 117 Stat.2042. not include spe- review extending increasing and provisions tains cialized Sys- tribunals such as the Merit classes, in various benefits to veterans tems Protection agency’s Board clearly qualifies public it a law that thus as Appeals, Contract or the Court of Fed- of benefits” to veter “affects Thus, eral Claims. the court’s construc- language as the court construes that ans tion of section 511 appear would to lead to public 511. But that law also the conclusion that employment certain provisions relating contains non-benefit- and contract matters would be reviewable related matters such as the construction of by the BVA and the Veterans Court. promotion and ap VA facilities and the The court problem resolves the pointment of certain employees. VA Con statutory conflict created its construc- gress plainly disputes did not intend for tion of section 511 favor of the statutes arising portions public under the of that assign jurisdiction that employment over dealing employment and con specialized contract matters to tribu- subject struction to be preferable nals. But the construction of of the BVA. Yet that would seem to be the section 511 is one that does not create such result of the court’s construction of the a place. conflict in the first It is clear that that phrase “law affects the Congress create, did intend to or be- benefits.”1 creating, lieve it was such conflict in broad court’s construction section 1970, when it adopted essentially is what problematical because of section language current of section see 511(b). 511(a) provides 91-376, (1970), Pub.L. No. 84 Stat. any ques- decision of the as to or in it 1988 when amended section 511 to scope tion within its “shall final and provide for review of veterans’ benefits by any conclusive and not be reviewed Court, matters the Veterans see Pub.L. court, by any other official or whether 100-687, No. 102 Stat. 4105 See action the nature of mandamus or (1970), H.R.Rep. reprinted No. 91-1166 otherwise.” Section contains (“The 1970 U.S.C.C.A.N. re- 511(a)’s exceptions four to section bar stated section will make [now 511] review, exception one of which is the perfectly Congress clear intends permits review the Veterans Court. preclude judicial all deter- exceptions The other deal with narrow respect minations with to noncontractual Departmen- matters: the review of provided for veterans and their court; regulations tal rules and in this survivors.”). Moreover, dependents suits in district court on claims related to insurance; federally provided “specialized the court’s resolution of the and suits un- der chapter relating problem problem 37 of Title 38 to hous- tribunal” leaves another ing and small business loans. Those four unaddressed. The court’s construction of unique disposition, management proper- 1. The 2003 statute is not in this re- of real gard. also, example, For the Veterans Benefits ty. e.g., See Veterans Millennium Improvement and Health Care Act of Act, Care and Health Benefits Pub.L. No. 106-419, Pub.L. No. 114 Stat. contains (1999) (statute Stat. con- provisions pertaining a number of to veter- provisions regarding tains veterans' benefits benefits, ans’ but also contains other matters provisions pertaining voluntary sep- plainly contemplation outside the of laws program aration incentive to reduce the level benefits,” affect[ ] "that such employment Department in the of Veterans provisions governing pay of VA nurses Affairs). involving acquisition, and transactions dependents not solve the broader veterans or 511 does survivors of veterans,” i.e., non-benefit-related matters problem of particular whether the stat *13 committed under that not be would utory provision relates to the or substance tribunal, specialized to a but circumstances procedures sys of the veterans’ benefits to be reviewed a expected would be tem. question most cases that will be the court under Administrative district easy to decide: Most of the statutes that Act. As to such decisions aris- Procedure pertain system to the veterans’ benefits law that contains some ing public under a subjects address the such as conditions ap- the provisions, court’s veterans’ benefit eligibility, procedures the to be followed in to render such non- proach appear would determining eligibility, and the amount of renewable, matters if at benefit-related paid. be all, and the only in the BVA Veterans case, In this the connection between the Court, did Congress surely a result that lawyers certification of of conferral non- not intend. Yet to ensure that such benefits on veterans is so obvious. ju- fall outside benefit-related matters Nonetheless, in light agency’s long- risdiction of the BVA and the Veterans standing practice regulating the repre- Court, posi- to circle back to the one has sentation of veterans so as to ensure that applies only tion that section legal pro- beneficiaries obtain and retain the ben- disputes arising particular under entitled, they statutory efits to which pertaining visions benefits. provisions authorizing the certification and view, my is sim approach, The best regulation representatives applicants 511 to ply to construe “law’! properly regard- for veterans’ benefits are law, provisions of not to particular refer to ed as “that affect[ laws ] disparate legal provisions collection of ground, benefits.” On that I would hold particular public in a appear that that 38 U.S.C. is such a law and construction, ques law.2 Under that the Board of Veterans’ there- jurisdiction tion whether the Board has jurisdiction appeals fore has to hear appeal would turn on whether the over Secretary’s decisions under that stat- question “affects the statutory provision of benefits to ute. "public monplace single statutory court refers to its law” con- to refer to sections "plain meaning” "laws,” as the of section struction and subsections and not to reserve as agree. certainly It is true the 511. I do not designation exclusively public that for whole laws, public but that is term "law” includes See, States, e.g., v. laws. United 275 Gonzales only properly say public laws are not to that 1340, (Fed.Cir.2001) ("section F.3d 1343 654 example, the statute referred to as laws. For a [of 105-85] Public Law ... law confer grants question that federal ring rights, privileges, upon or benefits' cer courts, 1331, prescribes federal veterans”); tain World War United II States v. being based on the the courts' as Cruz, 623, (9th Cir.2004) Dela 358 F.3d “Constitution, laws, or treaties of the United 844(e) ("Section gen Title is a law of [of 18] States,” yet "laws” that the term statute Smirl, application”); Rayner eral v. public has not See been limited laws. 60, (4th Cir.1989) ("Section Title [of Milwaukee, City Illinois v. 406 U.S. 99- clearly 'relating safety' is a 45] law to railroad 92 S.Ct. 31 L.Ed.2d 712 434”). say This is not to that meaning” (holding that the "natural statutory subsection is the term federal “laws” includes common as "law,” meaning simply term but that it statutes). well citations to the court’s reasonably "plain cannot claimed Constitution and Title 1 of the United States meaning” of the term "law” is restricted to single statutory Code do not establish that Indeed, public a "law.” it is com- laws. is not 5904(d) In Walters National Association authorized the to make Survivors, Radiation 473 U.S. directly decisions that affected the amount (1985), L.Ed.2d 220 the Su- S.Ct. received, of the benefits that the claimant history preme Court reviewed the relationship between the statute and system, particular veterans’ benefits the claimant’s benefits was more direct in attorneys attention to the role of within Nonetheless, Cox than it is pur- here. system. explained The Court that the pose of attorneys certification of is to en- system administering benefits was de- sure claimants in the veterans’ bene- *14 signed managed sufficiently to be “in a system competently fits are honestly way informal that there should be no need represented, to the that they end will re- employment attorney for the of an to ob- ceive the full measure of benefits to which tain the benefits to which a claimant entitled, they are without loss or reduction entitled, so that claimant would receive due to incompetence or over- entirety having of the award without to reaching. purpose Because the underlying lawyer.” divide it with a Id. at 5904(b) is the same as the purpose 5904(b), which governs S.Ct. 3180. Section 5904(d), underlying section fair say suspension agents or exclusion of 5904(b) that section is “a law that affects attorneys who have pre- been certified to of benefits” to veterans and pare, present, prosecute claims for Thus, their dependents. survivors and al- benefits, part veterans’ has been a I though would not decide this case on the system many veterans’ years. benefits “public rationale employed by the law” Along with the other subsections of section I majority, agree that the writ of manda- (subsec- govern which certification mus should issue. (a)) charged tion and restrictions on fees (subsections (c) by agents attorneys (b) (d)), subsection has one served as agency

of the means which the has

sought to ensure that veterans not de-

prived of they the benefits properly

entitled. It is therefore consid-

ered a “law that affects the to veterans or Joseph CARSON, Petitioner, P. dependents or survivors of veterans.” Both the construction of section 511 and ENERGY, DEPARTMENT OF analysis of section I Respondent. proposed prior are consistent with our de (Fed. West, cision Cox v. 149 F.3d 1360 No. 03-3298. Cir.1998). case, In that upheld we ruling of the Veterans Court Appeals, United States Court of 5904(d) is a law that affects the Federal Circuit. provision of veterans’ benefits and thus March 511(a). falls within 38 U.S.C. Id. at specific provision 1365. The at issue

Cox authorized the to withhold a

portion past-due benefits owed to

claimant pay and to those withheld bene attorney.

fits to an Because section

Case Details

Case Name: R. Edward Bates, Claimant-Appellant v. R. James Nicholson, Secretary of Veterans Affairs
Court Name: Court of Appeals for the Federal Circuit
Date Published: Feb 28, 2005
Citation: 398 F.3d 1355
Docket Number: 04-7085
Court Abbreviation: Fed. Cir.
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