R.C. Equity Group, LLC v. Zoning CommissionR.C. Equity Group, LLC v. Zoning Commission
Lead Opinion
Opinion
The plaintiff, R.C. Equity Group, LLC, appeals from the judgment of the trial court dismissing its zoning appeal from the decision of the defendant, the zoning commission of the borough of Newtown. The trial court dismissed the plaintiffs appeal for lack of subject matter jurisdiction because the plaintiff had failed to make service of process on the borough clerk within fifteen days from the published notice of the decision in accordance with
The following undisputed facts and procedural history are relevant to our disposition of this appeal. The borough of Newtown (borough) is a specially chartered municipality located within the town of Newtown. The defendant is the borough’s zoning commission. In May, 2003, the defendant adopted zoning regulations governing a village district area pursuant to
The plaintiff owns approximately twelve acres of land located in the borough. The property is improved with a building that contains 16,947 square feet of gross leasable area that presently is leased to a tenant for office purposes, and is capable of expansion through the addition of a partial second floor. The property itself is also large enough to permit the addition of one or more buildings in excess of 6500 square feet. The plaintiff filed a zoning appeal from the defendant’s March, 2005 decision to readopt the restrictive village district regulations, claiming that the defendant had acted illegally, arbitrarily and capriciously when it adopted the regulations because their terms violated several constitutional and statutory provisions.
The plaintiff employed Robert B. Gyle III, a state marshal, to serve process in connection with the zoning appeal. On March 24, 2005, Gyle went to the office of the plaintiffs attorney, Robert H. Hall, to pick up the process. Hall was not present when Gyle arrived but had left one copy of the process with Hall’s secretary. The process, a form JD-CV-1 summons with the appeal attached, identified the defendant as the “[zjoning [c]ommission of the [b]orough of Newtown, c/o Linda Shepard, Chairman,” with Shepard’s home address following immediately thereafter. That same day, Gyle personally served Shepard at her home. Although the form JD-CV-1 summons contained a generic citation directing the marshal to make service,
Thereafter, on August 22, 2005, the trial court, J. R. Downey, J., granted the defendant’s motion to dismiss the plaintiffs zoning appeal on the basis of the plaintiff s failure to serve the borough clerk. The plaintiff commenced the present zoning appeal on September 2, 2005, in reliance on the savings provisions of
The plaintiff filed a memorandum of law in opposition to the defendant’s motion to dismiss. Attached as exhibits to the memorandum of law were the form JD-CV-1 summonses that Hall had used in both zoning appeals,
The plaintiff also provided the court with an affidavit attested to by Gyle. In his affidavit, Gyle stated that prior to serving process in the plaintiffs zoning appeals, he was “aware that the legal requirements for service of process in zoning appeals had been changed effective October 1, 2004,
The trial court, Schuman, J.,
On appeal, the plaintiff claims that, contrary to the conclusion of the trial court, it is solely the duty of the marshal “to determine how to make proper service,” and, therefore, Gyle’s “failure to make proper service in this case is ‘default or neglect’ as a matter of law.” Consistent with this contention, the plaintiff asserts that it had no legal obligation to direct — or even to assist — Gyle in accomplishing that task. Finally, the plaintiff maintains that the record is abundantly clear that, although the summons identified the wrong person, namely, Shepard, as the defendant’s agent for service of process, Gyle nevertheless knew better, and, therefore, Hall’s error in naming Shepard instead of the borough clerk neither relieves Gyle of responsibility for inadequate service nor removes the service deficiency from the purview of the savings provisions of
As a threshold matter, we set forth certain principles that govern our review of the plaintiffs claim. “A motion to dismiss . . . properly attacks the jurisdiction of the court, essentially asserting that the plaintiff cannot as a matter of law and fact state a cause of action that should be heard by the court. ... A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . [0]ur review of the court’s ultimate legal conclusion and resulting [determination] of the motion to dismiss [is] de novo.” (Internal quotation marks omitted.) Cox v. Aiken,
In applying
The facts of Fedus were identical in all relevant respects to the facts of Simko. In each case, the plaintiffs had served the town clerk with a copy of the summons and complaint, as required by statute, but had failed to name the clerk in the citation of the summons. See id., 754; Simko I, supra,
Immediately following the release of our decisions in Simko, the legislature amended
The legislature also amended
In the present appeal, the trial court relied on this court’s decision in Gadbois v. Planning Commission,
To the contrary, “it is well established in Connecticut that if a writ appears to be [valid] on its face, appears to have been issued by a competent authority, and has been issued with legal regularity, a [marshal] has a duty to serve it and will be protected in making such service. Watson v. Watson,
Indeed, under
The limited nature of the marshal’s legal duty necessarily informs our interpretation of
Furthermore, the evident purpose of
Thus, in Vitale v. Zoning Board of Appeals,
We fully agree with the plaintiff in the present action that
It is true, of course, that if Gyle had served the borough clerk notwithstanding the faulty citation, then
The judgment is affirmed.
Notes
“(1) For any appeal taken before October 1, 2004, process shall be served by leaving a true and attested copy of the process with, or at the usual place of abode of, the chairman or clerk of the board, and by leaving a true and attested copy with the clerk of the municipality. Service on the chairman or clerk of the board and on the clerk of the municipality shall be for the purpose of providing legal notice of the appeal to the board and shall not thereby make the chairman or clerk of the board or the clerk of the municipality a necessary party to the appeal.
“(2) For any appeal taken on or after October 1, 2004, process shall be served in accordance with subdivision (5) of subsection (b) of section 52-57. Such service shall be for the purpose of providing legal notice of the appeal to the board and shall not thereby make the clerk of the municipality or the chairman or clerk of the board a necessary party to the appeal.”
The defendant also asserts that this action is moot for reasons relating to the repeal and readoption of the regulations that provide the basis for the plaintiffs claim against the defendant. In light of our conclusion that the court lacks subject matter jurisdiction due to inadequate service of process, we do not address the defendant’s mootness claim.
Specifically, the plaintiff claimed that (1) the village district created in the regulations was not properly identified either in the plan of conservation and development adopted after October 1, 2000, or in an earlier plan, (2) the village district was not properly coterminous with the center area created in the plan, (3) the restriction of “discrete building structure[s]” to 6500 square feet had no rational relationship to general or special zoning purposes under either
The form JD-CV-1 summons contains the following language near the top of the form: “TO: Any proper officer; BY AUTHORITY OF THE STATE OF CONNECTICUT, you are hereby commanded to make due and legal service of this Summons and attached Complaint.” Following that language is a box with several blank lines on which the names and addresses of the parties are to be printed.
Because the plaintiff filed its zoning appeal after October 1, 2004,
There is no dispute that the plaintiff timely refiled its zoning appeal under
We note that the plaintiff had brought a previous zoning appeal in 2003 that is not the subject of this appeal. In referring to “both” appeals, we are merely differentiating between the March, 2005 zoning appeal that the court, J. R. Downey, J., dismissed, and the plaintiffs subsequent appeal in September, 2005, in which 1he plaintiff attempted to save, in reliance on the provisions of
The form .ID-CV-l summons that Hall had used in both zoning appeals were identical in all material respects.
See footnote 7 of this opinion.
Hereinafter, all references to the trial court are to the court, Schuman, J., unless otherwise noted.
Specifically, the trial court stated: “In the present case . . . the fact that the [marshal] did not serve the municipal clerk is primarily due to the plaintiffs failure to name the clerk in its process. Although the plaintiff had the advantage of using a marshal who was very knowledgeable about the law, when, as [in the present case], the plaintiff fails to provide the marshal with the identity of all persons to serve, ultimately the responsibility must lie with the plaintiff . . . rather than the marshal.” The trial court further stated that it is unreasonable “to expect a marshal to interpret the law and identify the correct persons to [serve]. . . . [T]hat role belongs to the plaintiff and ultimately the plaintiffs attorney, who is trained in the law. Determining who to serve can be a difficult task, involving legal research and statutory construction .... The court will not hold that the responsibility for performing this difficult task falls on a lay marshal rather than the plaintiff and its trained attorney. Accordingly . . . the defect in service was not due to [the] ‘default or neglect of the officer to whom it was committed’ under
We note that, under General Statutes § l-2z, “[t]he meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.” Neither party contends, however, that § l-2z limits our review of
Hereinafter, all references to Simko throughout this opinion are to the decisions in Simko I and Simko II.
The plaintiff maintains that Fedus stands for the proposition that “[failure to identify the actual official who is to be served is . . . not needed to establish subject matter jurisdiction [when] the [zoning] board or commission is identified [in the process] and there is a direction to serve that entity.” (Emphasis added.) The plaintiff misreads Fedus. As we have explained, Fedus holds that a failure to name the town clerk in the citation of a zoning appeal does not deprive the court of subject matter jurisdiction over the appeal when, as in Fedus, actual service nevertheless is made on the proper person. When actual service is made, any defect in the form of the citation or summons may be corrected pursuant to
Because the two words are not defined in the relevant statutory provisions, we turn to
Contrary to the plaintiffs claim, Kobyluck v. Planning & Zoning Commission,
Because the plaintiff does not claim that Hall orally instructed Gyle to serve the borough clerk despite the command of the citation to serve only the chairperson of the zoning commission, we need not decide whether Gyle’s failure to follow such an oral instruction would constitute “default or neglect” within the meaning of
We take issue with the dissent for several reasons, both substantive and procedural. First, the dissent decides this case on a legal theory that never has been advanced by the plaintiff, namely, that this court, should overrule our holding in Gadbois v. Planning Commission, supra,
In fact, the plaintiffs claim is predicated on a different theory altogether, namely, that a marshal has an independent legal duty to effect service correctly, irrespective of the command of the citation. As we have explained, however, this claim is foreclosed by a line of decisions that hold, clearly and emphatically, that a marshal’s sole legal duty with respect to the service of process is to effectuate service in accordance with the dictates of the citation.
The dissent would have us construe the words “default or neglect” set forth in
We also reject the dissent’s attempt to distinguish our long-standing precedent defining a marshal’s duty on the ground that those cases involve a marshal’s civil liability, whereas this case involves a statutory savings provision. In addressing the scope of that liability in those cases, this court necessarily defined the parameters of a marshal’s legal duty insofar as it pertains to the service of process. The dissent offers no reason, and we are aware of none, why the scope of that duty is any different for purposes of the present case than it was for purposes of those prior cases. Moreover, we are unwilling to adopt an interpretation of
Finally, we strongly disagree with the dissent’s assertion that our decision “invites a return to the pre-FediiS interpretations of the zoning appeal statutes that were rife with the opportunities for the dismissal of land use appeals on the basis of hypertechnicalities.” Our decision does no such thing. Indeed, we reaffirm all that we said in Fedus concerning the intent of the legislature to ameliorate the undue harshness of our holding in Simko and its progeny. We do not, however, have free reign to overrule our prior interpretation of a statute merely because we might wish to see the statute written differently, or because we might prefer a different result in a particular case.
Dissenting Opinion
with whom VERTEFEUILLE, J., joins, dissenting. I disagree with the majority’s conclusion that the plaintiff, R.C. Equity Group, LLC, was not entitled to refile this zoning appeal from the decision of the defendant, the zoning commission of the borough of Newtown, under the savings statute,
I
1 begin by noting my agreement with the majority’s statement of the facts and procedural history of this case, as well as its understanding of the parties’ arguments. Before I discuss the majority’s erroneous construction and application of
The mootness issue in the present case is unusual because it does not arise from events occurring subsequent to the filing of the appeal. Rather, the defendant claims that, if the challenged regulations, which were adopted in March, 2005, are declared invalid, they will be replaced by the identical regulations that were adopted in May, 2003,
Both the defendant’s brief and my independent research have failed to reveal any case law directly on point that supports the defendant’s mootness theory, namely, that no practical relief is available when a successful challenge to a zoning regulation will lead to replacement of the regulation at issue with an identical predecessor provision. In my view, this issue is best resolved by a logical extension of the line of cases addressing the effect of subsequent legislative changes, which hold that “[w]hen the provisions of an original act are repeated in the body of amendments, either in the same or equivalent words, it is considered that the intent of the legislature is that the original law should continue.” (Internal quotation marks omitted.) Downey v. Retirement Board,
In my view, the defendant’s mootness claim is best resolved by an inverse application of this rule governing the effect of repealed and simultaneously reenacted statutes and regulations. That is, the defendant’s repeal and simultaneous reenactment of the challenged regulations in
II
Accordingly, I now turn to the principal issue in this appeal, namely, whether Gyle committed “default or neglect” when he failed to serve process in compliance with the governing statute, of which he admittedly was aware, thus entitling the plaintiff to refile its appeal pursuant to the savings statute,
As a preliminary matter, I note that a motion to dismiss tests the jurisdiction of the trial court, and I agree with the standard of review set forth in the majority opinion, namely, that “because [a] determination regarding a trial court’s subject matter jurisdiction is a question of law, our review is plenary.” (Internal quotation marks omitted.) Nine State Street, LLC v. Planning & Zoning Commission,
“The test to determine ambiguity is whether the statute, when read in context, is susceptible to more than one reasonable interpretation.” (Internal quotation marks omitted.) Small v. Going Forward, Inc.,
I agree with the majority that this court “do[es] not write on a blank slate” in its application and construction of
On appeal, the court noted its now superseded and overruled decision in Simko v. Zoning Board of Appeals,
The court further concluded in Gadbois that “[t]he trial court properly concluded that the failure to make service upon the town clerk, a fatal jurisdictional defect, cannot be remedied by the so called ‘savings provisions,’ ” including
In my view;, this court’s per curiam decision in Gad-bois no longer is good law in light of the legislative developments articulated in our recent decisions in Fedus v. Planning & Zoning Commission, supra,
Most important with respect to the present case is the court’s discussion in Fedus of the history of P.A. 89-356, § 1, which enacted the present subsections (p) and (q) of
We further noted that “Connecticut law repeatedly has expressed a policy preference to bring about a trial on the merits of a dispute whenever possible and to secure for the litigant his or her day in court. . . . [Thus] [o]ur practice does not favor the termination of proceedings without a determination of the merits of the controversy whe[n] that can be brought about with due regard to necessary rules of procedure. . . . For that reason, [a] trial court should make every effort to adjudicate the substantive controversy before it . . . and, whe[n] practicable, should decide a procedural issue so as not to preclude hearing the merits of an appeal.” (Citations omitted; internal quotation marks omitted.) Id., 769-70; see also Nine State Street, LLC v. Planning & Zoning Commission, supra,
Indeed, this court’s recent opinion in Vitale v. Zoning Board of Appeals, supra,
In the present case, the record reveals that service failed because of Gyle’s failure to follow the proper statutory procedure governing the service of process in zoning appeals — a procedure that he admittedly was aware of, but nevertheless did not comply with.
The majority’s construction and application of
I would, therefore, reverse the judgment of the trial court, and remand the case to that court with direction to deny the defendant’s motion to dismiss and for further proceedings according to law. Accordingly, I respectfully dissent.
“(2) For any appeal taken on or after October 1, 2004, process shall be served in accordance with subdivision (5) of subsection (b) of
Despite its failure to raise this claim before the trial court, I review the defendant's mootness arguments because they implicate this court’s subject matter jurisdiction. See, e.g., Peters v. Dept. of Social Services,
The general rule is that “[t]he effect of invalidating an agency rule is to reinstate the rule previously in force.” Paulsen v. Daniels,
I note briefly that another party, Eton Centers, LLC (Eton), but not the plaintiff, challenged the adoption of the May, 2003 regulations. See Eton Centers, LLC v. Zoning Commission, Superior Court, judicial district of Danbury, Docket No. CV03-0349579S (March 18,2005). Thereafter, the plaintiff and two other parties, Eton and Pepper Partners, Ltd., each appealed to the trial court from the adoption of the December, 2003 regulations. The four separate appeals were consolidated before the trial court, Downey, J., which upheld the regulations and dismissed the appeal. See R.C. Equity Group, LLC v. Zoning Commission, Superior Court, judicial district of Danbury, Docket No. CV04-0351155 S (March 18, 2005). Eton did not pursue any further appeals with respect to the adoption of the May, 2003 regulations, but the plaintiff appealed from Judge Downey’s decision upholding the validity of the December, 2003 regulations to the Appellate Court. That case, with docket number AC 26716, currently is pending before, and has been stayed by, the Appellate Court. The plaintiff brought the present zoning appeal because it was concerned about potential mootness issues created by the subsequent adoption of the March, 2005 regulations.
It previously had been the law in Connecticut that subsequent regulatory changes mooted pending zoning appeals because “the zoning law or regulation in effect at the time of the decision of a court is controlling as opposed to that in effect when the proceedings were instituted or when the administrative agency entered its decision upon the application.” McCallum v. Inland Wetlands Commission,
In Peterson Outdoor Advertising, the South Carolina Supreme Court rejected an argument that “the repeal and reenactment of the ordinance should not moot the appeal because the provisions of the ordinance which are the subject of this appeal are substantially unchanged.” Peterson Outdoor Advertising v. Beaufort County, supra,
Specifically, the plaintiff claims: (1) the village district created in the regulations was not properly identified either in a plan of conservation and development adopted after October 1, 2000, or in the 1993 plan; (2) the village district is not properly coterminous with the center area created in the plan; (3) the restriction of “ ‘discrete building structures’ ” to 6500 square feet has no rational relationship to general or special zoning purposes under either
Accordingly, I disagree with the defendant’s reliance on
The majority contends that this dissent improperly concludes that Gadbois no longer is good law because, inter alia, the plaintiff did not raise this claim, and it does “not share the dissent’s willingness to overrule controlling precedent without first affording the parties the opportunity to brief the issue, at least in the absence of a compelling justification to do so.” This argument, although not without foundation in the context of a majority opinion, ignores one of the fundamental purposes of a dissenting opinion, which is to contribute to the subsequent development of the law, via legislation or judicial decision making. See, e.g., B. Witkin, Manual on Appellate Court Opinions (1977) § 111, p. 218 (one “proper [function]” of dissenting opinion is “to appeal to the intelligence of a future day, when a change in the law may be forthcoming”). Indeed, this concept has not been unheard of in this state, as a dissenting opinion joined by another justice that concluded, sua sponte, that a case was wrongly decided; see Scrapchansky v. Plainfield,
See generally Simko v. Zoning Board of Appeals,
Accordingly, I note that the trial court’s conclusion to the contrary, namely, that the failure to name the clerk in the citation was by itself a fatal jurisdictional defect, was improper. This improper conclusion does not, however, appear to form the basis for the trial court’s decision in this case, and, thus, is not by itself a ground for reversal.
In Fedus, the plaintiff had failed to name the town clerk in the citation, which directed the marshal to serve the chairman or clerk of the commission. Fedus v. Planning & Zoning Commission, supra,
Moreover, this court also stated that, in “view of the fact that our conclusion in Simko — that is, that the failure to name the town clerk in the citation deprived the court of subject matter jurisdiction over the appeal — was predicated on the underlying premise that the town clerk must be named in the citation because the town clerk is a necessary party to the appeal ... it is reasonable to presume that, by rejecting that underlying premise, the legislature also was expressing its disapproval of our conclusion that the defective citation in Simko implicated the court’s subject matter jurisdiction. To be more precise, our holdings in Simko were premised on the threshold determination that, due to the fact that the town clerk was a necessary party who had to be summoned into court, an appeal citation that failed to name the town clerk deprived the court of subject matter jurisdiction over the appeal because, as a result of the defective citation, the sheriff lacked the authority to command the clerk’s appearance for any purpose. . . . When the legislature amended
The legislative history of P.A. 89-356, § 1, does not contain any information specifically on point with respect to the proper application of
In Vitale, although the summons had “directed the marshal to serve legal process upon the chairman or clerk of the defendant in addition to the . . . town clerk”; Vitale v. Zoning Board of Appeals, supra,
As the majority notes, Gyle, who had been serving process since 2000 and was familiar with the legal requirements for the service of process in zoning appeals, received only one copy of the process at the office of the plaintiff’s attorney, and did not ask for or make another copy despite the requirements of
The majority views my interpretation of
The majority states that the “evident purpose of
I agree with the majority’s rejection of the plaintiffs reliance on the Appellate Court decision in Kobyluck v. Planning & Zoning Commission,