*1 need not foregoing we view might discovery as it the effect consider for if appellant, been available
have on his claim case there prices ceiling appellees violated position in no better course him, availability to possible reason of the ap within discovery, of evidence
through possession knowledge.
pellees’ previous decision. adhere to our
We
QUINN UNITED STATES.
No. 11081. Appeals States Circuit Columbia District of
Argued Jan. May 27,
Reargued 19, 1952. Dec.
Decided Rehearing Denied
Petition
April
*
,7
1, supra,
treated
(b),
refers
Whether
severa-
251,
type
n.
§
not the result
job
this case
ble
we state
available
**
“Lump-sum, jobs
sales
the same.
[f]or
,
selling price
total
of a
basis
on the
*2
Scribner,
vice,
pro
special
hac
David
Court,
R. Rosen-
leave
Allan
whom
brief,
C.,
berg, Washington, D.
was on
appellant.
Murray,
Atty.,
Charles B.
Asst. U. S.
C.,
argument,
Washington, D.
at the time of
Irelan,
Atty.
with whom Charles M.
U. S.
Howard,
Atty.,
Joseph
Asst. U. S.
M.
C.,
brief,
Washington,
were on
D.
Atty.
appellee.
Fay,
George Morris
S.U.
Washington, D.
was filed
when
record
C.,
appearance
behalf
also entered his
appellee.
Judge,
STEPHENS, Chief
Before
CLARK,
EDGERTON,
WILBUR K.
PRETTYMAN,
PROCTOR,
MILLER,
BAZELON,
WASHINGTON,
FAHY and
Judges.
Circuit
PRETTYMAN,
Judge.
Circuit
Appellant
refusing
was indicted 'for
question asked
subcommittee
of the Committee on Un-American Activi-
Representatives.
House of
ties of the
whether he was or
ever had
Party,
'been a member
Communist
tie was tried
of the District
jury and
without a
was convicted.
day pre-
record
that on the
shows
crucial
asked
appellant
When
appel-
interrogation
subcommittee,
ceding
that of
question before
questioned one
lant, the
had
subcommittee
colloquy occurred:
following
made an ex-
Fitzpatrick,
Thomas
who
*3
make a
like to
I
Quinn. would
“Mr.
statement.
tended
.Mr.
that
the lines
along
statement
refusal
to
Having been indicted for
regard
yesterday
Fitzpatrick made
him, Quinn
put
question
answer the
I feel
nature.
question of that'
to a
upon a
dismiss
indictment
moved to
beliefs, opinion's, and
political
that the
was
grounds.
number of
motion
people
American
associations
judge without
by
He
tried
a
denied.1
they so desire.
held
can be
secret
pertinent
defense,
jury. His
so
as
a
far
reasons
for those
And
“Mr. Wood.
present
inwas
three conten-
appeal,
question?
you
to answer
decline
tions.
say I
de-
didn’t
Quinn. I
“Mr.
Before
question.
clining
answer
says
Fifth
Quinn
that he claimed the
like
question, I should
I do answer
self-in-
protection against
Amendment
taken
position
say
support the
I
says
by per-
crimination. He
he did
Fitzpatrick yesterday.
by
by
Brother
sonally
form of claim made
adopting the
prior
Fitzpatrick.
witness,
his state-
Did
hear
“Mr. Wood.
you
yesterday?
ment
no
The trial court found as
fact that at
Yes;
Quinn,
the sub-
Quinn.
point
I did.
did
while before
“Mr.
committee,
privilege
explicit
assert the
support
in its
you
it
Do
“Mr. Wood.
:
posed
then
terms. The court
entirety ?
personal privilege against
“Can one claim
entirety.
In its
Quinn.
“Mr.
by
position
to a
selfdnerimination
reference
anything else
there
Is
“Mr. Wood.
?”. The court
that another took
said:
it?
you
want
add
that, this Court finds as a matter
“On
No; I don’t.
Quiñn.
“Mr.
may
law that one
not.
Since
accept
you
it as
Wood. Will
“Mr.
privilege
personal,
is
defendant
n
views,
your
then?
expression
himself,
it
since another
must assert
may
may. I
add
may
what
in defendant’s
Quinn. You
not know
“Mr.
’'
in this
other choice
the time he is
before
mind at
called
feel I have
I
testify
pertinent
of' the
matter,
Congress
the defense
'the
becaúse
matters,
inquiry,
I don’t
there-
Constitution,"
to-proper
I
sacred.
.hold
may
reference;
fore,
not, by
assert
one
hiding behind
feel
am
Cbnstituf
standing
I am
tion,
privilege.”
case
in this
but
beforе
am.
it, defending it,
[*]
[*]
[*]
as
-
small
[*]
- *
as
i
The trial
Quirin
n
had'not asserted
respect to self-incrimination.
court therefore concluded that
his
personal
privilege
your
stated
You have
“Mr. Wood.
are of
that a witness
We
your
Having enunciated .
position.
may claim
privilege
the constitutional
position,
you
will
your
sentiments
adopting language
referringto and
used
you
question whether
now
other’s,
course,
another,
long, of
so
member of
been a
or ever have'
now
point
is identified. On that
we
language
you
Party,
decline
door
Communist
error,
District Court was
think the
answer.
so concedes.
It is true
the Government
'
personal
privilege
I decline to discuss
is a
one and the
Quinn.
that the
“Mr.
questions must be such as to
indicate-
the committee
circumstances
personally
witness himself
asserts:
nature.”
States, 1951,
D.C.D.C.1951,
Rogers
Emspak,
v. United
1. United States
Emspak,
370-371,
F.Supp. 1010;
meaning in a.
expres- case.6
considering an'
action. But we are
-familiarity
witness,
by lay
sion
used
Perhaps,
opinion that
if we
of clear
were
Four-
“First
phrase
with the combined
Fitzpatrick,
Quinn, did claim
and therefore
the use of
teenth”
account
acquitted, we
privilege and must
so
full
indicate the
phrase
Fifth” to
“First and
finally
dispose
here
should
of the matter
protections.
.
First Amendment
force of the
circumstances we
Under such
and now.
,-
judgment
conviction.
reverse
In our
here.
of that
majority
But a
court are not
statement,
full
.
opinion.
clear
claim
context,
relаted
text and
thought
speech and
of free
rights
judgment
The affirmance of a
Amendment, whether
under the-First
involves
consideration
some
conviction
to claim
an intention
auditor could detect
those involved in the reversal
different
s
self-incrimination,;
privilege
Basically,
judgment.
an accused
of such a
protected by
Fifth Amendment.
trial,
only upon
can be convicted
indisput
always
have
Words do
appellate
affirming
of an
court
function
*5
not, their
do
meanings.- When
able
by that
is circumscribed
a conviction
in some
law
is a matter of
interpretation
may
A
principle.
reversal
result
another
in others.
of fact
a matter
instances
upon
Generally determinations
trial.
statute,
appears in
phrase
a
ambiguous
If an
finally rests
judgment
which a
conviction
of
If
question
law.
one
meaning is
of
a
by
in the first instance
ought'to
its
occurs
be made
contract,
meaning depends'
its
in.
a
by
appellate
.
court, not
the
court.
trial
the
parties; and that
upon
intention
the
problem pre
phase
upon this
It is
If
unalloyed question
fact.
of
may be an
.by
appeal that members of this
this
sented
of
meaning
the
dispute
the
concerns
the
differ.
court
by a witness on
recital
lengthy
of a
whole
is
the
judgment of the court
that
question
fact.
meaning is a
of
stand, the
the
to the
court
be remanded
trial
case should
issue,
trial,
if
at which the
then
Fitzpatrick’s meaning is
for
newa
Whether
raised,
Quinn
question
-bewhether
claimed the
a mixed
of
would
question
fact or
a
by
made
adopting
statement
privilege
borderline.
the
is
and fact
close
law
'
Fitzpatrick.
two views
event,
by
Either or both of
that, in
the
opinion is
either
Our
judgment. One
is that
us to that
view
to be drawn
the first
lead
ought
conclusion
appellate court has no
setting
criminal -casean
by
court.
In the
in a
the trial
instance
authority
initial determination
to make the
(which is all we have
case
of a criminal
one,
be
analysis
whether it
an issue such as
think that strict
this
here),
we do
a
ques-
fact
mixed
inquiry presents
question of
or a
called a
given
a
f
fact, upon
judgment
one o
tion of law
of fact or a mixed
of law
rest;
an
initial
whether it of conviction
controlling as to
law
fact
upon
must made
by
such an issue
be
instance
decision
first
may
determined
be
court, especially
by
court,
judgment
of con-
where -that
the trial
appellate
an
appellate
States,
1948,
without
an
court
Cir.
Miller v. United
6. See
retry
jurisdiction
Ap
power
criminal
865,
where
Court of
F.2d
authority being
cases,
limited
re
peals
our
Circuit
reversed
the Sixth
for
viewing alleged
of law which
errors
for
conviction
de
a criminal
remanded
by
ques
by
trial court.”
committed
have been
trial court of a
the.
termination
(1948),
Compare
U.S.C.A.
law,
62 Stat.
sec
and the same case
tion
(1912),
appeal,
Stat. 565
with 37
§
6 Cir.
173 F.2d
ond
(1928),
amended,
by
judgment
re
§
U.S.C.A.
conviction
where
by
partial
pealed
62 Stat.
Court,
of June
Act
new
after
District
Code,
Judicial
Revised
trial, was
[See
and remanded
new
reversed
Kemp
also Litton v. Unit
§§.1291, 1292, 1294]. See
novo. See
trial de
U.S.C.A.
Zone,
Canal
Cir.
States,
Government
8 Cir.
F.2d.
ed
denied,
1948,167
F.2d
certiorari
1344: “This
interpreted
The other view
would follow.
circumstances
viction
e
require
appellate
some discretion
as
appellate
has
cas
court to
court
that an
present
sume
initially
the function of considering
hut
in such circumstances
exercised to
basic issue.9
discretion should
case
by the
the issue
a determination
cause
Appellant’s
point is
second
court,
a convic-
rather than to affirm
trial
that, before
congres
a witness before a
an issue not con-
the decision of
tion
contempt
sional committee can be held in
by the trial court.
sidered
refusing
question,
to answer a
must
why
suggested
Two reasons
specifically
be
directed to answer and his
peculiar
appropriate,
might
for refusing
reasons
to answer rejected or
case,
for this court
of this
circumstances
passed upon
point
overruled. We have
in fact
privilege was
whether the
determine
contrary
appellant’s
in Em
contention
by Fitzpatrick.
first is
asserted
spak v.
States,
United
U.S.App.D.C. 378,
and the case
waived
trial
today.
F.2d
point
decided
As was
The second is
judge alone.
tried
ed out in
Bart
primarily of a read
consisted
the evidence
App.D.C. 370,
203 F.2d
decided
also
of,
subcommittee,
ing, by counsel for
today, to constitute an
offense refusal
sub
hearings before the
transcript of
,
ap
must be
intentional.
It must
defendant waives
But when a
committee.
pear
Quinn
was aware
the intention
thereby, consent to
by jury he does not
inquirer
of his
that answers were re
or innocence
guilt
a determination
quired despite
objections.,,
said he
He
second
appellate
.
court. As
adopted
all of
statement.
is confused
we think it
reason
¡made
Fitzpatrick,
a full statement before
*6
those
equity cases.7 In
civil
rule as
questions,
stating
asked
he was
that he
specific findings
makes
cases the
answer,
would refuse
before the
appellate
and the
facts
the several
questioning 'began the Chairman of the
find
those
must
court
determine
explained
Subcommittee
to him
neces
the
“clearly erroneous”.
or are not
ings are
sity
Quinn
for answers. When
himself
criminal
situation exists
no such
But
questioned,
and after he had refused
Moreover,
the substantial
one of
case.
answer, adopting Fitzpatrick’s statement,
by
defendant
rights
a criminal
accorded
the Chairman twice asked him to answer
right
courts is the
in the federal
statute
the,question. The deliberate and intentional
appeal.
this court
affirm
Were
an
character of
refusal is
element of the
not
finding
considered
on
conviction
offense, to
cir
be determined from all the
in effect be
below,
would
the defendant
cumstances
the trier of
That
facts.
right,
finding,
our
that
deprived of
will be
issue
before the trial court if the
issue,
instance,
main
on the
first
is retried.
case
grant
on
subject to review
be
Supreme Court.
certiorari
Appellant’s
point
that,
third
grand jury
since ten members of the
which
urges
we
The
that
Government
him
employees
indicted
were Government
theory that the
conviction on the
affirm the
and two were wives of Government em-
harmless,
court
of the trial
error
ployees, he was entitled to a hearing on his
reasonably be concluded
that it could
dismiss the
motion to
indictment as void for
adop
Quinn by his
that
the evidence
from
passed
reason. We have also
on this
statements,
asserted
tion of
contrary
point
appellant’s
contention in
think
Rule
privilege. We
claim of
States, supra.
Emspak v. United
Criminal
should not he
52(a)
Rules
States, 1946,
v.
Higgins,
Kotteakos
United
See
F.2d
v.
Cir. 1950. 180
7. Orvis
750, 757-777,
1950,
1239,
denied,
810,
340 U.S.
certiorari
1557;
Arkansas,
Cole v.
L.Ed.
L.Ed. 595.
S.Ct.
644;
333 U.S.
52(a), 18 U.S.C.A.
States, 1946,
8. Fed.R.Crim.P.
v.
Bollenbach United
326 U.
S.
L.Ed. 350.
will
think the court misreads Dennis v. United
Distriсt Court
judgment of
The
phase of
discussing
for a States. Before
case
remanded
be reversed
however,
opinion,
I think it
court’s
new trial.
essential to
con
the Government’s
consider
remanded.
Reversed
tention that the rule of
Dennis case—
petit
applies only
whatever
to a
BAZELON,
Judge, with whom
Circuit
is—
jury.
and not
grand
to a
con-
EDGERTON,
Judge, joins,
Circuit
curring in the result.
says,
free from
Government
“It is not
reversal of the con
agree
IWhile
partiality
doubt that
in a grand juror is
**
trial,
new
for a
remand
and the
viction
se
per
disqualifying.
Historical-
respect to some
differing view
take a
grand jurors
were chosen for what
ly,
knew about
n o
questi
s.
important
community,
affairs in the
which
petit
juror
the case of a
would be dis-
I.
“Partiality,”
qualifying.”2
resulting from
concludes that
court’
knowledge,
thing.
partiality
is one
But
re-
appellant
denying
a sulting
atmosphere
error
fear induced
there was
demonstrating
purpose
intimidation,
appellant
for the
hearing
seeks to
quali
employees
demonstrate,
quite
were
my view,
that Government
another.
This
jurors in this case.
grand
latter
would be disqualifying.
fiedto act
For
in Ems “petitioner’s
court’s
on this
view
federal
rests
right
conclusion
constitutional
pak
States, U.S.App.D.C. 378,
v. United
impartial
jury”3
a fair and
grand
can be no
appellant
“did no more
than
less
203 F.2d
his' indictors be free of fear
fear’
of a ‘miasma of
paralyze
existence
that would
assert
than
the exercise of their
Dennis
clearly
case.”1
free
rejected
will.4
so
States,
requisite
qualifications
jurors,
Emspak
91 U.S.
United
Dennis App.D.C.
pleaded
F.2d
in abatement
in
S.
dictment. And this doctrine
and distinc
.
principle.
tion
L.Ed. 734
seems
founded
Ct.
ques
of the accused to have the
Emspak
*7
Appelleе in
2.
v. United
Brief for
guilt,
by
compe
tion of his
decided
two
p.
concedes
26. The Government
juries
tent
before
is
condemned to
re
“The Fifth Amendment
that while
punishment.
right,
is his
in the first
only
capital
quires
‘or other
indictments
place,
accusation.passed upon,
to have the
* *
*
crime,
the
where
infamous’
upon
before he can be called
to answer
compelled
or been
has chosen
Government
charge
by.
crime,
grand jur
to the
of
a
by indictment,
proceed
the accused
y
to
probably
composed
good
and lawful men.
If
standing
to move to dismiss
has
jury
composed
be not
of such men a
by disqualified body,
a
found
an indictment
s possess
requisite qualifications,
just
a
to attack an
have
as he would
ought
put upon
upon
not to be
his trial
upon
a
the oath of
dis
filed
information
charge preferred by them;
a
but should
26,
prosecuting
qualified
officer.” Id.
permitted
plead
incompetency
be
their
Appellee
Brief for
in the
And see
3.
note
prefer
charge
put
upon
and
him
p.
case,
58.
instant
trial,
in avoidance of the indictment.
Texas, 1950,
282,
may
compelled
339 U.S.
v.
3. Cassell
Otherwise he
be
to an
629,
charge preferred by
swer to a criminal
S.Ct.
infamous,
unworthy
men who are
or
to be
Crowley
States, 1904,
v.
4. See
his accusers.”
L.
S.Ct.
Supreme
quot
Court
Remington,
Cir.,
where
Ed.
United States v.
“leading
approval
246, 252, appellant
from the
case”
F.2d
ed
moved
State,
.quash
contending
12 Tex.
268:
v.
of Vanhook
indictment
“that
opinion,
foreman,
Brunini,
deduced from
be
better
“The
one
a
financial
access,
government’s
to which we have
interest
in a book
authorities
which
irregularities
writing
in select
chief witness
seems
ing
be
The
grand jury,
impaneling
Appeаls
and
Court of
reversed for
further
competency
proceedings pointing
to the
not relate
indi
out
“[t]he
do
in
general, only
can,
jurors,
quashed
ob
be
dictment should not be
vidual
jected
unless
challenge
array.
by
by
to the
undue
But
shown”
a
Brunini on
influence
Ibid,
jurors.
grand
incompetency,
(emphasis
or want of the
the other
us,
jury
securing
the Gov-
tell
valuable
unconvincing to
as
as
as ever in
It is
*
**
does,
“bias” here asserted
‘individual citizens’
an
ernment
.‘from
grand
open
public
not,
disqualify
crime,
a
accusation of
proved,
if
and
would
trouble, expense,
this
Supreme Court nor
and from the
and
Neither the
juror.
question.
public
Even
anxiety of
a prob-
a
trial before
has ruled on
court
a
from direct finan-
arising
regard to bias
present-
by
able cause is established
confu-
interest,
cases are in
the state
cial
grand jury;’
ment
of a
indictment
well
afresh
might
start
this court
sion and
and ‘in
high
justly
case of
offenses’it ‘is
jurisdiction.5
fashioning
for this
a rule
regarded as one of the
securities
federal
no case—state
I have discovered
malicious,
against hasty,
innocent
¡considers
by
induced
whether fear
—which
” 8
oppressive public prosecutions.’
disqualifies
atmosphere
intimidation
an
means,
grand jury
a
designed
“is
as
jury.6
grand
persons
bringing
to trial
accused
is proposing
What
the Government
upon just
public
grounds,
but
offenses
repeal
Fifth Amendment’s
pro tanto
protecting
means
the citizen
also as a
or indictment
presentment
of “a
assurance
accusation,
whether it
unfounded
grand
Jury.”7 It is true that
a Grand
government,
prompted
comes from
or be
anachronistic
has been
an
jury
criticized
partisan passion
enmity.”9
private
Supreme
has
But,
institution.
system
grand jury
dеrives
the notion
said:
subjected
“that no one shall be
to the bur-
given
force
expense
“whatever
until
den
of a trial
there has
grand
true that the
remains
argument,
prior inquiry
adjudication by
been a
supplied).
prevent
States v.
And cf. United
“as
him
from ren-
(plea
Wells,
dering
upon
F. 313
D.C.Idaho
a true verdict
the evidence”
sustained—prosecuting
disqualification
r
required
grand juror
in abatement
atto
appeared
grand
ney
voluntarily
before
person
“would be
unfit
to sit
finding
urged
indictment,
jury
stat
petit
jury”);
Wilcox,
but see State v.
sufficiency
S.E,.
ing
evi
law and
views on
104 N.C.
etc.);
dence,
(dictum
magistrate
States v. Bel
but see United
fact
—“The
,
vin,
F.
384-
Va.1891
C.C.E.D.
who committed
defendant was foreman
**
[indicting grand]
jury
**
* good ground
for motion to
Richardson,
149 S.C.
5. State
quash
”).
[indictment]
(indictment
returned
146
grand
S.E.
atmosphere
clearly
An
of intimidation
who
commissioners
chosen
disqualify
petit
jury.
does
Moore v.
quashable
deposited
bank
in defendants’
Dempsey, 1923,
86, 91, 43
Joslyn
time);
see
raised in
if issue
People, 1919,
*8
(domination
265,
543
L.Ed.
67
297,
375,
P.
184
Colo.
67
courtroom);
in
mob violence
Mangum, 3915,
Frank v.
pecuniary
(“direct
377,
in
339
7 A.L.R.
309, 335,
237 U.S.
35 S.
disqualifies
juror);
grand
but cf.
terest”
582,
public
(hostile
Ct.
responsible that there is included tribunal scope jury within the of the Fourteenth guilty.”10 him cause'to believe equal protection slight Amendment’s ordinary has protection An citizen clause,16 in- prejudice For even in the absence to an jury. a grand the activities of from highly without the dividual defendant.17 It would be example, may indicted he be anamolous, then, neither the preliminary hearing before to hold that benefit of a though jury process grand clause clause and even nor the due committing magistrate,11 appear on of the Fifth Amendment affords a defend- opportunity he has had witness, any protection presence must an ant of the As a own behalf.12 jury prejudice jury. which grand an intimidated questions grand of a swer the unconstitution under an proceeding application of I turn now to the court’s thinks questions which al statute13 Dennis, present the Dennis case. Like subject grand relevant to the are not “inherently touching case one the secur- sweep Delegation of such jury’s inquiry.14 Government, ity pub- at a when time compels balancing caution powers ing notoriously- feeling lic on these matters is them. exercise those who * the selection of twenty running high *.”18 Of the be a should will and conscience Freedom jury members of the grand which voted requisite in their' selection. minimal present indictment, ten were Government grand integrity employees Preservation of and two others wives of were in- merely a matter of system employees. timely is not jury By Government motion ’ our demo- touches dividual concern. af- (together supporting dismiss the fair administration or, alternative, insistence on fidavits) cratic grant prop- not grand jury is matter, appellant hearing of law. When in the the- called constituted, not erly “reversible error does court’s attention to the existence both in an in- depend prejudice showing alleged known circumstances * * * injury case. charged dividual it was that Government em- injury to ployees limited to the defendant—there is jurors not be could suitable in this institution, system, as‘an particular not, to the law jury case. If could then the community large, and to the dem- indicting grand jury illegally constitut- processes of in the ideal reflected ocratic ed and its indictment void since there were reason, For the Su- qualified grand jurors.19 our courts.”15 less than twelve Henkel, 1904, U.S. 10. v. Beavers S. 67 S.Ct. L.Ed. 882. 181. D.C.D.C.1949, Gray, Amendment, however, v. United States The Fourteenth require F.Supp. proceed a state to do.es way presentment, of indictment or even Thomp v. rel. McCann States ex first-degree in a murder case. Hurtado 604, 605-606, Cir., 1944, son, 144 F.2d California, 1884, 110 U.S. 74 S. Henkel, 1906, Hale A.L.R. Ct. L.Ed. 232. In about half 65-66, 50 L. England grand the states and in use of the Ed. 652. investigative body and of in v. United step prosecution
13. Cf. Blair
dictment
has
L.Ed. 979.
largely
Dession,
been
abandoned.
Crim
*9
Law,
inal
Administration and Public Or
282,
page
39 S.Ct.
the realm
hearing.
pellant that
subject generally
difficulty
The
with
clarity
toas
lack
from
seéms
result
II.
disqualification.
for
grounds
the substantive
The view take of another
I
clarity appears in the trial
This lack of
upon re-
dispose
entire case
might
of the
hand
one
court’s statement on the
substance,
contends,
Appellant
trial:
*
**
might
employees
“Government
contempt
cannot lie since
charge
implied bias”44 and
be
from
barred
answer
“specifically directed to
“to
required
appellant was
* *
other hand that
*
for
refusing
and his reasons
distinction be
*
* *
actual bias.”45
show
or
rejected
were not
.
'
concepts
“actual bias” and
tween the
problem
of the
rests
nub
overruled.”51 The
problem
“implied
in semantics
bias” is a
phrase “re-
meaning
key
quality.46
arising from their chameleon-like
That section
192.
fuses to answer”
§
other,
use one.term
But
we
or
per-
provides in
contempt statute
neces
here
think
context
their
part :
tinent
(not a tech
sarily
“state mind”
mean a
* * *
“Every
sum
person who
reasonably be
can
conception)47which
nical
authority
moned
a witness
the “circumstances
expected to
follow
give
Congress, to
testi
either House of
**
*
court’s
properly brought
* *
* *
*
*
аny
mony
before
appar
court’s
It was the.trial
attention.”48
Congress,
committee
either House of
grounds
bring
substantive
ent failure to
default,
willfully
who, -having
makes
or
sharp
disqualification into
focus which
for
ques
appeared,
to answer
refuses
applicable
relating
the issue
blurred
*
**
inquiry,
pertinent to the
tion
proof.
hearing
criteria
*
**
.
guilty of a misde-:
shall be
* * *
meanor, punishable by
fine
[disqual
“For the -ascertainment of this
,
imprisonment
jail
the Con
in common
mental attitude
ifying]
particular
lays
than one month nor more than
stitution-
down
tests
les.s
any ancient
procedure is not chained-to
months.”52
twelve
opinion
procedure
problem
is discussed in
formula.”49
This
artificial
adopted
States.53
appellant
in this case was
court in Bart v. United
prin
proper hearing
granted
this basic
be
There the court establishes
ask that “a
* * *
interposes
objection
produced
ciple:
be
“If
that evidence
a witness
propriety
question,
query
did exist.”50
of a
show actual bias
court to
pertinency, may
refusing
g.,
the conviction and remand
not be
reverse
e.
its
States, 1950,
43.
U.S.
S.Ct.
48.
U.S.
339
70
Dennis v. United
339
519, 524,
162, 173,
L.Ed. 734.
S.Ct.
opinion
Reed).
(concurring
of Mr. Justice
p.
J.A.,
65.
44.
Wood, 1936,
States v.
299 U.S.
49. United
positions were
at
both
45.
Id.
159. And
123, 145-146,
81 L.
'
judge’s
memorandum
taken
quoted
language was
Ed.
This
78.
supra.
quoted
'
approval
in Frazier
employee
dealing
with an
46. “In
S.Ct.
335 U.S.
properly
government,
the court would
187.
in view of
to discover whether
solicitous
p.161.
J.A.,
or circumstances
em
nature
par
Appellant,
ployment,
Ques-
relation of the
Brief for
Statement of
activity
governmental
mat
ticular
tions Presented.
prosecution, or
oth
involved
ters
amended,
(1857),
52. 11 Stat.
and,
bias,
had,
erwise,
if he
he had actual
(em-
(1938),
2 U.S.C.A. §
Stat.
disqualify
States
him.” United
to
Wоod,
supplied).
phasis
U.S.App.D.C.
F.2d 45.
L.Ed. 78.
pages 145-146,
at
Id.
page 185.
*13
elementary-
But the
for.58
court in
defines naked
both
Bart
In such event
to answer.
require
legal
as a
that
refusal
refusal “without asserted
statutory provision
justice and
merely
justification.”59
some
If this means
that
aware, by
method at
some
he be made
inquirer
legal principle
an actual
position the
must be invoked
time,
despite his
that
answer, agree.
question.”54 justify a refusal to
I
But if
that he shall
means
implies
the court’s
that the
formula
Bart
is no talismanic
Although there
invoked,
principle
applicable
directing
must in fact
be
must use
which the Committee
answer,
particular
circumstances of
I would state
the witness to
case,60 disagree.
interpreta-
way:
appear from all
The
I
principle
must
latter
tion, by abolishing the distinction between
that
the witness
(1)
the circumstances
hand,
claim,
the assertion
the risk of
of a
on the one
clearly apprised, and
left to
validity
penalties,
applicability,
and its
or
pain
criminal
on the oth-
guessing upon
er, would
objection
sap
to an
all substance
basic
grounds
whether the
principle
ected,
accepted
rej
by
enunciated!
swering
were
court.
op
given another
(2)
rejected,
he was
It is
after an intent
refuse
has
portunity
Under this view
to answer.
been
established
accordance with die
necessarily
in
have to
Committee
foregoing principles that
the witness is
opportun
time to
form the witness in
allow
“¡bound rightly to construe the statute.”61
implicit
ity
answering.
I think it
except
since,
refusals,
And
for naked
in
in
Bart that
must be that of the
ruling
imputed
tent cannot be
the accused
as a
authority (the
quiring
Committee here}.55
law,
matter of
it
be
must
determined as a
says
actual
there
court
“[i]f
fact,
circumstances,
from the
all
questioner
inquir
be counsel instead
as an essential
element
crime. Be
it,
authority,
ing
or member of
the at
validity
fore the
can
court
consider the
* * *
authority may
titude
of that
any
plainly frivolous,
grounds, not
for ob
prior
made clear
announcement or
answer,
jecting to
intent to refuse must be
acquiescence
phase
That
ratification.
thus determined.62
the matter must be determined from the
I take
mean
circumstances.”56
this to
foregoing
key
construction of the
clearly appear
per
it must
to a reasonable
phrase
clearly
“refuses to answer” is
in-
position
son in
of the witness
that the
by an
legislative
dicated
examination of the
ruling is,
fact,
the inquiring
au history and
the cases
under this
decided
thority
duly
or its
presiding
authorized
statute.
acting
member
on its behalf.57
Congress
contempt
In 1857
enacted the
A
presumption
supplement
powers.63
conclusive
statute to
of intent to
its inherent
might
Davis,
the statute
Congressman
pro
violate
attach
speaking
naked
for the
answer,
e.,
committee,
section,
refusal to
i.
posing
a refusal
said of the first
without
statement,
time,
respects
at the
all significant
the reason
which in
is identical
there-
States,
U.S.App.D.C.
54. Bart v. United
60. Ibid.
(emphasis supplied).
swers—and I
rambling.
say
patrick’s
long
in order
and
What must a witness
—were
théme,
major
They
claim
?
privilege
which seemed
the
He must
some
had a
'
prostituí- m
fairly
anner
of
bring
to be that the committee
to the attention
it,
fact
seeking
to aid a rival
ing
pass
tribunal which must
its officeand
upon the
group
forthcoming
invoking
relying
that he
in a
is
[local union]
it
privilege.
must claim
constitutional
He
election.”
in no uncertain terms. He must use some
apply the
sure,
judge did not
To-be
expression directly
inten
indicative of the
this evaluation
“finding
fact” label to
particular protection
tion
to claim this
im
Fitzpatrick’s
but that
language,
Amendment,
distinguishеd
the Fifth
was oné
material. Whether
issue
United
rights.
from other constitutional
just
law,
judicial observations
fact or
Vajtauer
States ex
v. Commissioner
rel.
finding that
quoted
to a
were tantamount
Immigration,
273 U.S.
the subcommittee
remarks to
302, 306,
Supreme
L.Ed.
upon- the
did not'
reliance
amount’
Court said:
(cid:127)
clause.
self-incriminaition
shelter
“ * * *
may.
privilege
The
not
For,
those remarks
when the
said
relied on
be deemed
and must
“certainly
as to
left much to be desired
’
fairly
waived if not in some manner
actually claiming self-in
brought
the attention
the tribunal
not,”
clearly saying
crimination or
he Was
pass upon
re
which must
it. See In
Fitzpatrick
asserted
claim
not
Company,
Knickerbocker Steamboat
say witness must in
way the
cases
D.C.,
[716];
with Quinn question repeated, was When the say: They patrick’s statement. said: opin- of clear “Perhaps, we were if the com- “I decline discuss with therefore Fitzpatrick, and ion that questions mittee that nature.” privilege and so Quinn, did claim Quinn understanding of gave Thus his dispose acquitted, we should must be Fitzpatrick’s to answer refusing reason for now. finally here and matter of the Fitzpatrick question: he understood * * * court majority of the aBut upon to have relied the constitutional opinion.” that clear are not keep people their the American secret Quinn and let the that fact should not We political beliefs, opinions and associations. entitled to Fitzpatrick have been would reference free- This was an obvious to the invoked,3 color our been privilege, had it speech dom of clause of the Amend- First privilege was thinking as to silence, ment and its correlative freedom of imm question is not whether claimed. per- and was an means assertion of claim granted have been unity should by Quinn sonal claim to refrain an- privilege was claimed. ; is whether the ed it swering ground doing on the that in so in United For, Supreme said Court as the might Having incriminate stated himself. 148,52 Murdock, page U.S. States re- statements could be 64, L.Ed. 210: page S.Ct. at garded expression views, as own “ * justifi- validity Quinn said: upon depends, claims cation * “* * may add I feel I I have no by the warranted have been matter, other choice in this because the shown, but the claim facts Constitution, defense of the I hold sa- privilege of actually made. The cred. I feel I am hiding don’t behind solely benefit for the silence Constitution, but this case amI waived unless is deemed witness it, standing it, before defending as Vajtauer v. Commissioner invoked. small Ias am.” 113, S.Ct. Immigration, U.S. Quinn’s This about covers examination 560.” ex- 302, L.Ed. cept for this further statement him: analysis made the statements A brief by Quinn “Yesterday Fitz- Congressmen one of the to the subcommittee adequate support show committee made the patrick suffice statement will holding people brought neither down here District Court’s were opportunity protection being given Fifth Amend- an to clear claimed the testify themselves-, compelled to being were. I would as like ment majority agree say opportunity I with the I don’t feel it is against himself. to. myself. considered opportunity should be I feel the statements clear that their given “in and context.” clearing full text -choice of evaluated am here ques- myself price Quinn assisting asked the crucial at the When reply tion, destroying was this: his immediate committee Constitu- along made “I would yesterday’ lines that Mr. like make a statement regard Fitzpatrick tion, doing and could not [*] that. [*] join [*] the committee [*] ' [*] privilege against subject Supreme self- in Blau v. United 3. The calling for disclosure of incrimination tending questions under to criminate facts held that Party Act, § 2385. U.S.C.A. the Communist Smith connections *22 opinions they hold hearing those secret if de- this was so “I think it is clear protection of sire. This is a the First of inter- purpose solely called for the Constitution, sup- Amendment to the fering with our election.”4 plemented pro- by the Fifth Amendment.” invoking a constitutional Far that himself, Quinn conceived tection for this, Fitzpatrick Following was asked against Constitution defending was question whether he was or had ever been subcommittee. the encroachment Party. a member of the Communist His response suggest immediate was this: light foregoing, I In the said, Fitzpatrick had no matter that what Chairman, my opening “Mr. re- Quinn understanding demonstrated gave quite my marks I a bit attitude adopted being that as statements he question. say on this com- this I himself, including people, American all the my right pry mittee into has no to political keep their right had the to secret mind.” associations, opinions and that beliefs, and Upon insistence counsel committee First prepared defend this was to “yes” “no,” that he answer or to decline or attack of Amendment freedom Fitzpatrick answer, said: the subcommittee. question. “I will answer the however, aside, suggestion Putting that guarantees right me Constitution to adoption Fitz- Quinn’s assuming that and beliefs, every and citizen other to have qualification patrick’s language without they popular unpopular, whether are or part, him to so as to entitle keep they and to if them to themselves Fitzpatrick claimed privilege fact fit, being see and I have no intention it, statements now consider party weakening destroying or As the district full and context. text protection in the Constitution. I feel observed, Fitzpatrick’s remarks were position when I take this that I am one by asking rambling. began long and He Americans, of the real and like make a few obtaining permission to phonies appear some of the who here.” diatribe preliminary After remarks. After this the following statement collo- committee, he said: against the quy Fitzpatrick occurred between on the questions honest will all “I answer one hand and the chairman and counsel on me, intention have no put but l the other: people seek to de- with the who joining you “Mr. Wood. Now will answer country, this stroy the Constitution question? anybody else. To witnesses whether Fitzpatrick. “Mr. I have answered country this is me, Constitution of question. paper.' something to scrap not a “Mr. Wood. It is not an answer at I have two sons. maintained. I be all. the same freedoms them to have want Fitzpatrick. “Mr. my That an- rights enjoyed.- have If that I swer. world, a better leave this world can’t just good. it to leave you want “Mr. Wood. Do mean that only you answer are going give ? country “The Constitution Fitzpatrick. “Mr. That is the way it protection for minori- provides certain answered, ha-s be according my people privilege for gives the ties conscience. they feel speak think gives It also and want to. “Mr. Wood. Is should that the people opinions you have can give will privilege that unpopular. be you now beliefs or ever have been a mem- them opinion, gives Party? ber of the my Communist Fitzpatrick were, thereafter, at held sоon Quinn to which . appellant time, local union office candidates referred Pittsburgh. election, The union *23 4á say only- whether he was had been a or ever Fitzpatrick. That “Mr. Party because he conscientiously you. member of the Communist give I can answer him, might feared answer incriminate his Fitzpatrick, Mr. “Mr. Tavenner. or that relied on the self-incrimination he during the yesterday present you were declin- clause of the Fifth Amendment in it stated testimony You heard here. respond. to men- ing true that he member you are a under oath that His tioned the Fifth Amendment twice. you deny Party. Do the Communist re- preliminary first reference to it was ? that accusation quoted above, I he mark which have when my answer to Fitzpatrick; The “Mr. opinions people unpopular or said can have to this the answer previous they so de- beliefs them secret if and hold per- question. have no intention I “This,” said, protection sire. he “is a my abridge to mitting this committee Constitution, Amendment the First opin- political on rights constitutional supplemented by Amendment.” the Fifth with, associations, who ions, I work Thus he described his reference to think, with, I read or what I meet who being freedom of two Amendments kind. anything of that or speech guaranteed people and silence to all words, So, other “Mr. Tavenner. Amendment, sup- by the First as somehow question? you refuse to answer plemented by Fifth, perhaps due — to I refuse Fitzpatrick. don’t “Mr. process peo- point His that clause. all I have answered question. answer ple keep right as to their have silent question.” political opinions because the freedom of testimony During the remainder speech right; guarantees clausе that as:
Fitzpatrick statements made such right he in that refused to an- shared " ** * it, intention of I have because of at all because no swer —not ac- political speak political opinions or my actions and associa- discussing committee, for the might incriminate him. with this tions tivities stated before.” I have reasons Fitzpatrick A second referred time the commit- say is no affair Amendments, “I Fifth First and when belong I organizations to. what tee was asked whether had solicited one applies.” answer previous Copeland join Party, Communist " responded saying: * beliefs, my my far So associations, activities, af- my political “I my will not talk about association read, rights filiations, I those are what know, people and actions with Iwho every other citi- me and guaranteed to did, anything I I what or else. don’t Nation.” zen of my loyalty think it reflects dis- read you witnesses delve people and ing? I think paper and it comes here.” me is control “ * * * " going say the Constitution into the [*] join with Constitution.,” who [*] to convict you gives maybe Do mind appeared here fellows opportunity you give you you you States now? people oh think- protection to and these have everybody have ‘ fellows is a yesterday scrap thought should other who Are quired : The chairman of the committee then in- “ tion for application Political time Party? D. loyalty have Mr. “Mr. Copeland during, Fitzpatrick. Fitzpatrick,’ membership Association, give you my anything blank sign year did else.” and make Mr. in the -Communist or the ‘Communist request 1943 furnish an you Chairman, ever at Clarence applica- again? do know, testimony just “Mr. Wood. want to nothing in I find indicates, you did thing. he refused to one even
4:5 *24 Amendment, Fitzpatrick. say I did or references to the when “Mr. I if if Fifth did, not, I I it is are considered in full regardless did of what text and context. pry way, they not Considered in show the affair of committee to that realistic this Fitzpatrick invoking into this kind action. no intention of privilege against Amendment’s self-incrimi- “Mr. for that reason do Wood. And judgment nation. I would affirmthe you question? decline to . Court. District Fitzpatrick. I on the “Mr. stand protection 'Constitution, say I am Judge authorized to PROCTOR First and Fifth Amendments. opinion; dissenting concurs Judge that, except CLARK also concurs “Mr. Wood. And for those reasons being privi- claim of questions decline to answer the fur- lege personal a highly one and must be ther? person made claiming it and not Fitzpatrick. “Mr. I have answered reference, judge he thinks trial question. Quinn right holding adopt could not you “Mr. Wood. I say, do decline to Fitzpatrick. statements of answer it further? Fitzpatrick.
“Mr. I no fur- have
ther comment on it.” also,
In this Fitzpatrick instance made it
abundantly clear he was invoking not
two Amendments to giving avoid an in
criminating answer, but thought that he Amendments barred the from committee asking pry which would into BART v. UNITED STATES. his mind and would violate his constitution No. 11045. al to be silent an answer were compelled. I impossible find it regard Appeals United States Court of Fitzpatrick’s statements amounting to a District of Columbia Circuit. n claimto the immunity constitutional from Argued 6,Oct. self-incrimination. Measured the strict standards announced in the cases I have Decided Dec. n cited,by which language of a witness Rehearing Petition for Denied must be measured in determining whether April 15, 1953. actually intended to and did claim the privilege, Fitzpatrick’s fall statements far short constituting such a claim. As the said, judge they certainly leave much
to be desired. Emspak Cf. v. United
(1952) U.S.App.D.C. 203 F.2d conclude, therefore, the district did in fact find that Fitz-
patrick did claim the privilege, but also amply that he was justified in finding, so
n despite that, Quinn’s fact after convic- tion, Fitzpatrick himself was found not
guilty by a different district judge, F.Supp. 491, who seems not to have con- Fitzpatrick’s
sidered statements “in full context,” acquitted
text but him solely
because he used the words “Fifth Amend- ment.” impossible think it spell out
a claim the privilege
