*1 rеquire that does not all sentencing fac- of a laundry purported list of trial court tors jury be submitted to the proven errors with explanation: doubt, a reasonable beyond rather only necessity, Of claims under the cumula- those penalty increase the for a tive error doctrine generis. are sui A beyond prescribed crime statutory reviewing tribunal must consider each maximum. such claim against background of whole, this instance the combined effect case as paying particular 841(a)(1), 841(b)(1)(C) Sections weight and 846 to factors is such as the nature and adjudicated Villarman’s of a guilt committed; con- number of errors their in- spiracy to heroin distribute a maxi- terrelationship, sets if any, and combined ef- mum statutory penalty fect; of 20 years’ impris- how the district court dealt with (it onment will be recalled that the jury’s the errors they arose (including the special verdict him guilty found beyond a efficacy lack efficacy any re- —or —of reasonable drug doubt of a conspiracy in- efforts); medial strength volving heroin). more kilogram than one government’s case. Villarman’s actual custodial sentence of We have engaged just review, such a months more than years seven be- and it mandates the denial of Villarman’s 20-year low the statutory maximum that claim of cumulative error as well. apply jury
would if the had failed to identi- fy specific any Conclusion amount of heroin. Enough said. We AFFIRM Villarman’s conviction and
Villarman’s sentence. Apprendi-premised other argument is that his conviction should be
vacated because the statute under which (Section
he was convicted 846), when com-
bined with the sentencing factors under 841, is
Section
light
unconstitutional
Apprendi. But here too this Circuit has
Joseph
QUINN,
al.,
E.
Plaintiffs,
et
found that
argument
same
wanting, this
Appellants,
time in Collazo-Aponte,
United States v. Sepulveda, F.3d (1st Cir.1993) concluded like review
against and Hispanics. African-Americans 11, 2001, April On five candidates for em- (the Candidates) ployment brought suit in the federal alleging district court that the City had discriminated against them on the basis of hiring race-when new firefight- ers the fall of City 2000. The defended hiring practices with, compliant compelled by, the terms of the consent granted decree. The district court sum- mary judgment in the defendants’ favor. Quinn Boston, See City v. (D.Mass.2002). F.Supp.2d 156 The Candi- appeal. follow, dates For the reasons that we judgment reverse the and remand to the district court for further proceedings consistent opinion. with this
I. BACKGROUND In considering appeal from a grant of summary court, judgment, like the court, trial normally will “view the entire light record hospitable most *6 Lichten, Harold L. Pyle, with whom party opposing summary judgment, in- Rome, Lichten & Ehrenberg, P.C. was on dulging all reasonable inferences that brief, appellants. for Smith, party’s Griggs-Ryan favor.” v. (1st 112, Cir.1990). Here, 904 F.2d 115 Roach, Christine M. with whom Roach & however, upon the facts which our decision Carpenter, Hopkins, P.C. and Merita A. undisputed. turns are Counsel, brief, Corporation were on for defendants-appellees. 1970s, In early two suits were brought against municipalities a number of Wolfman, Foley
Toni G. with whom subject to the Massachusetts Civil Service LLP, Cohen, Hoag Nadine M. Marida (now law codified at Mass. Gen. Laws ch. Woodham, Lawyers and Committee for 1-77). 31, §§ alleged The suits that the brief, Rights Civil Under Law were on municipalities engaged discriminatory intervenor-appellee. hiring practices
recruitment and whilst SELYA, STAHL, Before Judge, Circuit staffing departments. their respective fire LIPEZ, Judge, Senior Circuit and Circuit entry These actions culminated in the Judge. an omnibus consent decree influenced in which manner the affected munici
SELYA, Judge. Circuit palities firefighters. could recruit and hire NAACP, Beecher, quarter century, For over a of a Chapter, the Boston Inc. v. (D.Mass.1974) 507, hiring firefighters City in the Boston 371 520-23 (the (Beecher I). City) place has taken albedo The decree was affirmed on NAACP, appeal. federal court consent decree designed Chapter, to Boston Inc. v. Beecher, (1st Cir.1974) remedy past 1017, the effects of discrimination 504 F.2d permeated that have denied, questions gauged, are (Beecher II), 421 U.S. cert. (1975). sur- from the outset. Not litigation It has S.Ct. L.Ed.2d central to questions are nearly thirty years. prisingly, those effect been in hand. the case at consistently decree —courts The Beecher origi to include phrase have used depart- forty-five other fire Unlike some entered subsequent orders and nal decree goals have met the ments that heretofore it, see, City v. e.g., Mackin to fine-tune from its gained and release of of the decree (1st Cir.1992), Boston, F.2d constraints, Department the Boston Fire example emulate and we (BFD) auspices of under the operated —circum has in much hiring firefighters scribed 1974. decade decree since A the Beecher ensuing years. over of Massachusetts men, non-minority aspiring ago, group chronicled up to 1992 is well history Its firefighters within appointments as to See, We e.g., id. at 1274-75. law. the case BFD, City out bring to endeavored com thirst for a more who urge readers of the decree. the umbrella from under and genesis understanding plete Mackin, Although at 1275. 969 F.2d See to consult of the decree operation rejection of court’s the district we affirmed we are present purposes, opinion. For that the was attempt, we noted decree decree to note that content To operate perpetuity. not meant in which rectify a situation was intended force as contrary, it would remain within Massachu many departments fire municipality only its any particular until so, nearly lily-white, remained setts had Id. at had been achieved. goal stated in the African- increases despite dramatic passed, despite A has decade but — Hispanic populations. and American diversity within the BFD —the increased accomplish goal sought to decree in accordance City firefighters hires still i.e., action, a hir by fostering affirmative the Beecher decree. with pref race-based that accorded ing regime giving rise us to the events brings That Spanish-surnamed erences to blacks case. the Candi- to the instant n. 2. Id. at 1274 Each individuals.1 O’Brien, Quinn, Rob- Joseph Sean dates— remain departments affected fire was Sullivan, Dillon, Roger Joseph ert (and, subject to the strictures of *7 Kendrick, ap- firefighter aspired to Jr. — un thus, preferences) accord race-based BFD. All five are white pointments in the met a department til such time as males; required, they was identified as by the de established general benchmark non-minority applicants. as themselves least, (or, at parity attainment of cree: the exami- firefighter Each took entrance I, rough parity). See Beecher by the Massachusetts nation administered the de (providing at 523 for release from Administration of Personnel Division comple a city cree a or town achieves “[a]s (MDPA) ninety-nine scored out with the commensurate ment of points. possible one hundred the com percentage of minorities within criterion, scores satisfied The Candidates’ munity”). meaning The of this employment. criterion is to be threshold manner in which it and the "Spanish-surnamed individu- litigation, parties have cumbersome Throughout opposed "minority” as to "Afri- Finally, used the term "blacks” we use the words als.” coherence, For historical can-Americans.” and His- to refer to blacks and "minorities” usage. For we will adhere to that henceforth collectively, and the word "non-minor- panics reference, however, we elect to use ease in persons. encompass ity” to all other proxy "Hispanics” as a for more the term that, qualifying apрlicants, suggests with all other Along had the BFD followed a (without they placed eligibili- were on a civil service strict process rank-order selection ty ranking any list rank order. This made consideration of race or ethnicity), the (or prefer- them) statutory allowance for various Candidates likely some of would veterans, residents, (e.g., children of top fifty. ences have been firefighters killed or in the line of disabled (other Kendrick, The Candidates than duty), ceding pride place to the holders joined date) who the litigation at a later preferences of such in accordance with then City. They sued the argued that the (even persons state law if those had earned City impermissibly preferences had used qualified lower test scores than other can- based on race and ethnicity to rank minori- didates). See Mass. Gen. Laws ch. ties ahead of them eligibility on the list. prefer- §§ statutory 40. None of these view, In the Candidates’ this constituted ethnicity, race ences involve and none of discrimination in violation of the Four- challenged them are in this proceeding. teenth Amendment to the United States Preparing fifty (count firefighters, § hire new Constitution and 42 U.S.C. 1), (count BFD requested eligi- 151B, a certified list of § Mass. Gen. Laws ch. 2), (count applicants 3). ble from the § Massachusetts Hu- and 42 seq. U.S.C. 2000e et (HRD). man Resources Division The The Candidates also attacked another as- HRD in rank pect process; selected individuals order of the hiring they argued (based statutory preferences on and test that requiring them to submit to medical scores) and grouped putative them into a examinations without a conditional offer of “hiring screening employment class.” After out those violated both federal and (counts 4-6).3 variety individuals who stumbled over a state law The district court (such preconditions race-neutral drug granted the motion of the Chapter Boston examinations), physical tests the HRD of the party NAACP to intervene as a composed a “hiring pairs” by plac- slate of defendant. See Fed.R.Civ.P. 24. ing highest minority ranking member summary Cаndidates moved for highest non-minority and the ranking judgment on the first three counts of their a group member into of two and then or, alternative, complaint pre- for a repeating process hiring until the class liminary injunction forbidding City had been exhausted. filling from at least five firefighter posi- BFD, following November pending tions resolution of the action. order, maintained, this rank twenty-five pairs They among chose things, other eligibility appointed City from the list and applied those should not have fifty entry-level firefighters.2 individuals as Beecher decree to the November 2000 hir- because, time, among ing cycle The Candidates were not those se- City *8 Although parity lected. each received a letter had in firefighter achieved force therefore, (and, from the BFD that the stating vacancies had met the benchmark by persons had been filled who outranked for release from the strictures of the de- cree). list, him on the certification the record The did not defendants controvert parties 2. skirmish over purposes both the construc- leave them unresolved for of this deviations, eligibility appeal. tion of the list and what any, Although if the BFD entertained from it. disputes ultimately may prove these material appeal, 3. These are counts not in issue on this addressing II, to relief which the Candi- any see Part and we therefore omit infra entitled, III(E), may dates be see Part we detailed discussion of them. infra 26 direction, a explicit rather, Despite this but, opposed facts,
the material law is problem looms. The jurisdictional and cross- a matter of law motion this circuit that a rote firmly established this The dis- judgment. summary moved for 54(b)’s phrase is talismanic motion recital Rule Candidates’ denied trict court itself, trump the and of to enough, not judgment for summary granted and judgment final application of the This wonted through 1 3. counts on defendants (endors 42 843 F.2d at through Spiegel, 4 6 re- rule. See Counts appeal followed. policy prudential and “long-settled ing district court. pending main before litiga disposition the scattershot against JURISDICTION APPELLATE II. tion”). special To warrant recourse 54(b), the envisioned Rule procedure a proposition familiar It is too make an indi typically must district court that a federal authority citation require desirability assessment of vidualized scope of its beyond the act may not court appeal. Id. at an immediate and effect of corollary, parties logical a jurisdiction. As Thus, wishes to if a district court 42-43. jurisdiction subject matter cannot confer on the final partial enter a judgment consent. waiver or a federal court on just is no reason there ground States, 37, 42 F.3d 199 Prou v. United See explicit only make delay, it should not Horn, 29 (1st Cir.1999); v. States United specif make but should determination also Cir.1994). (1st Conse 754, 767-68 F.3d reasoning. See set forth its findings ic and potential a court senses when quently, id. ought it jurisdiction, subject matter lack of whether regardless of further inquire parties have that the We have warned BIW the issue. raised parties have requirement bring obligation an S6, 824, 828 132 F.3d Local v.
Deceived
44
id. at
attention. See
the district court’s
Cir.1997).
such an
(1st
must conduct
We
instance,
not
did
parties
n. 5. In this
here.
inquiry
court neither
obligation,
fulfill this
explicated
findings nor
made the requisite
case,
appeal must
an
In the usual
54(b) certi-
underlying its Rule
the reasons
com
judgment,
final
entry of a
await
fication.
fully
judgment
aas
monly regarded
ac
asserted
of all claims
disposes
pre
from
Although this deviation
Corp. v. Gen.
Curtiss-Wright
tion. See
not neces
troubling, it is
practice
ferred
Co.,
64
100 S.Ct.
446 U.S.
Elec.
are
noted that there
sarily fatal.
haveWe
(1980);
v. Trustees
Spiegel
L.Ed.2d
record,
which
“infrequent instances”
Cir.1988);
(1st
Coll.,
843 F.2d
Tufts
face,
sufficiently apparent
it
on its
makes
are,
§
There
see also
U.S.C.
appeal
an
support
circumstances
final
the classic
however, exceptions to
n. 4.
Id.
partial judgment.
from a
exception, em
One such
judgment rule.
case.
This is such a
54(b)
Rules
of the Federal
bodied Rule
complaint deal
through
3 of the
Procedure,
Counts
immediate
allows the
Civil
protections afford-
obligations
as to with
judgment
final
partial
entry of
contrast,
decree.
by the Beechеr
in a multi-claim ed
the claims
than all
fewer
to do
very
have
little
through
counts
express determination
“upon action
*9
(and nothing to do with
delay.” The with
for
just
no
reason
there is
Moreover,
one of
ethnicity).
race
a
court made such
determination
district
no
parties
NAACP—has
principal
and final
separate
a
directed that
here and
—the
(and,
ap-
aught
knowledge
3.
about
through
counts 1
as to
judgment enter
27
in)
pend-
still
pears, no interest
claims
if
essence
for no other reason than
ing in the lower court.
Given
discrete
preferences
race-based hiring
inevita
claims,
nature of the two sets of
the sum- bly shift some of the burden of remedia
mary judgment
appears
decision
to be “fi-
persons,
tion to innocent
Wygant v. Jack
it
nal
the sense that
is an ultimate
267,
of Educ.,
280-81,
son Bd.
476 U.S.
106
...
disposition of
individual
en-
1842,
(1986)
claim[s]
S.Ct.
28 at Quinn, F.Supp.2d 204 population. Framing all the Issue.
A.
a
“us[ing]
of
the Candidates
(accusing
the
least,
parity) is
(or,
rough
Parity
the one
method than
different statistical
the
of
the restrictions
key that unlocks
decree”).
this
Since
in
used
the Beecher
communi-
particular
a
as to
decree
parity had
did not show
calculation
in-
appeal
in this
issue
The central
ty.
of minоri-
percentage
been attained —the
calculated for
be
should
parity
how
volves
ranks,
BFD, including all
ties within the
that the
agree
parties
The
purpose.
mi-
31.5%,
percentage
the
of
whereas
was
of 2000.
frame is November
relevant time
was
population
in
overall
norities
the
of data
what sources
as to
They
agree
also
the
granted
court
over 38%—the
slightly
context; all
use
this
appropriate
are
Id.
summary judgment.
City’s motion for
the
of
City’s breakdown
accept the
parties
at 163.
the relevant
as of
complement
BFD’s
from the
derived
and cite data
dates
two
the nature of the
We address
labor
appropriate
establish
census to
of this
two
next
sections
variables
around what
however,
revolves
dispute
so,
pool. Their
we
doing
opinion. Before
mea-
govern the
this data
legal princi
categories
two sets of
pause to mention
algor-
controlling
parity.
First,
chal
litigation
surement
because
ples.
(which we
components. One
race-
affording
judicial
ithm has two
a
lenges
variable)
how
relates to
relief,
first
of the de
any interpretation
call
shall
based
within
penetration
minority
practice
of it in
any application
one measures
cree or
The other
Adarand
department.
scrutiny. See
particular fire
strict
a
must survive
variable)
(which
Pena,
Constructors,
call the second
Inc. v.
515 U.S.
we shall
(1995)
rep-
minority
2097, 132
L.Ed.2d 158
one measures
relates to how
115 S.Ct.
(“Federal
classifications,
a
community as whole.
like those
in the
racial
resentation
State,
compelling gov
a
serve
must
argue
points, the Candidates
As to these
narrowly
interest,
be
and must
ernmental
decree, the first
that,
the Beecher
under
interest.”); Stuart
tailored to further
percent-
be limited
variable should
Cir.1991)
(1st
Roache,
F.2d
v.
(not includ-
BFD
firefighters
age of
all race-based classifica
(concluding that
officers).
compared
This should be
ing
scrutiny). This
must
strict
pass
tions
variable,
they envision as
which
the second
court
obliges
inquiring
standard
City’s
in the
of minorities
percentage
that the race-based
finding
binary
make a
population. On
employment-eligible
compelling
justified by a
not
relief is
the intervenor
hand,
City and
other
narrowly
but
purpose
also
governmental
rep-
should
first variable
contend that
purpose.
to fit
contours
drawn
in the
percentage of minorities
resent the
Stuart,
1275;
Mackin,
F.2d at
officers) and
(including
BFD as a whole
F.2d at 449.
comprise
variable should
that the second
in Boston’s
of minorities
Second,
ruled
court
the district
population.
overall
stage. The role
summary judgment
at the
pierce
the boil
summary judgment is
concluded
court
The district
provide
erplate
pleadings
the com-
decisis dictated
doctrine of stare
disposition of cases
prompt
court’s means
both variables.
position of
trial-worthy
exists. See
no
issue
measuring which
view,
required
that doctrine
Int’l, Inc., 229 F.3d
Pueblo
mi-
v.
percentage of
Suarez
comparing the
parity by
Cir.2000).
(1st
be
This
should
device
BFD to the
ranks within
norities
all
depo-
“pleadings,
when
employed only
City’s
over-
percentage of
*11
sitions,
interrogatories,
answers to
and ad minuscule number of minorities in the af-
file, together
missions on
with the affida
fected
departments
fire
at the time of the
vits, if any,
genuine
show that there is no
original Beecher decree negated any need
any
issue as to
material fact and that the
precise
definition of how to measure
moving party is entitled to a judgment
anticipated
as a
minority penetration.4
56(c).
matter of law.” Fed.R.Civ.P.
We
This court’s initial affirmance of the
granting summary judg
review an order
Beecher decree is unhelpful
point.
on this
Suarez,
ment de novo.
at 53.
F.3d
resolving
that appeal, we stated that
particularly
This non-deferential review is
the Beecher decree would
in
“remain[]
where,
here,
appropriate
the district
force, for each local
department,
fire
until
grant
court’s
of summary judgment
department
minority
attains sufficient
application
princi
based on its
of abstract
fighters
fire
percentage
have a
on the
ples
essentially
of law to
uncontradicted
force approximately equal
percent-
Container, Inc.,
Plumley
facts. See
v. S.
age of
in
locality,”
Beecher
(1st
Cir.2002).
303 F.3d
II, 504
at
F.2d
1027. This
begs
statement
question
of who is a “firefighter.”
B. The First Variable.
Our subsequent opinion in Mackin like-
The district court concluded that
wise left open the issue of how to measure
measuring
first variable to be used for
parity.
rejected
That case
argument
an
parity under the Beecher decree
was
the second variable was the racial
minority firefighters
composition
City
of the
as it
in
existed
BFD aas whole. The court did not reach
(when
the Beecher decree was first
this
through independent analy
conclusion
entered). Mackin,
constructed *12 encompassing term as view that dates courts that “district recognize we While rank, is, mem- entry-level have, lowest the decrees law consent public enforcing contradistinction, the the BFD.6 bers of determining in discretion broad general, encompassing the term as view defendants objectives of whether as matters such including personnel, BFD all uniformed substantially been have decree abstract, may it seem In the officers. Navarro-Ayala v. Hernandez achieved,” to “firefighter” the term to stretch possible Cir.1991), (1st -Colon, 1337 F.2d 951 this case vision—but the defendants’ fit any such exercise did not below the court Terms with abstractions. not deal does interpre Instead, it offered discretion. ain be construed decree cannot a consent dealing with judicial precedents of tation in the vacuum; be read they must instead found that Having decree. Beecher a whole. See the decree as of context particu no we owe wanting, interpretation Attleboro Assocs. v. Newport Plaza Durfee conclu court’s to district lar deference Cir.1993); (1st Bank, see F.2d Gittens, F.3d v. See Wessmann sion. Corbin, on L. Corbin Arthur generally 5 Cir.1998). (1st 790, 795 24.21, M. Peril- (Joseph § Contracts adjudica court’s If a district ed.1998). coign of van- rev. From lo decree does sector consent public of a tion is much the Candidates’ definition tage, deference, “[ojrdinary con warrant not compelling. more extent to the same principles apply” tract underlying the Beecher litigation decrees. other consent they apply to as discriminatory prac- out of decree arose This is F.2d at 1339. Navarro-Ayala, 951 entry- hiring and into in recruitment tices when, now, the question as true especially I, 371 Beecher See pоsitions. level original determining parties’ involves point the focal (describing F.Supp. at 509 scope of the and, concomitantly, the intent municipalities’ “overall as the of the case they initially cons to which arrangement position firefight- of for the hiring policies a consent decree to Id. “Parties ented.5 focus, er”). the dis- with this Consistent not ... will [it] entitled to know are findings of dis- specific made trict court which entering wedge treated as mere be and in recruitment criminatory practices dis court untrammeled gives ... a district was tailored hiring, and the decree breadth depth cretion to increase” discrimina- of that the effects counteract n. 17. Id. at 1339 supervision. judicial perspec- at 520. This historical tion. Id. on the mean- light considerable backdrop, we turn tive sheds Against as used “firefighter” term ing interpretations competing parties’ "entry-level” Throughout, 6. all references us for dissenting colleague chastises 5. Our post- to mean positions much credit. He be giving too should understood the Candidates argue says positions. do not This probationary that the Candidates non-officer only the encompassed original parties’ explicit language intent compelled by qualification is true, literally it but entry-level That is rank. enjoining "further certi- decree in the Beecher place that the Candidates the fact overlooks ... permanent appointments fications squarely at issue scope of the re- firefighter" until certain position require principles argue that constitutional I, of the decree are met. quirements argu- interpretation. address To such an ment, supplied). (emphasis F.Supp. at 521 begins necessarily with analysis our language is reinforced That reference parties’ intent when "determination of perma- between that differentiates the decree stipulation.” Navarro- they entered into appointments. Id. provisional nent and Ayala, 951 F.2d at Logically, parties Beecher decree. by specific the various ranks title. These intended that term must have to refer to consistently records referred to the entry- jobs open hiring: (sometimes class external level rank “Firefighter” entry-level firefighter positions. Fleet See written Fighter” as “Fire or “Fire fight- Entm’t, Inc., er”). Nat’l Bank v. H & D 96 F.3d Corresponding term, to that the evi- (1st Cir.1996) (interpreting terms dence persons showed number of serv- agreement of a settlement light ing rank, the entry-level broken down *13 aim of litigants at the time of settle by race and ethnicity. That re- evidence ment); generally Corbin, see supra ferred to the other ranks —the officers— 24.20, § at Only by 193. interpreting the Lieutenant,” such titles as “Fire “Fire term “firefighter” is it pos manner Captain,” Chief,” and “District Fire giving sible to wording harmonize the of the de the racial composition and ethnic of each purpose. cree with its evident that, such rank. This indicates within the BFD, the “firefighter” term carries itwith language Other supports duties, specific responsibilities, pay, and reading. The decree’s paragraph first privileges. zeroes in on entry-level positions: it en- joins against activities “discriminat[e] Lexigraphic insights are frequent any potential or applicant applicant for ly helpful in determining meaning I, employment.” Beecher at specific See, in consent words decrees. purports The decree to regulate the Dubois, e.g., Gilday v. F.3d 285- recruiting, certifying, appointing and of en- (1st Cir.1997). Here, mine-run try-level personnel and specifically refers dictionary definitions tends support three-part to this process “hiring as the disputed Candidates’ version of the term. procedure.” See id. at 522. Subsequent A firefighter is said to fights be “one who amendments, such as the interim consent fires as a municipal member of a fire de 17, 1975, April decrees entered on and partment,” Third New Int’l Webster’s Dic 25,1975, emphasis November continue this (1993) (internal tionary 855 dictionary on recruitment and hiring entry-level omitted), symbols person or “a who fights positions. fires,” destructive Random House Dictio Custom usage within an af (2d nary the English Language 722 industry fected workplace or can impor be ed.1987), or, simply, person “a fights who tant aids construction of contract fires,” MerriarfWWebster Ortr-Line See, e.g., consent decree. Boston Police (2002), Dictionary http://www.mw.com/
Superior Boston, Fed’n v. City Officers home.htm. uniformly These definitions em (1st Cir.1998) (inter 147 F.3d 17-18 phasize activity the principal firefight preting terms with usage otherwise broad perform. They quite ers clearly show narrowly according usage within the term “firefighter,” in its ordinary profession); relevant Smart v. Gillette Co. sense, applies more naturally to those Plan, Long-Term Disab. 70 F.3d province whose exclusive is attempting to (1st Cir.1995) (noting that “usages of extinguish conflagrations opposed trade” are relevant to interpreting terms (who higher those echelons must contract). Here, of a usage handle a broader more diversified supports BFD the Candidates’ definition activities, range of including administra “firefighter.” term tion and supervision). While the dictio below,
In the court showing evidence nary of “firefighter” definitions do not composition of the BFD necessarily differentiated exclude those whom the defen- include, they argue persua- dants seek cogent argument rejecting the defen- sively against their inclusion. expansive dants’ view of the term “fire- Schlecht, fighter.” v. Walsh 429 U.S. against
Our case law also militates
in-
Cf.
401, 408,
97 S.Ct.
First,
City
point
and the
“[g]roup
eligible
intervenor
of all
Spanish-
blacks and
paragraph
of the interim consent
persons”).
view,
surnamed
In our
this
provi-
decree of November
1975. That
proclivity undermines the inference that
requires municipality seeking
so
(and
be
dissent)
the defendants
seek to
petition
released from the decree to
phrase
draw from the
“post-probationary
MDPA, informing
agency
“that
personnel.”
uniformed
post-probationary minority
Before leaving
point,
this
we note that
personnel equals
percent-
uniformed
our dissenting colleague sees “no basis for
age of
municipality.
minorities”
concluding
‘firefighter’
opera-
is the
(and
We do not
believe
casual
tive word” in the Beecher decree and the
wholly unexplained) linguistic switch from
two interim decrees that followed. Yet
“firefighter”
personnel”
to “uniformed
can
that word appears no
twenty-
fewer than
decretory significance.
be accorded
This
decrees,
six
times
those
while the term
especially
in light
so
of two facts.
personnel” appears
“uniformed
only once.
First,
proviso incorporates by
that same
repeated emphasis,
This
especially when
paragraph
April
reference
7 of the
coupled with the fact that
the litigation
(which
interim
opens
consent decree
revolved around
position
of firefighter
way
for release from the decree
ranks,
did not concern оther
it
makes
particular
“whenever a
city or town has
perfectly clear that “firefighter” is indeed
complement
Span-
achieved a
of Black or
operative
term.
*15
firefighters
ish-surnamed
commensurate
with the
of minorities within
Next, the defendants strive to convince
Second,
community”).
preamble
us
we should defer
ato
1987 memo-
to the November 25 decree—the decree
MDPA,
randum
by
issued
which indi-
which introduced the term “uniformed
that,
purposes,
cates
for Beecher
the first
personnel” into the litigation unequivo-
—
variable should consist of “the actual per-
cally
parties
declared thát “the
consent to centage of the authorized
per-
uniformed
entry of
Agreement
permit
...
the manent full-time
up
force which is made
eligibility
establishment of an
list for the
Hispanic
tenured Black or
any
officers of
”
position
firefighter
(Emphasis
....
persuaded.
rank.”
are not
We
supplied).
then,
analysis,
the final
phrase upon which the
rely
defendants
typically
deference
owed
starting point.
leads us back to our
by a court to an
agency
administrative
agency
derives from the fact that the
has
add, moreover,
phraseolo-
We
that if the
been
legislative body
entrusted
a
gy employed
25,
in the November
1975
administer a statute enacted under that
decree was
clarify
intended to
separate
branch’s
authority.
constitutional
earlier decrees affected more than the fire-
Chevron,
See
U.S.A. Inc. v. Natural Res.
rank,
fighter
it seems highly likely that the
Council, Inc.,
837, 842-44,
467
Beecher court
U.S.
pre-
would have used more
Def.
2778,
(1984);
104 S.Ct.
81 L.Ed.2d
language
cise
such
“of
694
see
all ranks” or “of
Nissan,
any rank.” But
also Fireside
Inc. v. Fanning,
the Beecher court
30
es-
(1st Cir.1994)
more,
chewed
F.3d
212
language.
(reasoning
such
What
is
court
interpretation
demonstrated an
state officials’
inclination to use
of state stat
deference).
general descriptors
specific subject
ute is entitled to
If
legis
I,
matter.
See Beecher
at
lative
gap
agency
branch has “left a
for the
(using
general
fill,
phrase “complement
express
there is an
delegation of
specific
Chevron,
minorities” to refer to the
minority
authority.”
843-44,
U.S.
Thus, a
2778.
court must defer
by judicial
S.Ct.
decree’s reach
fiat. See Boston
agency’s
reasonable construction of
Superior Officers,
Police
This argument specious. pattern is decade-old past We have determined, concede, practice decree, and the defendants under the consensually en- parties that the gaged never intended the decree all underlying sides promotions. address litigation produced On that basis that the decree.” 969 alone, it improper would be to extend the F.2d at 1276.
35
language
inapposite
That
is
here.
In
C. The Second Variable.
Mackin,
using uniformly accept-
we were
comparison
As for the
that Beecher de-
past practice
facially plau-
ed
to validate a
mands —the second variable —the Candi-
interpretation
sible
of the Beecher decree
dates, citing cases decided after the entry
(i.e.,
population figures
that current
would
decree,
original
of the
assert that
control).
id.
deemed that past
See
We
employment
affirmative action
cases mi-
practice confirmatory
appeared
of what
nority representation must be measured
reading
be a commonsense
of the verbiage
against
specific
population
adult
parties
approved by
chosen
and
comprises
qualified
labor pool. See
contrast,
district court.
the defendants
City
Co.,
Richmond v. J.A. Croson
attempt
here
use
administrative
469, 501-02,
U.S.
109 S.Ct.
(thirteen
practice
inaugurated
first
in 1987
(1989);
L.Ed.2d 854
Local 28
Sheet
years after the entry of the Beecher de-
EEOC,
Metal Workers’ Int’l Ass’n v.
cree),
directly
and never
challenged,
421, 479,
U.S.
106 S.Ct.
92 L.Ed.2d
change
plain
the meaning
language
(1986); Stuart,
court’s endorsement of that concept are
that the district court erred in construct
entitled
great weight.9
See Navarro-
ing the first Beecher
variable.
order Ayala, 951 F.2d
(reasoning
at 1339
determine whether that error affected the
the district court is best able to decide Candidates’ substantial
rights, see Fed.
9. We note
judge
that the district
actually
who
parties
volve
leverage
without such
vis-a-vis
Freedman)
entered
(Judge
the Beecher decree
remedy;
the reach of the
leverage
where such
that,
specific
made
mention
the BFD
exists, however, measuring parity against gen-
required applicants
age range
to be within an
population
eral
prevents
public
statistics
I,
years.
оf 19-35
employer enjoined
discriminatory prac-
that,
512. He
prior
also observed
*18
tices in violation
manipu-
of federal law from
age
the minimum
been
had
21. Id. Mindful
lating
remedy
fancy.
the
to suit
So
shift,
of this
he
community
concluded that the
viewed, Judge
shaping
Freedman’s
of the sec-
population as a
appropri-
whole would be an
good
ond
example why
variable is a
of
“broad
ate measure
compliance.
of
sup-
This seems
judicial discretion [is
crucial for the
often]
portable
light
Judge
recog-
of
Freedman's
judge
complex
district
legal goals.”
to secure
enjoined
nition that
party
the
power
had the
Navarro-Ayala,
(citations
37
61,
R.Civ.P. we
the algorithm using
rework
tification for it
309,
has abated. See id. at
proper
If
algorithm
the
variables.
Given these
ployer’s good
district
faith reliance on a consent
all,
court’s error was not harmless. After
remedy
entered to
the effects of
public
employer who consents to
use
past
discrimination
not lightly
should
be
palliate
race as
factor
order
See,
e.g.,
disturbed.
Superi
Boston Police
lingering
past
effects of
discrimination
Officers,
has been reached between the percentage
LIPEZ, Circuit Judge, dissenting.
minority firefighters
in the BFD and
majority
frames the critical issue as
of minorities in
City
as
involving
one
“competing interpretations of
a whole.10
the term firefighter.”
I respectfully dis
agree that this is the centrаl issue in
Although
significant
this is a
land
dispute.
Indeed,
mark
along
equality,
majority
the road to
we add a
attributes
argument
to the
word of
Candidates that they
caution. We are not Pollyannas,
have not
made
this
recognize
litigation
and we
that achieving parity at
—that
court
parties
and the
firefighter
to the Beecher
level is not
tantamount
to
a
understood as matter
saying
original
that all is
regard
well
to racial
intent
minority presence
depart
ethnic issues within
BFD
the fire
as a
subject
ments
to the
whole.
decree would
To the extent that
be cal
inequalities re
main, however,
culated
considering only
they
entry-level
are not
within the
firefighter
compass
rank. The
of either the
Candidates
Beecher decree or
acknowl
edge that “[w]hen the
litigation.
Nor
Beecher decree
will we reach out
was
conceived,
originally
apparent
them —issues of
magnitude
goal
constitutional
was
generate
subject
parity
should not
racial
speculation,
be the
the Fire De
but, rather,
whole,
partment
a
opposed
should be
as
litigated fully
merely
parties
Instead,
with
standing
represent
firefighter
ranks.”
various
the Candi
pertinent points
argue
of view. For
dates
today, we
we should
focus
on
fulfill our responsibility by
holding
entry-level
that the
changed
ranks because
cir
City’s appointment
firefighters
1992,
ought no cumstances since 1974 and
when we
longer
subject
be
to the
last
strictures
reviewed the Beecher decree in Mac
Beecher decree.
go
Boston,
(1st
We need
no
City
further.
kin v.
Moreover, even if the Candidates had
NAACP,
original
us to determine the
intent
Chapter,
asked
ion.11 Boston
Inc. v.
parties
parity,
of the
on the calculation of
Beecher,
507,
(D.Mass.),
it is a mistake to frame the issue as a
(1st Cir.1974).
I. the Decree Beecher, 72-3060-F, No. slip op. at 6 (D.Mass. 1975) Nov. (emphasis original adde decree issued on 8, 1974, d).12 February the court used the decree, decree,
11. In our first review
para
of the
we
certainly
of the
it
supplant
should not
decree,
phrased
language
parity paragraph
original
of the
decree.
force,
saying that "[t]he decree remains in
majority
12. The
city's
dismisses the
reliance
department,
each local fire
depart
until that
terminology
on the
of the November 1975
minority
fighters
ment attains sufficient
fire
Agreement
Agreement "incorpo-
because that
percentage
have a
approximately
on the force
paragraph
rates
April
reference
7” of the
equal
of minorities in the
decree,
"firefight-
which uses the term
NAACP,
locality.”
Chapter,
Boston
Inc. v.
ers,” and therefore "leads us back to our
Beecher,
(1st
504 F.2d
1026-27
Cir.
starting point.”
majority
The
assumes that
1974). While the
fight
use of the term "fire
April
1975 decree should be the court’s
may
ers”
have been a
description
shorthand
"starting point.”
starting point
formulations,
Instead,
Presented with these three
question.13
we must acknowledge
majority
chooses to focus on the word
competing
formulations of the
“firefighter”
April
1975 Interim first variable create an inescapable ambi-
Consent Decree as the critical word and guity which must be
resolved
resort to
*22
dismisses the formulation in the final
extrinsic evidence.
(“the
agreement
parties
of the
percentage
We have already opined in
litigation
this
of post-probationary minority uniformed
on the
persuasive
kind of
evidence that
(and
personnel”) as a “casual
wholly unex-
helps resolve such ambiguities.
“Few
plained) linguistic switch.” This dismissive
things evidence a
meaning
decree’s
more
odd,
characterization
seems
especially
persuasively than
pattern
...
past
[a]
phrase
since
“post-probationary
the
minor-
”
practice under the
Mackin,
decree ....
ity
personnel”
uniformed
in the November
However, since has been in place. support there This is for competing understanding of the decree shifting views word has been me- choices of these morialized in a three language decrees. The memorandum circulat- itself does by not ed definitively Department tell us Massachusetts what the court parties Personnel outlining intended for the Administration measure of the “the process first variable. and the But the use criteria for seeking ap- of the word proval “firefighter” part exemption” is for ambiguity from the Beecher —not memorandum, the answer it. In sequence to decree. This of lan- using the guage decrees, in the three terminology there is no same as the November 1975 for concluding basis that “firefighter” Agreement, is states that a municipality operative word and that determining must consider the “full-time uniformed plain will meaning answer the intent force” and calculate the percentage of analysis original should be the point. example, Beecher de- "firefighter” For the term phrase "complement cree—which uses the used no fewer simply than ten times to de- Beecher, minorities.” at 523. candidates, given scribe the examination example firefighter "valid entrance exami- support argument “firefight- of its fighter nation” and "fire examination.” As I operative er” is the decree, interpreting term indicated, operative one must focus on the majority notes that the term "fire- decrees, term language i.e. the which fighter” is used "no twenty-six fewer than explains meaning parity. In that con- decrees, times in the while the term 'uni- text, "firefighter” word is one of personnel' appears only formed once.” three formulations. true, likely While this statement is beside the designates (tenured) per- Agreement November full-time “post-probationary munici to which agency “Division” as Hispanic members Black manent for ex apply departments determine whether should pal fire force” uniformed The November achieved. from the decree. parity emptions been has by coun signed also was Agreement importance majority dismisses Adminis of Personnel the “Director sel for “a memorandum, concluding that of this question, The memorandum tration.” owes no court deference appellate federal that was then, agency was not issued helping to administer agency state [a In underlying litigation. stranger judicial decree] awith federal compliance party meaning stead, it was crafted to discern endeavoring when *23 a decree.” limits of such the court-ordered litigation with constitutional and Beecher a one. point is fair of petitions this the generality a responsibility As review from the Massachu- exemption But memorandum departments fire municipal Adminis- of Personnel Department setts these circum Under the decree. from a more than much demonstrates tration the stances, in Machín on insistence the ambiguous of interpretation reasonable past prac pattern a of value of persuasive helpful a in a federal decree language apt. particularly is the decree tice under de- memorandum This agency. state v. Hernandez Navarro-Ayala also See of the past practice” “pattern a scribes Cir.1991) (1st -Colon, F.2d in the language November application dissenting J., part and (Cyr, concurring parties the by one of Agreement to a a consent decree part) (analogizing litigation. original the rule well-established “Under a contract: of the Massachu- may The Commissioners look the court interpretation, contract were some of Civil Service Division setts con course of post-contract parties’ to the in the consolidated named defendants the the to ascertain performance and duct point, At the De- some litigation. Beecher application’ and interpretatiоn ‘practical be- Administration of Personnel partment to the attached parties themselves the Division of Civil the came the successor (emphasis language.”) ambiguous contract carrying out responsible for and Services in original). of the decree. provisions the remedial di- says that Machín’s majority The de- April 1975 decree 1 of the Paragraph practice post-execution to consider rective Service of Civil the “Director scribes how “inap- meaning is interpret the decree’s Di- mean the Director shall [hereinafter the in this case because evidence posite” 1,1975, successors, rector, July after his “to used being question practice the im- should Administrator]” the Personnel plain language meaning of the change Beecher decree.14 original plement interpretation” unlikely thus to validate Agree- 1 of the November Paragraph However, there is Beecher decree. of Person- to “The Division15 ment refers on the in the plain language decrees no (formerly known as nel Administration variable, “unlikely first hereinafter, issue of the Service, and Civil Division of adopted by one of one ‘Division’) interpretation” was Paragraph ....” agen- I assume that April nel Administration. are in words 14. bracketed There question one and same. are cies decree. agen- currently exist a Massachusetts not does to the Although court referred the Beecher of Person- cy name Division the official with Administration, Division of Personnel Administration. nel Department of Person- agency itself the calls parties underlying to the litigation and cannot imagine that plaintiffs complied with many municipali- other Beecher and the litigation district court subject Therefore, ties to the decree. the would have upon decided remedy majority’s interpretation of the decree provides incentives so at odds with the contrary runs both to Massachusetts’s purpose of the litigation and the relief understanding demonstrated of it and to ordered.16 lengthy history appliсation of its granting many exemptions from the decree II. Tailoring Narrow (that over a of at period least sixteen years support To interpretation its is, 1987). since decree, the majority contends that It majori- is also difficult to reconcile interpretation advanced by the city ty’s interpretation of the decree with in- and the NAACP “would mean that centives would have seemed sensible Beecher decree was not narrowly tailored parties If, to the decree. at the to serve purpose.” its stated In elaborat- entered,
time the decree city was fire ing on this point, the majority an- raises department knew that it needed to show argument other that was not raised by the parity only in entry-level class to re- *24 Candidates: exemption decree, ceive an from the it an interpretation Such would effectively could goals achieve its more quickly by transform an instrument carefully craft- all the keeping minority firefighters it ed to eliminate discrimination in recruit- is, hired at entry the level—that by select- ment hiring and general into leverage promotion ing for non-minority fire- favoring minorities in a much wider vari- fighters. majority’s interpretation ety of matters. most of ar- those provided would have for incentive fire promotion is a good example departments promote not to eas— the black and —no justification systematic for preferential Hispanic firefighters it hired under the treatment of minorities has been estab- terms Every of the decree. minority fire- lished. fighter promoted to an position officer
would have been Hispanic another black or it, As I understand majority the reasons department member of the did that not interpretation the of the Beecher de- count towards the parity. calculation of by cree advocated the NAACP and city the would
Although impermissibly there is no benefit minority evidence in fire- the fighters by giving record that the Boston Department prefer- Fire somehow them (“BFD”) has ever ences for against promotions discriminated еven though the black Hispanic firefighters and Beecher previ- findings in its court made no regarding promotion decisions, ous the the majority’s constitutionality promotion in- of the poli- terpretation of the departments decree an in- cies of the subject creates fire the discriminatory centive for decree. decree, behavior for effect of This the Beecher municipalities those subject still concludes, the de- majority would it render cree after the resolution of case. I this unconstitutional. opinion,
16. In a majority footnote to its proffer the dates. I do not it as a constitutional point cites this as evidence I do not upholding My basis for the decree. conclu- understand the difference original between strict scru- interpretation sion that this tiny constitutional, Self-evidently, and rational basis review. decree is specifically, or more point only support I make this origi- narrowly that it is compelling tailored to a interest, meaning nal by government of the decree advanced presented is in the sec- acknowledged by defendants and the Candi- tion that follows. of those that some possibility creases because conclusion with disagree I to officers promoted will be the effect minorities have in fact not does the decree makeup of the racial change treat- thereby preferential granting has is, see decree I fail to because the That ranks. Just promotions. officer ment taking racial changing the calculating parity consequence merely how eligible into consideration pool of those department composition the entire treat- uncon- preferential that it is mean “systematic does not promotions leads to pro- promotion in the minorities” ment of stitutional. evidence First, is no there
cess. hired firefighters Changed Circumstances minority III. record have with accordance that, noted, concede As Candidates promotions. preferences received оriginally decree was the Beecher “[w]hen about conclusion Therefore, majority’s conceived, gener- apparent goal was Sec- entirely speculative. is an effect such as Department the Fire parity racial ate “preferen- majority’s ond, logic of the fire- merely whole, opposed to problematic. argument treatment” tial However, they argue ranks.” fighter not terms, Beecher decree does By its anal- years, “a different twenty-eight after policies of promotion address explicitly to be if the decree is used ysis must be department fire any other BFD or constitutionally accept- in a implemented is calculated parity way. Whether any Candi- Specifically, manner.” able entry-lev- merely into consideration taking changed circum- three point dates including by also lieuten- firefighters, el revised require a they claim stances chiefs, does the decree ants, captains, First, they decree. interpretation *25 department’s the changes in mandate not time evident over it has say that become the criteria Because practices. promotion pur- the for ineffective that the decree is they firefighters, whatever promoting diversity in the racial pose generating of hiring be, from the independent may are Second, the Can- BFD. ranks of upper the to criteria, alterations Beecher court’s the years twenty-eight remind that us didates no on have effect hiring criteria the BFD’s Beech- entry the the of elapsed have since Therefore, whether criteria. promotion its simply too decree, that this is argue er to continues not the rough of the realization to wait for long depart- by which the method direct the in- Third, scope the when parity. only we firefighters, new can ment hires of to consideration restricted quiry is con- assume, any evidence the without that statistics show firefighters, entry-level will continue department the trary, that firefighters ex- minority of the percentage it al- way in same the promotions decide in the of percentage ceeds ways has. pari- in an “excess of community, resulting results in an True, the decree by design, entry ty” level. from of the class diversity increase in to understand at a loss Frankly, I am firefighters selects the the BFD which as a dis- circumstance” “changed this third However, of consequence this promotion. two offer Candidates argument. The crete leverage “general cannot be the decree In the parity.” of of “excess variations any organization favoring minorities.” computation of use a first, the Candidates within, application from promotes reject- majority has rightly that the parity in em- that results hiring decree of a the differ- computation reflects That ed. that otherwise ployment of minorities minority of percentage in- ence between the necessarily hired not have been would (39.9%) minority and the A. firefighters popu- Ineffectiveness Decree. (32.6%). aged lation of Boston 18 and older The Candidates assert that although agree majority I with the that stare decisis entry-level 39.9% of firefighters requires the use of the of mi- (22 minorities, 350) BFD are only 6.2% of population, general norities rather personnel of uniformed above the rank of population, than the adult as the second firefighter They are minorities. assert gauging parity. variable for In the alter- years, “after 28 tempo- this is not a native, the Candidates assert that “even status,” rary and that continuation of the assuming general population statistics decree will only disparity increase in favor considered, minority compo- are to be entry minorities at the level. Claimants Department’s firefighters sition of the argue changed that this circumstance im- (39.9%) minority composition exceeded the plicates narrow tailoring because the general population of Boston proven Beecher decree has ineffective (38.3%).” However, conceding after achieving words, goals. its In other originally “[w]hen Beecher decree was unexpectеd barrier entry-lev- between the conceived, apparent goal gener- was to ranks, upper el and the experienced by parity Department ate racial the Fire as BFD, minorities within the demonstrates whole, opposed merely the fire- process race-conscious hiring ranks,” fighter the Candidates do not use narrowly not tailored to serve the decree’s this formulation of parity” “excess of goals parity within the BFD. articulate a distinct argu- constitutional Instead, they ment. use the statistics as Interestingly, majority’s narrow tai- evidence that the decree is not effective for loring argument and the Candidates’s nar- purposes of achieving “apparent tailoring argument row are based on con- goal” of racial diversity upper ranks tradictory premises. factual majority Hence, the BFD. because “excess rejects the higher inclusion of ranks in the parity” in firefighter inescapa- rank is computation because, parity part, bly tied to the first “changed circum- such inclusion unconstitutionally trans- argument stance” relating to the ineffec- forms the decree into an instrument of *26 decree, tiveness of the I will not address “general leverage favoring minorities” in this “excess of parity” argument indepen- contrast, promotions. By the Candidates Instead, dently. I incorporate my will dis- assert that the decree is unconstitutional parity cussion of excess in the ineffective- because it is in furthering ineffective the argument. ness promotion upper of minorities to the ranks. While modification of a consent decree is
warranted if
“a significant change
there is
ways
There are two
to understand the
law,”
in
either
factual conditions or in
argument.
Candidates’
ineffectiveness
Rufo
Jail,
v. Inmates
County
may
The Candidates
arguing
be
that the
of Suffolk
367, 384,
decree,
U.S.
conceived,
S.Ct.
116 L.Ed.2d
originally
Beecher
re-
(1992), party
“a
seeking
quires parity
modification of
at
entry-level
both the
and
a consent decree bears
among
upper
the burden of es-
the
ranks. Becаuse of the
tablishing
significant
that a
in
change
alleged
promotion
cir-
barrier to
of
the
minori-
cumstances warrants revision of
ty firefighters,
the de-
the Candidates contend
cree.” Id. at
whole, the irrespective towns, and the any in of the cities mote department. the all levels of minorities Beecher why the explain never Candidates they as- promotions, barrier the Given assumptions any made court would have can be way parity only sert the Therefore, it practices. promotion about is, imper- indirectly achieved is —that Beecher to the attribute unpersuasive to is at the minorities “overloading” missible in the Can- assumption the described court diversity lack of the to “offset” entry-level discriminatory “once the brief that didates’ that this effect ranks —and upper re- hurdles were the entrance effects of I will tailoring. address narrow fatal to through trickle moved, would minorities of the ineffec- variations these separately evenly.” somewhat department the fire argument. tiveness to attribute Instead, it is more reasonable in reflected goal Entry in Beecher court Level and Parity at the “a of the decree: explicit language Upper Ranks commensurate of minorities complement ar- ineffectiveness first The Candidates’s minorities” within percentage with characteriza- on their premised gument is Beecher, municipality. each decree, purpose original tion party to the City, original an The at 523. is, they That assumption. an described as the decree decree, purpose of states the court Beecher attribute the district “increasing gross the total brief: well the discrimina- assumption that “once minority fire personnеl proportion were hurdles of the entrance tory effects appointing authority.” each through removed, trickle would minorities earlier, Indeed, the Beecher as noted evenly.” somewhat department the fire of the decree purpose At court discusses premise. flaw in this a basic There is ordering remedial entered, original opinion in its was Beecher time the decree establishing the and framework in action minority firefighters percentage it There consent decree. subsequent It percent. one less than BFD was Spanish- and 1974 “blacks states pointless for Beecher would have been insig- persons represent such pro- surnamed assumptions about any court to make force,” of nificant total when the number practices motion past discrimina- “present effects negligible. was these in the BFD I, be remedied.” de- tion must Moreover, not enter its the court did noth- says F.Supp. at 519-20. remedy discrimination cree proportionali- racial anticipating ing department. The Beecher about fire Boston upper entry-level municipalities ty in both fifty-five other court made *27 inef- argument of The ranks. Candidates’ subject to the Beecher in Massachusetts proportionali- achieving in such dispro- the fectiveness decree, noted specifically and goal premised on because it is ty fails of minorities percentage low portionately approximately of total the popu- represent 2% City Springfield of has black 17. "The force. ap- population of a black New Bedford has Of fire- approximately lation of 13%. ap- represent proximately Minorities and are 3.5%. fighters city, black none in that one is Worcester the fire represents proximately force. of black 1% Spanish-surnamed. The one approximately population of 2%. a black City Cam- has of total the 0.2% force. 6.1%, force represent fire the and a Minorities 1% bridge population of a black has Beecher, (empha- men, at оf whom there." fighting four force of 305 fire added). black; They sis Spanish-surnamed. are one is that is nowhere in priate discernible the Beecher alleged to address disparity in the upper decree or decision. indirectly ranks using pref- racial ranks, erences to fill 'the lower when Parity Department in the as a promoted minorities are not being in Whole proportionate numbers. purpose
Even if the of the Beecher de- The Candidates’s tailoring narrow argu- diversify department, cree is to the entire ment asserts that only there are possi- two without to regard the even distribution of ble causes for the discrepancy between the in entry upper minorities the level and percentage of minorities at the entry-level ranks, that, the Candidates argue given and the percentage of in minorities the minority promotion the barrier to (a) upper ranks: the low percentage department, continuation of the decree will in upper minorities the ranks is an accu- only in disparity increase favor of minori- rate reflection of qualified applicant the at entry ties the level. From this changed (b) pool, or the low percentage of minori- circumstance, the offer a Candidates com- ties reflects pro- discrimination in the plicated tailoring argument narrow process. motion They say if the bar- not easy summary. does lend itself to promotion rier to is due to the lack of Hence, I quote length: it at qualified minority applicants, then the de- promotion
If the method of cree is not appropri- narrowly is tailored because it ate, requires is not the discriminatory, overloading and neverthe- of minorities at entry-level less to the disparity top leads racial at the to offset this dearth of mi- levels, inappropriate qualified upper then it is norities for the try to ranks. Al- if legitimate promotions ternately, “offset” promotion with an barrier discrimination, due to minority presence increased at the bot- decree is ineffec- words, In tive in parity may addressing problem tom. other this cur- because it rently focuses upper only hiring practices. exist on levels of the Since Department, Fire there are may possible that it two reflect causes of the appropriate proportion discrepancy between of minorities of mi- qualified pool entry-level percent- labor norities pro- for such and the so, age ranks, upper motions .... If this parity can not be and justify used to each cause demonstrates that hiring quotas further the decree is narrowly the lower not ranks. tailored serve the decree’s within goals parity the entire Fire De- alternative, In the if lack of minorities at partment, the Candidates argue top levels is the result of a discrimi- “conundrum,” it, they describe conclu- (of natory promotional procedure which sively proves that the decree fails nar- proof), there is no requirement tailoring row test. “narrowly preferences tailor” racial re- quires specific promotional logic This prem- reveals another flawed problem directly, be addressed and not (a) (b) ise. represent Causes do not indirectly through affirmative action at possible explanations universe Indeed, the lowest level. more minori- fact, discrepancy. City offers a in a position ties lower does not remedy plausible third constitutionally sound *28 problem the “discriminatory” pro- of a explanation. experience Based on its with process. motional public employment pro- affirmative action comply scrutiny, To with strict grams, a racial City posits may just the that it remedy must be inappro- It is take a long time for affirmative action effective. 48 of grudging prog- a view to take too BFD dates entry level of the the at
measures in the representation minority ress. influence of being evidence of Instead higher ranks. argument, the conundrum With their only the fact that promotion, to a barrier argument an have constructed Candidates depart- ranks of the higher the 6.2% of logic the basis of to succeed on designed inesca- may evidence an minority is
ment
pos-
proof:
both
of
because
instead
diversity
growing
of
process
pably slow
discrepancy be-
for the
explanations
sible
time
At the
department.
the
throughout
in
minorities
the
percentages
the
of
tween
in
implemented
was
the Beecher
a
ranks indicate
entry-levels
upper
and
only
of
0.9%
represented
tailoring, they assert
narrow
lack of
I,
F.Supp. at
371
BFD. Beecher
the total
reality
prove the
of
they
not have to
do
the
representative of
far from
514. While
However,
noted,
as
explanation.
either
community, the
the
minority population
it
to
faulty
fails
ac-
is
because
logic
upper
in the
minority representation
6.2%
constitution-
plausible and
other
count for
indicating
increase
significant
ranks is a
discrepan-
explanations for
ally sound
decree,
slowly,
foster-
however
is
that the
Therefore,
assumption
on the
cy.
even
Indeed,
upper ranks.
ing diversity
tailoring
narrow
might be a
there
increase
a demonstrable
there has been
if
the Beecher decree
either
problem with
recently.
minority officers
number of
explanations of the dis-
in- of the Candidates’
response to the Candidates’
City’s
applicants
summary
crepancy
(unqualified
in the
were real
terrogatories,
included
were
record,
discriminatory promotion
indicates
there
judgment
promotion
18 in
proof
minority
officers
must offer
the Candidates
practices),
years,
span
a
of two
in 2000.
They
Over
have
explanations.
of one of these
in-
minority
officers
failed
do so.
to 6.2%.
from 4.8%
creased
out,
point
As
Candidates themselves
Moreover,
change
rate of
the slow
discriminatory pro-
there
no evidence of
is
organi-
in an
surprising
ranks is not
officer
alternative “un-
practices. The
motion
the BFD. While
zation the size
explanation18 is ob-
applicants”
qualified
firefighting
employs over
department
grounds.
on a number
jectionable
hold officer
only
of those
personnel,
First,
court found
the Beecher
Although
percent.
positions
than
—less
firefighters was
examination for
entrance
uncommon
that it is not
the record reveals
had
job performance and
not indicative
a
firefighters in
50 new
Boston to
hire
impact on
discriminatory
minorities.
unlikely that
highly
particular year, it is
Second,
517-18.
at
only
positions
350 officer
department with
Mackin,
969 F.2d at
we made clear
as
time
many over the same
promote
will
specifically
Beecher court
de-
promotion
the annual
period. Because
hiring
signed
require
the decree
much lower than
be
generally
rate will
Third, the Can-
applicants.
only qualified
rate,
that minorities
hiring
evidence
annual
entry-
that the
themselves assert
didates
upper levels of the
penetrating
are not
have
positions
promotional
level
is
entry
as the
level
quickly
department
skill, experience and
“markedly different
concluding that
there
predictable.
making perfor-
requirements,”
knowledge
minority promotion
intractable barrier
examination of lit-
on the entrance
mance
there
merely
department
because
promotional
officers,
success.
tle relevance
minority
the Candi-
are
competing
promotions, they are
explana-
seek
on this
scorers
Candidates elaborate
18. The
action
affirmative
against
as follows:
have scored
”[B]ecause
tion
non-minorities who
on
that score lower
benefits minorities
top
very
of the entrance examination.”
...
lower
[w]hen these
entrance examinations
*29
in
simply
proof
There is
no
this record
ties within the community”). Limitations
represents
“ap-
that the
statistic
of
6.2%
this sort are crucial
in evaluating
factors
in
propriate proportion of minorities
overbreadth challenges. See Stuart v.
Roache,
pool
promotions.”
(1st Cir.1991).
labor
for such
qualified
951 F.2d
Nothing about the
appoint-
race-conscious
The Candidates bear
burden of
process
ment
of the Beecher decree resеm-
proving
changed
the existence of
circum-
bles
ageless
“remedies that are
in their
constitutionality
undermining
stances
reach
past,
into the
and timeless in their
Rufo,
of a
decree.
consent
502 U.S.
ability to affect the future.” Wygant v.
383,
accepted, past that the effects of
discrimination must be remedied.” Beech-
er, gap at 520. Until that
closed, purpose the remedial of the decree stay remains unfulfilled. We should STATES, Appellant, UNITED course, not it. I respectfully abandon dis- sent. v. BOUDIN, STAHL, Before Chief Judge, WEIDUL, Defendant, Ernest B. TORRUELLA, Judge, Senior Circuit Appellee. SELYA, LYNCH*, LIPEZ, No. 02-2135.
HOWARD, Judges. Circuit United States Court of Appeals, panel judges that rendered the First Circuit. decision in this having deny case voted to petitions rehearing with judge one Heard March 2003. dissenting suggestions and the for rehear- Decided March ing having en banc been carefully consid- judges ered in regular Court
active majority service and a judges said having
not voted to order that appeal banc,
be reheard the Court en petitions
It is ordered that the for re-
hearing and the suggestions rehearing
enc banc be denied. Boundin, Judge
Chief Judge Torruella
and Judge Lipez would grant petitions
for rehearing en banc. A separate state- by Judge Lipez, joined
ment by Judge
Torruella, is attached to this order.
LIPEZ, Judge, Circuit with whom
TORRUELLA, joins, Circuit Judge,
dissenting from the denial of petitions
for rehearing en banc.
I have already explained in a my dissent
disagreement with panel majority. I
will repeat not those reasons here. Howev-
er, without suggesting any disrespect for views,
the majority’s I wish to my record
vote for rehearing en banc my and state
concern any possible about implications of
the majority’s reliance on the narrow tai-
loring doctrine. That reliance does not
seem central majority’s holding.
Moreover, given the close vote on the en petitions,
banc may reliance lim- have
ited any value for litigation future involv-
ing application tailoring narrow
* Judge Lynch is participate recused and did not in the consideration of this matter.
