95 Me. 564 | Me. | 1901
State of Maine.
In Souse of Representatives, March 20, 1901.
Ordered: The Justices of tbe Supreme Judicial Court are hereby requested to give to this House, according to tbe provisions of tbe Constitution in this behalf, their opinion on the following quéstions, viz:
1. Is the office of Fish and Game Commissioner of the State of Maine, or trustee of any State institution, an “office of profit under this State ” within the provisions of section 11 of part third of Article IV of the Constitution, which prohibits any person holding an office of profit under this State from having a seat in either house of the legislature, during his holding such office ?
8. If a person holding the office of Fish and Game Commissioner or such trustee, is elected a representative to the legislature, and takes the oath of office as such representative, does such person thereupon and thereby cease to be a Fish and Game Commissioner or such trustee ?
4. Can a member of the present legislature be legally appointed a Fish and Game Commissioner or such trustee, after adjournment of the legislature without first resigning his seat in the legislature ?
House oe Representatives,
Mar. 20, 1901.
Read and passed by the House.
Attest:
W. S. Cotton, Clerk.
To the Honorable House of Representatives of the Seventieth Legislature :—
The foregoing questions propounded to the Justices of the Supreme Judicial Court, by an order passed by your House upon March 20, 1901, were received by the Chief Justice on the 26th day of that month, four days after the final adjournment of the Legislature.
Article YI. § 3 of our Constitution provides that the Justices “ shall be obliged to give their opinion upon important questions of law, and upon solemn occasions, when required by the Governor, Council, Senate or House of Representatives.”
But this provision of the Constitution does not require the Justices to give their opinion upon all questions that may be asked by either of the branches of government named. They are not obliged,
This has been the construction placed upon this clause of the Constitution by. the. Justices of this court and of the Massachusetts and New Hampshire courts, in the Constitutions of which states are found similar provisions, in numerous instances, some of which will be later referred to. And this conclusion necessarily follows from the language of the Constitution and from our theory of government, in accordance with which the three branches of government, executive, legislative and judicial, are made, so far as possible, separate and independent of each other. Upon this account it would not be proper for the members of the court to give an official opinion, outside of judicial proceedings, which might have the effect of influencing the action of other departments of government, except upon such occasions as are within the contemplation of the Constitution. Another reason why it would be improper for the Justices to answer any question submitted, unless upon a solemn occasion, is, that such questions frequently affect the individual rights of citizens, and, unless the occasion is within the contemplation of the Constitution, the question should be submitted in a judicial proceeding where all persons interested may have an opportunity to appear and be heard in their behalf. An opinion given in answer to questions thus propounded, without notice, hearing or argument, although it has not the binding force of a judgment of court, is certainly prejudicial to the interests of those to whom it is adverse.
The questions submitted at the present time are undoubtedly important questions of law, it therefore becomes necessary to determine if they were submitted upon a solemn occasion. It has been said that this language of the Constitution means some serious
But it has been suggested, that it is not proper for the Justices to consider the question as to whether or not a solemn occasion existed when the important questions of law were submitted; that the House of Representatives, having propounded the questions, must have determined that such an occasion did exist, and that its determination is to such an extent final and conclusive upon the Justices that it cannot be inquired into by us; that this preliminary question is a legislative and not a judicial one. We can not concur in this proposition, or with the arguments urged in its support. It is not supported, so far as we are aware, by any judicial opinion, while in a number of instances in this state and in Massachusetts and New Hampshire, under similar constitutional provisions, the Justices have first determined whether or not a solemn occasion existed, and have then answered or declined to answer in accordance with their determination of this preliminary question.
The Justices are required to give their opinion in answer to important questions of law upon a certain condition: it would be
These views are so entirely supported by the opinions of the Justices of this court, and of the courts in the other states referred to, that we do not deem it necessary to enter into an historical review of the precedents in this country and in England prior to the adoption of the Constitutions in the States referred to, because in these States the privileges of the two Houses of the Legislature do not, as in England, depend upon usages and legislative resolves, but are limited and defined by written constitution. But we beg leave to briefly refer to some authorities in support of the general principles above stated.
In the answers of the J ustices to a question asked by the Executive Council, 72 Maine, 542, Justices Libbey and Walton vigorously protested that the occasion was not a solemn one and that it was consequently improper for them to give an opinion. They said that the purpose of this clause of the Constitution was to enable the Governor, Council, Senate or House of Representatives to obtain the opinion of the Justices upon any important question of law, of public concern, “which the body making inquiry has occasion to consider and act upon in the exercise of the legislative or executive powers intrusted to them respectively, for their guidance in their action.” They only consented to answer the question because the other Justices were of a different opinion upon this preliminary question and because, as they said: “In cases of doubt it maybe the duty of the court to yield in favor of the prerogative of the body propounding the question.”
In 1891, the Governor asked the Justices their opinion upon a question in relation to the power of the Governor to remove a county attorney. All of the eight members of the court at that time, of whom only Justices Emery and Whitehouse now remain upon the bench, joined in an opinion in which they said: “We
The Justices of the Massachusetts court were requested by the House of Representatives, in 1877, to give their opinion as to whether a certain judicial officer had vacated his judicial office by accepting a seat in the House. They declined to -answer the question upon the ground that the occasion was not within the contemplation of the Constitution, saying, among other things: “In view of the separation, established by the Constitution, between the legislative, the executive and the judicial departments of the government, we can hardly suppose it to have been the intention that either the the legislative or the executive should demand of the judiciary its opinion, in advance, upon a question which may arise in the course of judicial administration, and which can not be affected by legislative or executive action.” Opinion of the Justices, 122 Mass. 600.
In the Opinion of the Justices, 126 Mass. 557, although in that case it was determined that the occasion was one that came within the contemplation of the constitution, and the questions submitted were consequently answered, it is said: “ The opinions of the Justices can be required only ‘ upon important questions of law,’ not upon questions of fact, and 1 upon solemn occasions,’ that is to say, when such questions of law are necessary to be determined by the body making the inquiry, in the exercise of the legislative or executive power intrusted to it by the constitution and laws of the Commonwealth.”
Again, in 1889, the House of Representatives of the Massachusetts Legislature propounded the questions to the J ustices in regard to the meaning of certain sections of the Public Statutes. The
The Justices of the Court of last resort in New Hampshire have upon at least two occasions declined to give an opinion to questions propounded, in one case by the House of Representatives, and in the other by the Governor and Council. In both opinions the Justices placed much stress upon the independence of the three branches of government, legislative, executive and judicial, and upon the impropriety of members of one branch interfering with the duties or functions of another unless within the exceptions expressly made by the Constitution, whereby the branches of government named might require the opinion of the Justices “upon important questions of law and upon solemn occasions.” Upon both of these occasions the Justices determined that it would be improper for them to answer the questions propounded and consequently declined to do so. These opinions are contained in 56 N. H. 574 and 67 N. H. 600.
In view of these authorities, entirely supporting our own conclusions, we have no doubt that it is our duty, before we are justified in answering questions propounded in this manner, to determine whether or not a solemn occasion existed at the time of the submission of such questions, within the meaning of the Constitution; and that if we are clearly of the opinion that no such occasion existed, to decline to answer the questions.
It only becomes necessary to apply these general principles to the circumstances and conditions existing at the time these questions were submitted. The order requesting our opinion upon these questions concerning the eligibility of certain members of
Inasmuch as the questions propounded also involve the title of individuals to certain offices or trusteeships of state institutions, the result would be, if we should answer the questions at this time, that we should give an opinion which could not even be submitted to the body requesting it, while at the same time, without notice to the persons interested, and without hearing and argument, we should prejudge questions involving the rights of individuals, which questions might subsequently come before us for a judicial determination.
It is true, that the Seventieth Legislature still exists, and it is within the range of possibilities that such an extraordinary occasion may arise as to require the Governor to convene the Legislature in extra session. But such a contingency is so extremely
For these reasons, the undersigned, Justices of the Supreme Judicial Court, with great deference to the Honorable House of Representatives, must most respectfully decline to give an opinion upon the questions submitted.
Andrew P. W is well,
Sewall C. Strout,
Albert R. Savage,
William H. Fogler,
Frederick A. Powers.
December 2, 1901.
To the House of Representatives:
Notwithstanding the reasons so ably stated by the other Justices for declining to give their opinion on the questions of law propounded by the House of Representatives, in its order of March 20, we, the undersigned Justices, after consideration have regretfully come to the conclusion that we are obliged by the Constitution to give the opinion required. Before giving that opinion, however, the respect due, and which we have for, the views of the refusing Justices requires us to state at some length the reasons for our own conclusion as to the duty of the Justices under the order.
The language of the constitutional provision, Art. VI, § 3, under which our opinion is required, is explicit and mandatory. It leaves nothing to the discretion of the Justices. That it is onerous upon the Justices, — that it may at times cause them great embarrassment to give opinions more or less hurriedly without the aid of opposing arguments, — that it may injuriously affect personal or property rights without giving the person affected an opportunity to be heard, — that it may be abused by those branches of the
In view of some objections made, it may properly be noted here that it is not now questioned that the opinions given under this constitutional provision are not adjudications, and are not within the principle of stare decisis. They are merely opinions in the way of advice, like those of counsel. The justices giving them are in no degree bound to adhere to them when the same questions arise again, should argument or further research and reflection change their prior views.
As justifying their refusal to give their opinion as required, we understand the refusing Justices to practically assert a general and preliminary proposition, viz:- — that when their opinion is required, the Justices must first consider and determine (each for himself of course) not only whether the questions are questions of law, — but also whether they are important, — and whether the constitutional occasion exists, — and then should answer, or refuse to answer, according to such determination. We further understand them to assert a second and more special proposition, viz: that they must not give their opinion upon any question of law, even of constitutional law, for the benefit of the government as a whole, or its officers, or the people at large, — however important the question to the public welfare and however pressing for solution, — unless the
In view of the application afterward made by the refusing Justices of the foregoing propositions to the questions now before us, we do not think we have any occasion here to undertake their refutation. They are not in the road by which we reach our conclusion that we are obliged to answer these particular questions. Still, if we ignore them we may be understood as acquiescing in them, which we are not now prepared to do, as we think their unquestioned acceptance may conflict with other important principles of constitutional law, and have unforeseen" and embarrassing consequences. Therefore, without now denying either proposition, we think it right to suggest some considerations which may tend to show that both are debatable and should not be accepted as established.
1. We do not find anything in the Constitution in terms specifying that the Justices are the sole and final interpreters of this provision, to the exclusion of those branches of the government empowered to require opinions. Whether the questions submitted for opinion are questions of law, is itself a question of law, and hence a judicial question necessarily to be determined by the Justices as the holders of the judicial power. Also, it may be necessary for the Justices to first determine whether the questions are of public interest affecting the commonwealth. Allen v. Jay 60 Maine, 124.
But, even upon these questions, the Justices are to resolve all reasonable doubts in favor of the branch requiring the opinion. Lunt’s case, 6 Maine, 412. Whether the questions submitted are important, — or whether there be sufficient occasion for their solution, — is not itself a question of law, or a judicial question. These are rather political questions in the broad sense of that term. When the requirement is made by the House of Representatives, they are pre-eminently questions for the House itself to consider and determine. The House is a political agent of the'people. It has the sole power of impeachment. It is the grand inquest.
Arguments from analogy may be adduced. In the grant of legislative power is a limitation that the laws and regulations to be made and established shall be “reasonable.” Art. 4, Pt. 8, § 1. Yet this court has judicially determined after argument, that the legislature is the sole judge as to what is “reasonable” in the exercise of the legislative power, and that the court cannot review the legislative, judgment in that respect. Moor v. Veazie, 32 Maine, 343, 360. If the court is bound to defer to the legislative judgment of what is “reasonable,” why should its justices assume to say that the legislature, or one of its Houses, does not know what is “important?” Again, the constitution places this limitation upon the legislative power, viz: “private property shall not be taken for public use without just compensation; nor unless the public exigencies require it.” Art. 1, § 21. Yet- this court has judicially held, after argument, that the legislature is the sole judge of when the “ public exigencies ” exist, and that the court cannot
It is true, as stated by the refusing Justices, that in Massachusetts, New Hampshire and Maine, (the three States with this peculiar constitutional provision) the Justices in each State, in the instances .cited, asserted the proposition relied upon by them and now being considered. We think, however, it will appear in those late instances that the proposition was assumed, rather than demonstrated or even reasoned out. The doctrine is of late origin. We do not find it advanced in Massachusetts till 1877, nearly a century after the adoption of the Constitution, — nor in New Hampshire till 1875, nearly a century after the adoption of that Constitution. We do not find it even mooted in Maine before 1870, and then only mooted by a single Justice (Kent) in the Cleveland case, 58 Maine, 564, and perhaps suggested by Justice Cutting, 58 Maine, 599. It was not again mooted in Maine till 1881 in the Spaulding case in 72 Maine, 542, and then only by two Justices, Walton and Libbey. It was not asserted and acted upon in this State till 1891, in the County Attorney case, 85 Maine, 545, more than a century after the constitution of 1780, under which the people of Maine had lived for forty years before adopting the same provision in their own constitution.
We can find no precedent in Massachusetts for this doctrine thus first assumed there in 1877. In every prior case, beginning in 1781, the Justices returned answers to a great variety of questions without at all “first considering their importance or the occasion. It never seems to have before occurred to the Justices that they should do so. In two instances, (one where the question was what
In Maine, though this constitutional provision had been often made use of, we do not find any instance prior to the solitary instance in 1891, already cited, where the Justices claimed the right to determine for themselves the importance of the question and the sufficiency of the occasion. In the Cleveland ease, in 1870, 58 Maine, 564, Mr. Justice Kent intimated an opinion that the question was not within the constitution; but he did not intimate that he could therefore constitutionally refuse to answer, and he did answer. In the Spaulding ease, in 1881, 72 Maine 542, Justices Walton and Libbey gave it as their personal opinion, by way of
Against this long and unbroken array of precedents for more than a century, forty years under the Massachusetts constitution and eighty years under our own similar constitution, — and against the opinions of the eminent jurists cited, — we have in this State but the one late solitary instance where the Justices refused to answer a question duly propounded, — that in 1891, when the Justices refused to answer the inquiry of the Governor as to his power to remove a county attorney (85 Me. 545.) There was no discussion of the matter. The Justices simply assumed the right to refuse to answer, and even then, as if it was a matter of discretion rather than of duty, they placed their refusal rather
II. As to the second and more specific proposition that answers must be refused unless the branch, requiring the opinion itself “has occasion to consider and act upon the questions submitted,” that doctrine seems equally new and strange. We do not find in the language of the constitution any such limitation upon the power to require opinions. We do not find it advanced in any instance prior to 1875 in New Hampshire, 1877 in Massachusetts, nor until now in Maine. Against the broad assertions that all the questions theretofore answered were within the rule of this doctrine, we think we may safely say it very rarely appears affirmatively in any instance that the branch asking the question, in fact had the matter of the question before it for action. We think there are instances to the contrary, where it affirmatively appeared the asking branch did not have the matter before it, and some where it could not act in the matter at all.
In Massachusetts, in 1852, (9 Cush. 604) the Senate asked whether a certain savings bank, specially chartered in 1816, became subject to general laws passed afterward. It is difficult to see what effect an answer either way could have upon the action of the Senate. If the bank was not subject to the general laws, the Senate could not make it so. If it was so subject, it is hardly conceivable that the Senate would therefore change the general laws governing all banks.
In 1855, the Governor and Council asked several questions. (8 Gray, 601). The constitution had been amended changing the manner of electing the Executive Council, and also making certain
In Maine, in 1822, (2 Me. 430), Gov. Parris, who was a member of the Maine Constitutional Convention, asked questions which he said in his requisition, “ it is now particularly important to the Militia of this state to. have finally settled by the highest authority.” The second question related solely to the duty of the Major Generals, constitutional officers equally with himself, and hence with constitutional duties of their own apart from his. In 1825, (3 Me. 484,) the Senate inquired whether one could at the same time constitutionally hold the offices of deputy sheriff and justice of the peace, or of sheriff and justice of the peace, — of of coroner and justice of the peace. Neither of these questions could concern the legislative department, but only the executive and judicial departments. They must have been asked for the benefit of the officers concerned, or of the people at large. In 1830, (6 Me. 514) the acting Governor inquired whether a convention of the two Houses could be formed without the formal concurrence of both branches, and whether such a convention could fill vacancies in the
In all the foregoing instances the Justices answered without objection or hesitation, which they clearly should not have done if the doctrine now advanced is sound. Unless it was their duty to answer, it was their duty not to answer. Another constant practice maybe noted, — the publication and preservation of the questions and answers in the reports, as tending to show the understanding that they were for the benefit of the whole people rather than of the particular branch requiring the opinion.
III. Leaving the general propositions and coming to the particular question now submitted, we understand the refusing Justices to concede that they are questions of law, that they are important, that they concern the House of Representatives and its member
Upon this issue the contention of the refusing Justices seems to be an entirely new doctrine now advanced for the very first time. We cannot find that it has ever before been even suggested in this, or any other State, in over a century of political life under the constitution. We do not find it disclosed in the language of the constitution. We do not find there any words requiring the House to submit its questions in the early days of its sessions, or limiting the obligation of the Justices to questions submitted in season for answers before adjournment.
Nor does it seem to us to be a necessary doctrine. This constitutional provision was adopted for the protection and benefit of the people. The power and jurisdiction conferred by it are to be exercised for the protection and benefit of the people, and so are the duties imposed by it. The House is merely one branch of the legislature, and the legislature and the legislative power are continuous. There is never an interregnum. There is always a House of Representatives though its members are changed bi-ennially. The change of membership does not change any of its constitutional powers and duties. These remain the same from session to session, nor are they to be exercised solely for the House itself or for the current session. The House exercises its powers for the
In the administration of a constitutional government it may often be wise, and there may be even “solemn occasion,” to anticipate possible problems and emergencies, and not wait until they are confronting. The present solution of an important question of law in governmental matters may be necessary to prevent future troubles. Again, there may be an error or chance of error discovered now which should be avoided in the future. In those governments where the constitution empowers the other branches to require the opinion of the Justices, a present opinion may be necessary for future use. In such cases, the present, not the future, is the “solemn occasion.” A present opinion may furnish light for future action. Some of the questions now before us seem to be of that nature. When new members are sent to the House, almost their first duty will be to determine who are entitled to seats. The taking of the oath of office will occur on the first day of the new session and the effect of that oath should be then known. An opinion obtained beforehand may be of some practical use, while one obtained after the event might be merely academic. Again, it may be important to know now, whether certain offices are now vacant by reason of their incumbents taking seats in the House.
Referring to the practice upon this issue, we find no instance in any state where the Justices have refused to give their opinion because of the adjournment of the session, — and we do find instances where the opinions have been given notwithstanding such adjournment. In 7 N. H. 599, the Justices responded the next year to the inquiry of the Senate. In 8 N. H. 573, the requisition of the House was made June 20th, 1834, for an opinion whether aliens and persons over seventy years were rateable polls. The opinion was not given till the next year. In 25 N. H. 537, the Justices returned their opinion to the President of the Senate after the adjournment. In 41 N. H. 550, the Justices returned
In some of the above instances the Senate or House making-the requisition specially requested the opinion to be given after adjournment if it could not be prepared before, — but, if the doctrine of the refusing Justices is correct, this request had no constitutional force. The occasion still fell with the adjournment, and the Justices were not authorized to answer, for, as already said, it is their duty not to answer, unless they are obliged to answer. The mere request of the House, or Senate, would not authorize an answer not required by the constitution.
We have cited so many instances of actual practice antagonistic to the several doctrines assumed by the refusing Justices, because of the well known canon of legal interpretation expressed in the old common law maxim, “ contemporánea expositio est optima et fortissima in lege,” 2 Coke’s Inst. 11, and in the older civil law maxim “optimus legis interpres est consuetudo.” Dig. 1-3-37 (Paulus). The early practice under any constitutional provision is admittedly
In obedience to the constitution as thus authoritatively interpreted by the unvarying practice of more than a century, forty years in Massachusetts to the time of the Separation and then in Maine for seventy years more until 1891, we give our opinion upon the questions submitted, briefly as follows: — ■
I. It is our opinion that the office of Fish and Game Commissioner and also the office of trustee of any state institution, where the appointments thereto are made by the Governor or Legislature, are state offices, and, so far as any compensation is affixed by law to those offices, are “offices of profit under this State,” within § 11 of Art. 4 of the Constitution, prohibiting a person holding such offices from having a seat in either house of the legislature during his continuance in such office. Each of such persons wields some part of the power of the State, however small, and in some sphere of state action, however limited. They come within the definition of the term office given by the Justices in answer to the Governor’s questions in 3 Maine, 481. Nor does it matter whether their compensation be large or small, by regular annnal salary, by per diem
II. The Constitution, Art. 4, § 11, does not declare that the holder of an office of profit under the state shall not be elected to the legislature, — shall not be eligible to an election, — but simply declares that he shall not “have a seat in either house during his continuing in such office.” Hence he need not resign his office before his election to the legislature. It is enough if he resigns it at -the time of taking his seat in the legislature, and such resignation may only be by taking bis oath or seat. The right of the electors to elect whom they will to any elective office is to be construed liberally, as abridged only by the express terms of the constitution or statute and not by mere implication. Barker v. People, 3 Cowen, 686. Thus, it has been judicially held that one who is an alien at the. time of his election may yet take the office if he be
Mr. Cushing in his Law and Practice of Legislative Assemblies § 78 said: “ Thus where it is said, no person holding a particular office, etc., shall have a seat” etc., the disqualification relates to the time of assuming the functions of a member. In McCrary on Elections it is said § 258, 2nd. Ed. “it has been the constant practice of the Congress of the United States, since the Rebellion, to admit persons to seats in that body who were ineligible at the date of their election, but whose disabilities had been subsequent^ removed.” The same doctrine was held in Smith v. Moore 90 Ind. 294.
Justices Sumner, Lincoln and Morton were respectively elected Governor of Massachusetts and accepted that office while holding the office of Justice of the Supreme Judicial Court. Their
In answer to this second question, we do not forget that the House is by the constitution the exclusive “judge of the elections and qualifications of its own members,” (Art. IV § 3) and can insist upon a prior formal resignation of an incompatible .office before admitting the holder to a seat in the House, — or can admit him without such resignation, — or can adjudge such officer wholly ineligible to a seat.
III. The third question we answer in the affirmative. It has been repeatedly held by the courts that an office-holder by accepting an incompatible office, thereby vacates the office first held,— vacates it as completely as by an accepted resignation. Stubbs v. Lee, 64 Maine, 195 and cases there cited; Pooler v. Reed, 73 Maine, 129; State v. Brown, 5 R. I. 1; Commonwealth v. Hawkes, 123 Mass. 525; People v. Brooklyn, 77 N. Y. 573; McCrary on Elections, § 243, (2nd Ed.); Rex v. Hughes, 5 B. and C. 886; Milward v. Thatcher, 2 T. R. 81. We have found no case to the contrary.
IY. The constitution in terms (Art 4, Part III, § 10) prohibits the appointment of a senator or representative, during the term for which he shall have been elected, to any civil office of profit under this State, which shall have been created or the emoluments of which increased during such term,- — i. e. the term for which he was elected. As to such offices the appointment itself is prohibited, and the. prohibition continues, not only while the member retains his seat in the legislature, but continues until the expiration of the term for which he was elected. He cannot, therefore, be appointed
As to other offices, not created nor their emoluments increased during the term for which the member was elected, we find no such prohibition. We think, therefore, a member of the present legislature can be appointed to such offices, including that of Fish and Game Commissioner, or trustee of a State Institution, during the term for which he was elected. We also think he can be so appointed without first resigning his seat in the legislature, for the reasons stated in the answer to the second question. If such appointee, however1, accepts such office he thereby vacates his seat in the legislature whether it be in session or not. Vide reasons stated and cases cited in the answer to the third question. See also McCrary on Elections, § 238 et seq.
Believing the above to practically cover the questions propounded,
We are, Sirs, with great respect your obedient servants.
Lucilitjs A. Emery,
Wm. P. Whitehouse,
Henry C. Peabody.
December 2, 1901.