Pyne v. MeesePyne v. Meese
- Reporters:
- , ,
- Before:
- Evans
Opinion
EVANS, Acting P. J.
Plaintiffs brought an action under
Facts 1
In July 1982, plaintiffs received notice from the Department of Motor Vehicles (DMV) that registration fees in the amounts of $100 and $45 were due on their horse trailer and Volkswagen, respectively. Plaintiff Harold Pollard indicated to the DMV he intended to pay the fees, but requested a hearing pursuant to title 13, California Administrative Code, section 310.04, as he questioned the legality of federal reserve notes and did not wish to use them to pay the fees. Plaintiffs maintain unconventional beliefs regarding certain issues and believe the use of federal reserve notes violates the United States Constitution.
A hearing was held in August 1982. Plaintiffs’ sole purpose in attending the hearing was to discuss the constitutional validity of using federal reserve notes to pay the registration fees. They did not inform the hearing officer the vehicles were not being operated upon public highways. 2 Following the hearing, plaintiffs were notified the fees were due and owing.
*399 Some time before the hearing, plaintiffs had attempted to pay the registration fees on a jeep they owned with public office money certificates (hereafter POMCs). 3 They were informed POMCs were not acceptable as a form of payment.
On the day of the hearing concerning the fees on the trailer and the Volkswagen, plaintiffs met with DMV agents John Hurd and Joann Black at Archie’s Pizza Parlor in Etna. Defendant David Bradford, Chief of the Etna Police Department, was also present. Hurd informed plaintiff Pollard the fees were due on the jeep and if he did not pay in acceptable currency, the vehicle would be impounded. Bradford informed Pollard he (Bradford) was there to keep the peace. Plaintiff Pollard told Hurd the vehicle was not going to be impounded and that furthermore, a seizure warrant as defined by the United States Constitution was necessary. During this confrontation, Pollard gestured to a sign regarding Proposition 15 (gun control) which was in issue at the time and stated, “ ‘When you come to take our guns, it won’t be this easy.’” He explained he had no reason to believe Hurd would attempt to take his guns, but was generally fearful of police action.
Defendant Black, a DMV investigative agent, contacted Pollard in November 1982, and asked if he intended to pay the fees on the trailer and Volkswagen. He replied he would not tender the fees unless he could pay with gold or silver at the daily rate. Because the fees remained unpaid, a “seize and sell” order was issued by the DMV registrar. Such orders are issued by the Sacramento office after a hearing has been held and the fees have been determined to be owing and are not received within a certain time. DMV agents of the special investigations branch, charged with enforcing the seize and sell orders, act solely on the face of the orders; they are presumed to be valid. Once an order is issued, it is the duty of a special investigations agent to carry it out. Under DMV policy, the agent may go onto private property to seize a vehicle even if it has not been operating on the public highways, so long as a seize and sell order has been issued.
On February 3, 1983, Black and Hurd, armed with the seizure order, went to the Siskiyou County Sheriff’s office and requested law enforcement assistance in carrying out the order. Black believed plaintiffs might resort to violence, because of the gun reference made when she and Hurd collected the fees on the jeep. Black showed the seizure order to Captain Jordan of the sheriff’s department, who assigned Deputy Charlie Samples to accompany them.
*400 Samples discussed the request with Bradford, whose desk is near Samples’ in city hall, and Bradford volunteered to accompany Samples. Bradford was assisted by Kenneth Fector, a nonuniformed employee of the Etna Police Department. Samples, Bradford, Fector, Black, and Hurd proceeded to plaintiffs’ residence. When they arrived, the gate was open and the vehicles were to the right of the driveway. Plaintiffs were not at home but arrived shortly thereafter. Hurd refused to show plaintiff Pollard the seizure order and a confrontation ensued. Pollard attempted to block the Volkswagen by moving his tractor behind it, but was thwarted by Bradford who stood in the tractor’s path. Plaintiffs informed Black and Hurd the vehicles had not been moved since 1982 and were inoperable. Pollard also informed Black he had been told by an employee of the Yreka branch of the DMV that he need not register a vehicle which was not being operated on public highways. Black went ahead with the impound procedure because she had a valid seizure order. Bradford threatened Pollard by quoting section 148 of the Penal Code, resisting an officer, to him. Upon the advice of their attorney, plaintiffs paid the fees in legal tender.
Plaintiffs filed a complaint for deprivation of civil rights under
I
For purposes of convenience, we shall address the three categories of defendants (state, county, and city) separately.
*401 State of California, Department of Motor Vehicles, George Meese (Director of DMV), and DMV Agents Hurd and Black
We begin by summarily dismissing the objection to the summary judgment in favor of Meese. Meese was not the Director of the Department of Motor Vehicles at the time of the underlying incident. He did not assume that position until March 14, 1983. Plaintiffs appear to concede the issue, as they raise no argument regarding Meese’s actions, save a statement in their factual summary indicating they were misled as to who in fact was the Director of the DMV at the time of the incident. Quite clearly, Meese cannot be in any way liable if he was not the Director of the DMV at the time of the confrontation and was not otherwise involved. Plaintiffs do not allege Meese held some other position with the DMV prior to being named director.
Next, plaintiffs contend the trial court erred in finding the State of California (State) and its agency, the DMV, are not amenable to suit under
In
Quern
v.
Jordan
(1979) 440 U.S. 332 [59 L.Ed.2d 358, 99 S.Ct. 1139], the Supreme Court firmly held that states were not amenable to suit under
That footnote has not gone unnoticed, either by the courts or commentators. (See Greene v. Zank (1984) 158 Cal.App.3d 497, 502, fn. 3 [204 Cal.Rptr. 770]; Wolcher, Sovereign Immunity and the Supremacy Clause: Damages Against States in Their Own Courts for Constitutional Violations (1981) 69 Cal.L.Rev. 189, 256, fn. 298, pp. 255-260 generally.) However, the majority of state courts which have directly addressed the issue of whether the holding of Quern is applicable to actions in state courts have held that it is. (See Merritt v. State (1985) 108 Idaho 20 [696 P.2d 871, 877], and cases cited therein; Rains v. State (1983) 100 Wn.2d 660 [674 P.2d 165, 170]; Edgar v. State (1979) 92 Wn.2d 217 [595 P.2d 534, 537-538], cert. den., 444 U.S. 1077 [62 L.Ed.2d 760, 100 S.Ct, 1026].) 6
*403
Here, defendants DMV, State of California, and Meese insist they are not necessarily raising an Eleventh Amendment defense but are instead relying on the defense that the State and DMV are not “persons” under
One case observed “two traditional obstacles to suing states in federal courts under
Moreover, this court has previously concluded that a state is not a “person” under
As stated earlier, the thrust of plaintiffs’ complaint is that the DMV, through its agents, wrongly attempted to collect registration fees upon vehicles which were not subject to such fees because they were not being operated on public highways. Plaintiffs argue that had the DMV properly investigated the matter, this incident would not have occurred. They allege the restriction of their movements and the taking of their money deprived them of life, liberty, and property without due process of law.
*404
A plaintiff stating a cause of action under
Warren Wolfe, chief of the division of registration and investigative services of the DMV, testified registration renewal notices are automatically sent to vehicle owners each year. If the owner indicates a desire to renew the registration (usually by paying the fees), the department assumes, logically, that the vehicle is going to be operated on public highways. In his declaration, plaintiff Pollard admits he intended to pay the fees, albeit not with federal reserve notes. The purpose of the hearing held when fees are contested is to give the vehicle owner the opportunity to inform the DMV the vehicle is inoperable, whether by choice or because it has been totalled, etc. Plaintiffs chose not to do so. After the hearing, it was determined the fees were due, and when they remained unpaid, they constituted a lien upon the vehicles. (
Nor did the DMV or its agents violate the Fourth Amendment. The Fourth Amendment protects against unreasonable searches and seizures. The entry onto plaintiffs’ property and the “seizure” of the vehicles in lieu of the fees were made according to law.
Plaintiffs also contend the trial court erred in awarding defendants State, DMV, and Meese attorney fees. The court granted the motions for summary judgment by the State and the DMV on the basis of the cases which estáblish that those entities are not amenable to suit under
Code of Civil Procedure section 128.5 allows a court to award expenses, including attorney fees, incurred by another party as the result of tactics or actions not based on good faith which are frivolous or cause unnecessary delay.
Plaintiffs also argue agents Black and Hurd are liable under
Recently, the Supreme Court set forth the test for determining whether a qualified or good faith immunity exists for public officials. The qualified immunity acts as a buffer between true abuses by public officials and insubstantial lawsuits which must be quickly terminated. (Harlow v. Fitzgerald (1982) 457 U.S. 800, 814 [73 L.Ed.2d 396, 407-408, 102 S.Ct. 2727].) In Harlow, the court rejected the element of subjective good faith as part of the test and instead concluded “that bare allegations of malice should not suffice to subject government officials either to the costs of trial or to the burdens of broad-reaching discovery. We therefore hold that government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable *406 person would have known.” (457 U.S. at pp. 817-818 [73 L.Ed.2d at p. 410].)
Applying this test to the facts before us, we conclude Hurd and Black are shielded by qualified immunity. As discussed earlier, the DMV issued the seizure order after following procedures which fully protected plaintiffs’ right to due process of law. Hurd and Black were justified in believing the vehicles were being operated on public highways and thus subject to registration fees, because of plaintiffs’ actions. Plaintiffs did not deny the fees were due; they only protested the method of payment required by the DMV. It is unclear from the depositions and declarations what condition the vehicles were in when Hurd and Black arrived at plaintiffs’ residence. While it is true that at the time seizure order was executed, plaintiffs informed the agents the vehicles were inoperative, and Black, in reviewing the file, noticed the issue of operability had not been raised at the hearing, the fact remains Black and Hurd had a valid seizure order and were justified in enforcing it. Mr. Richard Taylor of the DMV stated it was department policy to act solely on the order. The order authorizes field agents to enter private property and seize a vehicle upon which fees have not been paid. Since due process is followed prior to the order being issued, there is nothing inherently unconstitutional about this policy. Under the Harlow test, Black and Hurd did not violate any clearly established statutory or constitutional rights and are thus immune from liability. At worst, perhaps their behavior might have been offensive to plaintiffs but did not rise to constitutional dimensions.
County of Siskiyou, Sheriff Laurence “Bud” Taylor
Plaintiffs contend Sheriff Taylor created a departmental policy which resulted in the deprivation of their constitutional rights. Presumably, the county was charged with liability as the employer of Sheriff Taylor, and with having developed or established the allegedly offensive policy. A local government cannot be liable in a
In their complaint, plaintiffs allege Sheriff Taylor created a departmental policy which resulted in the violation of their rights. Yet, when deposed, plaintiffs were unable to identify the alleged policy. In his deposition, plaintiff Pollard stated he knew of no specific policy and merely concluded that since a sheriff’s deputy was at the scene, the department must have a policy of condoning unconstitutional behavior.
Recently, the Supreme Court further clarified the definition of a “policy” for purposes of municipal liability under
Plaintiffs have failed to establish such a link.
The only “policy” being followed by the sheriff’s department was that of keeping the peace. The sheriff (and his deputies) are charged by law with preserving the peace and suppressing any affrays, breaches of peace, riots, or insurrections. (
Sheriff Taylor cannot be held liable unless he personally acted tortiously. (Milton v. Nelson (9th Cir. 1975) 527 F.2d 1158, 1159; Baskin v. Parker (5th Cir. 1979) 602 F.2d 1205, 1208 [51 A.L.R.Fed. 269].) Sheriff Taylor did not know of the underlying events until they had taken place. He became aware of the incident only through reports and a visit from plaintiffs. Captain Jordan, who assigned Deputy Samples to accompany Hurd and Black, saw the seizure order and believed it to be valid. Plaintiffs stated Deputy Samples made no threats, was not rude, acted “like a gentleman,” and did his job in keeping the peace.
Neither the County of Siskiyou nor its employees in any way violated a constitutional right. Deputy Samples performed his duty as required by law, and by plaintiffs’ own admission did so in an admirable manner.
The trial court awarded the county and Sheriff Taylor attorney fees under
City of Etna, Chief David Bradford (Etna Police Department)
Plaintiffs argue the evidence showed Chief Bradford acted in bad faith and actively engaged in depriving plaintiffs of their constitutional protections. Plaintiffs correctly point to several conflicting factual allegations, but as we shall discuss, they are of no import because of the lack of an underlying constitutional violation.
Penal Code section 830.1 extends the jurisdiction of various law enforcement officers, including police officers, to any place in the state where the officer has obtained the prior consent of the sheriff if such place is outside city limits. (
Once again, we must apply the Harlow test to determine whether a qualified immunity exists. Plaintiffs argue the qualified immunity is not available to Bradford because the evidence shows he did not possess a subjective good faith belief. They rely upon two cases, both of which were decided prior to Harlow, which eliminated the subjective element of the qualified immunity test. (457 U.S. at pp. 815-817 [73 L.Ed.2d at pp. 408-410].)
Bradford was on the scene to keep the peace. As plaintiffs concede, “a perfectly legitimate reason” existed for Bradford to be on their property, as Vehicle Code
Plaintiffs have not alleged that any policy of the City of Etna deprived them of constitutional protections. The motion of summary judgment on behalf of Bradford and the city was properly granted.
The judgments are affirmed. Defendant City of Etna and David Bradford’s request for an award of attorney fees on appeal is denied.
Carr, J., and Sparks, J., concurred.
Notes
All factual conflicts contained in the motions for summary judgment and the moving papers are resolved in favor of plaintiffs. (Albertini v. Schaefer (1979) 97 Cal.App.3d 822, 831 [159 Cal.Rptr. 98]; Chesney v. Gresham (1976) 64 Cal.App.3d 120, 125 [134 Cal.Rptr. 238].)
Vehicle Code section 4000 requires vehicles using the public highways to be registered.
A POMC is a type of promissory note which is valid for 120 days or until an official determination is made as to what type of currency has been authorized as a substitution for gold and silver as the money of account of the United States. Those who use POMCs believe that only gold and silver are legal currency.
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.”
The state courts of California enjoy concurrent jurisdiction with the federal courts to hear actions brought under
In passing, we believe the holding of
Edgar
v.
State, supra,
595 P.2d 534, and cases following or agreeing with it, is correct. The United States Supreme Court has not yet decided the issue, and we are unwilling to find the footnote in
Thiboutot
dispositive. Indeed, in
Maher
v.
Gagne
(1980) 448 U.S. 122 [65 L.Ed.2d 653, 100 S.Ct. 2570], decided the same day as
Thiboutot,
the Supreme Court noted “The Eleventh Amendment issue was not before the Court in
Thiboutot
because that case involved an award of fees by a state court pursuant to
Moreover, we recently held that the state courts of California should apply federal law to determine whether a complaint pleads a cause of action under
The various depositions, declarations, and reports filed in support of the motions for summary judgment are all in harmony in establishing plaintiffs did not inform the hearing officer the vehicles were inoperable, with the exception of a declaration filed by plaintiff Pollard, wherein he states he did so inform the officer. The trial court noted a conflict between this declaration and Pollard’s deposition, wherein he states he never informed the officers the vehicles were inoperable. Both documents were signed under penalty of perjury. The court attempted to obtain a recording of the hearing, but found it was no longer available. It is clear from its comments in ruling on the motions the court chose to disregard that portion of the declaration. Pollard also states in his declaration he told Black in November 1982 that the vehicles were inoperable, but “if [he] decided to use them [he] may just pay the fees needed in gold and silver coin.” The statement is equivocal, and does not serve as notice to Black that the vehicles were actually inoperable. Pollard states he contacted the Yreka branch office of the DMV and asked an employee if he must pay fees on an inoperable vehicle, but does not contend he identified himself at that time.