Lead Opinion
Opinion by Judge KOZINSKI; Dissent by Judge TALLMAN.
OPINION
We consider the constitutionality of Tucson’s unusual system for electing members of its city council.
FACTS
Tucson’s elections are ordinary in many ways. The city is divided into six wards of approximately equal population, and each ward is allotted one seat on the city council. A candidate for city council must run for the seat in the ward where he resides. See Tucson City Charter ch. Ill, § 1; ch. XVI, §§ 5, 8, 9. From there, things take an odd turn.
In some American cities, council seats are filled at large, with the entire city voting for each seat in the primary and general elections. In other cities, council members are nominated and elected by the residents of particular districts. Tucson splits the difference: Since 1930, the city has used a “hybrid system” that combines ward-based primaries with at-large general elections.
The first step in the hybrid system is a partisan primary. Each ward holds its own primary limited to residents of that ward. The winners of the ward primaries advance to the general election, where they compete against the other candidates nominated from that ward. In the general election, all Tucson residents can vote for one council member from each ward that held a primary during the same election cycle. See Charter ch. XVI, § 9. Thus, a resident of Ward 1 can’t vote in the Ward 2 primary, but can vote for one of the Ward 2 candidates in the general election. The parties agree that, once elected, council members represent the entire city, not just the ward from which they were nominated. See City of Tucson v. State,
Council seats are filled in staggered elections, with three council members elected every other year. Once elected, a council member serves a four-year term. See Charter ch. XVI, §§ 3-4. The council members from Wards 1, 2 and 4 will be elected in 2015, and the council members from Wards 3, 5 and 6 will be elected in 2017. Because only half of the council seats are up for election in any given year, only half of Tucsonans can vote in a primary in each election cycle. And approxi
Plaintiffs are five Tucson voters and a non-profit corporation called the Public Integrity Alliance (collectively “PIA”). PIA concedes that the city could use ward-based primaries and ward-based general elections without offending the Constitution. Similarly, the city could use at-large primaries and at-large general elections. But PIA argues that combining these two options into a hybrid system violates the federal and Arizona Constitutions
DISCUSSION
We start by resolving a dispute between the parties that has a substantial bearing on our analysis and, ultimately, on the result we reach: Are Tucson’s primary and general elections two separate contests, each governed by rules that must be judged independently of one another — as the city contends? Or are they two parts of a single election cycle, which must be considered in tandem when determining their constitutionality — as PIA claims? The difference matters a great deal., If the two elections were separate, PIA’s constitutional objections would largely evaporate and this would become a simple case. This is so because there would be no mismatch between the voting constituency and the represented constituency in the two elections. It’s only if we view the two elections as one that serious constitutional doubts arise.
Unfortunately, the easy solution is not available because it is perfectly clear that the two contests are not independent. Instead, they are complementary components of a single election. Although the two contests are separated in time by ten weeks, they are entirely co-dependent. Without the primary, there could be no candidate to compete in the general election; without the general election, the primary winners would sit on their hands. Because a candidate must win a primary in order to compete in the general election, the “right to choose a representative is in fact controlled by the primary.” United States v. Classic,
Because the primary and general elections are two parts of a “unitary” process, Allwright,
This case illustrates the point. . Although Arizona as a whole generally votes Republican, Tucson generally votes Democratic. This means that the Democratic nominee from each ward will likely win the general election regardless of whether the ward from which he was nominated is principally Republican or Democratic.- Indeed, the city’s current mayor and all six council members are Democrats. See Tucson City Council Democratic Incumbents Re-Elected, Arizona Public Media (Nov. 6, 2013), available at https://goo.gl/oMkOxi. In most cases, then, the Democratic ward primary is the only election that matters; the general election is a mere formality. Even if electing the Democratic nominee is not automatic, there is no dispute that the Democratic nominee enters the general election with an enormous advantage. Thus the vote in the primary — and particularly the Democratic primary — has a commanding influence on the outcome of the general election. Yet five-sixths of Tucson’s voters have not even a theoretical possibility of participating in the primary that will, for all practical purposes, determine who will represent them in the city council.
The Supreme Court has indicated that, “[o]nce the geographical unit for which a representative is to be chosen is designated, all who participate in the election are to have an equal vote” no matter where “their home may be in that geographical unit.” Gray v. Sanders,
Given the city’s concession that each council member represents all of Tucson, it’s clear that the representational nexus runs between the city and the council member, not between the ward and the council member. But the hybrid system makes the tenure of each at-large council member largely dependent on the preferences of voters of his home ward; without their support, a council member could not be nominated (or re-nominated) in the first place. Given that reality, each council member will be disproportionately responsive to voters from his home ward, especially those of his own party. The city claims that this is a redeeming benefit of its hybrid system. The exact opposite is true. The practical effect of the Tucson system is to give some of a representative’s constituents — those in his home ward — a vote of disproportionate weight. That is the very result the Supreme Court’s one person, one vote jurisprudence is meant to foreclose. See Reynolds v. Sims,
We hold that every otherwise eligible voter who will be a constituent of the winner of the general election must have an equal opportunity to participate in each election cycle through which that candidate is selected. Just as the city could not exclude a resident of Ward 1 from voting in the general election for his council member from Ward 2, so the city may not exclude that resident from a primary election for the same official. See Alhmight,
The city’s final argument is that the hybrid system is a reasonable “residency restriction” on the right to vote. But when two groups of citizens share identical interests in an election, the city may not use a residency requirement to exclude one group while including the other. See Town of Lockport v. Citizens for Comm. Action at the Local Level, Inc.,
Little Thunder v. South Dakota,
The fact that two groups live on opposite sides of a political boundary does not necessarily mean they can be treated differ
REVERSED.
Notes
. PIA alleges that the hybrid system violates the Free and Equal Elections Clause of the Arizona Constitution. Ariz. Const, art. II, § 21. We have been cited no authority indicating that the rights guaranteed by that document differ from those guaranteed by the federal Constitution. Because PIA did not develop any state-law arguments in its appellate briefing, we consider the state-law claims abandoned. See Greenwood v. F.A.A.,
. We are not persuaded by the city's reliance on two decades-old district court opinions that dealt with hybrid systems for judicial elections. Holshouser v. Scott and Stokes v. Fortson involved challenges to state laws providing that judges would be nominated from their districts but elected statewide in the general election. In both cases, three-judge district courts ruled that the principle of one person, one vote is not applicable to judicial
. Nothing we say has any bearing on the city’s existing candidate-residency requirement, which requires each council member to run for the seat from the ward in which he resides. See Tucson City Charter ch. XVI, §§ 5, 9. The Supreme Court has twice upheld similar schemes. Dusch v. Davis,
Dissenting Opinion
dissenting:
There are certain times when a federal court may tell a municipality how to run its local elections. This is not one of them. Tucson’s hybrid election system does not invidiously discriminate against voters based on their race, ethnicity, gender, or wealth. Rather, plaintiffs argue — and the majority agrees — that Tucson unconstitutionally denies its citizens the right to vote by setting different geographical units for its couneilmanic primary and general elections. Because I conclude that the Constitution does not require Tucson to draw its district borders in a particular way for different local elections, I respectfully dissent.
I
“The Constitution grants States broad power to prescribe the ‘Times, Places and Manner of holding Elections for Senators and Representatives,’ Art. I, § 4, cl. 1, which power is matched by state control over the election process for state offices.” Clingman v. Beaver,
A
Conspicuously absent from the majority’s opinion is any mention of the appropriate standard of review. In Burdick v. Takushi
“Under this standard, the rigorousness of our inquiry into the propriety of a state election law depends upon the extent to which a challenged regulation burdens First and Fourteenth Amendment rights.” Burdick,
B
The Supreme Court has been reticent to apply strict scrutiny to state election laws: It has done so only to evaluate discriminatory poll taxes, property ownership requirements for voting, and durational residency requirements. See Harper v. Va. State Bd. of Elections,
Applying Burdick’s sliding scale of constitutional scrutiny, we have “repeatedly upheld as ‘not severe’ restrictions that are generally applicable, even-handed, politically neutral, and protect the reliability and integrity of the election process.” Dudum,
II
The majority concludes that Tucson’s hybrid election system for electing its city council violates the “one person, one vote” principle announced in Gray v. Sanders,
A
Constitutional standards must be satisfied in primary as well as in general elections. Smith v. Allwright,
In fact, we have upheld Arizona’s “closed primary” system in the face of a Fourteenth Amendment challenge similar to Plaintiffs’ challenge here. In Ziskis v. Symington, an independent voter “could not vote in the Arizona state primary election ... because [Arizona law] denies any voter not affiliated with a political party the opportunity to vote in that party’s primary.”
While Ziskis and Balsam do not resolve the exact constitutional question presented here, they do counsel that primary and general elections are not on the same constitutional footing. See 26 Am. Jur.2d Elections § 223 (“A primary election is one that results in nominations rather than final elections to office. Thus, a primary election serves a different function from a general election, in that it is a competition for the party’s nomination, no more, no less, and does not elect a person to office but merely determines the candidate who will run for the office in the general election.”). Primary elections in Tucson are, in short, nothing more than the means political groups use to choose the standard bearers who will face off in the general election.
B
The majority finds it to be “perfectly clear” that Tucson’s primary and general elections are not independent and “must
Classic teaches us that Tucson cannot deprive a “qualified” voter from voting in a ward primary. However, Tucson retains broad discretion to decide who is “qualified” to vote in its primaries. Thus, Classic does not preclude Tucson from setting up ward-based primaries whose “qualified” voters are limited to the residents of that particular ward.
The majority cautions that “if the city were permitted to change the geographical unit between the primary and general elections, it could decouple the representative to be elected from his constituency.” The majority creates two hypotheticals to illustrate its point: First, Tucson could decree that only voters living on Main Street are eligible to vote in primaries. Second, the State of New York could limit the primary for its junior senator to Manhattanites and the primary for its senior senator to the rest of the state.
But, an application of Burdick’s sliding scale of constitutional scrutiny reveals that neither of the majority’s fictional state election systems would pass constitutional muster. First, both of these hypotheticals eliminate large swaths of city residents from voting in any primary, which would likely be considered a “severe burden” on voting rights and subject to strict scrutiny under Burdick. And second, the states would have an extremely difficult time articulating any sort of legitimate state interest in defense of these election systems. Unlike the majority’s hypothetical state election laws, Tucson’s hybrid system gives each citizen the right to vote in her respective ward primary, and Tucson has articulated an “important regulatory interest” to support its hybrid system.
C
Gray v. Sanders,
In asserting the contrary, the majority misreads Gray and views the case in a vacuum. Since Gray, the law on “one person, one vote” has dealt almost exclusively with congressional redistricting and
Gray does not deprive states of their broad authority to set the geographical unit from which a representative is to be elected. See Holt,
Ill
A
From this it follows that Tucson’s hybrid primary system does not “severely burden” the Plaintiffs’ right to vote. During Tucson’s primary election, the law ensures that each eligible voter within the relevant geographical unit — the ward — has an equal right to vote. The same holds true for the general election: Each eligible voter within the relevant geographical unit — the city^ — has an equal right to vote. Thus, the Plaintiffs are only entitled to vote in the primary election of the ward in which they reside. But, their right to vote in their ward primary is not burdened in any way. See Holt,
The majority finds that “the practical effect of the Tucson system is to give some of a representative’s constituents — those in his home ward — a vote of disproportionate weight.” Not so. While a City Council member, once elected, is likely to be alert to the particular needs of his home ward, every single vote in Tucson’s elections are weighted the same. In fact, the hybrid system’s ability to foster attentiveness to local needs is precisely the reason it was created in the first place: the ward-based primary helps to ensure that each ward has a nominee for City Council who is aware of that ward’s particular needs.
B
When a state election law places no severe burden on voters’ rights, “a [sjtate’s important regulatory interests will usually be enough to justify reasonable, nondiscriminatory restrictions.” Clingman,
Having nominations through primary elections in each ward, using separate ballots for each party, allows the party electorates in each of those wards to make .their own choice of a nominee, and simultaneously acts as a guarantee for the City electorate as a whole that each ward’s nominee actually has support among the party members within that*888 ward. Moreover, since nominees compete .in the general election only against other candidates nominated in the same ward, see Compl. ¶ 24, ward nominations also help assure that each ward has a local representative on the council, and conversely, that the full Mayor and Council has members who are aware of each ward’s issues, problems, and views.... The principal and adequate reason for providing for the election of one councilman from each borough is to assure that there will be members of the City Council with some general knowledge of rural problems to the end that this heterogeneous city will be able to give some due consideration to questions presented throughout the entire area.
This important regulatory interest is sufficient to justify any burden the hybrid system places on Plaintiffs’ right to vote.
IV
Tucson’s hybrid system is constitutional, and the majority errs in holding otherwise. Supreme Court precedent teaches us that a municipality has broad authority to establish the relevant geographical units for its elections. See Holt,
I respectfully dissent.
