Public Citizen, Inc. v. Rubber Manufacturers Ass'nPublic Citizen, Inc. v. Rubber Manufacturers Ass'n
Opinion for the Court filed by Circuit Judge GARLAND.
A provision of the Transportation Recall Enhancement, Accountability, and Documentation (TREAD) Act limits the disclosure, “pursuant to section 30167(b)” of the National Traffic and Motor Vehicle Safety Act, of certain early warning reporting data. Appellant Rubber Manufacturers Association contends that the limits imposed by the TREAD Act apply not only to disclosures made “pursuant to section 30167(b),” but also to disclosures made in response to requests under the Freedom of Information Act. The Secretаry of Transportation, appellee Public Citizen, Inc., and the district court all disagree with the Rubber Manufacturers Association. We do as well. Concluding that the plain language of the TREAD Act means what it says, we affirm* the judgment of the district court.
I
The National Traffic and Motor Vehicle Safety Act of 1966 (the Safety Act) requires manufacturers of motor vehicles and motor vehicle equipment to submit certain information to the National Highway Traffic Safety Administration (NHTSA) in order “to reduce traffic accidеnts and deaths and injuries resulting from traffic accidents.”
In addition to increasing the flow of industry information to the agency, the TREAD Act contains a provision regarding disclosure of EWR data.
In April 2002, NHTSA initiated a rule-making to address the treatment of EWR data under the agency’s Confidential Business Information (CBI) Rule, 49 C.F.R. pt. 512. Confidential Business Information, 67 Fed.Reg. 21,198 (Apr. 30, 2002). That rule sets forth the procedures and standards by which NHTSA considers claims that information submitted to the agency is entitled to confidential treatment under FOIA.
See
On July 28, 2003, NHTSA issued a Final CBI Rule, which aсcepted the position of the Rubber Manufacturers Association (RMA) that certain categories of EWR data, the disclosure of which would cause substantial competitive harm, are protected from public disclosure under FOIA Exemption 4.
See
Confidential Business Information, 68 Fed.Reg. 44,209, 44,211 (July 28, 2003) (Final CBI Rule).
1
Exemption 4 provides that FOIA’s disclosure requirements do not apply to matters that are “trade secrets and commercial or financial information obtained from a person and privileged or confidеntial.”
The Final CBI Rule rejected, however, RMA’s suggestion that
Public Citizen and RMA each petitioned for reconsideration. The former challenged the agency’s conclusion that entire categories of EWR data are protected from disclosure under Exemption 4; the latter challenged the decision not to treat all EWR data as protected from disclosure pursuant to Exemption 3. On April 21, 2004, NHTSA denied both petitions. See Confidential Business Information, 69 Fed. Reg. 21,409-01, 21,410-11, 21,419-23 (Apr. 21, 2004).
Public Citizen then filed suit in district court alleging that NHTSA’s promulgation
On March 31, 2006, the district court held that NHTSA was authorized to make categorical determinations regarding the confidentiality of EWR data.
Id.
at 13-14. But it also found that the agency had failed to provide adequate notice and opportunity to comment as required by the APA.
Id.
at 16-17. The court remanded the rule to the agency without reaching the parties’ other claims, including RMA’s cross-claim that
On July 31, 2006, the district court granted RMA’s motion to alter or amend, but ruled against RMA on the merits. The court upheld NHTSA’s decision that
II
With specific exceptions, the Freedom of Information Act requires Executive Branch agencies to make their records available “to any person” upon request.
As noted in Part I, FOIA Exemption 3 permits thе government to withhold information “specifically exempted from disclosure by statute[,] ... provided that such statute (A) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue, or (B) establishes particular criteria for withholding or refers to particular types of matters to be withheld.”
The question on appeal is whether
Ill
None of the information collected pursuant to the final [EWR rule] shall be disclosed pursuant tosection 30167(b) unless the Secretary determines the disclosure of such information will assist in carrying out sections 30117(b) and 30118 through 30121.
If
Subject to subsection (a) of this section, the Secretary shall disclose information obtained under this chapter related to a defect or noncompliance that the Secretary decides will assist in carrying out sections 30117(b) and 30118-30121 of this title or that is required to be disclosed under section 30118(a) of this title. A requirement to disclose information under this subsection is in addition to the requirements ofsection 552 of title 5 [FOIA],
It is therefore plain that
The fact that
Unlike § 6(b)(1) of the CPSA, § 30166(m)(4)(C) does not state that it applies to “public disclosure of any information,” but instead states that it applies to “disclos[ure] pursuant to section 30167(b).” It therefore cannot be read to limit the agency’s obligations to disclose EWR data under FOIA — еspecially given the FOIA savings provision at the end of the latter section. Because § 30166(m)(4)(C) does not meet the threshold criterion for qualification as an Exemption 3 statute — i.e., that it “specifically exempt [ ]” EWR data from disclosure — we do not need to consider whether the statute meets the additional conditions of
IV
RMA offers three reasons why the reading of § 30166(m)(4)(C) set forth above— that the section only applies to disclosures pursuant to § 30167(b) — cannot be correct. We address those argumеnts below.
A
RMA first contends that this reading of § 30166(m)(4)(C) violates the canon of statutory construction that instructs courts to give effect to all statutory language when it is reasonable to do so. Before addressing this contention, we note
canons of construction are no more than rules of thumb that help courts determine the meaning of legislation, and in interpreting a statute a court should always turn first to one, cardinal canon before all others. We have stated time and again that courts must presume that a legislature says in a statute what it means and means in a statute what it says there. When the words of a statute are unambiguous, then, this first canon is also the last: judicial inquiry is complete.
Connecticut Nat’l Bank v. Germain,
RMA argues that a change in statutory language must “ ‘be read, if possible, to have
some effect,’
” RMA Br. 30 (emphasis added by RMA) (quoting
American Nat’l Red Cross v. S.G.,
For § 30166(m)(4)(C) to have an independent effect, RMA continues, it must limit disclosures made pursuant to any statute — including FOIA — and not simply those made pursuant to § 30167(b). Thus, RMA maintains, § 30166(m)(4)(C) must be read as requiring that “disclosure of EWR data is to be made ‘pursuant to’ § 30167(b), or not at all.” RMA Reply Br. 18 (emphasis added); see RMA Br. 36 (same). That is, “EWR data may be released only pursuant to” § 30167(b). RMA Br. 35 (emphasis added).
The principal problem with RMA’s reading is that the italicized words do not appear in the statute. As the Supreme Court has cautioned, “our preference for avoiding surplusage constructions is not absolute.”
Lamie v. United States Tr.,
Moreover, RMA’s construction runs afoul of its own canon. As the Secretary correctly notes, “RMA’s argument reads the pivotal clause ‘pursuant to section 30167(b)’ out of section 30166(m)(4)(C).” Secretary Br. 20. Indeed, deleting the clause from § 30166(m)(4)(C) altogether would create precisely the meaning upon which RMA insists — i.e., that “[n]one of the information collected pursuant to the final [EWR rule] shall be disclosed pursuant to section-30167(13) unless the Secretary” makes the specified determination. But such a deletion would directly contradict a canon that counsels us to give effect to “every clause and word.”
Menasche,
We also doubt the premisе of RMA’s argument — that reading § 30166(m)(4)(C) to apply only to disclosures pursuant to § 30167(b) denies the section any purpose. Although we cannot know for certain what purpose Congress had in mind, at least two are possible.
First, the section may serve to fill a logical gap in § 30167(b). The latter states that the Secretary, acting on her own and without a FOIA request,
shall
disclose information
if
she determines that it will assist in carrying out the other specified sections. But § 30167(b) does not necessarily compel the inverse proposition: that the Secretary (again, acting on her own and without a FOIA request)
shall not
disclose information
unless
she makes such a determination. As we have noted, “[t]he legal maxim
expressio unius est exclusio alterius
(‘the mention of one thing implies the exclusion of another’) is not always correct.”
In re Sealed Case,
Second, § 30166(m)(4)(C) may also serve to provide useful clarification. Manufacturers did not have to report EWR
Given the explicitness of § 30166(m)(4)(C)’s language, the “first canon” of stаtutory construction — “that courts must presume that a legislature says in a statute what it means and means in a statute what it says” — is also the last canon that we need to consult in this case.
Connecticut Nat’l Bank,
B
RMA also contends that the legislative history of the TREAD Act requires us to interpret § 30166(m)(4)(C) as an Exemption 3 withholding statute that limits disclosures under FOIA. But as with canons of construction, when a statute’s “language is plain on its face, сourts do not ordinarily resort to legislative history.”
Saadeh v. Farouki
Even if we were inclined to look to legislative history for guidance in this case, there is little that is useful here. The only legislative history to which RMA points is
Nor does this particular colloquy tell us much about these three legislators’ views. The colloquy, which is set out in the footnote, does not mention FOIA generally or Exemption 3 specifically. 5 Thus, although the two House members agree that § 30166(m)(4)(C) provides that EWR information “shall be treated as confidential unless the Secretary makes a finding that its disclosure would assist in ensuring public safety,” 146 Cong. Rec. H9629, this does little more than repeat the statutory language and does not resolve the question of whether such confidential treatment is for the purpose of disclosure under FOIA as well as § 30167(b). Moreover, the statement of Senator McCain, to which RMA pointed during oral argument, appears to undermine the reading RMA advocates. That statement expresses the Senator’s “strong [ ] disagreement]” with assertions “that the bill would inhibit the release of information collected by Department of Transportation to the public,” and asks that thе Markey/Tauzin colloquy be included in the record to “refute these assertions.” 146 Cong. Rec. S10,273.
C
Finally, RMA argues that failing to interpret § 30166(m)(4)(C) as a withholding statute will have negative consequences. It states that, because the EWR data “includes mere allegations of a design defect, even when a factfinder would ultimately conclude that no defect existed,” the release of such data “could cause the public to believe that fatalities were caused by ‘defects’ in a particular manufaсturer’s product at a much higher rate than actually occurred.” RMA Br. 27. And it avers that, “[i]n light of the very real probability that unfiltered EWR data would cause public misunderstanding and confusion with potentially adverse competitive effects for the manufacturers providing the data,” it would be “sensible for Congress to prevent the release of the data except in circumstances where the Secretary uses
To the extent that this is an argument about legislative intent, RMA points to neither legislative language nor history indicating that § 30166(m)(4)(C) was meant to address such concerns. To the extent that it is an argument about public policy, it is addressed to the wrong audience. Although RMA’s arguments are well and vigorously presented, only Congress has the authority to provide the relief it seeks.
V
In sum, § 30166(m)(4)(C) does not meet the threshold criteria for a FOIA Exemption 3 statute, because it does not “specifically exempt []” EWR data from disclosure. Rаther, the plain language of § 30166(m)(4)(C) makes clear that it applies to disclosures “pursuant to section 30167(b),” and the latter provision makes clear that such disclosures are “in addition to” disclosures required by FOIA. This does not, of course, end the FOIA analysis, as the question of whether certain categories of EWR information are protected from disclosure under FOIA Exemption 4 remains pending and is not before us. It does, however, dispose of the only matter at issue on this appeal. As to that issue, the judgmеnt of the district court is
Affirmed.
Notes
. The protected categories include most information about production numbers, warranty claims, field reports, and consumer complaints. See Final CBI Rule, 68 Fed.Reg. at 44,221-25.
. "Subsection (a)," referenced in § 30167(b), limits the way in which confidential informa-lion referred to in
.
See
. We acknowledge RMA's point that on occasion the Supreme Court has considered a statute’s legislative history
to support
its textual conclusion that Congress intended to protect certain information from disclosure under FOIA.
See Baldrige,
. [Mr. MARKEY.] To protect the confidentiality of this new early stage information, the bill provides in Section 2(b) in the subsection titled “disclosure” that such information shall be treated as confidential unless the Secretary makes a finding that its disclosure would assist in ensuring public safety, but with respect to information that NHTSA currently requires be disclosed to the public it is my understanding of the committee’s intention that we not provide manufacturers with the ability to hide from public disclosure information which under current law must be disclosed. Would the gentleman from Louisiana (Mr. TAUZIN) agree that this special disclosure provision for new early stage information is not intended to protect from disclosure that [which] is currently disclosed under existing law such as information about actual defects or recalls?
[Mr. TAUZIN.] Mr. Speaker, the gentleman is correct.
146 Cong. Rec. H9629.