I. INTRODUCTION
Plaintiff Public Employees for Environmental Responsibility ("PEER") brings this Freedom of Information Act ("FOIA") suit seeking records from the Environmental Protection Agency ("EPA") concerning EPA's involvement with "suspected or actual toxic contamination at schools in the Santa Monica Malibu Unified School District" ("SMMUSD"). Compl. ¶ 5, ECF No. 2. In a prior Memorandum Opinion, this Court determined that EPA had appropriately withheld a small number of documents.
II. BACKGROUND
In August 2014, PEER submitted a request for records to EPA Region 9, pursuant to FOIA,
[E]mails and other written communications and notes of all communications from October 1, 2013 to the present concerning or referencing suspected or actual toxic contamination with [polychlorinated biphenyls ("PCBs") ] between named EPA employees and any other EPA employees and (1) Senator Barbara Boxer, any member of her staff, or the staff of the Senate Environment and Public Works Committee which she chairs; (2) named members of the SMMUSD School Board; (3) named members of the Malibu City Council or the City Council as a group.
EPA Statement ¶ 1; PEER Statement ¶ 1. PEER also sought a fee waiver, which EPA granted. See Decl. of Steven Armann ("Armann Decl.") ¶ 16, ECF No. 18-3; PEER Statement ¶ 2. Months later, PEER brought this suit, alleging that EPA had failed to provide any records, as required by FOIA. See Compl. ¶¶ 1, 7.
On September 30, 2016, this Court denied PEER's motion for summary judgment and granted in part and denied in part the EPA's cross-motion. See Pub. Emps. for Envtl. Responsibility ,
The Court found that EPA had met its burden of showing that the document withheld under Exemption 6 was proper and that four records were properly withheld as privileged attorney-client communications. See
The Court, in its discretion, allowed EPA an opportunity to supplement its Vaughn index. See
EPA has now supplemented its Vaughn index, and the parties have narrowed their dispute to nineteen documents, all of which have been reviewed by the Court in camera . See EPA Vaughn Index 5/11/17, ECF No. 43-2; Order (Oct. 5, 2017) (directing Defendant to submit disputed records for in camera review), ECF No. 46; EPA Notice of Ex Parte In Camera Filing , ECF No. 47. Now before the Court are the parties' renewed cross-motions for summary judgment. See Def.'s Renewed Mot. Summ. J. ("EPA Mot."), ECF No. 33; Pl.'s Renewed Cross-Mot. Summ. J. ("PEER Mot."), ECF No. 38.
III. LEGAL STANDARD
FOIA "sets forth a policy of broad disclosure of Government documents in order 'to ensure an informed citizenry, vital to the functioning of a democratic society.' "
To carry its burden, the agency must provide "a relatively detailed justification, specifically identifying the reasons why a particular exemption is relevant and correlating those claims with the particular part of the withheld document to which they apply." Electronic Privacy Info. Ctr. v. U.S. Drug Enforcement Agency ,
IV. ANALYSIS
EPA contends that all nineteen disputed documents are protected from disclosure under FOIA Exemption 5's deliberative process privilege. PEER disagrees, arguing that (1) EPA has failed to justify its withholdings under Exemption 5 and (2) some of the documents contain segregable factual material that is subject to disclosure.
Exemption 5 permits an agency to withhold "inter-agency or intra-agency memorandums or letters that would not be available by law to a party other than an agency in litigation with the agency."
"To fall within the deliberative process privilege, materials must bear on the formulation or exercise of agency policy-oriented judgment ." Petroleum Info. Corp. v. U.S. Dep't of Interior ,
To meet its burden, an "agency must establish 'what deliberative process is involved, and the role played by the documents in issue in the course of that process.' " Senate of P.R. v. U.S. Dep't of Justice ,
A. Documents Properly Withheld Under Exemption 5
EPA claims that all nineteen disputed documents contain deliberative communications about possible approaches to the issue of PCBs at schools in the SMMUSD. See EPA Vaughn Index 5/11/17, ECF No. 43-2. Having reviewed the records in camera , the Court agrees that PRD 240, 642, 827, 890, 940, 954, 1033, 1167, 1352, 1378, 1449, 1836, 1888, 1890, and 1966 were properly withheld under the deliberative process privilege. The redacted material in each document contains internal agency deliberations that evaluate proposed policy options, suggest next steps for the agency, or seek advice from other EPA components about policy alternatives. Based on a combination of EPA's revised Vaughn index and supplemental declarations and the Court's in camera review of these documents, EPA has adequately supported its application of FOIA Exemption 5 with respect to these documents. The Court grants summary judgment to EPA as to these records.
B. Documents Improperly Withheld Under Exemption 5
Based on the Court's consideration of the entire record, four disputed
1. PRD 260
PRD 260 is a chain of emails entitled "2009 PCB Dose Estimate Tool Indoor Air." Vaughn Index 5/11/17 at 2-3. EPA claims that redacted portions of the document "deliberate about the EPA's position on the IRIS reference dose posed by PCBs due to indoor air exposure."
The Court's in camera review of PRD 260 reveals that it contains only clarifications and internal explanation about why the IRIS reference tool had been designed a certain way. The record features no discussion about future use or modification of the tool. Indeed, the email exchange reveals no present challenge for agency employees to attempt to solve. Nor does the document expose prior communications or information about the deliberative process within the agency at the time the tool was created. This Court has explained that "[t]he most basic requirement of the [deliberative process] privilege is that a document be antecedent to the adoption of an agency policy." Judicial Watch, Inc. ,
2. PRD 1095
PRD 1095 is an email exchange among EPA staff which "discuss[es] and comment[s] on Toronto PCB study and SFEI studies on PCB caulk and the studies['] applicability to Bay Area buildings." Vaughn Index 5/11/17 at 9, ECF No. 43-2. EPA argues that the withheld information is protected because "it contains staff impressions and recommendations concerning the studies and their applicability to PCB found in the grout at Malibu."
3. PRD 1108
According to EPA's Vaughn Index, the two sentences redacted from PRD 1108 "contain questions related to [a] study and its conclusions." Vaughn Index 5/11/17 at 10, ECF No. 43-2. More precisely, the Vaughn Index states that the two sentences "contain [ ] staff impressions and recommendations concerning exposure to PCBs and its relationship to cancer as discussed" in the study.
4. PRD 1617
PRD 1617 is an email exchange entitled "Emission Rates from Caulk." Vaughn Index 5/11/17 at 15-16, ECF No. 43-2. EPA's Vaughn Index explains that this record features communications among EPA scientists and managers about "emission rates from caulks." Id. at 15. In particular, EPA staff discuss a caulk study and how to analyze the results of the study, including ways to calculate PCB values in caulk. See id. EPA contends that this record is predecisional because "[t]hese discussions were held prior to any decision regarding the dust samples at Malibu and contain back-and-forth on the proper way to interpret [the] study." Id. at 16. EPA adds that it "had not yet made a final position based on the test results." Id. For its part, PEER asserts that EPA has not identified any decisionmaking process to which these communication are associated "other than the cryptic and uninformative 'final position based on the test results.' " PEER Mot. at 18 (quoting Vaughn Index 5/11/17 at 16), ECF No. 43-2.
The Court agrees with PEER that EPA did not identify in its Vaughn Index and declarations any particular decisionmaking process for which PRD 1617 was prepared. EPA's reference to a "final position based on the test results" is untethered to any decisionmaking process and is insufficient by itself to demonstrate that these communications are predecisional. EPA's suggestion that this document played some role in decisions regarding dust samples at Malibu is also insufficient. A document is not predecisional under Exemption 5 unless it was "generated as part of a definable decision-making process." Gold Anti-Trust Action Comm., Inc. v. Bd. of Governors of the Fed. Reserve System ,
Having inspected the record in camera , the Court finds that the redacted materials contain explanations and clarifications relating to published EPA studies. As the Court explained above, "the deliberative process privilege does not protect "documents that merely state or explain agency decisions." Judicial Watch, Inc. v. Dep't of Health and Human Servs. ,
ii. Segregability
Because "the focus of FOIA is information, not documents ... an agency cannot justify withholding an entire document simply by showing that it contains some exempt material." Mead Data Cent., Inc. ,
PEER speculates that several disputed documents contain purely factual material that can likely be segregated from properly withheld information. Cf. Army Times Publ'g Co. v. U.S. Dep't of Air Force ,
When an agency has failed to support its segregability determination, a court may conduct its own in camera search for segregation non-exemption information. See Mead Data Cent., Inc. ,
V. CONCLUSION
For the foregoing reasons, EPA's Renewed Motion for Summary Judgment is granted with respect to PRD 240, 642, 827, 890, 954, 1033, 1167, 1352, 1378, 1836, 1888, 1890, and 1966 and denied with regard to the other disputed documents. PEER's cross-motion for summary judgment is granted in full with respect to PRD 260, 1095, 1108 and 1617 and in part with respect to PRD 940 and 1449, which contain reasonably segregable factual information. An order consistent with this Memorandum
Notes
Specifically, the Court determined that EPA had properly withheld PRD 538, 935, 1438, and 1575 pursuant to FOIA Exemption 5 and the attorney-client privilege and PRD 367 pursuant to FOIA Exemption 6. Pub. Emps. for Envtl. Responsibility ,
As the Court explained in its prior Opinion, a "Vaughn index"-named for the case Vaughn v. Rosen ,
PEER's arguments in favor of disclosure of the disputed records primarily focus on inadequacies in EPA's justifications for withholding them. Because the Court personally reviewed each document and verified the applicability of Exemption 5 to the aforementioned records, no elaborate, individualized discussion of why each record is properly withheld is called for. The Court will, however, explain its conclusion as to PRD 240, which was primarily disputed on the grounds that drafting comments cannot be withheld unless explicitly linked to a policy deliberation or decision. See PEER Mot. at 3-6.
According to EPA, redacted portions of PRD 240 "contain[ ] staff impressions and recommendations concerning how to draft [a] field report," which "would be used by EPA to plan further action (if needed) at [SMMUSD]." See Vaughn Index 5/11/17, ECF No. 43-2. EPA contends that disclosure of redacted portions of this record may stifle internal discussions regarding "how reports are drafted and what is included in reports" and could cause public confusion "by disclosure of reasons, rationales and conclusions that were not in fact ultimately part of the Field Report."
Having reviewed the record, the Court confirms that it does not contain technical, factual material, but rather offers editorial suggestions concerning how to present information in a report. Generally, employee recommendations and suggestions are covered by the deliberative process privilege. See Coastal States Gas Corp. ,
EPA withholds portions of these records as nonresponsive. Our Circuit Court has explained that FOIA does not permit an agency to parse a responsive record to redact specific information within it as non-responsive. Rather, all information within a responsive record is subject to disclosure unless one of the FOIA exemptions specifically shields it. Am. Immigration Lawyers Assoc. v. Exec. Office of Immigration Review ,
