OPINION
Gertraud Pruett was convicted of one count of assault in the first degree, a class A felony, AS 11.41.200(a)(1) (recklessly causing serious physical injury to another by means of a dangerous instrument). Sentencing is governed by AS 12.55.125(c), which provides in relevant part:
A defendant convicted of a class A felony may be sentenced to a definite term of imprisonment of not more than 20 years, and shall be sentenced to the following presumptive terms, subject to adjustment as provided in AS 12.55.155 [aggravating factors] — 12.55.175 [referral to a three-judge panel]:
(1) if the offense is a first felony conviction and does not involve circumstances described in (2) of this subsection, five years;
(2) if the offense is a first felony conviction, other than for manslaughter, and the defendant possessed a firearm, used a dangerous instrument, or caused serious physical injury during the commission of the offense ... seven years;
(3) if the offense is a second felony conviction, 10 years;
(4) if the offense is a third felony conviction, 15 years.
Pruett is a first-felony offender. The trial court found that she was subject to the seven-year presumptive term bеcause she “used a dangerous instrument” and “caused serious physical injury during the commission of the offense,” and, in addition, found aggravating factors. Pruett was sentenced to a maximum twenty-year period of imprisonment, without eligibility for parole. Pruett appeals her sentence. 1 We reverse and remand for resentencing to a term not to exceed fifteen years with five years suspended.
Pruett was forty-nine years old at the time of sentencing. She was born in Germany, and left home at the age of twenty-two to marry Terry Park, an American serviceman stationed in Germany. Pruett came' to the United States with her husband in 1957, initially residing in Fayette-ville, North Carolina. She moved to Alaska in 1964. Pruett became a naturalized American citizen in 1971.
Pruett has been married three times: to Terry Park from 1957 until their divorce in 1971; to Theodore Dieke during 1971; and, to Carl Pruett from 1976 to the present. Pruett has one adult daughter, Terry Park, and a child, Traudl Pruett. During most of her life she has been a housewife, but she also workеd with her husbands in their businesses. Additionally, she owned and operated a gas-service station from 1973 to 1976, and a tanning salon in 1981.
The state presented verified information at the sentencing hearing that Pruett had participated in the death of her former husband, Theodore Dieke. 2 In addition, testimony at the sentencing hearing indicated that Pruett had suborned perjury in connection with a shoplifting prosecution and on other occasions had offered to pay individuals to testify falsely.
THE OFFENSE
Hedwig Reichle, seventy-four years old at the time of Pruett’s sentencing, was a German immigrant who met Pruett in the early seventies. Pruett and Reichle became friends, and Pruett invited Reichle to move into her home and work as a housekeeper in exchange for room and board. It appears that the relationship was congenial for the first few years. Reichle testified that, in 1976, Pruett began to slap her on occasion, and by 1982 had progressed to striking her on a daily basis with a hammer, feet or hands about her head and shoulders. In addition, Reichle testified that Pruett forced her to work many hours cleaning the house and doing yard work. Reichle testified to a consistent course of substantial physical abuse culminating on November 28, 1983, when Reichle wandered away from the Pruett residence to a local Qwik Stop convenience market where her injuries were observed and she was referred to the Brother Francis Shelter. At the Brother Francis Shelter, a nurse listed her injuries to be bruises on her lips, right arm, elbow and legs. She had multiple cuts on her right arm and a cut on her cheek; she had bumps on her lips and the back of her head. A physician’s exam showed that Reichle had multiple scars on her arms, a chronic dislocation of the right shoulder, an old fracture of the nose, a cauliflowered left earlobe, multiple contusions on her body, and several broken and missing teeth. Pruett’s neighbors testified to seeing Pruett strike, push and kick Reichle while both were in the yard outside Pruett’s house.
Pruett denied abusing Reichle. She indicated that Reichle had made up the whole story in order to extort money in a pending civil suit. She also contends that Reichle is senile and imagines abusive treatment, that Reichle has difficulties maintaining her balance due to extreme age and frequently falls, injuring herself, and that Reichle has suffered substantial physical abuse in the past, by former husbands and boyfriends. Pruett presented a number of witnesses who testified to her good character and benign treatment of Reichle.
THE SENTENCING
This case was tried to a jury, and Superior Court Judge J. Justin Ripley pre
Judge Ripley found five aggravating factors: that Pruett’s conduct during the commission of the offense manifested deliberate cruelty to Reichle, AS 12.55.-155(c)(2); that Pruett knew or reasonably should have known that Reichle was particularly vulnerable or incapable of resistance due to advanced age ... [and] ill health, AS 12.55.155(c)(5); that Pruett’s prior criminal history included conduct involving aggravated or repeated incidents of assaultive behavior, AS 12.55.155(c)(8); that Pruett’s conduct constituting the offense was among the most serious conduct included in the definition of the offense, AS 12.55.-155(c)(10); and, that the offense constituted an assault and was committed against a member of the social unit comprised of those living together in the same dwelling as the defendant, AS 12.55.155(c)(18). After a thorough analysis of the
Chaney
criteria, Judge Ripley concluded that Pruett was a worst offender.
See State v. Wortham,
DISCUSSION
I. AGGRAVATING FACTORS.
Pruett first argues that the trial court erred in finding aggravating factors and in rejecting a mitigating factor that her conduct constituted the least serious conduct included within the definition of the offense. AS 12.55.155(d)(9). Pruett reasons that she was convicted of recklessly causing serious physical injury to another by means of a dangerous instrument, but was acquitted of intending to cause serious physical injury to another and causing serious injury to that person. In Pruett’s view, the jury specifically found that she did not intentionally injure Reichle. Consequently, she concludes, the trial court erred in finding that she was guilty of deliberate cruelty and in rejecting her contention that her conduct must have been among the least serious within the definition of the offense.
We disagree. First, Pruett has misunderstood the offense. The Revised Criminal Code divides the elements of offenses into conduct, circumstances, and results, and generally prescribes a mental state appropriate to the offense. In defining the crime of assault in the first degree, the legislature has looked primarily at the result of the defendant's conduct: serious physical injury.
See
AS 11.41.200. Subdivision one of AS 11.41.200 applies where the defendant recklessly causes the result by means of a dangerous instrument. In contrast, subdivision two of AS 11.41.200 applies where the defendant intentionally causes the result but does not use a dangerous instrument.
4
Since the mental state
Pruett was charged with a continuing offense similar to spousal abuse or child abuse. It is not unreasonable for a jury to conclude that a person in Pruett’s position might intentionally batter his or her victim by means of an instrument, which might qualify as a dangerous instrument depending on the manner by which it was used, without necessarily intending to cause serious physical injury to the victim. Nevertheless, a jury might conclude that such conduct, particularly where it is continuing, may create a substantial and unjustifiable risk of serious physical injury, such that a finding of first-degree assault would be appropriate. If that were the jury’s finding, there would be no inconsistency between a jury finding of recklessness and Judge Ripley’s concluding that the conduct, i.e., a continuous course of intentional as-saultive behavior, was among the most serious rather than the least serious within the definition of the offense. 5
Second, before a jury may convict a defendant for an offense, it must find each element of the offense beyond a reasonable doubt. In contrast, a trial court’s finding of aggravating factors requires a lesser burden of proof — clear and convincing evidence. Consequently, the trial court is not bоund by implicit jury fact-finding in performing its fact-finding responsibilities at sentencing.
See Huckaby v. State,
The trial court could also find that Pruett’s conduct toward Reichle constituted deliberate cruelty, that is, that it involved gratuitously inflicted torture or violence.
See, e.g., Peetook v. State,
Pruett next argues that Reichle was not a member of the social unit comprised of those living together in Pruett’s residence. AS 12.55.155(c)(18). She argues that this factor should be limited to spouses and children. We rejected similar rеasoning in
Komakkuk v. State,
II. THE APPROPRIATE PRESUMPTIVE TERM.
Pruett next argues that the trial court improperly relied upon the seven-year presumptive sentence rather than the five-year presumptive sentence in sentencing her.
See
AS 12.55.125(c)(1) & (2). The state argues in part that Pruett’s challenges to the seven-year presumptive term are inappropriate because the trial court found aggravating factors and imposed a maximum twenty-year sentence without possibility of parole. Inferentially, the state would appear to reason that any distinction between the five-year presumptive term and the seven-year presumptive term would be irrelevant to Pruett’s sentence,
i.e.,
would be harmless error in this case.
But see Deal v. State,
Essentially, Pruett argues that the legislature did not intend the seven-year presumptive term to apply to those who recklessly cause serious physical injury, whether or not a dangerous instrument is used. In Pruett’s view, the seven-year presumptive term should be limited to those who intentionally cause serious physical injury. In
Komakkuk,
In
New,
we recognized that the legislature had apparently applied a five-year pre
The legislature noted that there were a variety of ways in which a manslaughter could occur, i.e., intentionally, knowingly, or recklessly; whereas assault in the first degree, which was subject to the presumptive term for first offenders, generally required an intent to cause serious physical injury. Thereafter, the legislature amended the statute in two respects. First, it provided a five-year presumptive term for all first offenders convicted of class A felonies, and increased the prior presumptive term for aggravated first-felony convictions from six years to seven years, continuing to exempt manslaughter from the enhanced presumptive term. At the same time, the legislature amended assault in the first degree by providing that recklessly сausing serious physical injury by means of a dangerous instrument also constituted first-degree assault. The sole explanation which the legislature gave for this change was the desire to prevent a defendant charged with assault in the first degree from claiming intoxication as a defense. See Criminal Division, Alaska Department of Law, Criminal Law Manual, 3-32, (1985).
After tracing the history of these statutes, we concluded that in order to avoid “manifest injustice” referral to the three-judge panel for sentencing was mandatory where a defendant both recklessly killed one victim and recklessly injured another by means of the same dangerous instrument.
See New,
We recognize that it might be possible to avoid the need for referral to the three-judge panel [in every case] by simply construing the increased first-offense presumptive term specified by AS 12.55.-125(c)(2) to be inapplicable in any case where the defendant's conviction is based on proof of reckless conduct. New has not argued for such a construction of the statute, howеver, and we therefore decline to consider the possibility in this case.
Id. at 384 n. 5.
In
Krasovich,
we concluded that it was theoretically possible to commit manslaughter without using a dangerous instrument.
Based upon
New
and
Krasovich,
we conclude that the legislature could not have intended the seven-year presumptive term to apply to those who recklessly commit assault in the first degree, but only a five-year presumptive term to those who, under identical circumstances, kill their victim.
See Sherman v. Holiday Construction Co.,
III. WAS PRUETT’S SENTENCE EXCESSIVE?
Pruett next argues that her sentence (twenty years without possibility of parole) is excessive. We agree.
Characterization as a dangerous offender or professional criminal requires a substantial criminal record, usually involving two felony convictions within the five years preceding the offense for which the defendant is being sentenced, and at least one full year of prior imprisonment.
See State v. Graybill,
Nevertheless, the supreme court has suggested that a long prison sentence should not be imposed for purposes of rehabilitation and has implied that even in a case of reckless murder a sentence of up to ten years will adequately address the sentencing goals of genеral deterrence and reaffirmation of community norms.
Pears v. State,
We do not mean to minimize the seriousness of abuse of the elderly or the related crimes of spousal abuse and child abuse. Such crimes customarily involve repeated assaults on helpless victims, frequently under circumstances manifesting deliberate cruelty. Such was the case here. We believe, however, that enhancement of the five-year presumptive term by an additional five years’ incarceration and five more suspended years will recognize the aggravating factors found, without creating the disparity that the legislature sought to avoid by enacting presumptive sentencing.
As we have noted, Pruett’s relationship and assaultive behavior regarding Reichle are analogous to cases of spousal or child abuse where the assailant batters the victim over a long period of time without intending to seriously injure the victim, but
In this case, Judge Ripley relied on evidence that Pruett had conspired in the death of her former husband, Theodore Dieke, and, in addition, had apparently engaged in theft offenses and suborned perjury. We agree that this evidence, construed in light of the aggravating factors that Judge Ripley properly found, warranted an aggravated sentence in this cаse. But, as in
Rhodes,
actual incarceration should not exceed ten years, the presumptive sentence for a second-felony offender.
Austin v. State,
Our conclusion also finds support in the various studies of sentencing performed by the Alaska Judicial Council. The mean term imposed during 1974-1976 for assault with a dangerous weapon was fifteen and four-tenths months, and the median sentence was only four months.
See Creer v. State,
The sentence of the superior court is VACATED and this case REMANDED for resentencing.
IT IS ORDERED:
1. [The Editor’s Note: The Court granted in part appellant’s petition for rehearing and set forth the text of a new footnote 9 that it ordered to be substituted for the original footnote. The substitution has been made in the Court’s Opinion.]
2. Both the state and Pruett request that this court address Judge Ripley’s determination that Pruett not be eligible for parole during her twenty-year sentence.
We decline to do so. Our decision vacating Pruett’s sentence and remanding for resen-tencing will give the parties an opportunity to present their various contentions regarding parole eligibility to the trial court. The parties may. if thev wish, argue the applicability of the amendments to the parole act contained in ch. 88 SLA 1985. They may also discuss the applicability of past cases determining the propriety of parole restrictions.
See, e.g., Qualle v. State,
3. In all other respects, the аppellant’s petition for rehearing is denied.
4. The petition for rehearing by the ap-pellee is denied.
Notes
. Pruett also appealed her conviction on a number of grounds. We affirmed Pruett’s conviction in Pruett v. State, Memorandum Opinion & Judgment No. 1474 (Alaska App., Sept. 2, 1987).
. An Anchorage Police Officer testified that Dieke was injured on August 12, 1971, when a van in which he was riding went over Thunderbird Falls into a ravine. Certain “house bricks” [cement blocks] in the van were on top of Dieke when he was discovered by the officer. Dieke made statements implicating his wife in his accident. Dieke died a week later on August 19, 1971, in part from pneumonia and in part from complications from the accident. Testimony at the sentencing indicated that Pruett and a boyfriend, Lynn Pryor, had discussed putting blocks in Dieke’s van because, Pruett explained, she was going to push Dieke in the van with the blocks off the embankment by Thunderbird Falls. Pryor also testified that Pruett sought his assistance in attempting to kill Terry Park in 1967 or 1968. Judge Ripley concluded that this testimony was credible.
. Generally, a trial court should not enhance a sentence based upon a finding that a defendant "demonstrated an anti-social nature or dangerous propensities posing a clear risk to the public" without the aid of a psychiatric or psychological evaluation of the defendant.
Salud v. State,
. Pruett was not charged under subdivision three of AS 11.41.200, which applies where a person intentionally performs an act that results in serious physical injury to another under circumstances manifesting extreme indifference to the value of human life.
We recognize that a person who recklessly causes serious physical injury to another but does not use a dangerous instrument is guilty of assault in the second degree, a class B felony, AS 11.41.210(a)(2). We have previously held that the similarity between AS 11.41.200(a)(1) and AS 11.41.210(a)(2) does not violate the Alaska or United States Constitutions.
See Hart,
. The significant factors in Pruett’s case are the number of separate assaults and the duration of the assaultive behavior. Had the record established a single assault on a single occasion, Pruett’s argument that her conduct occupied the borderline between assault in the first degree, AS 11.41.200(a)(1) (recklessly causing serious physical injury with a dangerous instrument) and assault in the second degree, AS 11.41.-210(a)(2) (recklessly causing serious physical injury without a dangerous instrument) would be more persuasive and might justify characterization of her offense as among the least serious.
See Braaten v. State,
. Pruett also challenges the trial court’s finding that she has а criminal history consisting of repeated instances of assaultive behavior. AS 12.55.155(c)(8). We agree. Evidence presented at the sentencing hearing certainly establishes that Pruett would be resistive to rehabilitation. Generally, however, the evidence established fraudulent behavior rather than violent behavior. The single incident regarding Theodore Dieke, while outrageous, hardly constituted a history of assaultive behavior. Another incident involved undue influence exerted on another older woman to obtain money. It is alleged that Pruett drugged this woman. The state contends that "drugging" someone constitutes as-saultive behavior. This may be true in the abstract but the Dieke incident, the alleged drugging and Pruett’s apparent willingness to discuss the murder of Terry Park do not constitute a criminal history of repeated incidents of assaultive behavior. While the state charged Pruett with a continuous course of conduct regarding Reichle, it would not appear approрriate to find this aggravating factor based primarily upon the charged offense. In any event, we have approved Judge Ripley’s conclusion that Pruett’s conduct was among the most serious contemplated within the definition of the offense because it was repetitive. AS 12.55.155(c)(10). To the extent that he determined that Pruett had a history of assaultive behavior, based primarily upon the charged offense, this determination merges with his conclusion that Pruett’s conduct was among the most serious and should not be given independent weight in determining an appropriate sentence for Pruett.
. “Recklessness” amounting to “extreme indifference to the value of human life" occupies the borderline between reckless and purposeful or intentional conduct.
See Neitzel v. State,
. Judge Ripley obviously considered Pruett dangerous. Viewed as a question of fact, the record would support such a characterization. In context, however, the term "dangerous" is a term of art referring only to those with significant past criminal convictions.
See Andrews, 107
P.2d at 917. The courts of Alaska have always distinguished between past criminal behavior and past cuminal convictions in determining whether a person should receive a maximum sentence; it is only the latter, particularly where a substantial period of imprisonment is actually served, which tests a defendant’s amenability to personal deterrence and rehabilitation.
See Skrepich v. State,
. If the trial court finds aggravating factors or extraordinary circumstances, it may impose a sentence on a first offender equal to or greater than the presumptive sentence for a second offender.
Brezenoff v. State,
. Our conclusion that Pruett’s sentence should not exceed ten years of actual incarceration also finds support in reported cases discussing comparable crimes. We recognize that viewed in isolation, most of these cases could be distinguished from Pruett's case. Many of the defendants had a record of criminal convictions for violent offenses. Pruett does not. On the other hand, many of the defendants were sentenced for a single assault while Pruett’s conduct involved numerous assaults over an extended period of time. As we have noted Pruett’s offense is more akin to child abuse or spousal abuse than it is to the typical assault on a stranger. Admittedly, Alaskan courts have not reviewed sentences imposed in a great number of cases of child and spousal abuse. Finally, most of the cases discussed in this footnote involved former AS 11.15.220, assault with a dangerous weapon (ADW), which had a maximum penalty of ten years. Pruett, in contrast, was convicted of a class A felony with a maximum penаlty of twenty years. Few defendants actually received maximum terms, however, and the sentences they received give some indication of the trial courts treatment of comparable conduct. Recent cases discussing sentences under AS 11.41.200 reflect similar sentences. We stress that it is an examination of all sentences involving similar crimes which is significant and not the sentence imposed in any single case.
See Kagak v. State,
Consideration should also be given to sentence review of related crimes. In
Putnam v. State,
. A maximum sentence requires a finding that the defendant is a worst offender.
Wortham,
