Lead Opinion
Oрinion by Judge MILAN D. SMITH, Jr.; Dissent by Judge WALLACE.
OPINION
Appellants bring facial and as-applied challenges to California’s Political Reform Act of 1974, Cal. Gov.Code. §§ 81000-91014(PRA), and seek (1) an injunction exempting them from the PRA’s future reporting deadlines, and (2) declaratory and injunctive relief requiring the State to purge all records of Appellants’ past PRA disclosures. The district court granted summary judgment in favor of the State of California on all counts. We affirm the district court’s judgment with regard to Appellants’ facial challenges. We dismiss this appeal as non justiciable with regard to Appellants’ as-applied challenges. And, we remand with instructions that the district court vacate the portion of its opinion concerning Appellants’ as-applied challenges.
FACTUAL AND PROCEDURAL BACKGROUND
The PRA requires political committees to report certain information about their contributors to the State. Specifically, po
Appellants, to whom we refer as the Prop 8 Committees or the Committees, are political committees that supported the November 2008 passage of Proposition 8. That proposition amended the California Constitution to provide that “[o]nly marriage between a man and a woman is valid or recognized in California.” Cal. Const., Art. I, § 7.5. Proposition 8 was subsequently invalidated. See Hollingsworth v. Perry, — U.S.-,
Prior to Proposition 8’s passage, the Prop 8 Committees submitted disclosures to comply with the PRA’s semi-annual reporting deadlines. These disclosures were published on the Secretary’s website, and are available in hard copy. Following Proposition 8’s passage, the Committees initiated this action in the United States District Court for the Eastern District of California, challenging the constitutionality of the PRA’s disclosure requirements both facially and as applied to them. The Committees argued that their donors have been harassed as a result of the Committees’ PRA disclosures, and they sought (1) an injunction exempting them from the PRA’s future reporting deadlines, and (2) declaratory and injunctive relief requiring the State to purge all records of their past PRA disclosures.
On January 30, 2009, the district court denied Appellants’ motion for a preliminary injunction. Appellants did not appeal the district court’s order under 28 U.S.C. § 1292(a). Instead, they complied with the PRA’s January 31, 2009 disclosure deadline, reporting those contributors who donated after October 19, 2008 and before December 31, 2008. The Secretary published these disclosures on her website, and made them publicly avаilable in hard copy.
We have jurisdiction under 28 U.S.C. § 1291. We review a district court’s grant of summary judgment de novo. Bias v. Moynihan,
DISCUSSION
I. Facial Challenges
Appellants assert that the PRA’s $100 reporting threshold and “post-election reporting requirements” are facially unconstitutional in the context of ballot initiatives. Our decision in Family PAC v. McKenna directly precludes Appellants’ challenge to the $100 threshold.
Contribution disclosure requirements are subject to “exacting scrutiny.” Citizens United v. FEC,
Although disclosure is generally “a less restrictive alternative to more comprehensive regulations of speech,” Citizens United,
The Supreme Court recognizes three substantial government interests that campaign contribution disclosure requirements may serve. Buckley,
The governmental interest in informing the electorate about who is financing ballot measure committees is of great importance. Disclosure enables the electorate to give proper weight to different speakers and messages ... by providing the voting public with the information with which to assess the various messages vying for their attention in the marketplace of ideas.... Given the complexity of the issues and the unwillingness of much of the electorate to independently study the propriety of individual ballot measures, we think being able to evaluate who is doing the talking is of great importance.... Disclosure also gives voters insight into the actual policy ramifications of a ballot measure. Knowing which interested parties back or oрpose a ballot measure is critical, especially when one considers that ballot-measure language is typically confusing, and the long-term policy ramifications of the ballot measure are often unknown.
Family PAC,
Disclosure requirements may also help preserve the integrity of the electoral process by deterring corruption and the appearance of corruption. Doe,
Finally, disclosure requirements may permit accurate record-keeping. “[Djisclo-sure requirements are an essential means of gathering the data necessary to detect violations of ... contribution limitations.” Buckley,
Both the Supreme Court and our court have rejected facial chаllenges to contribution disclosure requirements in several cases, holding that these substantial interests outweigh the modest burdens that the challenged disclosures impose on First Amendment rights. See, e.g., Doe,
B. Application
The PRA imposes reporting requirements on ballot committees, which require them to disclose the names of, and other identifying information about, contributors who donate $100 or more. The PRA’s reporting deadlines are semiannual. Accordingly, donations that are made prior to an election, but after the final preelection reporting deadline, are reported after the election concludes. Appellants argue that this requirement is unconstitutional, because a state’s only interest in disclosure is its interest in an informed electorate, and this interest allegedly expires with the election’s conclusion. We reject Appellants’ narrow view of the government’s interest in disclosure.
A state’s interests in contribution disclosure do not necessarily end on election day. Even if a state’s interest in disseminating accurate information to voters is lessened after the election takes place, the state retains its interests in accurate record-keeping, deterring fraud, and enforcing contribution limits. As a practical matter, some lag time between an election and disclosure of contributions that immediately precede that election is necessary for the state to protect these interests. In this ease, for example, Appellants’ contributions surged nearly 40% (i.e., by over $12 million) between the final pre-election reporting deadline and election day. Absent post-election reporting requirements, California could not account for such late-in-the-day donations. And, without such reporting requirements, donors could undermine the State’s interests in disclosure by donating only once the final pre-election reporting deadline has passed. Accordingly, we hold that the government’s interest in disclosing contributions to ballot initiative committees is not merely a pre-election interest, and we affirm the district court’s judgment with regard to Appellants’ facial challenges.
II. As-Applied Challenges
Appellants also challenge the PRA disclosure requirements as applied to themselves.
To the extent that Appellants seek an injunction requiring the State to purge records of their past PRA disclosures, any claim for such relief is moot. To the
A. Mootness
Article Ill’s “case-or-controversy” requirement precludes federal courts from deciding “questions that cannot affect the rights of litigants in the case before them.” DeFunis v. Odegaard,
1. Present Controversy
a. Legal Standard
It is not enough that a case presents a live controversy when it is filed. FEC v. Wisc. Right To Life, Inc.,
We are unable to effectively remedy a present controversy between the parties where a plaintiff seeks to enjoin an activity that has already occurred, and we cannot “undo” that action’s allegedly harmful effects. Foster v. Carson,
b. Application
Appellants’ request for an injunction requiring the State to purge all records of their PRA disclosures does not present a live controversy.
Before commencing this lawsuit, Appellants voluntarily complied with all PRA reporting requirements, and they have continued to do so throughout this litigation. Appellants most recently filed PRA disclosures on January 17, 2014 — more than two years after filing this appeal. Each PRA disclosure that Appellants have
The record is replete with evidence that Appellants’ PRA disclosures have been accessed and republished by third parties. Appellants themselves provided detailed documentation of several websites that have published their contributors’ names, employers, and addresses. Appellants also represent that: (1) one site allows individuals to search for “any city and print a map graphically illustrating the name, address, [contribution] amount, occupation, and employer of each individual in that city who contributed to Prop. 8”; (2) “at least two major California newspapers have compiled searсhable databases ... that enable easy access to look up Prop. 8 contributors”; and (3) Time Magazine directed its readership to a website that publishes the information contained in Appellants’ PRA disclosures.
In light of the disclosures, and their vast dissemination, we can no longer provide Appellants with effective relief. The information that Appellants seek to keep private has been publicly available on the Internet and in hard copy for nearly five years. Third parties already have control over this information. Moreover, we have no way of knowing how many individuals have: (1) viewed Appellants’ PRA disclosures; (2) retained copies of the disclosures or their contents; or (3) reproduced the disclosures. Accordingly, we cannot remedy Appellants’ alleged harms, and their request for an injunction requiring the State to purge their past PRA-disclosures does not present a live controversy.
We further hold that Appellants’ request for injunctive relief does not fall within the mootness exception for cases that are “capable of repetition, yet evading review.”
a. Legal Standard
As we explain above, a federal court loses its jurisdiction to reach the merits of a claim when the court can no longer effectively remedy a present controversy between the parties. Doe,
For a controversy to be “too short to be fully litigated prior to cessation or expiration,” it must be of “inherently limited duration.” Doe,
Actions seeking to enjoin future conduct are different. Such actions only become moot if the challenged conduct actually occurs and causes an injury that cannot be reversed. These actions are not of “inherently limited duration,” because the challenged conduct might never occur. And, a court can ensure that a live controversy persists until the action is fully litigated by enjoining the challenged conduct until the litigation concludes. See Doe,
Because mootness concerns whether we have power to hear a case, we apply the “capable of repetition, yet evading review” exception sparingly, and only
For this reason, where preliminary injunctive relief is available to maintain a live controversy, it is of no consequence to the mootness inquiry that a particular party has failed to actually obtain such relief. “[A] party may not profit from the ‘capable of repetition, yet evading review
Lawsuits seeking to enjoin the disclosure of sensitive information do not fall into the mootness exception for cases that are “capable of repetition, yet evading review,” because there is no inherent limit on the duration of such controversies. For example, in a case challenging campaign contribution disclosure requirements, the court can maintain a live controversy by issuing an order that either: (1) temporarily excuses the plaintiffs from complying with the challenged requirements; or (2) temporarily precludes the state from disclosing the challenged information. Doe,
b. Application
The “capable of repetition, yet evading review” exception does not apply to Appellants’ claims, because there was no “inherent limit” on the duration of this controversy. A court order temporarily excusing Appellants from the PRA’s reporting deadline or enjoining the state from publicly disclosing Appellants’ filings could have permitted the parties to fully litigate this case on the merits. Appellants simply failed to obtain such an order.
After the district court denied Appellants’ motion for a temporary restraining order, Appellants did not file an interlocutory appeal, nor did they seek an injunction pending appeal. By the time Appellants’ claims reached us, the information that Appellants seek to keep private had been publicly available for nearly five years. If Appellants were to bring a similar action in the future, their claims would not, by their nature, again evade review, because a different litigation strategy could maintain a live controversy until the action’s final resolution.
In reaching this conclusion, we emphasize that the justiciability of disputes con
B. Ripeness
Finally, Appellants urge that they are entitled to an injunction exempting them from complying with future PRA disclosure requirements, because they expect to participate in future campaigns opposing same-sex marriage. This claim for forward-looking relief is not ripe for judicial review.
1. Legal Standard
The ripeness doctrine seeks to identify those matters that are premature for judicial review because the injury at issue is speculative, or may never occur. Alcoa, Inc. v. Bonneville Power Admin.,
We have explained that “the ripeness inquiry contains both a constitutional and a prudential component.” Thomas v. Anchorage Equal Rights Comm’n,
We typically look to three factors to assess whether a pre-enforcement challenge is ripe for review under Article III. Id. We first consider whether the plaintiff articulates a “concrete plan to violate the law.” Id. (internal quotation marks omitted). With regard to this prong, “[a] general intent to violate a statute at some unknown date in the future” is not sufficient, id., and the plaintiff must establish a plan “that is more than hypothetical,” Wolfson v. Brammer,
Next, we typically look to whether the government has “communicated a specific warning or threat to initiate proceedings” under the statute. Thomas,
Finally, we consider the history of past prosecution or enforcement under the statute. Thomas,
Weighing these factors, we will only conclude that a pre-enforcement action is ripe for judicial review if the alleged injury is “reasonable” and “imminent,” and not merely “theoretically possible.” Id. at 1141. A claim is not ripe where “[t]he asserted threat is wholly contingent on the occurrence of unforeseeable events,” or where the plaintiffs do not “confront a realistic danger of sustaining a direct injury as a result of the statute’s operation or enforcement.” Id. (internal quotation marks and citations omitted).
The application of these principles is illustrated in Renne v. Geary,
It is the plan and intention of the Republican Committee to endorse candidates for nonpartisan offices in as many future elections as possible. The Republican Committee would like to have*840 such endorsements publicized by endorsed candidates in their candidate’s statements in the San Francisco voter’s pamphlet, and to encourage endorsed candidates to so publish their endorsements by the Republican Committee.
Id. at 317,
In holding that the Republican Committee did not present a ripe controversy, the Renne Court explained that “[the Committee] d[id] not allege an intention to endorse any particular candidate.... [and there is] no factual record of an actual or imminent application of [the challenged provision] sufficient to present the constitutional issues....” Id. at 321-22,
2. Application
At this stage, any as-applied challenge based on Appellants’ future activity fails to “tender[ ] the underlying constitutional issues in clean cut and concrete form.” Socialist Labor Party v. Gilligan,
Appellants have not offered any information regarding when they may next support a campaign opposing same-sex marriage, what type of campaign they will support, where they will support it, what their involvement will entail, or whether their donors will likely face personal harassment. Without this information, we cannot discern a concrete plan to engage in protected conduct. Rather, the scant information that Appellants provide merely demonstrates “[a] general intent to [engage in protected conduct] at some unknown date in the future,” along with a speculative fear that Appellants’ donors may be personally harassed as a result of disclosing their contributions to such an effort. Wolfson,
In reaching this conclusion, we emphasize that we have “no right to pronounce an abstract opinion upon the constitutionality of a [s]tate law,” Poe v. Ullman,
CONCLUSION
For the foregoing reasons, we affirm the district court’s judgment -with regard to Appellants’ facial challenges. We dismiss this appeal as non justiciable with regard to Appellants’ as-applied challenges, and we remand these claims to the district court with instructions that the court vacate the portion of its opinion concerning Appellants’ as-applied challenges. See Bunker,
AFFIRMED in part; DISMISSED in part; and REMANDED with instructions.
Notes
. Appellant "National Organization for Marriage California PAC” was subsequently formed, and joined in Plaintiffs’ Third Amеnded Complaint.
. Specifically, since the PRA’s January 31, 2009 reporting deadline, "ProtectMar-riage.com-Yes on 8, a Project of California Renewal” has made seven additional filings. There was no committee activity between January 2009 and June 2011, but filings were made in June 2011, July 2011, January 2012, July 2012, January 2013, and July 2013. "National Organization for Marriage California — Yes on 8, Sponsored by National Organization for Marriage” has made two filings since the January 2009 deadline, in July 2009 and January 2010. There has been no committee activity since January 2010. Finally, “National Organization for Marriage California PAC” was formed subsequent to the November 2008 election, and joined in Plaintiffs’ Third Amended Complaint. It has only made one filing, in July 2010, and its only donor was the National Organization for Marriage. In each instance, the information filed with the Secretary of State was posted on the Internet, and was and is available in hard copy.
. Our dissenting colleague does not dispute that our precedent compels this conclusion. Rather, Judge Wallace argues that Doe was wrongly decided in light of Church of Scientology of California v. United States,
. In concluding that this controversy is justi-ciable, the dissent argues that under Enyart, the "capable of repetition, yet evading review” exception considers whether the circumstances of a particular litigation allowed a party to fully litigate its claims before they became moot. But Enyart dealt with an issue of an entirely different nature.
The dissent reasons that, because we considered the duration of the challenged injunctions in Enyart, we should consider this litigation’s timeline in assessing whether Appellants’ claims "evade review.” In so doing, the dissent highlights that there was only one day between the issuance of the district court’s order denying preliminary injunctive, relief and the PRA's January 31, 2009 disclosure deadline.
The dissent errs with regard to the time-frame that is relevant to whether a controversy inevitably "evades review.” As we explain above, a controversy "evades review” only if it is of “inherently limited duration.” Bunker,
While the timing of the district court’s order made it difficult for Appellants to maintain a live controversy in this case, we can no longer redress Appellants’ alleged injuries, and we therefore lack jurisdiction over this appeal. Despite the dissent's contrary assertions, the poor timing of the district court’s order cannot confer jurisdiction upon us that would not otherwise exist.
. As the majority observes, this panel is bound by the holding in Reed “unless and until the Supreme Court announces a 'clearly irreconcilable' rule, or our court, sitting en banc, announces an alternate rule.” (Majority Op. at 835 n. 3.) My purpose here is to explain the misguided reasoning of Reed, in the hope that our court will reconsider the erroneous rule it propounds, or distinguish Reed and follow the clear mandate of the Supreme Court in Church of Scientology.
Dissenting Opinion
dissenting in part:
I do not disagree with the majority’s disposition of Appellants’ facial challenges. The majority is correct that our precedent, including our decision in Family PAC v. McKenna,
The majority offers three rationales for its holding that Appellants’ as-applied challenges are non-justiciable. First, the majority concludes that those challenges are moot, insofar as various Internet websites have republished the information contained in Appellants’ disclosures. (Majority Op. at 834.) Second, the majority concludes that Appellants cannot avail themselves of the “capable of repetition, yet evading review” exception to mootness. The majority reaches this conclusion on the ground that this exception only applies to cases in which there is an “inherent limit” on the “duration of [the] controversy,” and faults Appellants for not seeking and obtaining immediate relief from our court after the district court denied their motion for a temporary restraining order. (Id. at 836-38.) Finally, the majority concludes that insofar as Appellants seek an injunction exempting them from complying with future disclosure requirements, this claim is not ripe because it rests on merely speculative contentions from Appellants about their future activities. (Id. at 838^41.)
For the reasons stated below,' I disagree with each of these three conclusions. Accordingly, I respectfully dissent from the majority’s decision to dismiss Appellants’ as-applied challenges as non-justiciable.
I.
The majority holds that Appellants’ request for an injunction requiring California to purge all records of their disclosures does not “present a live controversy.” (Majority Op. at 834.) The majority’s reasoning as to this issue relies on our decision in Doe No. 1 v. Reed,
Reed involved facts much like those presented in this appeal. The plaintiffs in that case sought an injunction preventing the State of Washington from releasing to the public the names of people who signed petitions supporting a referendum. Id. at 1237. Because those petitions were “already widely available on the [I]nternet,” the majority dismissed the case as moot. Id.
I agree with the reasoning of Judge Smith’s concurrence in Reed. I write here to emphasize that the Supreme Court’s decision in Church of Scientology of California v. United States clearly states that the type of claim raised by the plaintiffs in Reed, and by Appellants in this case, is not moot. There, the Court acknowledged that there are circumstances in which the judiciary “may not be able to return the parties to the status quo ante,” because there is “nothing a court can do to withdraw all knowledge or information” once that information has been disseminated. Church of Scientology,
The majority in Reed failed to recognize that Church of Scientology is controlling. Instead, it ignored the holding of Church of Scientology on the basis of its “commonsense conclusion that once a fact is widely available to the public, a court cannot grant any ‘effective relief to a person seeking to keep that fact a secret.” Reed,
As Church of Scientology makes сlear, we could order the State of California to “destroy or return any and all copies” of Appellants’ disclosures that the State “may have in its possession.” Church of Scientology,
The majority goes the opposite direction, and attempts to distinguish Church of Scientology by stating that Church of Scientology involved “a finite set of tangible records that had only been disclosed to a party to the action,” whereas this case involves records that have been “widely available on the Internet for several years.” (Majority Op. at 835 n. 3.) Thus, the majority concludes that we cannot provide “the ‘effective relief that the Supreme Court recognized in Church of Scientology.” (Id.) But this conclusion simply repeats the error of the panel in Reed. As pointed out above, Church of Scientology clearly holds that a case is not moot if we can “effectuate a partial remedy by ordering the Government to destroy or return any and all copies [of records] it may have in its possession.” Church of Scientology,
Church of Scientology teaches that courts should not declare a case moot if “any effective relief may be granted.” Forest Guardians v. Johanns,
For the reasons stated above, and in accordance with the well-reasoned concurrence of Judge Randy Smith in Reed, I conclude that Reed was wrongly decided. Under the governing law of Church of Scientology, Appellants’ as-applied challenges are not moot. The majority should have distinguished Reed and followed Church of Scientology, not the opposite.
Having concluded that Appellants’ as-applied challenges are moot, the majority proceeds to consider whether those challenges may nonetheless be subject to the exception to mootness for injuries that are “capable of repetition, yet evading review.” As discussed above, I do not believe that the as-applied challenges are moot. But even if they were moot, I believe that the majority errs in concluding that the “capable of repetition, yet evading review” exception to mootness does not аpply to this case.
The majority correctly states that the “capable of repetition, yet evading review” exception applies where: “(1) the challenged action is in its duration too short to be fully litigated prior to cessation or expiration, and (2) there is a reasonable expectation that the same complaining party will be subject to the same action again.” Fed. Election Comm’n v. Wis. Right to Life, Inc.,
A.
As to the first requirement, Appellants filed their original complaint on January 7, 2009, two months after the election on Proposition 8 took place. Under California law, Appellants were required to disclose the names of their contributors by January 31, 2009. As the majority observes, the district court denied Appellants’ motion for a preliminary injunction on January 30, 2009. (Majority Op. at 831.) The next day, Appellants complied with the law and made their disclosures. (Id.) Such a short span of time is clearly “in its duration too short” for a claim of this nature to be “fully litigated.” Wis. Right to Life,
The majority does not contend that this claim could have been “fully litigated” in so brief a time. Rather, it faults Appellants for failing to seek preliminary injunctive relief, and concludes that their failure to do so precludes this claim from falling under the “capable of repetition, yet evading review” exception to mootness. In reaching this conclusion, the majority relies upon our opinions in Headwaters, Inc. v. Bureau of Land Management,
In Headwaters, we stated that “[wjhere prompt application for a stay pending appeal can preserve an issue for appeal, the issue is not one that will evade review.” Headwaters,
A recent case in one of our sister circuits emphasizes the unfair position in which Appellants have been placed by the majority’s holding as to this issue. On December 20, 2013, the District of Utah held that Amendment 3 of the Utah Constitution is unconstitutional, and enjoined the State of Utah from enforcing various statutory provisions that “prohibit a person from marrying another person of the same sex.” Kitchen v. Herbert,
As this example illustrates, it is simply not realistic to expect a party to “seek and obtain a stay” within the span of a single day. Yet that is what the majority effectively requires. On the facts of this case, I would hold that our decisions in Headwaters and Bunker do not prohibit Appellants from satisfying the first requirement of the “capable of repetition, yet evading review” exception to mootness.
The majority asserts that the analysis above errs by focusing on the wrong “time-frame” for determining whether “a controversy inevitably ‘evаdes review.’ ” (Majority Op. at 838 n. 4.) The majority’s contrary analysis hinges on its discussion of “types of controversies” that are “inherently limited in duration.” (Id. at 836.) The majority argues that the mootness exception discussed here only applies to “inherently limited” controversies, which it defines as those that “will only ever present a live action until a particular date, after which the alleged injury will either cease or no longer be redressible.” (Id. at 836.)
To my mind, the majority’s discussion of an “inherently limited” controversy is somewhat metaphysical. The present controversy unquestionably had an “inherent limit”: namely, January 31, 2009, when Appellants were required by law to make their disclosures. In the same way, a controversy involving a law that “inhibits a political candidate or party’s ability to win an election” has, as its “inherent limit,” the date of that election. (Id. at 836.) Whatever distinction might be drawn between these two scenarios, it cannot be that only the latter has an “inherent limit.”
Although the majority does not say as much, it appears to posit a distinction between controversies whose “inherent limit” is a real-world event and those whose “inherent limit” is an artificial creation of the legal system. An example of the former, which the majority regards as “[n]o-tabl[e],” is pregnancy, insofar as the date on which a baby is born is independent of anything the law might decree. (Id.) By contrast, the limit in this case was the disclosure deadline mandated by California state law.
This distinction is not established by the cases the majority cites. Moreover, I believe that this distinction, although crucial to the majority’s holding, cannot be reconciled with our precedent. In effect, the majority has established a new test for determining whether this exception to mootness applies to a given case. Under
Although such a test may have a certain intuitive appeal, it is not the law of our circuit, as the majority’s own citations indicate. The majority relies on Bunker, which held that a party “may not profit” from this exception to mootness “where through his own failure to seek and obtain [prompt relief] he has prevented [an] appellate court from reviewing the trial court’s decision.” (Id. at 844, citing Bunker,
Put another way, the majority holds that this exception to mootness is only available in cases whose “limited duration ... is clear at the action’s inception.” (Id. at 836.) But the cases relied upon by the majority consider a party’s “failure to obtain prompt relief’ during an action. (Id. at 837.) If it were true that the question of whether this exception to mootness applies could be resolved solely by considering an action in abstract form from its “inception,” then there would have been no reason for our prior cases to consider a party’s “failure to seek and obtain” relief over the course of litigating the action. The new majority rule is inconsistent with our prior case law.
Thus, the majority’s holding here clearly creates new law for our circuit, and does so in a way that cannot be reconciled with our court’s precedent. The majority relies on Reed for its reasoning as to this point. (Id. at 836-37.) I quote below the entirety of the discussion of this issue in Reed:
There was no inherent limit on the duration of this controversy. The district court granted a temporary restraining order the day after Plaintiffs filed their complaint in July 2009. The petitions were not released until October 2011. The release was not timed to a 27-month deadline inherent in this type of petition. And unlike [other] election-related cases granting an exception ... the issues in this case were not moot once the election was held, [citation omitted] Because it is reasonably foreseeable that this type of challenge could be fully litigated before becoming moot, this type of challenge does not evade review.
Reed,
Whatever might be said of this holding, it does not provide a justification for the novel test that the majority has invented.
In similar contexts, we have not relied upon the distinction used by the majority to preclude review of this case under this exception to mootness. Our recent decision in Enyart v. National Conference of Bar Examiners, Inc.,
Thus, in Enyart, we held that a period of “little more than a month” rendered it “practically” impossible for a party to obtain appellate review. Id. By the same logic, it was almost certainly impossible for Appellants to obtain review from us of the district court’s order on Appellants’ motion for a preliminary injunction in the single day available to them.
The majority attempts to distinguish Enyart by stating that it “dealt with an issue of an entirely different nature.” (Majority Op. at 887-38 n. 4.) The point of my discussion of Enyart, however, is that it considered whether a party could “practically obtain appellate review” of a district court order. Enyart,
In sum, because it was practically impossible under the facts of this case for Appellants to obtain appellate review, I would hold that Appellants have satisfied the first requirement of the “capable of repetition, yet evading review” exception to mootness.
B.
In light of its conclusion that Appellants failed to satisfy the first requirement of the “capable of repetition, yet evading review” exception to mootness, the majority does not address the sеcond requirement — namely, the requirement that there must be a “reasonable expectation that the same complaining party will be subject to the same action again.” Wis. Right to Life, Inc.,
In this case, Appellants have alleged that they intend to engage in future political activities against same-sex marriage and that they intend to continue soliciting donations to advance that position. Their Third Amended Complaint alleges that “Committee Plaintiffs believe potential contributors have been and will continue to be discouraged from contributing to their committees as a result of the threats and harassment directed at any individual supporting a traditional definition of marriage” (emphasis added). Moreover, at oral argument, counsel for Appellants stated that future ballot initiatives are being circulated and that Appellants’ committees are ready to participate in such initiatives by filing amendment documents, at which point they would resume soliciting donations.
Under our precedent, this is sufficient to show a “reasonable expectation that [Ap
The same type of evidence is present in this case. First, as stated above, Appellants’ complaint expresses an intention to engage in similar conduct in the future, insofar as it alleges that future contributors “will continue to be discouraged.” Second, as is also pointed out above, Appellants’ counsel represented in the present appeal that Appellants intend to engage in similar campaigns against same-sex marriage in the future. Therefore, under Wolfson, Appellants have established a “reasonable expectation” that they will be subject to the same action again, and thus have satisfied the second requirement of the “capable of repetition, yet evading review” exception to mootness.
III.
Finally, the majority invokes the ripeness doctrine to conclude that Appellants’ “claim for forward-looking relief’ is non justiciable. (Majority Op. at 838.) The majority correctly identifies our guidelines for the ripeness inquiry, which we articulated in our en banc opinion in Thomas v. Anchorage Rights Commission,
In Getman, we considered a similar challenge to California’s campaign finance disclosure laws. Id. at 1091-92. As a threshold matter, we determined whether that challenge was ripe. Id. at 1093-95. The district court, following the approach set forth in Thomas, had concluded that the action was not ripe, insofar as California was not investigating the plaintiff for violations of the state’s campaign finance disclosure law and had not threatened the plaintiff "with prosecution. Id. at 1094. We held that the district court’s interpretation of Thomas “must be rejected.” Id. In doing so, we emphasized that in the context of First Amendment challenges, the “Supreme Court has endorsed what might be called a ‘hold your tongue and challenge now approach rather than requiring litigants to speak first and take their chances with the consequences.” Id. (citation omitted). We determined that the “intended communicаtion” that was the subject of the litigation was “arguably subject” to the “reporting and disclosure requirements” of California’s Political Reform Act (PRA) — i.e., the same act that is at issue in this case. Id. at 1095. From that fact alone, we concluded that the plaintiff had “suffered an injury as a result of the alleged unconstitutional statute,” which meant that its claim was “necessarily ripe for review.” Id. Likewise, here, it is beyond question that Appellants’ intended future activities, as discussed above, are subject to the reporting and disclosure requirements of the PRA, which in turn means that their claims are “necessarily ripe for review.”
Although the majority pays lip service to our ripeness analysis in Thomas, its actual resolution of this issue is largely reliant on the Supreme Court’s decision in Renne v. Geary,
My view that Renne does not preclude us from holding that this case is ripe is further supported by the Tenth Circuit’s well-reasoned opinion in New Mexicans for Bill Richardson v. Gonzales,
Just as in Richardson, in this case the record contains ample affidavits submitted to the district court showing that Appellants have solicited contributions in the past, and that the State of California’s disclosure of contributors’ identifying information has reduced the likelihood that Appellants will be able to obtain funds from contributors in the future. Thus, as the Tenth Circuit concluded in Richardson, I would hold here that there is nothing “speculative or uncertain about the harm” to Appellants’ fund-raising activities caused by California’s campaign disclosure law, and that their claim is therefore ripe.
A separate reason for concluding that Renne does not block Appellants’ claim is also provided by the Tenth Circuit’s opinion in Richardson. The court in Richardson expressly considered Renne, and concluded that the case before it was ripe notwithstanding Renne. As the Tenth Circuit explained, Renne’s holding was largely predicated on the particular “facts presented” in that case, and especially on “the dubiousness of plaintiffs’ standing to bring the case.” Id. at 1501 n. 1. The Renne plaintiffs’ standing was “dubious[ ]” because they were a “group of individual voters” who were challenging a law that “regulated political parties and central committees.” Id. That is, because the law at issue in Renne “contained no enforcement mechanism against individual voters and, indeed, did not even regulate the conduct of individual voters, it follow[ed] logically that [the plaintiffs] faced no threat of prosecution by virtue of that [law].” Id.
The Tenth Circuit found further support for this interpretation of Renne in Justice Stevens’s concurring opinion. Justice Stevens stated there that “[i]f such a challenge had been brought by a political party or a party central committee [i.e., by the type of plaintiff to whom the law was addressed], and if the complaint had alleged that these organizations wanted to endorse, support, or oppose a candidate for nonpartisan office but were inhibited from doing so because of the [law], the case would unquestionably be ripe.” Id., quoting Renne,
The majority attempts to distinguish both Getman and Richardson by asserting that, “[u]nlike” in those cases, “any opinion that we could issue regarding Appellants’ forward-looking claims would require us to
Finally, the majority’s rigid approach to the ripeness analysis errs by overlooking the well-established principle that in the First Amendment context, courts should apply the “requirements of ripeness ... less stringently.” Wolfson,
In sum, I conclude that Appellants’ forward-looking claims are ripe. As discussed above, I base this conclusion on our post-Renne precedents discussing ripeness in general, such as Thomas; our determination in Getman that a similar challenge to California’s campaign finance disclosure laws was ripe; the Tenth Circuit’s decision in Richardson, along with its crucial distinguishing of Renne; and the general principle that the requirements for ripeness should be relaxed in the context of First Amendment claims.
IV.
The First Amendment “bars subtle as well as obvious devices by which political assоciation might be stifled.” NAACP v. Overstreet,
. At pages 830-31 of the majority opinion, a brief history of the litigation over the merits of Proposition 8 is provided. I add here more detail regarding the problems that arose during that litigation.
Before the district court, the Attorney General of California took the position that Proposition 8 was unconstitutional under the federal Constitution, while the other government defendants "refused to take a position on the merits” and "declined to defend Proposition 8.” Perry v. Schwarzenegger,
As a consequence of Hollingsworth, the only federal court decision remaining that addresses the merits of Proposition 8 is the district court's decision, which by definition is without precedential authority. See, e.g., Howard v. Wal-Mart Stores, Inc.,
To my knowledge, nothing in California law requires the Attorney General to defend the Constitution of California, and other duly enacted laws of the State of California, from challenges in the courts. Nonetheless, it seems clear that the confusion created by the decisions discussed above, and the resulting abrogation of the federal courts’ decisions due to lack of standing, could have been avoided if the Attorney General of California had defended Proposition 8 on appeal in the federal courts. This suggests that the State of California would do well to consider legislating a process whereby the State's elected officials would be obliged to defend the State’s duly enacted laws in court, rather than leaving it to the unfettered discretion of the Attorney General to pick and choose which of the State's laws he or she elects to defend.
