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Private Frank L. Huff v. Secretary of the Navy
575 F.2d 907
D.C. Cir.
1978
Check Treatment

*2 McGOWAN, Before TAMM and ROBIN- SON, Judges. Circuit Opinion for the by Court filed Circuit Judge McGOWAN.

Opinion by filed Judge TAMM, Circuit concurring part dissenting part. McGOWAN, Circuit Judge: an appeal This is from a judgment of the District enjoining Court the enforcement at Corps Marine Air Iwakuni, Station in Japan of certain Marine Corps and Navy require which prior approval for by military personnel of, circulation in- alia, petitions ter Congress. members of F.Supp. The District Court declared violative of both the first amendment and 10 U.S.C. (1970) insofar apply to materials distributed during on-base off-hours and away from restricted or work areas. For herein, reasons appearing refer- ence to statutory, as distinct from the constitutional, ground, we affirm the Dis- judgment trict Court’s insofar as it relates petitions, and vacate it insofar as it ex- tends to other materials unrelated to the petitioning process.

I procedural posture of appeal complicated in respects. two We describe pre- them in some detail in order that Kaplan, Atty., Asst. U. Wash- Neil A. S. issue addressed and cise decided Silbert, C., Earl J. U. ington, D. with whom opinion may be identified and understood. Terry, U. A. Asst. S. Atty., and John S. brief, C., complication were on the first relates to the na- Washington, D. Atty., Meier, ture upon regulations. Asst. U. of the attack Derek I. S. appellants. Hollander, challenge This Kopp, E. was certified Robert District Atty., Morton Justice, Court as a class action on Etra, Wash- behalf of all Attys., Dept, of Donald Corps assigned members of the Marine C., appearances for entered ington, D. also the Iwakuni Air Station. Each of the three appellants. and the class with plaintiffs named largely plaintiffs had named held distribution. The Court on-base circulate, approval denied been challenged regulations constitute off-base, petitions and certain related mate- upon circulation prior restraint an unlawful plaintiffs rials. Two of these nevertheless personnel away service distribution; of materials both were undertook such ar- *3 off-duty during hours. areas from restricted convicted in a court- rested and one was have con- forces officials Appellant armed summary for martial. On cross-motions ceded, Court and on this in the District both upheld District Court the judgment, the for on- specific requests the appeal, to off-base regulations pertain dis- plain- the named made foreign distribution of materials in a base country, tribution the denied under not have been tiffs should plaintiffs’ therefore denied the named and However, appel- regulations.2 request injunctive relating applicable for relief holding that the broad do contest and for lants arrests court-martial unauthorized by the imposed restraint prior of have not Appellees distribution.1 off-base Thus, ques- the Dis- portion of invalid. from this is itself cross-appealed the issue of is whether judgment; appeal and this presented trict Court’s tion facially invalid distribution are challenged regulations for off-base approval prior approval is therefore not generally they require prior materials written insofar in non-work appeal. off-duty, distribution us on on-base before areas.

However, grant complication relates the District Court did The second particular activity injunctive type upon both the which declaratory relief to and really “Right held that because off-base are 1. The District Court Amendment many On”. Yet activity political “superiors” anyone violate the Status of could of our call who Agreement the United States between right Forces tries his to exercise First Amendment Japan, political which restricts activities speech press and freedom and a “communist”. Japan, sys- of our armed forces They put members anyone really also down who be- prior to such restraint with tem Independence in our lieves Declaration of activity was reasonable. upholds any which of the citizens of country change government when it complaint four instances in which states 2. The unresponsive becomes to their needs and permission appellees to distribute were denied people country idea that the of a should be 2, 1974, appellee May On materials on-base. government able to choose their own form of requested permission signatures to solicit Huff government even if the leaders of our disa- Cranston, petition to Senator on a addressed gree with their choice. disputes objecting in labor of mili- to the use request Huffs to distribute the leaflet off-base guard personnel. May tary and national On granted, request but Falatine’s for on-base requested permission appellee Falatine denied, ground distribution was on the petition signatures Congressman for a solicit “[tjhe is, introductory paragraph by transpar- Dellums, supporting universal and uncondition- implication, disrespectful contemptu- ent amnesty who for those resisted draft or al your officers, superiors, ous all non-commis- during the Vietnam war. deserters On 20, 1974, requests sioned officers and civilians alike.” May both these were denied 30, 1974, July Huff, alia, Finally, appellees ground, they impugned Fa- inter on the latine, requested permission “by and Gabrielson innuendo the motives and conduct ’’ Fulbright, object- a letter to distribute Senator Commander-in-Chief. ing support regime American requests having South been de- Their Huff, Falatine, 24, 1974, nied, Korea. and three other Marines Huff and Falatine on June each July permission had been arrested on uting distrib- circulate a leaflet entitled (But this same letter to be Self-Evident off-base without hold these Truths “We approval, July Brass?).” requests sought The leaflet contained first the three Do the portions concerning up- of the Declaration of distribute a statement amendment (with interpretationjs]” July Independence coming “modem court-martials of those arrested on thereof), introductory paragraph copies Fulbright which and an as well as letter Although requests read: itself. Huffs and Falatine’s country years will our have granted, In two for on-base distribution were Gabriel- birthday. Many principles of the basic permission 200th son was denied to distribute the upon country was founded like Dec- our material the barracks. Independence and the First laration with alleged principles to be an unlawful of the first amendment regulations broadly and the ap- Independence. restraint. Declaration of See “originat[ing], signpng], supra. distrib- note 2 ply utpng], circulatpng] promulgatpng] peti- The causal connection between the initial tions, publications . pamphlets, attempts unsuccessful to circulate petitions, handbills, newspapers, magazines, flyers or hand, on the one subsequent re- material,” printed other similar or written quest to distribute the Declaration of Inde- applies order District Court’s pendence, other, is even more appar- equal any breadth to distribution of ent when one considers that a principal in the on-base context material heretofore grievance stated the Declaration itself However, described. we believe that was that appeal can and should be resolved refer- ence to that which is the focal every stage of Oppressions these We [i]n *4 point regulations of both the and the re- have Petitioned for Redress in the most quests plaintiffs, made the named name- humble repeated terms: Our Petitions ly, petitioning by servicemen of members of have been answered only by repeated in- Congress. jury. Petitions are the first type of material Signers The of the Declaration felt com- mentioned in the regulations, petitions and pelled grievances to state their to the world only type are the of material to which all after those in authority rebuffed peti- proscribed the activities (originating, sign- tions and other efforts to resolve those ing, distributing, circulating promul- grievances. Appellees case, in this blocked

gating) literally can apply. Three of the in their attempts petition the Congress, requests permission four to distribute sought in aid attempts of those to point out on-base described in complaint directly that refusal to allow petitions such ap- petitions involved Congress.4 members of peared to violate the principles stated request The fourth as appears well to have Declaration.5 borne a close clearly derivative rela-

tionship to these frustrated Thus we that the consider record illumi- petitioning ef- forts. That request nates in concrete factual terms only distribute a leaflet —to quoting the first question validity of the of the portions amendment and of the they pertain Declaration of Independence directed towards —was appellees made two of Congress. Finding, who had each we short- ly do, permission before been denied restraint in such a case is at to circu- petitions. late with statutory The odds “modern command Con- interpreta- gress, tion” of grievance the first believe the essential amendment contained in the leaflet included the suffered this case is met by limiting statement that “the government injunctive cannot declaratory take relief to the away peti- our right to petitions,” circulate tioning availability context. The of such title of the leaflet and introductory paragraph always in the indicate relief resides sound discretion purpose court,6 was to declare the view and we see neither the neces- officers, that commanding who had sity denied nor the desirability reaching on this requests, were not acting consistently question record the validity facial accompanying 3. See text note 11 infra. supra. 5. See note 2 Huffman, See Great ap- The Lakes Co. v. material to be distributed 319 U.S. 293, 299-300, pellee 63 S.Ct. Gabrielson included L.Ed. both a letter to a congressman (1943); concerning Declaratory and a Judgment Act, statement Federal ar- (Supp. previously 1976). rests of U.S.C. VI other Marines distribut- ing prior approval. the letter without See note supra. in that consideration would be step the next to materials guide which com to examine the standards Congress. than deciding whether to authorize manders activities. In the civilian con II the standards would have to be nar text all of challenged regulations, four definite, row, objective, and see Shuttles language, operative same have the which 147,150-51, Birmingham, U.S. worth scope geographic only in the differ (1969), 22 L.Ed.2d 89 S.Ct. Thus, regula- apply. which area heavy presumption “a there would be Fleet the form of a Pacific are in tions validity” of against constitutional [the] Instruction,7 Pacific a Fleet Marine Force censorship implemented by the Wing Aircraft Or- Order,8 First Marine Pro challenged regulations. Southeastern Corps Marine Air Sta- der,9 Iwakuni and a Conrad, 546, 558, motions, Ltd. v. U.S. operative language states tion order.10 (1975). 43 L.Ed.2d 448 95 S.Ct. within the rel- Corps personnel Marine However, different character of the “the area shall evant command community and of the permissible . . render mission originate, sign, distribute, promulgate which would within petitions, publications, including pamph- it,” constitutionally impermissible outside lets, newspapers, handbills, magazines, 733, 758, 94 Levy, 417 U.S. Parker flyers, printed or other or written materi- 2547, 2563, 41 L.Ed.2d 439 Under al, craft, aircraft, any ship, on board or in *5 standard lenient constitutional this more any vehicle Department of the of the on first amend to restrictions applicable Navy, any duty installation on military sphere, the the rights within ment uniform, or in or anywhere within a for- restraints would against prior presumption eign country irrespective of uniform or as it is in the civilian great as not be status, duty prior unless ap- command context; required would be to un and proval obtained.11 balancing competing of a careful dertake re interests first amendment clearly prior constitutes a requirement This quirements. In- upon petitions Congress. to restraint in this in- Although the District Court deed, of autho- requirement the command stance, presented with the other courts interposed every stage of the rization is appeal,13 this that raised on issue as same process, drafting from the docu- petitioning foregoing first amend- the have undertaken signing it it.12 circulating to to ment that it is neither analysis, we believe ment to do so because considering validity necessary proper of nor Were we inso- amendment, challenged regulations, validity first under the this restraint Wade, 76-125; F.Supp. 127 v. No. Glines (1974). 5440.3c 7. CINCPACFLT1NST 1975) (Orrick, J.) appeal pending, (N.D.Cal. 9th Both these decisions found No. 76-1412. Cir. (1974). 5370.3 FMFO 8. challenged regulations constitu- invalid on facially statutory grounds, both tional and (1973). A 5370.1 MAWO 9. only applied. other decision which has The as validity directly passed upon the of re- (1973). 5370.3A 10. MCASO activity is Carlson on strictions U.S.App.D.C. Schlesinger, F.2d (1974). 5370.3 11. FMPO upheld regu- there This court case, applied involved in that which lations of MAWO 5370.1A 12. In October during the Vietnam war. zone bases combat However, slightly to ex- 5370.3A were altered MCASO it note that “enter- court did “originate.” term clude the va- significant about the facial doubts” tainfed] lidity regulations, 511 F.2d at id. at (N.D.Cal. F.Supp. Monger, 404 Allen 13. X), appeal pending, 1975) (Peckham, 9th Cir. activities, “necessary” must be to they pertain to securi- far national statutory grounds. ty. can be determined (1970) provides that U.S.C. The involved in con- § this case stitute in restrictions terms on communica- may restrict member of person

[n]o tions with communicating Congress. legis- force from members an armed Congress, history a member unless the com- lative § confirms that Con- regula- or violates gress sought legislation munication is unlawful prohibit necessary security tions of the military commanders from interfering with United States. communications members of Congress in sending advance of the actual com- statute, Congress has enacting eased A system munications.14 re- in evaluating task of the courts opposed, instance, straint —as validity right restrictions post penalties hoc imposition petition. only indicates for scurri- statute lous, obscene, mendacious, or improp- that free and unrestricted communication er precisely forces communications—is by members of the armed with the what Con- gress prohibit, thereof is Congress particu- subject or members intended to branch, legislative limited exceptions lar concern but noted the statute. that such communication be also commands contends, however, The Government subject protection beyond to additional quoted that the statute above was intended speech by afforded other kinds of the first protect letters individuals Whatever standards be amendment. members of Congress.15 leg We think the apply generally held to restrictions on islative history indeed leaves no doubt that military, speech within the the standards to to present solitary, individual applied to on petitioning restrictions grievance to is en Congress a member of related cannot be less stringent compassed 1034.16 But there is no provided Thus, those than indication that this is the outer limit represents legislative statute evaluation Congress sought communication which competing interest in free expression *6 protect passing legislation. views in We Congress, of to members of hand, agree with special requirements Secretary one and the the of that of Defense military, protects the also right petition § the other. The the to difficult balancing which would otherwise Congress. have to be members of In a Directive enti accomplishedby judiciary the has tled leg- Handling been “Guidelines for Dissident islatively resolved: restrictions imposed Among Protest Activities Members upon lawful Forces,” communication to Congress Armed he stated: provision originally only 14. The protects was also enacted in 1951 have intimated that § 1034 an Military right amendment the Congress. to Universal the to send individual letters to Training 144, 1(d), and Service Act. C. security” exception § While the “national Stat. 78. The amendment was may offered Con- petitioning statute narrow the nature of gressman Byrnes of Wisconsin in order to protected in activities a combat zone such military regulations required counteract which Carlson, was involved in we do not think and Congress that to communications be sent implying do not dicta in read the Carlson as “through support official channels.” In of his letter-writing only that individual is the amendment, Congress Byrnes stated: protected at a base such as Iwa- § I will admit . . that . there is no restric- kuni. right tion on [the] to send communications channels, through anybody but knows that purpose 16. When whether the of asked the certainly that is a restriction in and of itself. permit any amendment “to man who is Cong.Rec. 3776, 12, p. April 1951. Minor pencil inducted to sit down and take a changes wording made when the stat- paper Congressman and write to his Sena- or was recodified in C. ute 1956. 70A Stat. tor,” sponsor replied, of the amendment right.” Cong.Rec. p. 3776, April “That is opinion Schlesinger, supra, 15. The in Carlson U.S.App.D.C. 325, 1333, may 511 F.2d at right complain ing of members to of our § next task is to determine against request grievances redress ac- system whether the restraint at protected by their commander is tions of issue falls within one of exceptions to Code of Mili- Article Uniform general prohibition of that statute. It addition, In tary Justice. a member seriously is not contended that the materi- petition any grievance present to als in “unlawful,” issue here were within (10 Congress 1034). member U.S.C. § the meaning of that term as used in § 1325.6, III D.O.D. Directive No. G by reason of their particular content. The added). suppose would (emphasis We that states, however, statute also re- often a soldier’sintended communica- quite straint is prohibited not where the commu- effectively not Congress tion with could be nication thus restricted regula- “violates letters, as, accomplished through solitary tions to necessary security of the Unit- instance, objective is when the to com- ed States.” Thus question we face is widespread dissatisfaction con- municate whether the requiring prior ap- cerning particular grievance, rather than proval of petitions Congress on the Iwa- grievance itself. We merely the also note kuni Air Station are necessary to the securi- system prior restraint at issue in ty of the United States. evidently applies peti- this case We note that way not the kin, also their next tions but coordi- courts the two involving other cases mailing campaigns pre- utilizing nated facial containing validity similar printed forms or letters identical restric- messages. tions distribution of such materi- have framed the statutory appear subject to prior ap- question al would before them.17 Rather than deter- proval. mining whether the of prior re- particular straint circumstances be-

Particularly long in view of the cher- fore them security is within national country, ished tradition in this embodied exception to these courts have meas- (“. right the first . amendment ured the assemble, security” standard of “national people peaceably and to against petition Congress guidelines for a which griev- redress armed forces ances”), personnel presentation griev- guide collective have set down to command- authority ances those in in the form of ing granting requests officers in or denying unlikely it most that in petitions, think distribute. both this case and the right communicate protecting griev- concerning other two cases restraints on Congress, Congress ances to did not intend activities, guidelines essen- protect sign to solicit others to tially state permission to distribute such communications. petition should be denied if the at issue presents danger “a clear to the loyalty, Having concluded that ac- *7 discipline, or of safety” per- morale service in the tivities restricted this instance sonnel, or are if it advocates unlawful challenged regulations communications behav- Congress members of within the mean- ior.18 to Monger, supra (2) F.Supp. danger loyalty, at a

17. See Allen v. Present clear the to dis- Wade, 8); (U supra F.Supp. cipline, safety personnel Glines v. morale or to of his Court, however, command; or, prop- at 130-31. The District erly question very phrased (3) the whether “the Involve distribution of material or the system prior causes, rendering attempts tion, of restraints ... is uncon- of or counsel that advice stitutionally cause, advocates, of restrictive First Amendment to or insubordina- F.Supp. mutiny, duty, disloyalty, at 868. freedoms.” of refusal solic- material, comprises, pornographic or ad- deny permission are to to Commanders told vocates, of or solicits international violation if distribute such distribution would or, agreements; treaties or (1) Materially safety, oper- planning perpetration with the interfere the Involve or of ation, unit, or or control of his the of the an unlawful act or acts. command Nearly guidelines assigned particular of identical duties members MAWO 5370.1A. are stated in command; or, regulations challenged the other tioning activity, types speech, the two cases as on other of holdings in The always possibili- the be said to decrease the are broader than can guidelines these that ty discipline. We security exception lapses ad of of statutory national view, which, that agree long need with the District Court our question dress a per- guidelines as the on-base is particular The not be reached. away restricted or work areas personnel have set formed from which armed forces hours, no during off-duty there should be commanding officers guide down to these activities prior approval required for requests to distribute denying granting “necessary not to approval if first such is it is deter because relevance assume security.” system prior ap of the national that basic mined is petitioning activity itself proval system prior of invalidation Our security the United to “necessary Congress at on to petitions restraint were affirm If this determination States.” leave Iwakuni Air does not Station ative, we the issue of would face then against ser- commanders without recourse guide set in the the standards out whether petitions which personnel vice who initiate requests are also rejection of com lines for prove be in their content. See improper statutory standard. mensurate with - p. U.S.App.D.C., of 188 p. request distribute is a grant a Refusal supra. F.2d Those who undertake such second, in addition to separate restriction petitioning may punished applica- be universally applicable restriction which provisions Military ble of the Code of Jus- system prior form a re takes the is applicable tice or under criminal law. It that when emphasize again straint. We petitions on system prior restraint on restrictions commu Congress prohibited incompatible is with Congress which it Congress, clearly intended nications system apply to a prohibition Ill prior approval itself. strenuously argued The Government has Supreme showing has that this case is controlled We conclude that no Spock, 424 U.S. that restraint Court’s decision Greer been made Iwakuni Air L.Ed.2d 505 activities respond argument at some necessary security. is to the national We Station think it is on im- findings length the District Court with because we based scope portant misconceptions mission about nature extensive, major por- holdings but it is clear in that case. the base not opinion not actual tion of the related to the station is in an Greer political an absolute ban on holding current combat zone. While affidavit Dix, Jersey at Fort New introduced the Court below states that demonstrations “combat-ready,” permissible, holding constitutionally there are no was base person directly statutory issue performed by combat base not relevant activities during peacetime.19 relating petitioning Congress. nel us We understand before However, first discipline might order and Greer also held more tightly plaintiffs the civilian given rights maintained were commanders amendment the opportunity regulation another to screen violated circulation, prohibited distributing po- but not think that which them from do can literature at base with- *8 security require campaign national be said litical objective discipline approval. that prior of be out command Because the pursued plaintiffs presented had exclusion of all other inter Greer not case, approval, ests. this prior If then 1034 literature for Court did § nullity, peti- regulation would be a for restrictions on not face the issue of whether the Monger, appeal. also v. F.Supp. See Allen su- 19. See at 867-68. Wade, pra (- F.Supp. 10); v. Glines at 1086 supra F.Supp. at 131. rather, based, applied; above-quoted

was constitutional statement is con- challenged regulation held that because, Court holding sistent with our as earlier invalid, 838-840, 96 facially id. at noted, commanders remain to punish— free 1211. S.Ct. thus petitioning activities which deter — or unlawful otherwise inconsistent with authorizing regulation prior in Greer mission. We have held as follows: restraint read that at a base such as Iwakuni commanders any publi- or posting The distribution are not free to use prior cation, re- including newspapers, magazines, activities; handbills, circulars, straints to inhibit such flyers, pamphlets or they re- issued, writings, published or other other- main free to do so in ways.21 person is prepared by any wise ... that, We also note even if we were to Military Dix prohibited Fort Res- decide the issue us before on constitutional . prior approval ervation without grounds, it is not clear that Greer would be controlling. study Careful the regula- 831, guidelines 96 S.Ct. at 1214. The Id. at at tion issue in Greer leaves uncertain the requests command refusal of governing question of whether toor what extent it in aspects in all relevant distribute were iden- fact restricts activities. Al- us, in the case before see id. at tical those though petitions conceivably could be en- 831, 96 1211 n. 2. S.Ct. compassed within the term “other writ- controlling neither nor We find Greer ings,” it is not at all clear that solicitation the issue of the persuasive signatures is encompassed specific validity implementing activities proscribed: “distribution” system prior petitions restraint at the event, “posting.” In any regula- Greer significantly, Air Most Iwakuni Station. obviously tion is not directed at course, holding in Greer was constitu- significant way activities in the that tionally The Greer Court had no based. regulations in this case are. The Supreme validity to consider the of that occasion Court has previously the judg- enunciated regulation restraint prior § be- ment that a statute should not be struck Congress were cause not in- facially down as invalid simply it because volved Greer. Court’s statement potentially touches upon constitutionally in the “nothing that Constitution protected activity at margin. Parker v. acting disables a commander from Levy, supra 760, 417 U.S. at 94 S.Ct. 2547. perceives what he be a avert clear Thus the uphold Court’s decision to danger loyalty, discipline, or morale regulation in Greer not imply need that the command,” troops on the base under his regulation would be constitutional if ap- 840, (emphasis id. at 96 S.Ct. at add- plied to petitioning activities. ed),20is therefore fully consistent with our conclusion on all peti- restraints is an by Congress Section 1034 exercise tioning activities at a base such Iwakuni power its constitutional make Rules “[t]o is violative of 1034. Regulation for the Government and U.S.Const, Moreover, apart even from the fact land and naval Forces.” art. statutorily the decision now make is cl. doing 14. so Congress may, may Spock, It that this statement is not even at 20. lets Fort Dix.” Greer U.S. at holding validity. basis for the of constitutional at In Greer those who to distribute materi- civilians, als were and the Court cited the “his- opinion, Elsewhere the Greer Court torically unquestioned power of command- [a] pains particular was discipline stress need for summarily ing officer to exclude civilians from training camp at a basic such as Fort (Cafeteria area of his command” Workers It Dix. well be need sufficient 886, 893, McElroy, 367 U.S. 81 S.Ct. general system to allow a restraints (1961)) concluding 6 L.Ed.2d 1230 which would be unconstitutional at a base such therefore, “respondents, generalized had no supra. as Iwakuni. Cf. note 15 constitutional to . distribute leaf- *9 916 We rights privileges sight and must not lose fact provide that

course, to elect minimally guaran- those extending beyond this case arises from events that in occurred Whatever by the Constitution. teed purely military a Both environment. in base of guarantee may be a reach that Congress Supreme have long and the Court kind, Congress that plainly is evident it is, recognized military that “the necessi by a has been motivated enacting 1034 in § society separate a from civil ty, specialized limit, to strengthen, and not to purpose 733, society.” Levy, ian Parker v. 417 U.S. rights petition in amendment first 743, 2547, 2555, 94 41 L.Ed.2d S.Ct. 439 is, any It in personnel. of service case (1974); see Orloff v. 345 Willoughby, U.S. event, to which statutory standard 83, 534, 94, (1953). 97 L.Ed. 73 S.Ct. 842 of the ser- determining validity look example, Congress made it a For has case; challenged in this regulations vice felony urge attempt to cause or insubor wanting inso- these we find and dination, disloyalty, mutiny, refusal of petitioning activity with as deal far duty by member of the armed forces. Congress. to members directed See 18 U.S.C. 2387-2388 Similar §§ to the District Court case We remand ly, the Court has often indicated its aware judgment in the to revise its with directions military's ness of the need “a herein. indicated manner duty counterpart a without discipline is so ordered. It Councilman, Schlesinger life.” civilian 738, 1330, 757, 1300, 420 95 U.S. S.Ct. 43 part TAMM, Judge, concurring in Circuit (1975); Spock, 591 Greer L.Ed.2d see dissenting part: 1211, U.S. L.Ed.2d well-writ- Judge I concur in McGowan’s J., (1976) (Powell, concurring); Burns v. it as opinion insofar very careful ten Wilson, 73 S.Ct. U.S. court’s portion of the district vacates the (1953) (plurality opinion). L.Ed. 1508 I unre- extends to materials judgment that well-accepted propositions mention these However, process. lated my legislative ju illustrate belief that with the agree unable to because I am that seek to military dicial actions limit a he reaches concern- and result conclusions disciplinary prerogatives commander’s addressed ing multi-signature petitions as necessary should be as intrusive is forces, I Congress by members of the armed part accomplish the effect desired. from that respectfully must dissent opinion. his II

I premise, I foregoing Consistent with exercising appropriate degree By an affecting disci- believe that laws restraint, writ- judicial Judge McGowan has narrowly solely interpreted very opinion pline ten a narrow based should statutory he grounds. reading The result reaches possible, expansive because an first, two conclusions: that a follows from the authori- such statutes circumscribe more one individu- petition, signed by than an extent ty commanders al, representative senator or addressed my opin- Congress. never intended forces, by a is a member of the armed ion, case in this conclusion court’s protected communication under 10 U.S.C. un- communications protected second, (1970); assuming such a clearly beyond goes der 10 U.S.C. § petition protected, re- passed when it what intended Congress quiring prior petition by approval of the statute. appropriate military authority are not nec- legislative objective reading of the An essary to the security of the United States. purpose the sole history demonstrates disagree I conclusions. both these 1034 was ensure enacting U.S.C. them, however, commenting Prior member preliminary are in order. that an individual few remarks

917 time, could, at any write to his senators or trates Congress that had no difficulty in representative being required without to employing unequivocal language when it proceed through have the communication did that multi-signature petitions intend be sponsor command channels. The protective included within the ambit of a amendment, Congressman Byrnes of Wis- “Right petition statute. Entitled to Con- consin, introduced the measure because of gress; employees,” 5 U.S.C. § an incident in which an sailor individual (emphasis added): states right “The of [civ- Byrnes desired to communicate with Mr. il employees, individually or collec- service] a personal grievance about and was “told tively, petition to Congress or a Member of by commanding ship his officer aboard that Congress, or to furnish information ei- to Congress- a direct communication with his ther House of Congress, or to a committee prohibited man was and it would him make thereof, or Member may not be interfered subject Cong.Rec. court-martial.” with or denied.” Section on the other notes, As the majority in a hand, makes no mention of key words fashion, somewhat offhand see Majority “petition” or “collectively,” and I hardly opinion, supra at-of-U.S.App.D.C., think that we should read into that statute n.16, Byrnes at 912 575 F.2d when Mr. something Congress clearly did not intend purpose was asked whether “the [of to be included. permit any amendment ‘to man who is was] Congress wisdom of in not extending inducted to sit pencil down and take a the protection afforded petitions by civil paper Congressman and write to his or Sen- service employees petitions by members ator’,” he replied, right.” “That is Cong. is evident. The overt acts added). Later, Rec. (emphasis required generate a petition, while responsible chairman of the committee mildly disruptive performed by tasks the legislation, Mr. Vinson of Georgia, reit- civil service' employees if done during off- erated the amendment was intended hours, duty could very be harmful to mili- every “to let man in the armed services tary discipline case, and morale. writing have the privilege Congress- his appellees desired to canvass virtually every subject man on any or Senator if it does not off-duty area of the bar- including base— violate law or if it does not deal with racks, exchange, the base and the enlisted some secret matter.” (emphasis Id. at 3877 men’s gain club2 —in an effort support added). If one construes the statute strict- petitions. I it find difficult therefore, ly, it as most certainly ought to Congress believe that intended the narrow construed, it is apparent that individual language of 10 U.S.C. 1034 to afford § communications with represent- senators or protection blanket activities, to these since atives indeed intended to be “the out- such protection necessarily strips the local er limit communication which Con- commander of even the very limited gress sought protect passing legis- review Majority opinion, lation.” - See supra at scrutiny here. of 188 U.S.App.D.C., at F.2d; Carlson v. Schlesinger, 167 U.S.App.

D.C. 511 F.2d (1975).1 Ill The soundness of this arguendo conclusion is even Even assuming multi-sig apparent more when one considers a direct- nature are covered 10 U.S.C. statute, ly analogous enacted forty almost disagree I § the conclusion that years before 10 U.S.C. which illus- provide for a present grievance any This construction of 10 U.S.C. § 1034 is en- tition or member tirely Congress consistent with DOD Directive No. 1325.6 “peti- . —indicates (1969), Appendix (J.A.) being III G Joint singular at 65-69. tion” is used in the sense in that petition signed person A can be either one document. by many persons. wording of the di- (emphasis added) may pe- rective 4; member entry 17, 2. J.A. at —“a Record at 5. notice, immediately very react or on short activities on

prior review *11 previously “necessary to mission we have denominated are Air Station Iwakuni v. strong “a national interest.” Hess the United States.” security of the 51, U.S.App.D.C. fa 159 486 F.2d argument Schlesinger, in majority’s the linchpin of 1311, Iwakuni at from quote length the 1312 I conclusion is vor of this and current how in an actual this to illustrate little differ- is “not affidavit Air Station in Carlson zone,”3 being as was the case at ence there is between stationed combat the appears 1971, It Schlesinger. also Air in in v. Tan Nhut Base Vietnam Son sympathet more majority Carlson, have been would and stationed Iwaku- being as in at applied been had today, ic in either or in Japan, ni Air Station in v. training camp,” Greer aat “basic actions 1974 when relevant commenced: un these distinctions be Spock.4 I find Wing, Aircraft The First Marine tenable. personnel constantly and is equipment, degree in high maintained a of readiness President, intimately who was Our first deployment ex- possible for combat conflict, the horrors of armed familiar with in tremely example, short For notice. most effective once remarked 1972, units First Air- early of the Marine prepared be securing peace is to means of Iwakuni, Wing at de- craft stationed by theme was echoed war. same for This in and ployed in ex rel. to combat bases Vietnam United States Supreme Court 11, 17, within no- receiving Thailand 24 hours Quarles, v. Toth U.S. added): Later, (1955) during spring 5,100 (emphasis tice. L.Ed. 8 “[I]t armies and navies primary business of elements of the First Marine Aircraft is the ready fight wars should in fight deployed were to assist Wing rapidly or be too, Congress, has arise.” The the occasion the evacuation of Phnom Penh and Sai- inseparability of the mili- recognized gon. any time, Wing again At wage both to and to be tary’s responsibility upon deploy be similar called wars, imposing wage by similar prepared to circumstances on a moment’s notice. attempt to cause those who sanctions on eventuality, highest degree this by military of the members insubordination discipline, loyalty, and morale will be nec- war. during peacetime during whether essary completion for successful with id. Compare 18 U.S.C. the mission. 2388. constantly prepared who Personnel deployment for into combat or a crisis submitted in the district An affidavit must at all times have the same situation commanding general at court a former discipline high morale as would strict and that the un- indicates Iwakuni5 situations. A troops in actual combat promulgated were scrutiny der in case Marine, when disciplined and in to assist the local well-trained goal with one mind: supporting accomplishing considering his mission assigned commander units, prepared prepared his be instantaneous having command must mission of - qualified U.S.App. significant Majority opinion to set forth matters of val at fact, yet D.C., F.2d; it is Memorandum ue trier of obvious that see at 914 of 21, 1976, May opinion little, any, J.A. at 83. weight was accorded if the affidavit support judge The case below. cited - opinion U.S.App. Majority at of 188 approach, Schlesinger, 159 U.S. Hess D.C., at of 575 F.2d n.21. (1973), hardly App.D.C. 486 F.2d 1311 is Indeed, apposite. the affidavits in Hess were judge’s The district character- 5. J.A. at 70-74. summary support “post found to be insufficient hoc” ration- ization this document as a lawyers n.12, very precisely alization, puzzling judgment at 83 because J.A. troubling. making At the time of affida- somewhat than rather commanders vit, Corps efficiency had been in the Marine judgments concerning the affiant of units years, Iwakuni Air Sta- for 35 had commanded deployment That in certain scenarios. Iwakuni before, year just years tion for two over deficiency present case. is not in the instant serving Marine as Chief of Staff anyone Corps. imagine more is hard to It command, deployment contingency opera- for such see Laird, Schneider v. 453 F.2d tions, ranging protection/evacua- from (9th 1972) curiam); Cir. (per Yahr operations. highest tion to combat Resor, (4th 431 F.2d 1970) Cir. mental, physical, standards of disci- moral curiam), (per thus a limited of all pline, morale members prior review should be to him. left I stress Command are central combat readiness “limited,” for, the word as noted . . and effectiveness. These traits majority, the Government has conceded must inherent each Marine before improp- authorities acted goes he learning into combat and not a erly denying requests in issue here. process reserved the actual battle- *12 Thus, cases, future those very few or field. Individual collective efforts petitioning beyond activities that are this attempt, consciously those who would or high rather subject threshold would be otherwise, order, good disci- undermine circumscription.7 Rather than totally morale, pline, loyalty, and cannot be tol- usurping the local commander’s authority in Therefore, erated. regard, this as the majority opinion has lawsuit, challenge in a which afford done,8 prefer I would repose confidence ability Commander the and authorization in the petitions commander to review in a printed to screen such material manner; reasonable and fair proposi- distribution, keeping are simply tion is corollary a to that which requirement safety and well-be- expresses confidence in him to do his part in ing troops.6 of his our Nation. securing comments, previously These and those support cited sentiments of from all three IV government, branches convince me that In summary, I that multi-sig- would hold regulations establishing those a nature are protected communi- review petitioning activities at Iwa- 1034, and, cations under 10 U.S.C. alterna- certainly “necessary kuni most are to the tively, security Only of the issue here are United States.” proper the ability exper- necessary local commander has because are necessary tise to assess the effect such of the security United In so States. hold- activities on the combat of his ing, readiness we would properly honor “the sound require J.A. at prohibits 73-74. a commander who such activ- report immediately supe- ities to this fact to his 1325.6, I believe that su- DOD Directive No. 60, rior officers. See J.A. at 63. See also id: at 1, pra regulations promulgated note there- superiors 64. Since of these has the au- 54, under, 51, 61-62, J.A. at 58 & furnish the thority prohibition to reverse the commander’s proper employed by standard to be local decision, safeguard there thus further exists a commander: against arbitrary application regulations. of the Department It is the mission of De- Spock, 828, n.2, See Greer 424 U.S. 831-32 safeguard security fense to United of the 840, 1211, 47 L.Ed.2d 505 States. The service of ex- member’s suggestion by majority post 8. The pression preserved hoc should maxi- legal possible, good action leaves the commander with mum extent consistent with discipline means to deter activities order and and the securi- that are national ty. hand, On the unlawful otherwise no Commander inconsistent with the which, unpersuasive. Majority mission should be indifferent if conduct at-, proceed unchecked, destroy -,---of opinion allowed to would 188 U.S. proper App.D.C., of his effectiveness unit. The at 915 of 575 F.2d. balancing depend these interests will If a punish is indeed largely upon prudent judgment able, the calm the harm to the unit’s mission will have responsible Commander. legal proceedings been done before can be in added). 52; (emphasis J.A. at 65 See stituted, also id. long proceedings before the Majority opinion at---of completed. 188 U.S. quick-reaction Given the nature of App.D.C., at of 575 F.2d n.18. 913-914 & mission, legal the Iwakuni recourse alterna against presumption prohibition peti- practical tive is of little value the command tioning by pro- stronger activities in even made er. implementing regulations visions of the it is not principle established military.” to run the courts

business Stetson, U.S.App.D.C.

Vander-Molen (Robb, F.2d respectfully dissent.

J., I dissenting). ILLINOIS GAS

NORTHERN Petitioner,

COMPANY, REGULATORY

FEDERAL ENERGY

COMMISSION, Respondent, Pipeline Company of

Natural Gas Illinois Power

America and

Company, Intervenor. ILLINOIS GAS

NORTHERN

COMPANY, Petitioner, Jr., Adair, Ill., with Chicago, H. Wendell Stroud, Ill., was Stanley Chicago whom J. REGULATORY FEDERAL ENERGY brief, petitioners. on the for COMMISSION, Respondent, Weller, Atty., Energy J. Federal Barbara Commission, Regulatory Journey, Drexel D. Compa Public Indiana Service Northern Counsel, Perdue, Deputy Robert W. Gen. Company ny, Pipeline Natural Gas Tuttle, Counsel, Abbot Gen. Allan Sol. and Gas Transmis America and Columbia Walsh, Atty., Energy M. Thomas Federal Corporation, Intervenors. sion Commission, C., Regulatory Washington, D. and 76-2095. Nos. 76-2094 Walsh, brief, Atty., were on Thomas M. Commission, Energy Regulatory Federal Appeals, Court of United States C., respondent. Washington, D. for of Columbia Circuit. District Ill., Mallory, Chicago, Paul W. with whom Feb. 1978. Argued Goldstein, Ill., Chicago, E. was on the Paul intervenor, brief, Pipeline Natural Gas March Decided No. 76-2094 76-2095. Co. of America in Snyder Daley John D. and Giles D. H. Va., Small, Charleston, Stephen W. J. intervenor, brief, Columbia 76- Corporation in No. Gas Transmission

Case Details

Case Name: Private Frank L. Huff v. Secretary of the Navy
Court Name: Court of Appeals for the D.C. Circuit
Date Published: May 15, 1978
Citation: 575 F.2d 907
Docket Number: 76-1828
Court Abbreviation: D.C. Cir.
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