Defendants Madison Square Garden, L.P. (the “Garden”), Jason Vogel (“Vo-gel”), and Ryan Halkett (“Halkett”) 1 (collectively the “Defendants”) have moved pursuant to Rule 12(b)(6), Fed.R.Civ.P., to dismiss the First, Second, and Third causes of action against the Garden and the Second, Third, Fifth, and Sixth causes of action against Halkett set forth in the Amended Complaint of plaintiff Courtney Prince (“Prince” or the “Plaintiff’). For the reasons set forth below, the motion is denied.
Prior Proceedings
The prior proceedings in this action were set forth in the opinion of this Court of May 6, 2005,
Prince v. Cablevision Systems Corporation,
No. 04 Civ. 8151(RWS),
Following the entry of the May 6 Opinion, Prince filed her Amended Complaint. The First, Second, and Third causes of action allege claims arising out of a hostile work environment under federal, state, and city laws respectively. The Second and Third causes of action also allege a claim against Halkett as well as the Garden. The Fifth and Sixth causes of action allege that Halkett aided and abetted the retaliation alleged to have been committed against Prince in violation of New York State and New York City law.
Defendants moved to dismiss the Complaint on June 6, 2005. This motion was heard and marked fully submitted on September 7, 2005.
The Parties
Prince is a professional figure skater who was employed as a member and captain of the Ranger City Skaters (the “Skaters”). The Skaters are ice skating cheerleaders of the New York Rangers (the “Rangers”), a professional hockey team. (See Am. Compl. ¶ 1).
The Garden is a limited partnership, and the former employer of Prince. (See id. ¶¶ 17, 21).
Vogel is an employee of the Garden and deputy director of public relations for the Rangers. (See id. ¶ 23).
Halkett, who was Prince’s immediate supervisor, is employed by the Garden as the director of game-day presentation for the Rangers. (See id. ¶ 22).
The Facts
The following facts are drawn from the allegations contained in the Complaint. All well-pleaded allegations are accepted as true for the purposes of this motion.
See Chambers v. Time Warner, Inc.,
Prince was hired by the Garden in the fall of 2002 to be a member of the Skaters, a group which was formed in 2002. (See Am. Compl. ¶ 21). She was made captain of the team in August 2003. (See id. ¶ 25). In this capacity, Prince’s duties included communicating to the Skaters the directives of management. (See id.).
During her employment as captain of the Skaters, a period of less than six months, from August 2003 until she was fired on January 22, 2004, (Am. Compl. ¶¶ 25, 28), Prince has alleged that she was subjected to a sexually hostile
• The Garden and Halkett required that the Skaters, including Prince, be sexually alluring. Am. Compl. ¶ 28(a).
• Halkett told Prince that a Skater named Trina was too small breasted and directed Prince to tell Trina to stuff her bra. Am. Compl. ¶ 28(a).
• Halkett took steps to ensure that the Skaters did not get fat. Am. Compl. ¶ 51.
• Halkett made unwelcome sexual remarks to a Skater named Amea Bunting regarding her sex life and his. Am. Compl. ¶ 28(c).
• Halkett made disparaging remarks about the sexual morals of a Skater named Bridie. Am. Compl. ¶ 28(d).
• Halkett pressed Prince to tell him who the “wild girls” were among the Skaters. Am. Compl. ¶ 28(e).
• Vogel made unwelcome sexual advances to Prince and sexually assaulted her, and when the Garden and Halkett learned that Prince had complained about it, they fired her. Am. Compl. ¶¶ 33, 38.
• Vogel made unwelcome sexual advances to other Garden employees and the Garden is aware of such advances. Am. Compl. ¶ 28(f).
• The Garden managers including Halk-ett required some of the Skaters, including Prince, to fraternize with the Garden management. Am. Compl. ¶ 28(g).
• The Garden managers, including Halkett, routinely initiated unwelcome sexual conversations with Prince and other Skaters, both in their offices and also at Garden-sponsored post-game parties and gatherings in which the Skaters, including Prince, were expected to participate. Am. Compl. ¶ 28(h).
• Garden managers and supervisors, including Rososco, Vogel, and Halkett, took underage Skaters to bars and restaurants and purchased alcohol for them. Am. Compl. ¶ 28(i).
• High level Garden manager Josh Ro-sosco asked Prince about her relationship with her boyfriend and about which Skaters had boyfriends. Am. Compl. ¶28®.
• At a Garden event, a guest of the Garden management made an inappropriate gesture of sexual arousal toward Prince. When she complained about it to Vogel, he told her that she engendered the same sexual arousal in him as the guest had manifested. Am. Compl. ¶ 30.
Rule 12(b)6 Standard
The appropriate standard for this motion and for Title VII, NYSHRL, NYCHRL claims was set forth in the May 6 Opinion, at *3, and need not be rehearsed here.
I. Plaintiff Has Sufficiently Alleged a Hostile Work Environment Claim
. Here, the sexual harassment claim is alleged to arise from Vogel’s conduct
Whether these allegations as alleged are sufficiently severe or pervasive to alter conditions of employment and create an abusive working environment and whether Prince subjectively perceived the environment to be abusive as set forth in
Feingold v. New York,
In order to state a cause of action for hostile work environment, Prince must allege that: (1) her workplace was permeated with conduct that was “sufficiently severe or pervasive to alter the conditions of her work environment;” and (2) “a specific basis exists for imputing the conduct that created the hostile environment to the employer.”
Van Zant v. KLM Royal Dutch Airlines,
Courts are to look at the totality of the circumstances in determining whether conduct is severe or pervasive enough to create a hostile work environment.
Whidbee v. Garzarelli Food Specialties, Inc.,
As an initial matter, Defendants argue that Prince may not support her claims with any alleged comments of Halkett regarding Bridie and Ms. Bunting. In response to this argument, Prince has cited
Whidbee v. Garzarelli Food Specialties, Inc.,
On a motion to dismiss pursuant to Rule 12(b)(6), the Court does not assess the sufficiency of the evidence that a plaintiff has or will put forth to support her claim. Rather, under Rule 12(b)(6), all of the factual assertions underlying Plaintiffs claim must be accepted as true and all reasonable inferences must be drawn in her favor.
See Swierkiewicz v. Sorema N.A.,
Additionally, it should be noted that, even if Prince was unaware of the alleged comments at the time of her employment, they might be relevant to the pervasiveness of the hostile work environment. To be sure, a determination that she was unaware of these comments during her employment would render the statements irrelevant to her subjective perception of the environment.
Schwapp v. Town of Avon,
However, such testimony very well may be relevant to a determination of whether the hostility was severe and pervasive, from an objective standpoint, regardless of whether or not Prince was aware of or present for the comments at the time they were made. Indeed, “[b]e-cause the crucial inquiry focuses on the nature of the workplace environment as a whole, a plaintiff who herself experiences discriminatory harassment need not herself be the target of other instances of hostility in order for those incidents to support her claim.”
See Wait v. Beck’s North America, Inc.,
Defendants further contend that Prince has failed to adequately allege hostile work environment discrimination, arguing that the complained of conduct was not sufficiently severe or pervasive to be actionable.
The plaintiff in
Gregory
alleged that her superior: (1) asked her whether she knew what a sexual perpetrator was; (2) explained in graphic detail how a rape may occur; (3) told her how easy it is to rape a woman; (4) described sodomy and anal intercourse relating to boys in detail; and (5) engaged in behavioral displays of a sexual nature.
Gregory,
Defendants are correct that the statements and conduct alleged in Gregory were more threatening in nature than those alleged by Prince here. Taking the Amended Complaint in its totality, it does not contain allegations that Prince was subjected to the level of physical threats or degree of “combined verbal abuse, ostentatious and graphic references to sexual assault and women’s vulnerability to it, and intimidating physical behavior” that the plaintiff in Gregory endured. Id.
Whether the alleged conduct is physically threatening is just one of the factors courts look to in determining whether an environment is hostile.
Id.
at 693. When laying out the factors, the Supreme Court in
Harris
noted specifically that the evaluation of whether workplace harassment rises to an actionable level is not “reducible to ‘a mathematically precise test.’ ”
Id.
at 694 (quoting
Harris,
Additionally, the fact that the conduct alleged in Gregory was more severe than that alleged here is not to say that Prince was not subjected to behavior that a reasonable person may consider intimidating and/or threatening. According to the Amended Complaint, following a Garden event, Vogel and another male allegedly told Prince they were taking her to a location where several other Skaters agreed to go, but instead took her to a different bar, Daddy-O’s, where none of Prince’s fellow employees were located. While at this location, Vogel proceeded to aggressively solicit Prince for sex verbally and by allegedly putting his tongue down her throat. While, as the May 6 Opinion recounts, this incident, taken alone, does not constitute an actionable hostile work environment, see May 6 Opinion, at *9, this is not to say that Vogel’s conduct would not be considered intimidating or even threatening to reasonable person.
This Court is also mindful of the Second Circuit’s instruction that “the appalling conduct alleged in prior cases should not be taken to mark the boundary of what is actionable.”
Richardson v. New York State Dep’t of Correctional Serv.,
In the Amended Complaint, Prince has adduced factual assertions to support her claims and to put Defendants on notice of her claims and the grounds upon which they rest. Unlike the initial complaint, the Amended Complaint provides factual examples of the kind of conduct to which Prince alleges she was routinely subjected while employed by the Garden. In addition to the incident at Daddy-O’s, she alleges that: (1) Halkett and the Garden required that the Skaters be sexually alluring and required them to stuff their bras; (2) Halkett made disparaging remarks about the sexual morals of a fellow Skater; (3) Halkett initiated unwelcome conversations with Prince and other Skaters about their sex lives, his sex life, pubic hair, and oral sex; (4) Vogel made unwelcome sexual advances toward Prince and other employees of the Garden. These allegations indicate the persistency with which such comments were made and that the incident at Daddy-O’s was not simply an isolated episode.
The comments and conduct alleged in the Amended Complaint are insulting, demeaning, and objectifying, and could be considered severe by a reasonable employee. Accordingly, Prince has alleged that the harassment permeated her work environment and occurred with such frequency such that a “reasonable employee would find the conditions of her employment altered for the worse.”
Whidbee,
As such, Prince’s allegations are no longer analogous to those presented in
Quinn v. Green Tree Credit Corp.,
Defendants also contend that this case is distinguishable from
Horvath v. Am. Tissue Corp.,
As noted, the question before the Court is not whether Prince’s terms of employment were conditioned upon submission to advances, but rather whether the terms of her employment were “altered for the worse.”
Harris,
Prince points principally to the fact that she was discharged in order to demonstrate that her workplace atmosphere was altered for the worse. As explained below, the facts alleged demonstrate that Prince’s termination was a result of retaliation, not of the hostile work environment itself. Nevertheless, the Complaint suggests that the alleged harassment had other effects on Prince’s ability to perform her job, such that it cannot be said at this stage that no reasonable person would find her terms or conditions altered for the worse. 4
On a motion to dismiss, “it is not the duty of this Court to assess whether the allegations, if proved true, would allow Plaintiff to ultimately prevail, but whether Defendants are given adequate notice of the Plaintiffs claims and the grounds upon which those claims rest.”
Hockeson v. N.Y. State Office of Gen. Servs.,
II. Prince Has Sufficiently Alleged Vicarious Liability
A. A Basis For Imputing Liability To The Garden Has Been Adequately Alleged Under Federal Law
The Defendants have also moved to dismiss the Complaint on the grounds that
“An employer is subject to vicarious liability to a victimized employee for an actionable hostile environment created by a supervisor with immediate (or successively higher) authority over the employee.”
Faragher v. City of Boca Raton, 524
U.S. 775, 807,
Once the Court has resolved the threshold question of whether the harassing employee possesses supervisory authority, there are two situations that may arise. First, if the harassing employee takes a “tangible employment action such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change in benefits,” liability is automatically imputed to the employer.
Huaman v. American Airlines, Inc.,
No. 00 Civ. 6336(FB)(MDG),
An employer asserting the
Faragher/Ellerth
affirmative defense bears the burden of proving the following two elements: “(a) that the employer exercised reasonable care to prevent and correct promptly any ... harassing behavior, and (b) that the plaintiff employee failed to take advantage of any preventive or corrective opportunities provided by the employer or to avoid harm otherwise.”
Id.
The Second Circuit has recently noted that because the employer bears the burden of proving the
Faragher ¡Ellerth
defense, even summary judgment on this issue is cautioned against unless “the evidence is so overwhelming that the jury could rationally reach no other result.”
Fairbrother v. Morrison,
Prince has alleged that both of the alleged harassers, Halkett and Vogel, had supervisory authority and that the harassment ultimately culminated in the official act of discharge, rendering the Garden’s liability automatic. The Defendants argue that the Amended Complaint fails to sufficiently allege that either Vogel or Halkett possessed the requisite “special dominance” to be considered supervisors for purposes of imputing liability to the Garden.
Mack,
With respect to Halkett, the Garden specifically contends that Halkett cannot be deemed to possess the requisite supervisory authority because he could not have terminated Prince without approval from upper management. As the Second Circuit made clear in
Mack,
however, supervisory authority does not turn on whether the employee has the sole and unfettered power to hire and fire.
Mack,
In accordance with this standard, Prince has alleged facts sufficient to establish that Halkett possessed supervisory authority by alleging that he, along with other Garden managers, fired her. Accordingly, the Garden’s contention that it may not be imputed with the conduct of Halkett is misplaced.
With respect to Vogel, the Garden similarly argues that Vogel cannot be deemed a supervisor because Prince has not alleged that he was the senior employee on site or that he was a part of the same reporting lines as Prince.
In order to be deemed a supervisor, an individual need not be a “nominal supervisor.”
Hernandez v. Jackson,
While Vogel and Halkett properly have been pled supervisors, Prince has failed to allege a tangible employment action as a result of any alleged harassment. In her opposition, Prince has contended that the Garden is subject to automatic liability because she has alleged that “[a]s a result of the sexual harassment,” she “suffered the tangible employment action of discharge.” (PI. Opp. at 11; Am. Compl. ¶ 35).
However, in the Amended Complaint, Prince fails to allege that she was terminated as a cause of any harassing conduct of Halkett or Vogel.
See, e.g., Smith v. Unity Funeral Chapels,
No. 00-7264,
Here, Prince has alleged, both in the Complaint and again in the Amended Complaint, that she was terminated in retaliation for telling some of the Skaters that a member of management was a sexual predator. (Am.ComplJ 38). The retaliation claim is distinct and separate from the charge of sexual harassment.
Gregory,
Because Prince has not alleged a tangible employment action as a result of any alleged harassment, the Garden may avail itself of an affirmative defense to liability by demonstrating that: (1) it took reasonable steps to prevent and remedy harassment; and (2) Prince unreasonably failed to take advantage of any corrective or preventative opportunities provided by the Garden or failed to avoid harm otherwise.
See Faragher v. City of Boca Raton,
Because the Garden bears the burden on the affirmative defense and has not yet formally raised it, resolution of the adequacy of the Garden’s investigation and the reasonableness of Prince’s actions will be reserved for a later date. At present, there is no basis upon which to decide these issues as a matter of law as there appear to be factual questions surrounding both elements of the defense.
III. An Adequate Basis For Holding Halkett Individually Liable Under New York State And New York City Law Has Been Alleged
Defendant Halkett has also moved to dismiss Prince’s claim that Halkett should be held personally liable under the NYSHRL and the NYCAC as an employer and as an aider and abettor.
There are two bases for holding an individual liable under the NYSHRL — as an employer under Section 296(1) or as an “aider or abettor” under Section 296(6).
See
N.Y. Exec. Law §§ 296(1), (6).
5
The New York Court of Appeals has held that an employee is not individually subject to suit under § 296 of the HRL as an employer “if he is not shown to have any ownership interest or any power to do more than carry out personnel decisions made by others.”
Patrowich v. Chemical Bank,
It is uncontested that Defendant Halkett does not have an ownership interest in the Garden. Halkett argues that he may not be held individually liable because he does not have the power to do more than carry out personnel decisions made by others. According to Halkett, while Prince alleges that Halkett had the power to hire and fire her and other Skaters, her allegation concerning Halkett’s authority is made on “information and belief’ only (Am. Comply 22), which is insufficient to survive defendant’s motion.
Leibowitz v. Cornell Univ.,
No. 03 Civ. 9976,
There is authority that “[c]onclusory pleadings on ‘information and belief are inadequate as a matter of law” to survive a motion to dismiss.
Lesavoy,
With respect to aiding and abetting liability, Section 296(6) of the NYSHRL makes it an unlawful discriminatory practice “for any person to aid, abet, incite, compel or coerce the doing of any of the acts forbidden under this article, or attempt to do so.” N.Y. Exec. Law § 296(6). According to the Second Circuit, this language imposes individual liability on “a defendant who actually participates in the conduct giving rise to a discrimination claim,” irrespective of whether the individual possesses power to do more than carry out personnel decisions made by others.
Tomka,
According to Halkett, he cannot be held individually liable as an “aider and abettor” of a discriminatory discharge because one cannot aid or abet one’s own conduct.
6
See Chamblee v. Harris & Harris, Inc.,
Conclusion
For the reasons set forth above, Defendants’ motion to dismiss Prince’s hostile work environment claim is denied. Additionally, Halkett’s motion to dismiss Prince’s New York State and New York City law claims (Counts Two, Three, Five, and Six of the Amended Complaint) is denied.
It is so ordered.
Notes
. Although the complaint and the amended complaint name "Ryan Halkatt” as a defendant, the defendants, presumably possessed of superior, undisclosed knowledge, have referred to him as "Ryan Halkett,” which version will be adopted hereafter.
.
Defendants cite
Leibovitz
v.
N.Y.C. Transit Auth.,
. Defendants similarly attempt to distinguish
Hockeson v. N.Y. State Office of Gen. Servs.,
. However, to prevail it will be necessary for Prince to adduce evidence to support the claim that the terms and conditions of her employment were altered in some fashion other than her alleged retaliatory discharge.
. Because the language of the NYCAC is "virtually identical’’ to that of the NYSHRL, "[t]he same standards of analysis used to evaluate aiding and abetting claims under the NYSHRL apply to such claims under the NYCHRL.”
Feingold,
. No similar challenge has been launched against the allegations of aiding and abetting liability with respect to Prince’s retaliation claim.
