Prima Tek II, L.L.C. and Southpac Trust International, Inc. (collectively “Pri-ma Tek”) appeal from the decision of the United States District Court for the Southern District of Illinois granting the motion of Polypap, S.A.R.L., Philippe Charrin, and Andre Charrin (collectively “Polypap”) for summary judgment of noninfringement of U.S. Patent Nos. 5,410,856 (“the '856 patent”) and 5,615,532 (“the '532 patent”). Prima Tek II, L.L.C. v. Polypap, S.A.R.L., No. 99-CIV-220 (S.D.Ill. Nov. 14, 2001). Because the district court erred in construing the “floral holding material” limitation, we vacate and remand for further proceedings consistent with this opinion.
I. BACKGROUND
A. The Claimed Invention
Southpac Trust International, Inc. is the patent owner and Prima Tek II, L.L.C. is a licensee of the '856 patent, entitled “Decorative Assembly for a Floral Grouping,” and the '532 patent, entitled “Method of Making a Decorative Assembly for a Flo
A decorative assembly for a floral grouping, comprising:
a floral holding material having an upper end, a lower end and an outer peripheral surface, the floral holding material being constructed of a material capable of receiving a portion of the floral grouping and supporting the floral grouping without any pot means;
a sheet of material having an upper surface, a lower surface and outer periphery, the upper surface of the sheet of material being disposed adjacent a portion of the outer peripheral surface of the floral holding material and the sheet of material extending about a portion of the outer peripheral surface of the floral holding material; and
means for forming a crimped portion in a portion of the sheet of material with the crimped portion cooperating to hold the sheet of material in the position extended about the floral holding material to provide a decorative covering wherein the means for forming a crimped portion is used to form at least one overlapping fold in the sheet of material, which overlapping fold is substantially bonded via the means for forming the crimped portion.
'856 patent, col. 8, 11. 15-39 (emphases added).
Each of the other independent claims in the '856 patent is similar to claim 1 but with the following relevant differences in the highlighted portions. After referring to “material capable of receiving a portion of the floral grouping and supporting the floral grouping without any pot means,” claims 15, 89, and 48 of the '856 patent also claim “the stem end of the floral grouping being disposed in the floral holding material....” Id. at col. 10, 11. 12-13 (emphasis added); id. at col. 14, 11. 57-58; id. at col. 17,11. 25-26. Claims 29, 39, and 48 have an additional limitation requiring “disposing the stem end of the floral grouping in the floral holding material.” Id. at col. 12, 11. 46-47 (emphasis added); id. at col. 15, 11. 3-4; id. at col. 17, 11. 38-39.
Claim 9, which is the only independent claim at issue in the '532 patent, reads:
A method for providing a decorative covering comprising:
providing a floral grouping having a bloom end and a stem end;
providing a floral holding material having an upper end, a lower end and an outer peripheral surface, the floral holding material being constructed of a material capable of receiving a portion of the floral grouping and supporting the floral grouping without any pot means;
providing a sheet of material having an upper surface, a lower surface and an outer periphery;
disposing the stem end of the floral grouping in the floral holding material;
disposing the upper surface of the sheet of material near the outer peripheral*1147 surface of the floral holding material and extending the sheet of material about at least a portion of the outer peripheral surface of the floral holding material while leaving at least a portion of the upper end of the floral holding material uncovered, the upper surface of the sheet of material being disposed adjacent the outer peripheral surface of the floral holding material; and
disposing banding means about the sheet of material in a position circum-ferentially about the floral holding material causing the banding means to press a portion of the sheet of material against the outer surface of the floral holding material for cooperating to hold the sheet of material in the position extended about the floral holding material to provide the decorative covering.
'532 patent, col. 9, 11. 35-64 (emphases added).
B. The District Court Decision
Prima Tek initiated an action against Polypap in the Southern District of Illinois, claiming, inter alia, that Polypap’s Bouquett’O product infringed independent claims 1, 15, 29, 39, and 48 of the '856 patent and claim 9 of the '532 patent, as well as dependent claims 4-5, 7-11, 16, 19-24, 30, 33-36, and 43-45 of the '856 patent and claims 10, 11, and 13-15 of the '532 patent. Prima Tek and Polypap both moved for summary judgment with respect to claim construction and infringement issues. The district court conducted a Markman hearing limited to claim construction issues. Prima Tek II, slip op. at 2. The district court construed the disputed claim terms, including the phrase “floral holding material,” which it determined to mean “a three-dimensional solid, semisolid, or granular material capable of giving support to individual flowers when their stems are inserted into the material.” Id. The district court construed the limitation that the stem ends be “disposed in” floral holding material and “disposing the stem in the floral holding material” to mean that the “stem end of the flower is inserted into the floral holding material.” Id. at 2-3. Based on that construction, the court found that Polypap was entitled to a summary judgment that the Bouquett’O product did not infringe the asserted claims of the '856 and '532 patents, either literally.or under the doctrine of equivalents, because “the flowers and stem ends are not actually inserted into and through the actual plastic material of the cone” but rather “inserted into a hole formed at the top of the cone.” Id. at 6-7. Finally, the district court denied Prima Tek’s motion for summary judgment of literal infringement of the '856 and '.532 patents and denied as moot Prima Tek’s motion for summary judgment regarding Polypap’s affirmative defenses. Prima Tek timely appealed, and we have jurisdiction of this appeal pursuant to 28 U.S.C. § 1295(a)(1).
II. DISCUSSION
A. Standard of Review
Our review of a grant of summary judgment of patent infringement or noninfringement is plenary. Cole v. Kimberly-Clark Corp.,
“An infringement analysis entails two steps. The first step is determining the meaning and scope of the patent claims asserted to be infringed. The second step is comparing the properly construed claims to the device accused of infringing.” Markman v. Westview Instruments, Inc.,
In this case, the claim construction issue centers on the phrases “floral holding material” and “substantially bonded” contained in the asserted claims. We first discuss the proper construction of those phrases and then compare the properly construed claims to the accused Bou-quett’O product. Because we cannot determine with certainty based on the factual record before us whether there are any genuine issues of material fact regarding infringement, either literally or under the doctrine of equivalents, by the accused product in light of the proper claim construction, we vacate and remand for further proceedings consistent with this opinion.
B. Claim Construction
Claim construction begins with the words of the claim. Rexnord Corp. v. Laitram Corp.,
Notwithstanding the fact that the claim language must be examined in light of the written description, limitations may not be read into the claims from the written description. Comark Communications, Inc. v. Harris Corp.,
“After examining the written description and the drawings, the same confirmatory measure must be taken with the prosecution history, since statements made during the prosecution of a patent may affect the scope of the invention.” Rexnord,
1. The “Floral Holding Material” Limitation
The district court construed the claim language “floral holding material” to mean “a three-dimensional solid, semi-solid, or granular material capable of giving support to individual flowers when their stems are inserted into the material,” and required that the flower stems be “inserted into and through” the floral holding material. For the reasons given below, we conclude this construction was erroneous. Neither the phrase “inserted into” nor “inserted through” appears in any of the asserted claims. Instead, all of the claims at issue require that the “floral holding material” be constructed of “material capable of receiving a portion of the floral grouping and supporting the floral grouping without any pot means.” '856 patent, col. 8,11. 19-22. The claim language does not require that the stem end of the flower be inserted into and through the floral holding material. Moreover, we find the teaching of the written description is at most ambiguous whether “capability of receiving a portion of the floral grouping” requires insertion into and through the floral holding material because floral holding material, as we discuss below, is not limited, as the district court held, to floral foam or soil. Similarly, the claim language requiring flower stem ends to be “disposed in” the floral holding material does not require that floral stem ends be “inserted into and through” the material. We cannot conclude from the foregoing that the paten-tees unambiguously limited the scope of the claimed invention to require flowers to be “inserted into and through” the floral holding material. For us to do so here would be to impermissibly read a limitation into the claims from the written description. Comark,
While Polypap recognizes that none of the claims at issue explicitly require that the flower stem ends be “inserted into and through” the floral holding material, it nonetheless suggests that a proper interpretation of the terms “floral holding material” and “material capable of receiving a portion of the floral grouping and supporting the floral grouping without any pot means” compels such a limited claim scope. In doing so, Polypap points out that Figure 2 of the '856 patent, and at least some of the language of the written description and prosecution history, suggests that the preferred embodiment of the invention narrows the scope of “floral holding material” to floral foam or soil. Figure 2 of the '856 patent, which refers to one preferred embodiment, is shown below:
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Polypap bases its argument on the following language in the written description:
As shown in FIG. 2, the floral holding material 18 has an upper end 20, a lower end 22 and an outer peripheral surface 24. The floral holding material 18 shown in FIG. 2 is spherically shaped, although the floral holding material 18 may be any shape desired in any particular application. The floral holding material 18 is constructed of a material capable of receiving a portion of a floral grouping 26 and holding or supporting the floral grouping without any pot means such as a separate flower pot for example. The floral holding means [sic] 18 may be the type of material commonly referred to in the art as floral foam or Oasis or may be soil or artificial soil or other earth composition so long as the material is capable of holding its predetermined shape and capable of receiving and supporting the floral grouping 26 without any additional pot means. The floral holding material 18 may be capable of receiving and holding water for supplying water to the floral grouping 26.
'856 patent, col. 3,11. 40-58.
We find this argument unpersuasive. First, the written description does not describe “with reasonable clarity, deliberateness, and precision” the definition of “floral holding material” proposed by Polypap. See In re Paulsen,
Polypap also argues that the patentee ascribed a special meaning to the term “floral holding material” in the prosecution history. See, e.g., Spectrum Int’l, Inc. v. Sterilite Corp.,
We conclude that the prosecution history does not attribute a special meaning to the phrase “floral holding material,” and there were no express representations made in obtaining the patent regarding the scope and meaning of the claim terms. Moreover, the scope of the asserted claims may be ascertained from the plain language of the claims. See Internet Am., Inc. v. Kee-Vet Labs., Inc.,
2. The “Substantially Bonded” Limitation
We next turn to Polypap’s contention that the district court erred in concluding that the limitation calling for overlapping folds of the assembly of the asserted patents to be “substantially bonded” to mean that the bonding called for in the claims could be done with “a band or bonding material.” Polypap argues that the relevant definition of “substantially bonded” means “composed of two or more layers or the same or different fabrics held together by an adhesive.” Webster’s Ninth New Collegiate Dictionary 166 (1986). Thus, Polypap concludes that there is an independent basis that the claims at issue are not literally infringed, “because no adhesives or heat seals are used or suggested for use as part of the making of the Bouquett’O.”
We conclude that the district court did not err in construing the “substantially bonded” limitation. A reading of the claims leads to the conclusion that the overlapping folds be “substantially bonded via the means for forming the crimped portion.” '856 patent, col. 8,11. 88-39 (emphasis added). An example of “forming the crimped portion” is the placement of a band. Id. at col. 4, 11. 33-35 (“As shown in FIG. 2, the crimped portion 32 is formed by placing a band 34 about a portion of the sheet of material 10....”). The written description defines “band” as follows:
The term “band” as used herein, means any material which may be secured about an object such as the flower pot 16 such bands commonly being referred to as elastic bands or rubber bands and also includes any other type of material such as a string or elastic piece of material, non-elastic piece of material, a ribbon, a piece of paper strip, a piece of plastic strip, a piece of wire, a tie, wrap or twist tie or combination thereof or any other device capable of gathering the sheet of material 10 to removably or substantially permanently form the crimped portion 32 and secure the crimped portion 32 formed in the sheet of material 10.
Id. at col. 4,11. 40-53. Thus, “substantially bonded” does not require that the overlapping fold in the sheet of material be substantially bonded by an adhesive. Rather, the “substantially bonded” limitation requires that the overlapping fold in the sheet of material be gathered or crimped about the upper end of the floral holding material by a band or bonding material.
Polypap also argues that, under our construction of the “substantially bonded” limitation, claims 1, 15, 29, and 39 of the '856 patent are invalid as anticipated or obvious. This argument is premature and is not before us on appeal. Contrary to Polypap’s contention, we need not invalidate the '856 patent because the invalidity argument was raised only as an affirmative defense by Polypap, not in the form of a counterclaim, and the district
In sum, we conclude that, when viewed as a whole, the claim language, the written description, and the prosecution history require that the “floral holding material” have an upper end, a lower end, an outer peripheral surface, and be constructed of a substance capable of receiving and supporting a floral grouping without any pot means. Moreover, the “substantially bonded” limitation requires that the overlapping folds in the sheet of material be gathered or crimped about the upper end of the floral holding material by a band or bonding material. We have also considered Polypap’s other arguments on this issue and find them unpersuasive.
C. Infringement
The second step of the infringement analysis is comparing the properly construed claims with the allegedly infringing devices. Cybor,
The district court based its decision to grant summary judgment of noninfringement by the Polypap Bouquett’O product based on the “floral holding material” limitation in the asserted claims. The Bou-quett’O product, is a thin, semicircular piece of clear plastic which, when shaped into a cone, receives the stems of flowers through an open hole formed at the top. The district court concluded that because the flowers and stems are not “inserted into and through” the plastic material of the cone, the Bouquett’O does not contain the “floral holding material” limitation and does not literally infringe the patents at issue. The district court also concluded that the Bouquett’O does not infringe under the doctrine of equivalents because there is a substantial difference in the way in which the flowers are supported, that is, “the patents at issue need three-dimensional floral holding material into which flower stems are inserted into and through in order to achieve floral support, while the shape of the Bouquett’O itself, absent three-dimensional material, provides support.”
We do not agree with Polypap’s reasoning that summary judgment of nonin-fringement was properly granted by the district court. Polypap’s assertions of noninfringement, like the district court’s conclusions, are premised on an erroneous construction of the “floral holding material” limitation. As set forth in the claim construction above, the “floral holding material” limitation does not require that the flowers and stem ends are “inserted into and through” the material. Rather, the “floral holding material” limitation calls for material having an upper end, a lower end, and an outer peripheral surface, the floral holding material being constructed of a material capable of receiving a portion of the floral grouping and supporting the floral grouping without any pot means. We cannot determine with certainty based on the factual record before us whether there are any genuine issues of material fact regarding infringement, either literally or under the doctrine of equivalents, by the accused product in light of our revised claim construction. Accordingly, we vacate the district court’s grant of summary judgment of noninfringement, either literally or under the doctrine of equivalents, and remand for further proceedings consistent with this opinion.
III. CONCLUSION
Because the district court erred in construing “floral holding material” and we cannot determine with certainty based on the factual record before us whether there are any genuine issues of material fact regarding infringement, we vacate the district court’s grant of summary judgment of noninfringement and remand for further proceedings consistent with this opinion.
VACATED AND REMANDED.
