NOTICE: Sixth Circuit Rule 24(c) states that citation of unpublished dispositions is disfavored except for establishing res judicata, estoppel, or the law of the case and requires service of copies of cited unpublished dispositions of the Sixth Circuit.
Glenn PRICHARD, Plaintiff-Appellant,
v.
Larry LAFFERTY, Larry Jones, Sam Whitt and Dewey Harlis,
individually and as chairperson and members of the Board of
Education of Martin County, Ky.; Martin County Schools;
Board of Education of Martin County, Defendants-Appellees.
No. 91-5257.
United States Court of Appeals, Sixth Circuit.
Aug. 25, 1992.
Before KENNEDY, DAVID A. NELSON and BATCHELDER, Circuit Judges.
PER CURIAM.
Plaintiff Glenn Prichard, the former superintendent of the schools in Martin County, Kentucky, brought this action against defendants, the Board of Education of Martin County (the Board), the Martin County Schools, and Board members Larry Lafferty, Larry Jones, Sam Whitt, and Dewey Harlis, individually and in their official capacities as Board members. The suit, brought pursuant to 42 U.S.C. § 1983, alleges violations of Prichard's substantive and procedural due process rights arising out of the Board's dismissal of him. The district court granted summary judgment for defendants. We affirm the district court's granting of summary judgment, but for the reasons outlined below.
I.
Between 1983 and 1989, the Martin County, Kentucky, School System had six different school superintendents. In the spring of 1988, the Board of Education began looking for a new school superintendent. On June 6, 1988, the Board by a 3-2 vote hired Prichard as superintendent under a four-year contract beginning July 1, 1988.
In November of 1988, two of the three Board members who had voted to hire Prichard were defeated in the Board election. On March 7, 1989, the Board voted 4-1 to suspend Prichard with pay, approved charges for removal to be brought against Prichard, and scheduled an evidentiary hearing. The charges for removal were "spread on the Minutes of the Board" and given to the superintendent fifteen days before action on the removal was taken, as required by Ky.Rev.Stat. § 160.350. Those charges, which were made public through the local media, included: hiring more than 100 non-teaching personnel at the 10 schools in contravention of a State Department of Education report; hiring personnel for political reasons; transferring personnel from one school to another based on favoritism; refusing to sign the Board's official minutes and refusing to permit the chairperson to sign the minutes as required by state law; being insubordinate; not giving the Board financial reports about new personnel; attending illegal Board meetings from which some Board members were excluded; being politically loyal to former Board members; failing to oversee maintenance and supply needs for the schools; and being irresponsible in providing the State Board of Education with information.
On March 13, 1989, Prichard sued the Board in state circuit court, alleging that the Board had violated or threatened to violate his civil rights. He sought an injunction to overturn the suspension, to enjoin the Board from interfering with his duties pending a hearing on the charges, and to prevent Board member Dewey Harlis from hearing the charges and voting on the issue in view of Harlis's election promise to "get rid of" Prichard. Ultimately, the Supreme Court of Kentucky held that the Board had no authority to suspend plaintiff before a hearing and remanded the case to the Board for the evidentiary hearing. The court stated that it would not rule on Harlis's partiality until after the hearing.
The Board appointed one of its own attorneys as hearing officer to oversee the evidentiary hearing. At the hearing on May 25-26, 1989, the Board heard 16 hours of testimony. One witness who gave unfavorable testimony about Prichard was defendant Lafferty, the Board Chairperson. As a member of the Board, Lafferty also was among those who ultimately ruled on the charges against Prichard. The Board found that Prichard was guilty of misconduct and discharged him by a vote of 4-1. Prichard did not appeal the Board decision and did not prosecute his pending suit in state court. That case was dismissed as moot on August 29, 1989. Instead, Prichard filed this section 1983 action, claiming violations of his substantive and procedural due process rights, and seeking damages, reinstatement, backpay, attorney's fees and costs. On January 29, 1991, the district court granted summary judgment in favor of all defendants, stating that Ramsey v. Board of Education,
II.
We find that the district court did not err in granting summary judgment for defendants, although on grounds other than those stated by the district court.
We review a district court's granting of summary judgment de novo. EEOC v. University of Detroit,
A.
1. The Property Interest
The district court is not correct in finding that Prichard's claim is "nothing more than a contractual dispute." We find that Prichard had a property interest created both by his four-year contract and by state law. Property interests are not created by the Constitution. "Rather, they are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law--rules or understandings that secure certain benefits and that support claims of entitlement to those benefits." Board of Regents of State Colleges v. Roth,
Prichard had a property interest in his employment that was created by his four-year contract. The Board deprived Prichard of this interest by first suspending him (although with pay) and then removing him before the end of his four years. In addition, Prichard had a property interest created by Ky.Rev.Stat. § 160.350, which permitted a Board to remove a superintendent only "for cause."1 This statute created an entitlement not to be removed but for cause.2 Cleveland Bd. of Educ. v. Loudermill,
2. Process Due for Property Interest Deprivation
The Board did not violate Prichard's constitutional rights because the procedures followed by the Board provided Prichard with all the process that was due under Loudermill,
None of Prichard's assertions about being deprived of due process in connection with that hearing is legitimate. First, Prichard contends that the Board refused to issue subpoenas that would have allowed him to put on evidence in his favor. The Board counters that Prichard never requested it to issue subpoenas, but only requested subpoenas in blank, which the Board refused to issue. It argues that, in any case, it could not issue subpoenas to anyone but employees of the Board. Clearly there is a dispute over whether Prichard asked that subpoenas be issued to any specific individuals, or in blank, and whether the Board was bound to issue subpoenas either in blank or to individuals who were not employees of the Board.5 However, this dispute is not material. Because the Board did not need to provide a forum in which witnesses were compelled to testify, the Board was not required to issue subpoenas for Prichard, and any failure to do so did not constitute a deprivation of due process.
Second, the Board had authority both to level charges against its superintendent and to hold the hearing and decide whether the charges were valid. In Hortonville J.S.D. No. 1 v. Hortonville Educ. Assn.,
Third, the Board was justified in asking one its attorneys, John Triplett, to act as hearing officer. Neither his familiarity with the situation nor his relationship to the Board per se disqualified him. Hortonville,
Fourth, Board Chairman Lafferty's testimony at the hearing and subsequent vote to dismiss Prichard did not deprive Prichard of due process. Lafferty's testimony was necessary because, as chairperson of the Board of Education, he had relevant information regarding Prichard's past performance. His familiarity with the situation did not disqualify him, and the record contains no evidence that he harbored any personal animosity toward Prichard, or had a personal or pecuniary interest in terminating Prichard's employment. Hortonville,
Fifth, Prichard has not shown that Board member Harlis's pre-election statement about Prichard disqualified him from serving at the pretermination hearing. For a decisionmaker to have "disqualifying bias," the decisionmaker must have a "personal or financial stake in the decision that might create a conflict of interest" or must harbor "personal animosity" toward the employee. Hortonville,
Here, Harlis has not been shown to have a disqualifying bias. Tim Justice, a friend of Harlis, stated in a deposition that Harlis told him before Harlis's election to the Board that "he felt that they [the Board] would have to get rid of Mr. Prichard because in his words, he said, 'I don't feel that he will try to get along with us and he will try to make us look bad.' " Harlis, however, stated under oath at Prichard's hearing that he had meant only that Prichard must be supportive of the schools and of the Board. Harlis's pre-election statement, if he did make it, does not rise to the level of "personal animosity" or indicate a "personal or financial stake in the decision." Hortonville,
Accordingly, we find that Prichard received all the process required before the Board could deprive him of his employment and that the pre-termination hearing satisfied the requirements for procedural due process.
B.
1. The Liberty Interest
Prichard also claims that he was deprived of a liberty interest because he was stigmatized and his reputation was injured by the suspension, the charges and the termination. We find that Prichard was not deprived of a liberty interest, but even if he were, he received all the process necessary to permit him to clear his name.
While a person can have a liberty interest in preserving his "good name, reputation, honor or integrity," Board of Regents v. Roth,
Second, the stigmatizing statements or charges must be made public. Brandt,
Third, Prichard also had to claim that the charges against him were false. Codd v. Velger,
Finally, the dissemination must be voluntary. Chilingirian v. Boris,
2. Process Due for Liberty Interest Deprivation
Any deprivation of one's reputation, good name, honor and integrity must be accompanied by notice and an opportunity to be heard through a "name-clearing hearing." Chilingirian,
III.
For the reasons set out above, we hold that the Board and its members did deprive Prichard of a property interest. However, the pre-termination hearing held by the Board of Education provided Prichard with all the pre-deprivation process to which he was entitled to contest the property deprivation. In addition, we find that the termination did not deprive Prichard of a liberty interest. However, even if the termination had implicated a liberty interest, Prichard received all the process necessary to clear his name. Accordingly, the district court's granting of summary judgment is AFFIRMED.
DAVID A. NELSON, Circuit Judge, concurring.
I concur in the judgment and in all of the opinion except Part IIA. The thesis of Part IIA ("The district court is not correct in finding that Prichard's claim is 'nothing more than a contractual dispute' ") strikes me as incorrect.
The district court considered the instant case analogous to Ramsey v. Brd. of Ed. of Whitley Co., Ky.,
In the case at bar it is clear that during the term of his 4-year contract, plaintiff Prichard was subject to removal only for cause.1 Ramsey teaches that Prichard thus had a "finite" property interest in continued employment for the balance of the four years. Id. at 1274. Ramsey also teaches that "the deprivation of that finite interest can be compensated adequately by an ordinary breach of contract action." Id. No federal action lies under § 1983, Ramsey tells us, because the common law breach of contract action is adequate to make the plaintiff whole.
The reasoning of Ramsey echoes that of Parratt v. Taylor,
The reasoning employed in Ramsey was correct, in my view--as long as one assumes that the plaintiff had a finite property interest--and I think the district court was correct in following Ramsey 's reasoning here. If the plaintiff in this case had enjoyed life tenure, however, as did the plaintiff in Loudermill,
Notes
Ky.Rev.Stat. § 160.350 states:
A superintendent of schools may be removed for cause by a vote of four fifths ( 4/5) of the membership of a Board of Education. Written notice setting out the charges for removal shall be spread on the Minutes of the Board and given the superintendent fifteen (15) days before action is taken on his removal.
This statute was supplanted by Kentucky's Education Reform Act of 1990.
The Kentucky Supreme Court has defined "cause" as "a cause relating to and affecting the administration of the office and ... restricted to something of a substantial nature directly affecting the rights and interests of the public." Wicker v. Board of Educ.,
The district court failed to recognize that Prichard has a property interest created by his contract and by statute. The district court relied on Ramsey v. Board of Educ.,
When a person is hired for a fixed period of time or pursuant to a contract providing for employment "at will" or impliedly subject to removal upon the bona fide elimination of the position, and that person is dismissed prematurely, no federal cause of action lies under section 1983 to redress what is best characterized as an ordinary breach of contract.
Id. That dictum in Ramsey, however, was directed not toward the right but toward the remedy, and acknowledged that a nontenured employee had a property interest in employment for the duration of the employment contract. Id. And, in any case, Prichard had a property right created by Kentucky statute as well as by a contract for a definite period of time, and therefore this case presents a different situation from that described in dicta in Ramsey.
Kentucky Revised Statute § 160.350 itself sets up procedural requirements for dismissing a public employee for cause, including that written notice of the charge be made public and that the superintendent be given notice 15 days before action is taken on his removal
However, having created the property right in public employment, a state " 'may not constitutionally authorize the deprivation of such an interest, once conferred, without appropriate procedural safeguards.' " Loudermill,
Prichard relies on Ky.Rev.Stat. § 160.300, which states that a Board "may, in any investigation or proceeding before it, concerning a matter that may be a proper subject of inquiry by it, summons witnesses by subpoena, enforce their attendance, and require that they testify under properly administered oath." Ky.Rev.Stat. § 160.300
A panel of this Court in Kendall v. Board of Educ. of Memphis City,
In his answer and his motion for summary judgment, Prichard puts the word "charges" in quotation marks. In his deposition, he notes that he "never received anything in writing whatever, to tell me what charges were true and what charges were untrue ..." In his motion for summary judgment, he refers in the abstract to a situation in which " 'charges' against him could be manufactured ..." and indicates that the charges against him were brought "all under the pretext of removing him 'for cause.' "
We note that Kendall was overruled by our en banc decision in Duchesne,
Prichard did not appeal the Board's termination decision and did not request a post-deprivation name-clearing hearing. Instead, he filed this section 1983 suit. Therefore, we need not address whether Prichard was entitled to a post-deprivation name-clearing hearing. We need only reach the question of whether the pre-deprivation hearing was adequate to clear his name
I do not read Ky.Rev.Stat. § 160.350 as saying that the plaintiff was entitled to automatic renewal of his contract. As the plaintiff's predecessors could attest--see Part I of the panel opinion--Kentucky school superintendents do not enjoy life tenure
