Case Information
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEBRASKA JAMES S. PRICE,
Petitioner, 4:23CV3209 v.
MEMORANDUM BARB LEWIEN, AND ORDER
Respondent.
Following two jury trials, petitioner James S. Price (“Price”) was convicted and sentenced in the District Court of Lancaster County, Nebraska (the “district court”), to 25 to 40 years imprisonment for one count of aiding and abetting robbery and one count of aiding and abetting first-degree assault. See Neb. Rev. Stat. §§ 28-206, 28-308, 28-324. Now before the Court is Price’s Petition for Writ of Habeas Corpus (Filing No. 1) pursuant to 28 U.S.C. § 2254. After careful consideration of his claims, the Court concludes Price has not demonstrated his entitlement to relief.
I. BACKGROUND
A. The Assault and Investigation
Patrick Pantoja (“Pantoja”) and his friend Emmanuel Nartey (“Nartey”) were walking on 14th Street in Lincoln, Nebraska, in the early morning hours of October 3, 2014. As they passed the Nebraska State Capitol Building, three men approached them and asked if they had any money. Just moments later, Pantoja was hit on the back of his head. From there, his memory of what occurred is blurry.
The brutal assault that ensued put Pantoja in a coma for a week. He next awoke in the hospital, where he was diagnosed with a severe traumatic brain injury. Nartey was the only witness to the attack. He maintained that two white men and one Black man approached them that morning, but that only the Black man and one of the white men participated in the attack.
Investigators obtained surveillance footage from the capitol building depicting two men, one white and one Black, walking near the governor’s mansion around the time of the assault. Soon thereafter, Price and his roommate Stelson Curry (“Curry”) became suspects. On October 30, 2014, police searched the apartment that Price and Curry shared with one other roommate. The police found clothing that they believed matched the clothing worn by the men in the surveillance video, some of which was in Price’s bedroom.
While the search was being conducted, an officer interviewed Price at the police station. He denied having any involvement in the assault. Curry was eventually identified as the Black assailant after testing showed his shoes had Pantoja’s blood on them. He was arrested in February 2015. Price was investigated again in April and maintained his innocence. Ultimately, Price was arrested in July 2015 and charged with aiding and abetting robbery and aiding and abetting first-degree assault.
B. The First Trial
The first jury trial in Price’s case began in early December 2016. Price was represented at trial by attorney Brent McArthur (“McArthur”). After hearing four days’ of evidence, the jury received the case on the morning of December 9, 2016. The jury deliberated the rest of that day and returned to their deliberations on December 12, 2016.
That morning, the jury sent the district court a note saying, “We are having
difficulty with a unanimous decision. What else can we do?” Counsel met with the trial
judge and determined that the jury should be instructed to continue deliberating. When
the jurors returned from lunch, the district court instructed them again that their verdict
must be unanimous and that they should attempt to reach an agreement if possible.
See
United States v. Herra-Herra
,
The district court brought in the jury foreperson who expressed his belief that the jury was hopelessly deadlocked. Price requested the jury be polled, but the district court refused, finding no need to poll the jurors in light of what it believed to be a reliable report from the foreperson. Opposed to a mistrial, Price expressed his desire for the jury to continue deliberating. The district court overruled his objection, declared a mistrial, and discharged the jury.
On January 23, 2017, Price filed a plea in bar arguing that trying him again “would
violate the right to be free from Double Jeopardy, Due Process, and to a Fair Trial.”
See
Neb. Rev. Stat. § 29-1817 (providing the accused may “offer a plea in bar to the
indictment that he has before” been acquitted, convicted, or “pardoned for the same
offense”);
State v. Williams
,
C. The Second Trial and Appeal
Price was retried in June 2018. McArthur represented him again. On June 15, 2018, the government and McArthur presented their opening statements to the jury. As the government aptly described in opening, the question for the jury was whether Price was the white assailant that aided Curry in assaulting Pantoja. To help them answer that question, the government heavily relied on Nartey’s recollection of the events of October 3, 2014, telling the jury, “So when you go back to the jury room, you are going to have to go back there and say, do we believe Mr. Nartey? That’s it. That’s what it’s going to boil down to.”
McArthur’s opening also emphasized the importance of Nartey’s testimony. Noting that Pantoja did not remember much of the assault, McArthur informed the jury, “Nartey has a better recollection of what happened but it’s not the best.” He went on to critique some of Nartey’s recollections, noting that he “wasn’t able to really tell many details” about a number of important elements of what happened and pointing out some potential discrepancies between Nartey’s physical description of the white assailant and Price.
The government presented evidence for three days. Among the witnesses were
Pantoja, Pantoja’s doctor, Nartey, and law-enforcement officers involved in the
investigation.
See State v. Price
,
On the morning of June 20th, counsel made their closing statements to the jury, again stressing the significance of Nartey’s testimony. The government asserted that “Nartey’s testimony alone [was] sufficient evidence to convict” Price. For his part, McArthur emphasized that all the government had was Nartey’s recollection, pointing out the lack of other evidence of Price’s alleged guilt like fingerprints at the scene or blood on his clothing. He went on to go through the factors affecting the weight and reliability that should be given to Nartey’s testimony, acknowledging a number of inconsistencies in his retelling of the events.
The jury received the case just before noon that day. After several hours of deliberation, the jury found Price guilty on both counts. Price soon after moved for new counsel. The district court granted Price’s motion and appointed attorney Matthew Kosmicki (“Kosmicki”) to represent him. His subsequent motions for judgment notwithstanding the verdict and for a new trial were denied. On January 30, 2019, the district court sentenced Price to concurrent terms of imprisonment of 25 to 40 years on both counts.
With the assistance of his new counsel, Price appealed his convictions and sentences to the Nebraska Supreme Court. He argued that “(1) the State committed prosecutorial misconduct by making improper statements during closing argument, (2) the court abused its discretion when it denied his motion for a new trial, (3) counsel was ineffective, (4) there was not sufficient evidence to support his convictions, and (5) the court imposed excessive sentences.” Price , 944 N.W.2d at 285. Price again challenged the court of appeals’ overruling of his plea in bar and arguments assigning error to the refusal to poll the first jury. See id. at 291-92 (concluding those decisions established the law of the case and refusing to reconsider them).
The Nebraska Supreme Court affirmed his convictions and sentences on June 5, 2020. As to his prosecutorial-misconduct claim, the Supreme Court acknowledged Price failed to object to the complained-of statements at trial and concluded that “the remarks . . . were inferences from the evidence rather than statements of the prosecutor’s personal opinion.” Id . at 293. The Supreme Court further determined (1) the district court did not err in denying Price’s motion for a new trial, (2) the evidence was sufficient to support his convictions, and (3) his sentences were appropriate. See id. at 294-97. Without more specific allegations as to McArthur’s purported failings, it declined to consider his ineffective-assistance claim. See id. at 290; State v. Haas , 12 N.W.3d 787, 797 (Neb. 2024) (explaining that such claims may not always be resolved on direct appeal).
D. The Post-Conviction Motions
Price timely filed a pro se verified motion for postconviction relief (Filing No. 11-22 at 3) in the district court on May 28, 2021. See Neb. Rev. Stat. § 29-3001. He asserted Kosmicki was ineffective on appeal by failing to properly allege McArthur’s ineffectiveness and make other arguments. In relation to that claim, Price described the ways in which he felt McArthur fell short, including his alleged failure to impeach Nartey over his testimonial inconsistencies and more clearly highlight those weaknesses in his arguments. He also complained that McArthur failed to object to prosecutorial misconduct and effectively argue the admissibility and inadmissibility of particular pieces of evidence. Price further claimed prosecutorial misconduct violated his right to due process.
The district court ordered the government to respond and appointed counsel for Price (Filing No. 11-22 at 57). After hearing arguments from both sides, the district court overruled Price’s postconviction motion without holding an evidentiary hearing (Filing No. 11-22 at 96). With regard to McArthur’s purported failings, the district court found some of Price’s concerns were belied by the record and noted the efforts McArthur made to highlight flaws in the witnesses’ testimony. Ultimately, the district court found that Price could not demonstrate a reasonable probability that any change in his tactics would have altered the outcome of the trial. See Strickland v. Washington , 466 U.S. 668, 696 (1984) (describing this requirement of an ineffective-assistance claim). Nor was it persuaded by the record that Kosmicki was unconstitutionally ineffective.
Finally, the district court found Price’s prosecutorial-misconduct allegations were
procedurally barred because the Supreme Court had already rejected Price’s claims.
See
Price
, 944 N.W.2d at 292-94. Under Nebraska law, “a motion for postconviction relief
cannot be used to secure review of issues that were known to the defendant and which
were or could have been litigated on direct appeal.”
State v. Galindo
,
On appeal, the court of appeals affirmed the district court’s decision to deny
Price’s postconviction motion.
See State v. Price
, No. A-22-687,
That brings us to these federal habeas proceedings. On November 3, 2023, Price filed a Petition for Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254, this time with the assistance of new counsel. As required, Price’s petition named Michele Wilhelm (“Wilhelm”), then the Warden of the Nebraska State Penitentiary (“NSP”), as the respondent. [1] See Rule 2, Rules Governing Section 2254 Proceedings in the United States District Courts (stating the petitioner should “name as the respondent the state officer who has custody”). Price’s petition sets forth three general ways in which he believes the state-court proceedings violated his federal constitutional rights. That includes his arguments that (1) McArthur was ineffective, (2) the prosecutors engaged in misconduct, and (3) he was retried in violation of the prohibition against double jeopardy. See U.S. Const. amend. V, VI, XIV.
The Court reviewed Price’s petition (Filing No. 4) and ordered Wilhelm to respond. See Rule 4, Rules Governing Section 2254 Proceedings in the United States District Courts (requiring the district court to order a response or take other action unless “it plainly appears from the petition . . . that the petitioner is not entitled to relief”). On January 30, 2024, Wilhelm filed the state-court records (Filing No. 11), an answer (Filing No. 12), and a brief (Filing No. 13) asserting the Court should dismiss Price’s petition without holding an evidentiary hearing. Her brief argued that Price’s prosecutorial- misconduct claim was procedurally defaulted and that his other claims for relief were without merit.
On September 25, 2024, the Court reviewed that response and generally found it lacked the detail necessary to enable a meaningful analysis of Price’s claims (Filing No. 21). It agreed, however, that Price’s prosecutorial-misconduct claim was procedurally barred and dismissed that claim. Wilhelm was ordered to more thoroughly respond to Price’s double-jeopardy and ineffective-assistance claims by October 25, 2024. The Court gave Price an opportunity to file a reply brief.
Wilhelm promptly filed supplemental briefing (Filing No. 22) maintaining that Price was unable to establish his entitlement to relief on the two remaining grounds. Price replied (Filing No. 25) on November 8, 2024, in further support of his claims. II. DISCUSSION
A. Standard of Review
Under § 2254, “[a] state prisoner may request that a federal court order his release
by petitioning for a writ of habeas corpus.”
Shinn v. Ramirez
,
A state prisoner generally may bring a habeas petition in federal court only once
they have “exhausted the remedies available in state court.” 28 U.S.C. § 2254(b)(1)(A).
Even then, AEDPA greatly limits a federal court’s review of claims already adjudicated in
state court.
See Harrington v. Richter
,
As relevant here, § 2254(d) further “provides that if a claim was adjudicated on
the merits in state court, a federal court cannot grant relief unless the state court
(1) contradicted or unreasonably applied [the Supreme Court’s] precedents, or (2) handed
down a decision ‘based on an unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.’”
Twyford
,
“A state court decision is ‘contrary to’ clearly established federal law if the state
court arrives at a conclusion opposite to that reached by the Supreme Court on a question
of law, or if the state court reaches the opposite result in a case involving facts that are
materially indistinguishable from relevant Supreme Court precedent.”
Id.
;
see also
Williams v. Taylor
,
“The question under AEDPA is not whether a federal court believes the state
court’s determination was incorrect.”
Schriro v. Landrigan
, 550 U.S. 465, 473 (2007).
Instead, the Court must ask whether the state court’s “determination was unreasonable—a
substantially higher threshold.”
Id.
To meet that significant burden, the state prisoner
“must show that the state court’s decision was not merely wrong or even clearly
erroneous but ‘was so lacking in justification that there was an error well understood and
comprehended in existing law beyond any possibility for fairminded disagreement.’”
Bookwalter
,
“Similarly, if a petitioner alleges the state court’s decision ‘was based on an
unreasonable determination of the facts’ under § 2254(d)(2), it is not enough to show that
‘reasonable minds reviewing the record might disagree about the finding in question.’”
Brown v. Davenport
,
B. Analysis
1.
Ineffective Assistance of Counsel
The Court’s review of Price’s ineffective-assistance claim is “doubly deferential.”
Springs v. Payne
, 95 F.4th 596, 601 (8th Cir. 2024) (quoting
Cullen v. Pinholster
, 563
U.S. 170, 190 (2011)). That is because the already-deferential review mandated by
AEDPA is combined with the stringent requirements for establishing a claim under
Strickland
.
See Springs
,
That burden is arduous. “The performance prong requires the claimant to
overcome a ‘strong presumption that counsel’s representation was within the wide range
of reasonable professional assistance’ by showing that counsel’s performance not just
‘deviated from best practices’ but ‘amounted to incompetence.’”
Dorsey v. Vandergriff
,
The Court “giv[es] a heavy measure of deference to counsel’s judgment” and
attempts to judge their representation without the tinge of hindsight.
Strong v. Roper
, 737
F.3d 506, 518 (8th Cir. 2013) (quoting
Rompilla v. Beard
,
“The prejudice prong requires the claimant to demonstrate ‘a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.’”
Dorsey
, 30 F.4th 757 (quoting
Harrington
, 562 U.S. at
104). The ultimate question for the Court is whether counsel’s errors rendered “the result
of the trial unreliable or the proceedings fundamentally unfair.”
Collins v. United States
,
28 F.4th 903, 906 (8th Cir. 2022) (quoting
Lockhart v. Fretwell
, 506 U.S. 364, 372
(1993)). The likelihood that the outcome would have been different “must be substantial,
not just conceivable.”
Donelson v. Steele
, 16 F.4th 559, 570 (8th Cir. 2021) (quoting
Harrington
,
Adding more complexity, the claim Price presented in state court was one of
layered ineffective assistance “based on [Kosmicki’s] failure to [effectively] raise a claim
on appeal of [the] ineffective assistance of” McArthur.
State v. Parnell
,
Price has not shown the court of appeals unreasonably applied these principles or
otherwise came to conclusions that were contrary to law in rejecting his ineffective-
assistance claim. To start, his petition and opening arguments hardly mention the court of
appeals’ analysis.
See McNabb v. Comm’r Ala. Dep’t of Corr.
,
Price’s reply brief belatedly adds some detail to his argument. There, Price emphasizes the inconsistencies in Nartey’s testimony and his belief that McArthur failed to effectively address those discrepancies on cross-examination. Based on those purported errors, he claims the court of appeals failed to fully grasp the probability that those choices prejudiced him. In Price’s view, “[t]he prejudicial impact of the cumulative violation” of his Sixth Amendment rights is clear from a comparison of the differing outcomes of his two trials. He also takes issue with some of the ways in which the court of appeals interpreted the record regarding the evidence surrounding the descriptions of the white assailant and innocent white male.
After careful review, the Court finds those arguments still fail to meet the high bar
set by
Strickland
and AEDPA. To start, the cumulative-effect approach that Price
demands has been rejected by the Eighth Circuit on multiple occasions.
See Shelton v.
Mapes
, 821 F.3d 941, 950 (8th Cir. 2016) (“
Strickland
does not authorize a cumulative
inquiry of counsel’s performance.”);
Wainwright v. Lockhart
,
Nor has Price persuaded the Court that the court of appeals otherwise erred in
determining that he failed to establish prejudice as to his ineffective-assistance claims.
Those conclusions were not “baseless” or “speculative,” as Price claims. Even in light of
his alternative claims, the court of appeals’ analysis “could [] reasonably be derived from
the state court evidentiary record.”
Ervin
,
2. Double Jeopardy Price also asserts the denials of his plea in bar and request to poll the jury violated his rights under the Double Jeopardy Clause. See U.S. Const. amend. V, cl. 2, XIV. Again, his petition largely ignores the court of appeals’ analysis of those arguments— which he raised earlier in the plea-in-bar proceedings and on direct appeal. [3] In his reply brief, Price briefly elaborates on his claim, essentially arguing the court of appeals erred in not considering potential constitutional grounds underlying his request to poll the jury and in failing to give proper weight to his objection to the declaration of a mistrial. Neither of these arguments are grounds for relief under § 2254.
Price gives short shrift to the court of appeals’ review of his polling-related argument. In reality, the court of appeals addressed the entirety of the argument Price presented in his short briefing on the matter (Filing No. 11-7). That argument claimed that, like in State v. Combs , 900 N.W.2d 473, 481 (Neb. 2017), the district court “deprived him of the opportunity to determine whether the jury was deadlocked on both counts” by not polling the jurors. See Neb. Rev. Stat. § 29-2024 (providing that, when the jury agrees upon their verdict, it must be rendered into open court and “the jury may be polled at the request of either the prosecuting attorney or the defendant”).
The court of appeals considered that claim as it was presented and concluded that
Combs
did “not create a new right to poll the jury before the entry of a mistrial.”
Price
,
Finally, Price does not establish any error in the court of appeals’ conclusion that
the district court did not abuse its discretion in declaring a mistrial.
See Price
, 2018 WL
718501, at *5. The court of appeals applied the relevant factors to the facts of Price’s
case in a reasonable manner.
See id.
at *3-*4;
Williams
, 744 N.W.2d at 394;
Renico v.
Lett
,
3. No Certificate of Appealability
Price cannot appeal this ruling unless he first obtains a certificate of appealability.
See
28 U.S.C. § 2253(c)(1);
Buck v. Davis
, 580 U.S. 100, 115 (2017). To obtain a
certificate of appealability, he must make a “substantial showing of the denial of a
constitutional right.” 28 U.S.C. § 2253(c)(2). The pertinent question, therefore, is
whether Price “has shown that ‘jurists of reason could disagree with the district court’s
resolution of his constitutional claims or that jurists could conclude the issues presented
are adequate to deserve encouragement to proceed further.’”
Buck
, 580 U.S. at 115
(quoting
Miller–El v. Cockrell
,
In light of the above,
IT IS ORDERED:
1. Petitioner James S. Price’s Petition for Writ of Habeas Corpus (Filing No. 1) is denied.
2. No certificate of appealability will issue.
3. A separate judgment will be entered.
Dated this 14th day of April 2025.
BY THE COURT: Robert F. Rossiter, Jr.
Chief United States District Judge
Notes
[1] Wilhelm has since been substituted in this case by respondent Barb Lewien (the “respondent”) (Filing No. 26), the current warden of the NSP. See Fed. R. Civ. P. 25(d).
[2] Price does not appear to make any request for or showing entitling him to an evidentiary hearing. See 28 U.S.C. § 2254(e)(2) (setting forth limited circumstances under which a court may hold an evidentiary hearing on a habeas petition).
[3] Though Price presented these arguments to the Nebraska Supreme Court in appealing his conviction, the Supreme Court’s refusal to further review the merits of his claim under the law-of-the-case doctrine was largely procedural. For that reason, this Court’s review of Price’s double-jeopardy claim focuses on the court of appeals’ decision during his plea-in-bar proceedings. See Brown v. Davenport , 596 U.S. 118, 141 (2022) (explaining that “the Court “assess[es] the reasonableness of the ‘last state-court adjudication on the merits’ of the petitioner’s claim” (quoting Greene v. Fisher , 565 U.S. 34, 40 (2011))).
