Case Information
*1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA GORDON M. PRICE,
Plaintiff,
v. Civil Action No. 19-3672 (CKK) WILLIAM P. BARR, U.S. Attorney
General, et al.,
Defendant. MEMORANDUM OPINION
(January 22, 2021)
Plaintiff Gordon M. Price is an independent filmmaker from Yorktown, Virginia. In this action, Mr. Price asserts a facial constitutional challenge to the permitting requirements imposed on commercial filming by 54 U.S.C. § 100905 and its implementing regulations, 43 C.F.R. Part 5 and 36 C.F.R. § 5.5. Mr. Price brings this action against the Attorney General of the United States of America, the Secretary of the Department of the Interior, and the Director of the National Park Service (“NPS”) (collectively, “Defendants”). Defendants have now moved for a judgment on the pleadings, seeking the complete dismissal of Mr. Price’s case. See Defs.’ Mot. at 1. In turn, Mr. Price has filed a cross-motion for a judgment on the pleadings in his favor. See Pl.’s Mot. at 1.
Upon consideration of the briefing, the relevant authorities, and the record as a whole, [1] the Court concludes that Mr. Price has established his claim on the merits that the restrictions on *2 commercial filming set forth in 54 U.S.C. § 100905 and its implementing regulations, 43 C.F.R. Part 5 and 36 C.F.R. § 5.5, violate the First Amendment. Accordingly, the Court DENIES Defendants’ motion for a judgment on the pleadings and GRANTS Mr. Price’s cross-motion for a judgment on the pleadings. As set forth below, the Court will enter a declaratory judgment and permanent injunction in Mr. Price’s favor.
I. BACKGROUND
A. Section 100905
Mr. Price raises a facial constitutional challenge to 54 U.S.C. § 100905 and its implementing regulations, 43 C.F.R. Part 5 and 36 C.F.R. § 5.5. Compl. ¶ 1. Section 100905 provides that the Secretary of the Interior “shall require a permit and shall establish a reasonable fee for commercial filming activities or similar projects in a System unit.” 54 U.S.C. § 100905(a)(1). The statute’s paid permit requirement, however, does not apply to non- commercial filming. See id. Separately and in addition to the permit fee required for commercial filming by § 100905(a)(1), the Secretary of the Interior “shall [also] collect any costs incurred as a result of filming activities or similar projects, including administrative and personnel costs.” Id. § 100905(b). Additionally, § 100905(c) imposes a distinct permit requirement for “still photography,” applicable in limited circumstances. Id. § 100905(c)(1)–(2). Section 100905’s permitting regime for “commercial filming” and “still photography” applies to “any area of land and water administered by the Secretary [of the Interior], acting through the Director [of the National Park Service], for park, monument, historic, parkway, recreational, or other purposes.” § 100501 (defining a “system unit”); see also id. § 100102(1)–(6). Section 100905 itself does not define the terms “commercial filming” or “still photography.” See id. § 100905; Compl. ¶ 24.
The permitting regime required by § 100905 promotes two principal goals: land preservation and rent extraction. As to the former, Congress endeavored to reduce “the impairment *3 of the values and resources which are to be protected on federal lands.” H.R. Rep. 106-75, at 3 (1999). Accordingly, § 100905 prohibits the issuance of a permit for “any filming” or “still photography” that threatens “a likelihood of resource damage.” 54 U.S.C. § 100905(d)(1). Section 100905, however, also furthers the purpose of rent extraction. On its face, § 100905 states that the permit fees imposed on “commercial filming” “shall provide a fair return to the United States,” measured in relation to the “number of days of the filming activity,” the “size of the film crew present,” the “amount and type of equipment used,” id. § 100905(a)(1)(A)–(C), or any other factor the Secretary of the Interior deems “necessary,” id. § 100905(a)(2). All such fees collected under § 100905 “shall be available for expenditure by the Secretary [of the Interior], without further appropriation and shall remain available until expended.” Id. § 100905(e)(1). Notably, the statute’s legislative history emphasizes the fact that “high-grossing films” are produced in national parks and indicates that § 100905’s purpose “is to authorize the Secretary of the Interior . . . to assess fees for commercial filming activities on Federal lands.” S. Rep. 106-67, at 2–3 (1999). Relatedly, Congress has declared “that it is the policy of the United States that the United States receive fair market value of the use of the public lands and their resources.” 43 U.S.C. § 1701(a)(9).
To implement the permitting regime required by § 100905, the Department of the Interior (“DOI”) promulgated the regulations found at 43 C.F.R. Part 5. The regulations thereunder “cover[] commercial filming and still photography activities on lands and waters administered by the National Park Service, the Bureau of Land Management, and the U.S. Fish and Wildlife Service.” 43 C.F.R. § 5.1. In accordance with § 100905, the DOI implementing regulations require a permit for “[a]ll commercial filming.” § 5.2(a). The DOI regulations define “commercial filming” as:
[T]he film, electronic, magnetic, digital, or other recording of a moving image by a person, business, or other entity for a market audience with the intent of generating income. Examples include, but are not limited to, feature film, videography, television broadcast, or documentary, or other similar projects. Commercial filming activities may include the advertisement of a product or service, or the use of actors, models, sets, or props.
Id. § 5.12. The DOI regulations, however, specifically exempt “news-gathering” activities from the permitting regime. Id. § 5.4(a). For the purposes of 43 C.F.R. Part 5, “news” is defined as “information that is about current events or that would be of current interest to the public, gathered by news-media entities for dissemination to the public.” Id. § 5.12. The DOI regulations also set forth a separate set of less restrictive permitting criteria for “still photography.” Id. § 5.2(b).
Finally, the DOI regulations enumerate seven permissible bases for the denial of a commercial filming or still photography permit. See id. § 5.5(a)–(g). Specific to the national parks themselves, a permit may be denied where the commercial filming or still photography would “[r]esult in unacceptable impacts or impairment to National Park Service resources or values.” Id. § 5.5(d). Failure to comply with any provision of 43 C.F.R Part 5, including the obligation to procure a permit for commercial filming or still photography, is a violation of 36 C.F.R. § 5.5. Thereunder, a permit violation carries the potential for fines and up to six months in prison. See 18 U.S.C. § 1865; 36 C.F.R. § 1.3.
B. Mr. Price’s Commercial Filming
Mr. Gordon Price is a part-time independent filmmaker who lives and works in Yorktown, Virginia. United States v. Price , No. 4:19-po-180-DEM (E.D. Va. July 31, 2019), ECF No. 10-1 (Price Decl.), ¶ 1. In February 2017, Mr. Price and a colleague began filming an independent feature entitled Crawford Road about “a stretch of road in York County, Virginia, that has long been the subject of rumors of hauntings and was the location of unsolved murders.” ¶ 2. Mr. Price filmed some Crawford Road scenes “in areas open to the general public at about four *5 locations within the Yorktown Battlefield in the Colonial National Historical Park,” which is property administered by NPS. Id. ¶ 8. Mr. Price shot multiple scenes on the Yorktown Battlefield, as well as a location known as “Crybaby Bridge” along Crawford Road. Id. ¶ 9. No more than four people were present during this filming, and Mr. Price used only a camera tripod and a microphone, without any “heavy equipment,” for his recordings in the park. Id. Mr. Price, however, “neither sought nor received a permit from [NPS] before filming on the Battlefield.” Id. ¶ 10.
Crawford Road premiered at a restaurant in Newport News, Virginia on October 17, 2018 before a crowd of approximately 250 people. Id. ¶¶ 3–4. The film garnered some attention in the local press and on social media sites. id. ¶¶ 5–6. In December 2018, however, two NPS officers located Mr. Price at work and “issued him a violation notice for failure to obtain a commercial filming permit under 36 C.F.R. § 5.5(a).” ¶ 11; see also United States v. Price , No. 4:19-po-180-DEM (E.D. Va. Mar. 26, 2019), ECF No. 1 (Not. of Violation), at 1. Mr. Price subsequently appeared before the United States District Court for the Eastern District of Virginia, and, after retaining counsel, challenged his 36 C.F.R. § 5.5 violation on grounds that § 100905 was “facially invalid as a content-based prior restraint of freedom of speech.” United States v. Price , No. 4:19-po-180-DEM (E.D. Va. July 31, 2019), ECF No. 9 (Mot. to Dismiss), at 1. In response, the government elected to dismiss the charge against Mr. Price rather than litigating the constitutional question raised, explaining that “the interests of justice [were not] served by pursuing this prosecution.” United States v. Price , No. 4:19-po-180-DEM (E.D. Va. Aug. 27, 2019), ECF No. 19 (Gov’t Mot. to Dismiss), ¶ 6.
Nonetheless, the government maintained that § 100905’s permitting regime was constitutional, that all commercial filming within NPS’s jurisdiction still required a permit, and *6 that “failure to comply with any provision of 43 CFR part 5 is a violation.” Id. ¶¶ 2–5. As such, “the government did not suggest in any way that it would refrain from issuing further violation notices to Mr. Price if he films on federal land in the future.” Compl. ¶ 53; Am. Answer ¶ 53. Ultimately, the district court dismissed the criminal case against Mr. Price and found that the government’s voluntary dismissal deprived the court of jurisdiction to consider the merits of Mr. Price’s First Amendment challenge to § 100905 and its implementing regulations. United States v. Price , No. 4:19-po-180-DEM (E.D. Va. Nov. 1, 2019), ECF No. 23 (Order), at 4. The district court, however, advised Mr. Price that he could still “assert his constitutional claims in a civil action.” Id.
Following the dismissal of the charge against Mr. Price, the specter of future violations under § 100905 had at least two effects on Mr. Price’s conduct. First, Mr. Price altered his plans for his original Crawford Road film. After receiving the 36 C.F.R. § 5.5 violation notice, Mr. Price “canceled upcoming screenings of Crawford Road and reedited [the film] to delete footage that had been taken on property covered by the charge.” Compl. ¶ 46; Am. Answer ¶ 46. He also suspended ongoing negotiations regarding the distribution of the film and presently remains unable to obtain distribution for Crawford Road . See Compl. ¶ 47; Am. Answer ¶ 47. Second, Mr. Price altered the plans for his new film entitled Ten Doors , United States v. Price , No. 4:19-po-180- DEM (E.D. Va. Aug. 29, 2019), ECF No. 20-1 (Price Decl.), ¶ 3, which was to “include a re- creation of the Saltville Massacre that occurred on October 3, 1864, in Saltville, Virginia.” In preparation for this second film, Mr. Price had scouted filming locations “that included the Yorktown Battlefield and the Manassas National Battlefield,” both federal parks under NPS jurisdiction. See id. ¶ 4. Mr. Price, however, has not proceeded with any filming at these sites *7 out of concern for a subsequent citation and penalty under § 100905 and its implementing regulations. See id.
On December 9, 2019, Mr. Price filed a civil complaint with this Court challenging the facial constitutionality of 54 U.S.C. § 100905 and its implementing regulations, 43 C.F.R. Part 5 and 36 C.F.R. § 5.5. See Compl. ¶ 1. In his complaint, Mr. Price asks this Court for “[a] declaratory judgment stating that the requirements in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and 36 C.F.R. § 5.5 that those engaged in ‘commercial filming’ must obtain permits and pay fees are unconstitutional.” Compl. at Prayer for Relief, ¶ A. Relatedly, Mr. Price seeks “[a] permanent injunction enjoining the permit and fee requirements for commercial filming in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and 36 C.F.R. § 5.5, and enjoining prosecution and the imposition of criminal liability thereunder.” Compl. at Prayer for Relief, ¶ B. To support his request for relief, Mr. Price alleges, in Counts I through VI of his complaint, six reasons why 54 U.S.C. § 100905 and its implementing regulations violate the First Amendment. See Compl. ¶¶ 56–107. In Count VI of his complaint, Mr. Price also alleges that 54 U.S.C. § 100905 and its implementing regulations violate the equal protection component of the Fifth Amendment. See Compl. ¶¶ 103– 07.
In response to Mr. Price’s complaint, Defendants filed their answer on February 11, 2020, see Answer, ECF No. 9, and, shortly thereafter, filed an amended answer to Mr. Price’s complaint on April 2, 2020, see Am. Answer, ECF No. 13. Defendants then moved under Federal Rule of Civil Procedure 12(c) for a judgment on the pleadings against Mr. Price. See Defs.’ Mot. at 1. In turn, Mr. Price opposed Defendants’ Rule 12(c) motion and filed his own cross-motion under Rule 12(c) for a judgment on the pleadings against Defendants. Pl.’s Mot. at 1. In his cross-motion, Mr. Price specifically moves the Court to “declare that the requirements in 54 U.S.C. § 100905, *8 43 C.F.R. Part 5, and 36 C.F.R. § 5.5 that those engaged in ‘commercial filming’ must obtain permits and pay fees are unconstitutional” and also to “permanently enjoin their enforcement and any prosecution or imposition of criminal liability thereunder.” Pl.’s Mot. at 45. The parties have now completed their briefing on the pending cross-motions, and those motions are ripe for this Court’s review.
II. LEGAL STANDARD
The parties have each moved for a judgment on the pleadings under Federal Rule of Civil
Procedure 12(c). Rule 12(c) states that “[a]fter the pleadings are closed—but early enough not to
delay trial—a party may move for judgment on the pleadings.” Fed. R. Civ. P. 12(c). “[A] Rule
12(c) motion asks the court to render a judgment on the merits by looking at the substance of the
pleadings and any judicially noted facts.”
Murphy v. Dep’t of Air Force
,
To prevail on a Rule 12(c) motion, the “moving party [must] demonstrate[ ] that no material
fact is in dispute and that it is entitled to judgment as a matter of law.”
Schuler v.
PricewaterhouseCoopers, LLP
,
III. DISCUSSION
For the reasons set forth herein, the Court concludes that Mr. Price has established Article III standing to pursue his claim. Mr. Price has also established that 54 U.S.C. § 100905 and its implementing regulations impose a content-based restriction on expressive speech in public forums that runs afoul of the First Amendment. Accordingly, the Court DENIES Defendants’ motion for a judgment on the pleadings, and the Court GRANTS Mr. Price’s cross-motion for a judgment on the pleadings. The Court shall enter a declaratory judgment and permanent injunction in Mr. Price’s favor.
A. Article III Standing
“The Constitution grants Article III courts the power to decide ‘Cases’ or ‘Controversies.’”
Carney v. Adams
,
Mr. Price raises a classic First Amendment pre-enforcement challenge to § 100905 and its
implementing regulations. “Pre-enforcement review is permitted where the threatened
enforcement of a law is ‘sufficiently imminent.’”
Woodhull Freedom Found. v. United States
, 948
F.3d 363, 370 (D.C. Cir. 2020) (quoting
SBA
,
Mr. Price meets the pre-enforcement standard for injury-in-fact in this case. First, Mr.
Price has sufficiently “allege[d] an intention to engage” in his proposed filmmaking activity. As set forth above, Mr. Price is an independent filmmaker.
See
Compl. ¶ 36. Mr. Price is
“presently working” on a new commercial film entitled
Ten Doors
, about an historical massacre
in Saltville, Virginia in 1864.
See United States v. Price
, No. 4:19-po-180-DEM (E.D. Va. Aug.
29, 2019), ECF No. 20-1 (Price Decl.), ¶¶ 3–4. For this film, Mr. Price has actively scouted filming
locations within two separate national park sites: Yorktown Battlefield and the Manassas National
Battlefield.
id
. ¶ 4. Moreover, these filming sites are geographically proximate to Mr. Price,
himself a resident of Yorktown, Virginia,
see id.
¶ 2, and Mr. Price has, in fact, already carried out
similar commercial filming at Yorktown Battlefield for his previous production of
Crawford Road
,
see
Compl. ¶ 38; Am. Answer ¶ 38. For these reasons, Mr. Price has presented a sufficiently
“credible statement” of his intention to conduct commercial filming within a national park.
ANSWER Coal. v. District of Columbia
,
Next, the Court must consider whether Mr. Price’s proposed course of conduct implicates
a “constitutional interest.”
Woodhull
,
Finally, Mr. Price has also established that his proposed filmmaking creates “a credible
threat of prosecution.”
Woodhull
, 948 F.3d at 370. Where a plaintiff “challenge[s] [a] law[]
burdening expressive rights” and offers a “credible statement . . . of intent to commit violative
acts,” he may rely upon the “conventional background expectation that the government will
enforce the law.”
United States Telecom Ass’n v. Fed. Commc’ns Comm’n
,
In sum, Mr. Price has adequately demonstrated injury-in-fact in this pre-enforcement action
to challenge the restrictions on commercial filming imposed by § 100905 and its implementing
regulations.
Woodhull
,
There is, however, an important limitation to Mr. Price’s Article III standing. As noted
above, § 100905 imposes two distinct permitting requirements: one for commercial filming and
*13
one for photography.
See
54 U.S.C. § 100905(a), (c). The regulations in 43 C.F.R. Part 5 similarly
distinguish between permits for commercial filming on the one hand,
see
43 C.F.R. § 5.2(a), and
for photography on the other,
see id.
at § 5.2(b). While Mr. Price has established a constitutional
injury under the commercial filming regulations, the Article III “case” and “controversy”
requirement still separately constrains this Court’s authority to review the distinct provisions in §
100905 and 43 C.F.R. Part 5 pertaining to photography.
See Williams v. Lew
,
Therefore, the Court “declines to scrutinize the constitutionality of those provisions of
[§ 100905 and its implementing regulations] that are not before it in this case.”
Am. Soc. of Ass’n
Executives v. United States
,
B. First Amendment Analysis
“The First Amendment prohibits laws ‘abridging the freedom of speech.’”
Minnesota
Voters All. v. Mansky
,
“Claims under the Free Speech Clause of the First Amendment are analyzed in three steps.”
Boardley
,
1. Filming A Movie Constitutes Expressive Speech Protected By The First Amendment
As discussed above, filming a movie is expressive speech protected by the First
Amendment. Two foundational First Amendment principles compel this conclusion. First, “the
Supreme Court has long recognized that the First Amendment protects film” itself.
Turner v.
Lieutenant Driver
,
To find otherwise, would artificially disconnect an integral piece of the expressive process
of filmmaking. Indeed, “[i]t defies common sense to disaggregate the creation of the video from
the video or audio recording itself.”
Animal Legal Def. Fund
,
2. Section 100905 And Its Implementing Regulations Restrict Speech In Public Forums
Because § 100905 and its implementing regulations affect speech protected by the First
Amendment, the Court must next “identify the nature of the forum” within which they restrict such
speech.
Boardley
, 615 F.3d at 514. The Supreme Court has recognized “three types of
government-controlled spaces: traditional public forums, designated public forums, and nonpublic
forums.”
Minnesota Voters All.
,
“The dispositive question” in characterizing a particular forum is “what purpose [the
forum] serves, either by tradition or specific designation.”
Boardley
,
Section 100905 and its implementing regulations restrict speech in public forums. On its
face, the permitting regime applies to “any area of land and water administered by the Secretary
[of the Interior], acting through the Director [of the National Park Service], for park, monument,
historic, parkway, recreational, or other purposes.” 54 U.S.C. § 100501. The scope of § 100905’s
permitting regime, therefore, necessarily covers multiple locations that courts have already
identified as traditional public forums. For example, the National Park Service administers the
National Mall, a forum “where men and women from across the country will gather in the tens of
thousands to voice their protests or support causes of every kind” and where “the constitutional
rights of speech and peaceful assembly find their fullest expression.”
ISKCON of Potomac, Inc.
v. Kennedy
,
Beyond this traditional public forum analysis, § 100905 and its implementing regulations
also apply to
designated
public forums administered by the National Park Service.
See Pleasant
Grove City
,
3. Section 100905 And Its Implementing Regulations Do Not Satisfy Heightened Constitutional Scrutiny
As set forth above, § 100905 and its implementing regulations restrict expressive speech
(
i.e.
, filming a movie) carried out in traditional public forums and designated public forums. The
Court, therefore, must apply a heightened level of First Amendment scrutiny to this permitting
regime.
See Minnesota Voters All.
,
a) Section 100905 And Its Implementing Regulations Impose a Content-Based Restriction on Speech
The applicable form of heightened scrutiny that § 100905 and its implementing regulations
receive depends on whether they impose a “content-based” or “content-neutral” restriction on
speech.
See Minnesota Voters All.
, 138 S. Ct. at 1885. “Government regulation of speech is
content based if a law applies to particular speech because of the topic discussed or the idea or
message expressed.”
Reed v. Town of Gilbert
,
To support the argument that § 100905 and its implementing regulations are content-
neutral
, Defendants rely principally on the Eighth Circuit’s decision in
Josephine Havlak
Photographer, Inc. v. Village of Twin Oaks
,
Conversely, Mr. Price relies on the Supreme Court’s holding in
Sorrell v. IMS Health Inc.
,
Mr. Price has the better argument. Section 100905 and its implementing regulations impose a content-based restriction on “commercial filming,” a form of speech. Unlike the municipal ordinance in Havlak , § 100905 and its implementing regulations do not apply generically to all commercial activity in national parks. To the contrary, the permitting regime applies to filming, a form of expressive speech, see disc. supra at § III.B.1, and specifically to a type of filming, “commercial filming.” 54 U.S.C. § 100905(a). Section 100905’s implementing regulations make this content-based distinction even more apparent, defining “commercial filming” as the “recording of a moving image by a person, business, or other entity for a market audience with the intent of generating income.” 43 C.F.R. § 5.12. The application of § 100905’s permitting regime, therefore, necessarily turns on an assessment of whether the content of a film was meant to appeal to a market audience and generate income. See id.
Consider, for example, the enforcement of § 100905 against Mr. Price and his film
Crawford Road
. Compl. ¶¶ 43–44. To determine whether
Crawford Road
ran afoul of
§ 100905’s permitting regime, NPS officials needed to review the film and determine
ex post
whether the content Mr. Price included therein was geared towards a “market audience” or evinced
some “intent of generating income.” 43 C.F.R. § 5.12. If, however, Mr. Price’s film was “non-
commercial” or happened to feature only news worthy “information . . . about current events or . .
. of current interest to the public,”
id.
, the permitting requirement would not apply,
see id.
at
§ 5.4(a). In this way, § 100905’s permitting requirement is comparable to the content-based
*22
regime created by Vermont’s Act 80, which disfavored the disclosure of prescriber-identifying
information specifically for “marketing,” but not for other purposes.
Sorrell
,
The Supreme Court’s analysis in City of Cincinnati v. Discovery Network, Inc. , 507 U.S. 410 (1993), further reinforces this conclusion. In Discovery Network , the Supreme Court addressed a First Amendment challenge to a municipal ordinance that prohibited the distribution of “commercial” handbills on public property, but permitted the distribution of “non-commercial” materials, like newspapers. Id. at 413. The Court found the ordinance to be content-based:
[T]he very basis for the regulation is the difference in content between ordinary newspapers and commercial speech. True, there is no evidence that the city has acted with animus toward the ideas contained within respondents’ publications, but just last Term we expressly rejected the argument that discriminatory treatment is suspect under the First Amendment only when the legislature intends to suppress certain ideas. Regardless of the mens rea of the city, it has enacted a sweeping ban on the use of newsracks that distribute “commercial handbills,” but not “newspapers.” Under the city’s newsrack policy, whether any particular newsrack falls within the ban is determined by the content of the publication resting inside that newsrack. Thus, by any commonsense understanding of the term, the ban in this case is “content based.” at 429 (quotations omitted). In much the same way, § 100905 and its implementing regulations
impose a content-based restriction on commercial filming.
See Barr v. Am. Ass’n of Political
Consultants, Inc.,
b) Section 100905 And Its Implementing Regulations Do Not Satisfy Heightened Constitutional Scrutiny
As the foregoing analysis demonstrates, § 100905 and its implementing regulations impose
a content-based restriction on expressive speech in traditional public forums. The Court, therefore,
*23
must evaluate the permitting regime they create for commercial filming under strict scrutiny.
See
Minnesota Voters All.
,
As an initial matter, Defendants contend that § 100905 furthers the government’s interest
in collecting compensation from commercial filmmakers and thereby raising funds for the National
Park Service.
See
Defs.’ Mot. at 27–28. But, as noted, Defendants make no argument that this
governmental interest in revenue collection could satisfy strict scrutiny. Nor would such an
argument succeed. Section 100905 requires the imposition of a “fair market” permit fee for
commercial filming, assessed
in addition to
payment for “any costs incurred as a result of filming
activities or similar projects, including administrative and personnel costs.” 54 U.S.C.
§ 100905(a), (b). Put differently, § 100905 mandates payment not only for the incidental costs of
filming and permit administration, but for the act of filming itself. In accordance therewith, the
DOI’s implementing regulations require a stand-alone “location fee” for commercial filming,
assessed in addition to a payment to cover any administrative costs incurred.
See
43 C.F.R.
§ 5.8(a), (b). This regime is difficult to square with the longstanding rule that the government may
not “impose a charge for the enjoyment of a right granted by the federal constitution,” including
the First Amendment right to free expression.
Murdock v. Com. of Pennsylvania
,
Defendants, however, also offer another governmental interest that merits attention:
protecting national park land from resource depletion and damage. Defs.’ Mot. at 28;
see also
Commercial Filming & Similar Projects & Still Photography Activities, 78 Fed. Reg. 52,087-02,
52,090 (noting that national parks have “limited space, fragile resources, or experience high
visitation” and emphasizing the “need to protect nesting areas of threatened or endangered species
during certain times of the year”). Protecting national park land and the resources it contains is a
substantial governmental interest.
See Boardley
,
The D.C. Circuit’s decision in
Boardley v. U.S. Dep’t of Interior
,
First, the D.C. Circuit in
Boardley
concluded that the NPS regulations “‘burden[ed]
substantially more speech than [wa]s necessary’ to achieve the government’s substantial interests”
in protecting national park lands and resources from damage.
Id.
at 519 (quoting
Ward v. Rock
Against Racism
,
Next, the D.C. Circuit in
Boardley
also considered the rule that “a time, place, or manner
regulation must ‘leave open ample alternatives for communication.’” at 524 (quoting
Forsyth
County
,
In this case, § 100905 and its implementing regulations suffer from flaws remarkably
similar to those which rendered the NPS regulations unconstitutional in
Boardley
. First, § 100905
and its implementing regulations are overinclusive. On their face, § 100905 and its implementing
regulations flatly require a paid permit for all “commercial filming.” 54 U.S.C. § 100905(a); 43
C.F.R. §§ 5.1, 5.8. This regime, therefore, requires “individuals and small groups to obtain permits
before engaging in expressive activities,” just the same as it does for large groups with heavy and
potentially disruptive filming equipment.
Boardley
,
As the amici in this case persuasively argue, the overinclusive sweep of § 100905’s permitting regime is particularly problematic given the ease of filming in the modern technological age. See Br. of Amici Curiae, ECF No. 29, at 5–12. Section 100905’s legislative history reveals a Congressional focus, over twenty years ago, on “major motion pictures” filmed in national parks, such as “Star Wars” and “Dances with Wolves.” S. Rep. 106-67, at 3 (1999). Yet, Congress did not limit the reach of § 100905 to these “major” productions alone, but instead drew the line only at “commercial” filming. 54 U.S.C. § 100905(a). Now, over two decades after the passage of § 100905, any individual may easily enter a national park and shoot a high-quality video at will using nothing more than a smart phone. See Br. of Amici Curiae, ECF No. 29, at 7. And with the expansion of mass-media outlets like YouTube, such filmmakers may expediently disseminate and monetize those videos on the internet. Yet, so long as these modern filmmakers attempt to commercially market their videos, § 100905 and its implementing regulations require a permit, without any regard for the effect that their filming might have on the preservation of national park land. See 43 C.F.R. § 5.12.
Relatedly, § 100905’s permitting regime also
excludes
non-commercial filming without
any consideration for the damage that activity might also cause to national parks.
See
Pl.’s Mot.
at 41. For example, a “non-commercial” filming production carried out by a non-profit
organization or a news crew would escape the reach of § 100905’s permitting regime,
even if
those
groups used heavy filming equipment that damaged federal land.
See
54 U.S.C. § 100905(a). Or
consider the case of Mr. Price and his forthcoming film
Ten Roads
. If Mr. Price shoots
Ten Roads
at Yorktown Battlefield by himself, with no more than a hand-held camera, he would still need a
permit, so long as the film was “commercial.” 43 C.F.R. § 5.2(a). But what if instead Mr.
Price produced
Ten Roads
as a private, non-commercial film, using heavy filming equipment and
*28
a crew of thirty workers? In such a case, Mr. Price’s non-commercial film would pose a far greater
threat to federal land, but could nonetheless proceed without a permit under § 100905. These
under-
and
over-inclusivity problems demonstrate the obvious tailoring defects of § 100905’s
restriction on commercial filming.
See, e.g.
,
Gilleo
, 512 U.S. at 51 (addressing the First
Amendment problem of underinclusive regulations);
Simon & Schuster, Inc. v. Members of New
York State Crime Victims Bd.
,
Indeed, the D.C. Circuit struck down a similar NPS permitting regime in
Boardley
for this
very reason.
See Boardley
,
It also bears mentioning that § 100905 and its implementing regulations do not leave open
any adequate alternatives for commercial filmmakers who would like to film on national park
grounds without a permit. Pl.’s Mot. at 32–33. As explained above, the permitting regime
applies to “any area of land and water administered by the Secretary [of the Interior], acting
through the Director [of the National Park Service], for park, monument, historic, parkway,
recreational, or other purposes.” 54 U.S.C. § 100501 (defining a “system unit”);
see also id.
*29
§ 100102(1)–(6). Consequently, commercial filmmakers who would like to shoot on national park
grounds must either obtain a permit or cancel their filming plans altogether. Mr. Price’s decision
to halt production of his forthcoming film on the Saltville Massacre, absent a permit, is a
paradigmatic example of this scenario. Compl. ¶ 54. Tellingly, Defendants argue that “
with
a permit
, [filmmakers] would have multiple alternative channels to film [their] movie[s], most
obviously
applying for a permit
. . .” Defs.’ Mot. at 33 (emphasis added). Defendants also later
suggest that filmmakers could simply “choose not to generate income from the film.” Defs.’ Opp’n
at 20. But these are not “alternatives.” They are simply ways of complying with § 100905’s
permitting regime. At bottom, § 100905 and its implementing regulations leave commercial
filmmakers with no “intra-forum” alternative, but rather a binary proposition: either obtain a
permit or forgo commercial filming in a national park.
Boardley
,
****
As the foregoing analysis shows, § 100905 and its implementing regulation impose a
content-based restriction on speech that does not pass constitutional muster. Just as the NPS
regulations struck down in
Boardley
, § 100905’s permitting regime for commercial filming
“‘burden[s] substantially more speech than is necessary’ to achieve the government’s substantial
interests” in protecting national park lands and resources from damage.
Boardley
,
C. Equitable Relief
The last remaining issue for the Court to consider is the equitable relief requested by Mr. Price. Mr. Price seeks two forms of equitable relief: (1) a declaratory judgment stating that the requirements in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and 36 C.F.R. § 5.5 that those engaged in “commercial filming” must obtain permits and pay fees are unconstitutional, and (2) a permanent injunction enjoining the permit and fee requirements for commercial filming in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and 36 C.F.R. § 5.5, and enjoining prosecution and the imposition of criminal liability thereunder. Compl. at Prayer for Relief, ¶¶ A, B; Pl.’s Mot. at 45. Both forms of equitable relief are appropriate here.
First, the Court will enter a declaratory judgment stating that 54 U.S.C. § 100905, 43 C.F.R.
Part 5, and 36 C.F.R. § 5.5 impose an unconstitutional permitting requirement on “commercial
filming.” “In a case of actual controversy within its jurisdiction,” a federal court “may declare the
rights and other legal relations of any interested party seeking such declaration.” 28 U.S.C.
§ 2201(a). “To invoke the Declaratory Judgment Act, a plaintiff must demonstrate that there is a
substantial controversy, between parties having adverse legal interests, of sufficient immediacy
and reality to warrant the issuance of a declaratory judgment.”
United Gov’t Sec. Officers of Am.,
Local 52 v. Chertoff
,
*31
Mr. Price meets this standard. As set forth above, Mr. Price has presented an actual Article
III “case” over which this Court has jurisdiction.
See
disc.
supra
at § III.A. Moreover, the Court
has also concluded that the permitting regime for “commercial filming” mandated by 54 U.S.C.
§ 100905 and its implementing regulations is an unconstitutional restriction on speech protected
by the First Amendment. disc.
supra
at § III.B. Declaratory relief is appropriate in such a
case, where the plaintiff demonstrates on the merits, as Mr. Price has done here, that a law violates
the First Amendment.
See e.g.
,
Boggs v. Bowron
,
The Court will also grant Mr. Price’s motion for a permanent injunction enjoining the
permit and fee requirements for commercial filming in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and
36 C.F.R. § 5.5, and enjoining prosecution and the imposition of criminal liability thereunder.
See
Pl.’s Mot. at 45. “According to well-established principles of equity, a plaintiff seeking a
permanent injunction must satisfy a four-factor test before a court may grant such relief. A plaintiff
must demonstrate: (1) that it has suffered an irreparable injury; (2) that remedies available at law,
such as monetary damages, are inadequate to compensate for that injury; (3) that, considering the
balance of hardships between the plaintiff and defendant, a remedy in equity is warranted; and (4)
that the public interest would not be disserved by a permanent injunction.”
eBay Inc. v.
MercExchange, L.L.C.
, 547 U.S. 388, 391 (2006). “The decision to grant or deny permanent
*32
injunctive relief is an act of equitable discretion by the district court.” ;
see also Nat’l Min.
Ass’n v. U.S. Army Corps of Engineers
,
Mr. Price has satisfied this threshold. First, the Court has already concluded that Mr. Price
has successfully shown on the merits that 54 U.S.C. § 100905 and its implementing regulations
violate the First Amendment.
See
disc.
supra
at § III.B. A permanent injunction, however, “does
not follow from success on the merits as a matter of course.”
Winter v. Nat. Res. Def. Council,
Inc.
,
Finally, Mr. Price has shown that the “balance of the hardships” between the parties, as
well as the public interest, weigh in favor of a permanent injunction.
eBay Inc.
,
Moreover, the governmental and public interests in favor of § 100905 and its implementing
regulations are insufficient to counterbalance such a chilling effect. While the government and the
public do have an interest in preserving federal lands, such an interest does not justify a widely
overinclusive law that infringes upon free expression.
Boardley
,
For these reasons, the Court will issue a permanent injunction enjoining the permit and fee
requirements for commercial filming in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and 36 C.F.R. § 5.5,
and enjoining prosecution and the imposition of criminal liability thereunder. The Court issues
this injunction in an exercise of is discretionary authority and after a complete and independent
review of the record and a balancing of the equities.
See Winter
,
IV. CONCLUSION
For the reasons set forth in this Memorandum Opinion, the Court DENIES Defendants’ Motion for Judgment on the Pleadings. See ECF No. 18. In turn, the Court GRANTS Mr. Price’s Cross-Motion for Judgment on the Pleadings. ECF No. 25. Accordingly, the Court will issue a declaratory judgment stating that the requirements in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and *35 36 C.F.R. § 5.5 that those engaged in “commercial filming” must obtain permits and pay fees are unconstitutional under the First Amendment. The Court will also enter a permanent injunction enjoining the permit and fee requirements for commercial filming in 54 U.S.C. § 100905, 43 C.F.R. Part 5, and 36 C.F.R. § 5.5, and enjoining prosecution and the imposition of criminal liability thereunder. In issuing this injunction, the Court observes that a more targeted permitting regime for commercial filming, which is more closely connected to the threat posed by large groups and heavy filming equipment, may pass constitutional muster in the future. [3]
An appropriate Order accompanies this Memorandum Opinion.
Dated : January 22, 2021 /s/
COLLEEN KOLLAR-KOTELLY United States District Judge
Notes
[1] The Court’s consideration has focused on the following briefing and material submitted by the parties: • Compl., ECF No. 1; • Am. Answer, ECF No. 13; • Defs.’ Mem. in Supp. of Def.’s Mot. for J. on the Pleadings (“Defs.’ Mot.”), ECF No. 18; • Pl.’s Cons. Mem. of P. & A. in Supp. of Cross-Mot. for J. on the Pleadings and in Opp’n to Defs.’ Mot. (“Pl.’s Mot.”), ECF No. 25-1; • Defs.’ Reply in Supp. of Defs.’ Mot. & Opp’n to Pl.’s Mot. (“Def.’s Opp’n”), ECF No. 31; and • Pl.’s Reply to Defs.’ Opp’n (“Pl.’s Reply”), ECF No. 33. In an exercise of its discretion, the Court finds that holding oral argument in this action would not be of assistance in rendering a decision. LCvR 7(f).
[2] Neither party proposes severing any portion of the commercial filming restrictions set forth in 54 U.S.C. § 100905, 43 C.F.R. Part 5, or 36 C.F.R. § 5.5. The Court finds no basis for doing so here. Boardley , 615 F.3d at 525 (“Neither party has argued that we should sever the regulations in order to leave part of them intact, and we perceive no basis for doing so.”).
[3] For example, Defendants suggest that an “alternative” available to commercial filmmakers wishing to operate without a permit is “filming with a smaller crew and equipment with a lighter footprint.” Defs.’ Opp’n at 20. The logic behind this proposal is sound and meaningfully connected to the goal of land conservation. Unfortunately, § 100905 and its implementing regulations, in their current form, contain no such exemption for filmmakers with “lighter footprints.” As explained above, even the most non-intrusive filmmaker must obtain a permit, so long as his or her film is “commercial.” 54 U.S.C. § 100905(a); 43 C.F.R §§ 5.1, 5.8.
