*1 agreed and if the State had to that re- Jimmy PRICE, Appellant Don then the trial court could have
quest, plea the motion and undone the granted Undoing plea agreement agreement.1 The STATE of Texas. not be as favorable to the State as
might it pursuing proceedings, revocation but No. PD-1460-13. give would the State chance to seek a incarceration. sentence of Appeals Court of Criminal of Texas. The State could also have avoided its June plea agreement current if the predicament right had included a waiver of the to file a
motion for new trial. We have that a held can,
defendant in at least some circum-
stances, right appeal part waive the to as State,2 agreement though
of an with the post-conviction
the waiver of remedies
be ineffective in the face of a claim that anticipated
could not have been at the time Logically,
the waiver occurred.3 right
should be true of the to file a motion
for new trial. In the allega- absence of an
tion, trial, in the motion for new of an claim,
unforeseeable the waiver would ren-
der the motion ineffective with to
delaying finality judgment.
1. See Restatement
agree
appellant’s
the State could
to
motion
(Second)
of Contracts
Appellant might
§ 283.
have withdrawn his
cancelling
for new trial as a method of
motion for new trial when faced with the
Id..,
contract. See
cmt.a. If the State can
it,
willingness
agree
but then the
manner,
plea agreement
cancel the
in this
motion for new trial would have been ineffec-
might
option
defendant
not have the
of with-
purpose
extending
tive for the
proba-
drawing the motion for new trial.
appellant's ap-
tion start date. And because
(as
peal
purpose
was ineffective for that
(Tex.
parte Broadway,
2. Ex
301 S.W.3d 694
opinion explains),
appellant
Court’s
then
Crim.App.2009).
facing
possi-
would be
revocation.
It is also
argue
appellant
ble that the State could
(Tex.Crim.
parte Reedy,
3. Ex
OPINION
ALCALA, J.,
opinion
delivered the
Keller, P.J., MEYERS,
in which
Court
*3
PRICE, JOHNSON, KEASLER,
HERVEY,
COCHRAN, JJ„
and
joined.
case,
In this
we address whether
the
defining
statute
the offense of continuous
young
permits
sexual abuse of a
child
defendant
be convicted both of that
offense and of
to com-
mit a
offense under that statute.
Parham, Hempstead,
R. Jeanette
See Tex. Penal Code
15.01(a); 21.02(b),
§§
Appellant.
(e).1
(c),
appeals
The court of
answered
Goldstein,
Stacey
Prosecuting
State
At-
that
in the negative by examining
Austin,
McMinn,
torney,
Lisa
the statute’s
C.
and determining
Austin,
Attorney,
for the State.
that the Legislature could not have intend-
(7)
penalizing
trafficking
1. The statute
continuous sexual
persons
of
under Section
child,
young
part,
20A.02(a)(7)
(8);
abuse of a
in relevant
or
and
states:
(8) compelling prostitution under Section
(b) person
43.05(a)(2).
A
commits an offense if:
(1) during period
days
that is 30 or more
(d)
fact,
jury
If a
is the trier of
members of
duration,
person
in
commits two or
jury
required
agree
are not
unani-
abuse, regardless
more acts of sexual
of
mously
specific
on which
acts of sexual
whether the acts of sexual abuse are com-
by
were
abuse
committed
the defendant or
victims;
against
mitted
one or more
the exact date when those acts were com-
(2) at the time of the
of
commission
each of
jury
agree unanimously
mitted. The
must
abuse,
the acts of sexual
the actor is 17
defendant, during
period
that is
years
age
or older and the victim is a
duration,
days
30 or more
in
committed
years
younger
age.
child
than 14
two or more acts of sexual abuse.
section,
(c)
purposes
For
of this
"act of
(e)
may
A defendant
not be
in
convicted
any
sexual abuse” means
act that is a viola-
same criminal action of an offense listed
following penal
tion of one or more of the
(c)
under Subsection
the victim of which is
laws:
the same victim as a victim of the offense
(1) aggravated kidnapping under Section
(b)
alleged under Subsection
unless the of-
20.04(a)(4), if the actor committed the of-
(c):
fense
listed
Subsection
fense with the intent to violate or abuse the
alternative;
(1)
charged
in the
sexually;
victim
(2)
occurred outside the
in which
(2) indecency
awith
child under Section
(b)
21.11(a)(1),
alleged
the offense
under Subsection
if the actor committed the of-
committed;
was
by touching,
fense
a manner other than
or
(3)
including touching through clothing,
is considered
the trier of fact to be a
child;
breast of a
lesser included offense of the offense al-
22.011;
(3) sexual assault under Section
(4) aggravated sexual assault under Section
(b).
leged under Subsection
(f)
may
charged
A defendant
with
(b)
more than one count under Subsection
22.021;
(5)
30.02,
burglary under Section
if the of-
specific
if all of the
acts of sexual abuse that
(d)
punishable
fense is
under Subsection
alleged
are
to have been committed are
section and
actor committed the
to have been committed
offense with the intent to commit an offense
single victim.
(l)-(4);
listed in Subdivisions
21.02(b)-(f)
(West
Tex. Penal
Code Ann.
(6)
performance by
a child under
2013).
43.25;
Section
disputed whether
appeal,
parties
On
because
both convictions
ed to
consti-
dual
violate a defendant’s
would
outcome would
jeopardy.
double
rights against
for the offenses of continuous
tutional
convictions
158, 163-64
Price v.
attempted aggravated
See
sexual abuse
2013). Accordingly,
(Tex.App.-Beaumont
Appellant asserted that
sexual assault.
the conviction
appeals
vacated
the court
is a
attempted aggravated sexual assault
sexual assault
attempted aggravated
aggravated
offense of
sexu-
lesser-included
Price,
See
Jimmy
appellant.
Don
assault,
enumerated
al
which is
appeals’s
with the court of
agree
id. We
as one of the
*4
conviction
judgment vacating appellant’s
the offense of continu-
be used to establish
ultimate
attempt and with its
for criminal
sexual abuse. See Tex.Code
ous
Crim.
both convic-
permitting
that
assessment
37.09(4); Tex.
art.
Proc.
Penal
Code
rights
would violate his constitutional
tions
(c)(4).
15.01(a); 21.02(b),
§§
Because the
id. We
jeopardy.
double
See
of-
attempt offense is a lesser-included
conclusion, however, by first
reach that
predicate aggravated-sexual-
fense of the
ambigu-
the statute’s text is
deciding that
offense, appellant argued
up-
assault
that
respect to whether both convic-
ous with
holding his convictions for both
permitted, and we then
tions should be
rights against
would violate his
double
extra-textual
fac-
pertinent
consider the
the
jeopardy.
responded
The State
21.02(c);
tors. See
Tex. Penal
Code
plain language of the continuous-sexual-
affirm the
311.023. We
Tex. Gov’t Code
only aggravated
references
abuse statute
judgment
appeals.
of the court of
assault,
attempted aggravated
not
therefore,
assault,
and
a defendant
Background
I.
may be convicted for both continuous sex-
ten-year-
complainant
appellant’s
attempted
is
ual abuse and the lesser
of-
21.02(c).
at
stepdaughter.
appel-
old
She testified
fense. See
Tex. Penal
Code
that from
March
approximately
lant’s trial
appeals agreed
appel-
The court of
with
2010,
January
he committed multi-
2009 to
Price,
lant.
agree
days in
thirty or more
that is
ing period
Ambiguous as to the
The
Statute
21.02(b), (d),
Tex. Penal Code
duration.
Omitting Lan-
Legislature’s Intent
(f).
are specifi-
of sexual abuse”
The “acts
Attempts
guage on Criminal
are lesser-included
cally enumerated and
discretionary
In
re
its brief on
the offense of continuous
offenses of
view,
the fact that
the State focuses on
State,
21.02(c);
Soliz v.
Id.
abuse.
the “acts of sexual abuse”
(Tex.Crim.App.2011)
S.W.3d
in the
do not mention
enumerated
statute
offense listed
[predicate]
(holding
“a[ ]
”
to commit those acts.
attempts
(c)
always
be a
under Subsection
will
21.02(c). Relying
on the absence of
abuse
of continuous sexual
lesser offense
language,
argues
the State
“is,
very
the latter
its
defini-
because
Legislature must have intended
tion,
under certain circum-
the commission
dual convictions for continuous
more of the offenses
stances of two or
abuse and for an
(c)”) (internal quota-
in Subsection
listed
sup
enumerated act of sexual abuse. As
omitted).
tions
port,
it relies on
Parfait
further reflects
interpreted
which this
Texas Penal
Court
Legislature clearly
intended to
*6
3.03,
governs
which
sentenc
Code Section
dual convictions for the offense
disallow
arising out of
ing
multiple
for
and for offenses
continuous sexual abuse
episode,
to determine
the same
abuse” when
enumerated as “acts of sexual
attempt
whether a sentence for a criminal
against
conduct
the same child
based on
could be stacked
to commit a sex offense
during
period
the same
of time. See Tex.
sex of
completed
with sentences
for
21.02(e).
§
defendant
Penal
A
Code
fenses, despite
attempt
the fact that
was
charged with continuous sexual abuse who
not
enumerated as a stackable
for an
is tried in the same criminal action
120
offense under the statute.
S.W.3d
enumerated offense based on conduct com-
(Tex.Crim.App.2003) (citing
349-50
against
mitted
the same victim
3.03(b)(2)(A)).
Tex. Penal Code
This
unless the lat-
convicted for both offenses
held that a defendant’s sentence
Court
period
occurred outside the
ter offense
not
attempted
qualify
for an
offense did
the continuous-sexual-abuse
time which
Id. at 350-51.
as a stackable offense.
Excepting
offense was committed. Id.
Legislature
explained
The Court
different
of time
periods
situation where
reasonably
distinguished
could
have
be
issue,
are at
a fact finder could find a
tween,
hand, mandatory concur
on one
guilty
defendant
either of continuous sexu-
sentencing for sex-offense convic
rent
abuse, or, alternatively,
al
an enumerated
and on the other
including attempts,
tions
act or acts of sexual abuse or
lesser
hand, discretionary cumulation for convic
offense or offenses of the enumerated act
involving only completed
tions
offenses.
or
id.
conclude that
acts. See
We
statutory provi
Id. at 351. Unlike the
statutory language
plain
providing
is
did not indi
that,
sions at issue in
commit-
when the acts
were
Parfait
child,
permit
clear
intent
to
single
Legislature
legislative
ted
cate a
here the
permit
stacking,
did not intend to
dual convictions
intent to
to
plain regarding
Legislature’s
prohibit
intended
dual con
disallow dual convictions for continuous victions for continuous sexual abuse and a
an enumerated of-
sexual abuse
lesser-included offense of criminal attempt
single
child
fense committed
to commit an enumerated offense. See id.
533-34;
(cit
time. See Tex.
Valdez,
at
We
consider
uncle or caregiver;
de novo several
(or
not)
extra-textual factors to discern the
there is
Legis
medical evidence of
*
contact;
Druery
lature’s intent.
sexual
and the child is too
523,
(Tex.Crim.App.2013).
S.W.3d
young
We
to be able to differentiate one
begin by
contact,
the
addressing
object sought to
instance of
exposure,
sexual
or
statute,
by
be attained
penetration
circum
from another or have an
understanding
stances under which the statute was enact
of arithmetic sufficient to
ed, and the
legislative history,
accurately
statute’s
all
indicate the number of of-
ease,
which
of
lead us to the conclusion that the
fenses.
inAs
“he did it 100
for a lesser-included offense.
this crim- defendant
gravamen
real
of
times.”
stated,
sexual-
the existence of a
inal behavior is
She
young
relationship with
ly abusive
that if the actor is
specifies
[The statute]
nu-
by continuous and
... marked
child
offense,
of a lesser
a lesser
guilty
found
abuse of the same
acts of sexual
merous
sexual offense within continuous
varieties.
or different
assault,
they may
prosecuted
be
despite
noted that
such
Id. at 736-37. She
criminal action.
that offense in the same
easily
facts,
Texas law does not
“current
not have to be a retrial as
There will
generic,
prosecution
accommodate
within the confines of the
long as it’s
undifferentiated,
ongoing acts of
assault[.]
continuous sexual
Id. at 737. As
young
children.”
abuse
(Mar. 20, 2007,
41:10-2:02);
Id.
at
see
result,
wreck”
predicted that a “train
she
Jurispru
House
on Criminal
Committee
to
likely
appears
result from “what
would
436,
dence,
Analysis,
Bill
Tex. C.S.H.B.
at
both a
attempt”
be a futile
to accommodate
(2007).
Leg.,
80th
R.S.
“rights
specific
to a
verdict
defendant’s
act” and the fact that
specific
one
Judge
descriptions of the
Cochran’s
really
at issue is not
“the criminal conduct
sought
to be addressed
problem
moment.”
specific
one
act at one
specific
statute,
rela-
ongoing sexually
abusive
con-
proposed
She
that the
tionship,
Shapiro’s
and Senator
similar ref-
statute that
“enacting
penal
sider
a new
repetitive
to a
course of conduct
erence
of con-
upon
continuing
focuses
course
period
sug-
an extended
of time each
over
sexually
relation-
duct crime—a
abusive
objective
that the
of the statute was
gest
by pattern
or course
ship that is marked
criminally
to hold a defendant
liable
of conduct of various sexual acts.” Id.
single conviction for all of the
through a
responded to her call for
Lawmakers
him
transpiring
sexual acts
between
legisla-
In
legislation.
hearings about
designated period
the victim
tion,
Shapiro,
Senator Florence
the author-
Furthermore,
Shapiro’s
time.
Senator
dis-
Bill which intro-
ing sponsor
Senate
sug-
cussion of lesser-included offenses
framework, stated,
duced the statute’s
per-
gests
intended
creating
that we’re
“This new offense
mit a fact finder to convict a defendant for
of a
prosecution
this bill will allow for the
offense,
in-
a lesser-included
which would
an ex-
repetitive course of conduct over
commit a
clude the
tended
of time.
It does not have to
offense,
only
but
as an alternative to con-
event,
specific
nor
specify
date
viction for continuous sexual assault.
*8
Hearing
event.” See
on Tex.
specific
that this
earlier
We also observe
Court’s
S.B. 78 Before the Senate Criminal Justice
in
analysis
statutory
of this
scheme
Soliz
(Mar.
Committee,
20, 2007,
Leg.,
80th
R.S.
with
v. State is instructive
40:14),
at http://www.
at
available
39:08—
per-
whether the
intended to
senate.state.tx.us/avarchive/?yr=2007
&
to a
any
mit
other conviction
addition
Although
Shapiro
mo=03.
Senator
did
conviction for continuous sexual abuse.
whether dual con-
not
address
at
The issue in
See 353 S.W.3d
853-54.
victions for continuous sexual abuse and a
was whether the
Soliz
attempt to commit a lesser-includ-
as to lesser-included offenses meant that it
permitted,
ed offense would be
she did
whether an
jury
was the
that decided
of-
concept
jury
that a
that was
discuss the
offense,
a
or
fense constituted
lesser
unconvinced
the continuous-sexual-
about
of
alternatively convict a whether that issue was rather a matter
abuse offense could
by
law to be determined
the trial court.
continuous sexual abuse and a criminal
21.02(e),
(discussing
Tex. Penal Code
predicate
to commit a
offense.
“may
which states that a defendant
(2)
Consequences
The
of a Particular
convicted” in same criminal action of enu-
Construction
is,
merated offense unless that offense
among
things,
by
other
“considered
Jeopardy
a. Double
trier of fact to be a lesser included offense
offenses
under Subsection
The Fifth Amendment guarantee
(b)”).
issue,
resolving
In
jeopardy protects “against
Court
double
noted that the
purpose”
statute’s “avowed
multiple punishments for the same of
was the
a crime that
States,
“establish[ment of]
fense.”
Whalen United
445 U.S.
pattern
focuses on the
of abuse over a 684, 688,
1482, 1436,
100 S.Ct.
63 L.Ed.2d
(citations
period of time.” Id. at 858
and
(1980)
(quoting North Carolina v.
omitted).
quotations
Because the statute’s Pearce,
711, 717,
395 U.S.
89 S.Ct.
abuse,
pattern
focus was on a
we ex- 2076,
(1969));
tive reveals that the Legislature in whether an intended to one conviction con- punished dividual be for the same tinuous sexual abuse for conduct commit- criminal act under two distinct statutes is single complainant ted during a Littrell, legislative a matter of intent. specified period. time The statute facili- S.W.3d at 276. To determine whether the by tated this intent allowing the Legislature would have intended a particu jury broadly to more multiple consider lar course of conduct to subject be acts of abuse over an extended multiple punishments separate under two time disallowing other convictions statutory provisions, we look first to the acts of sexual abuse that statutory language. The “starting point” would be considered lesser-included of- analysis for such an is the Blockburger fenses of continuous sexual abuse. See test, used to determine 21.02(b)-(e). whether each of Tex. Penal Code A criminal requires the offenses proof of an element offense is a *9 that the other (citing does not. Block predicate lesser-included offense of that States, 299, 304, burger v. United 284 offense and is subsumed within com- U.S. that (1932)). 180, pleted 52 76 upon offense commission. See id. S.Ct. L.Ed. 306 If two (c). 15.01(a), separately Consequently, we defined offenses have the “same conclude legislative Blockburger, that it would defeat the elements” under purpose judi then a underlying the statute if a fact finder were cial presumption arises that the offenses permitted to convict a defendant purposes both are the same for of double jeop-
610 abuse. See ed offense of continuous sexual and, sign a clear absent
ardy, 37.09(4); Tex. Proc. art. “may Tex.Code Crim. an accused contrary, the intent to Soliz, 21.02(b), (c); (ex 353 See id. for both.” punished not be Penal Code therefore, may, pre- S.W.3d at 854. We presumption of judicial once plaining attempt that the and continuous- sume pur double-jeopardy for arises sameness offenses are the same sexual-abuse “whether then becomes poses, double-jeopardy purposes and clearly expressed has Legislature to multi- permit did not intend should that the accused contrary intention Littrell, 271 S.W.3d ple punishments. See greater for both the punished in fact be that, in (observing multiple- at 275-76 offenses”) (cita and the lesser-included context, may be “two offenses punishments omitted). test is a Blockburger The tions in the same if one offense stands relation and is not rule construction offense,” to the other as lesser-included determining if two the exclusive test for “may arises that accused presumption same, and it cannot be the offenses are both”). judicial punished The authorizing punishments two basis for Legislature did not presumption that the clearly intended where the multiple punishments intend to allow State, only Bigon one. See v. 252 S.W.3d clearly this context is not overridden 360, (Tex.Crim.App.2008); Ervin v. 371 contrary. intention to the See expressed State, 804, (Tex.Crim.App. S.W.2d 807 991 therefore, agree, id. at 276. We with the 1999). intent can also Legislature’s court of it would violate a appeals by “a list of non-exclusive be discerned rights against jeopardy defendant’s double help courts in the ab designed factors to convictions for both continuous the of guidance,” including sence of clear attempt and an to commit a abuse prosecution. fenses’ allowable unit of Gar com- predicate act with conduct (Tex. S.W.3d 59-60 fias dur- complainant mitted same Here, ap the court of Crim.App.2014). Price, ing of time. peals’s determination that the State’s con 163; Soliz, S.W.3d at see 353 S.W.3d at punish multiple struction would constitute relied, ments for the offense “same” at part, on its observation Renaming b. of Offenses Would tempts share the same allowable unit of Legislative Intent Defeat com prosecution corresponding as their light In of the fact that a defendant Price, pleted offenses. at 162 S.W.3d attempted be of an offense even convicted Milner, (citing parte Ex it, though actually completed he has (Tex.Crim.App.2013)). 508-09 reading of the statute suggested Applying principles these to the completed would it to rename a context, present we conclude that our in offense as an terpretation the continuous-sexual-abuse offense and obtain a conviction protecting statute conforms with law a de conjunction for the latter offense in with a jeopardy. rights against fendant’s double conviction for continuous sexual abuse. 15.01(c) (it Because is a lesser-included of is “no See Tex. Code abuse, completed fense of the act of sexual prosecution defense to for criminal at- act of sexual completed attempted because the offense was ac- tempt that committed”). abuse is a lesser-included offense of contin Because the facts es- tually abuse, of a tablishing from this it follows that the commission uous *10 a conviction for attempt support is also a lesser-includ- offense would also offense offense, to the to commit statute’s enumerated of- suggested reading would under- attempts fenses and to criminal to commit design statutory mine the scheme to those offenses. We affirm the permit only one conviction for continuous judgment of the appeals. court of sexual abuse for acts committed a specified single child PRICE, J., concurring opinion filed a in 21.02(e).
time. See id. This is a conse- COCHRAN, J., joined. which the State’s quence proposed construc- possibly leg- tion that could not have been J., WOMACK, concurred in the islatively intended. judgment for the reasons stated in the PRICE, opinion of J.
(3) Consideration of All Pertinent Ex- tra-Textual Factors PRICE, J., filed concurring opinion relevant Reviewing the extra-textual fac- COCHRAN, J., which joined. novo, Legisla- tors de we conclude that the ture intended to disallow Whether defendant be twice pun- dual convictions ished for two stemming under statute continuous sexual offenses from a offense, single prosecution, abuse and for a lesser-included consistent with the Clause, including Double Jeopardy is a object, offense. legislative legislative intent.1 requires This us to en- history, gage and circumstances of the statute’s in construction of the relevant stat- legislative enactment all reflect a intent to utes to statutory determine what the lan- provide single for a punishment under the guage legislature’s reveals about the intent statute where the conduct at issue is regarding availability multiple pun- complainant within the Typically, ishments. same time frame. Additionally, this con- proves facially unrevealing with struction accords with double-jeopardy precise question, this and we must resort principles. By applying pertinent ex- to certain statutory methods of construc- factors, tra-textual Legis- we hold that the tion to legislative divine the intent. Princi- lature did not intend to dual convic- pal among those methods —at least when tions under these circumstances and that dealing double-jeopardy implica- with the appellant’s criminal-attempt conviction punishing tions of a defendant twice in the was, therefore, statutorily prohibited. prosecution same for two offenses that de- separate rive from sections of the Penal
III. Conclusion
Code—is
traditional indicium of ...
“[t]he
legislative intent
is the
Having
[which]
held that
so-called
the statute’s
‘same elements’ test of
ambiguous,
Blockburger
upon
consideration of
factors,
United States.”2 If
pertinent
separately
extra-textual
two
de-
we con-
clude that
fined
are
legislative
statute’s
intent
the “same”
punishment
was to
one
under the Blockburger
where con-
lesser-included-of-
analysis,
tinuous sexual
fense
alleged against
judicial
abuse is
then “the
presump-
single
specified
they
victim within a
time frame.
tion is that
are the same for double-
also
jeopardy
We
conclude that this intent extends
purposes and that
the accused
See,
273,
States,
e.g.,
(citing Blockburger
1.
Littrell v.
v. United
("Sameness
(Tex.Crim.App.2008)
(1932)).
U.S.
52 S.Ct.
(such attempted aggravated sexual as an
assault) regarded the “same” should be as
as the continuous-sexual-abuse-of-a-child double-jeopardy purposes?
offense for expressly speak
Section 21.02 does not question. any contrary expres-
In the absence of 21.02,
sion of intent Section Blockbur- primary
our
consideration
offense.”);
charged or an otherwise included
3. Id.
Littrell,
