OPINION
Russеll Lee Prewitt was found guilty by a jury of conspiracy to possess cocaine, a Class B felony, and attempted possession of cocaine, a Class C felony. He was convicted and sentenced to sixteen years incarceration for the attempted possession count. 1 He now appeals. We affirm.
Issues
Prewitt raises five issues for our review, which we restate as follows:
1. Whether the trial court properly allowed the State to amend the charging information eight months after the omnibus date;
2. Whether the trial court properly admitted evidence of prior uncharged misconduct;
3. Whether the trial court properly allowed police testimony regarding why they were undercover at the location where Prewitt was arrested;
4. Whether Prewitt was properly charged with attempted possession as a Class B felony for being within 1,000 feet of a family housing complex when the offense occurred; and
Whether there was sufficient evidence to convict Prewitt of attempted possession of cocaine. Ot
Facts and Procedural History
Late one evening, Prewitt and his brother's fiancée, Charlotte Cooper, loaded Cooper's van with steaks and cigarettes that they hoped to trade for drugs. They drove to the Greenwood Apartments, a public housing complex in Jeffersonville, Indiana. There, they saw a man standing in the doorway of an apartment. The man was an undercover police officer, Trooper Shaun Hannon. Cooper parked the van and Prewitt walked to the apartment and spoke to Hannon, asking if he could trade merchandise for crack cocaine. Hannon went into the apartment alone, and told Sergeant Myron Wilkerson and Detective Leslie Kavanaugh, who were inside, that a man was outside asking for cocaine. Wilkerson and Kavanaugh went to the door, where Prewitt indicated that he wanted to trade meat and cigarettes for cocaine. The two followed Prewitt back to the van, and when Cooper began showing them the merchandise, Kavanaugh identified himself and arrested both Cooper and Prewitt.
Prewitt was originally charged with conspiracy to possess cocaine, a Class C felony. The information was eventually amended to include two counts: one count of conspiracy to possess cocaine as a Class B felony for being within 1,000 feet of a family housing unit, and one count of attempted possession of cocaine as a Class B felony, also for being within 1,000 feet of a family housing unit. A jury found Prewitt guilty of both charges; however, the conspiracy verdict was later vacated by the trial court. Prewitt now appeals. Additional facts will be provided as necessary.
Discussion and Decision
I. Late Amendment of Information
Prewitt contends that the trial court erred when it allowed the State to amend the charging information to add an additional count eight months after the
Prewitt was charged with conspiracy to possess cocaine as a Class C felony on January 25, 2000. On January 26, 2000, an initial hearing was held and a jury trial was scheduled for May 28, 2000. March 14, 2000, was set as the omnibus date. Prewitt's trial was twice continued and eventually set for November 28, 2000. On November 15, 2000, the State filed a motiоn to amend the information, seeking to add Count II, attempted possession of co-came as a Class C felony pursuant to Indiana Code section 85-34-1-5(c). A hearing on the State's motion was held on November 22, 2000, at the conclusion of which, the State's motion was granted, the amended information was filed, and an initial hearing was held on Count II. On November 27, 2000, the parties met for a final pre-trial conference and the State orally moved to again amend the information. The substance of the charges was not changed by this second amendment; however, the charges were elevated from Class C felonies to Class B felonies due to the proximity to a family housing unit. The trial scheduled for the next day was continued at Prewitt's request. A hearing was held on December 6, 2000 on the State's request to amend the charges. Prewitt objected. After several more continuances, Prewitt's trial on the two Class B felony counts commenced on January 16, 2001.
At the hearing on November 27, 2000, 2 the State summarized its motion as follows:
The original Information had been a Conspiracy to Possess Cocaine as a Class D[ 3 ] Felony. The Amendment if the Court allows it will be based upon the very same fact circumstances. We're not alleging new facts. We are simply alleging that as an alternative [to] the Conspiracy conviction ... the Jury could also find that it legally fits the definition of an Attempt crime under the Indiana Statute.
[November 27, 2000] Hearing Transcript at 2. Prewitt objected to the filing of the Amended Information "based on the Defendant's [rlights to asic] fair notice of the charges against him in a manner that gives him [time] to prepare for his trial.... [T}his does not give him more than just approximately one week or less [before trial)." Id. at 8. Prewitt did concede that Count II alleged "the same set of facts." Id. at 3-4. The Court allowed the amendment.
Indiana Code section 35-384-1-5 governs the amendment of informations. In relevant part, the statute provides as follows:
(b) The indictment or information may be amended in matters of substance or form ... by the prosecuting attorney,upon giving written notice to the defendant, at any time up to:
(1) thirty (80) days if the defendant is charged with a felony... . before the omnibus date....
(c) Upon motion of the prosecuting attorney, the court may, at any time before, during, or after the trial, permit an amendment to the indictment or information in respect to any defect, imperfection, or omission in form which does not prejudice the substantial rights of the defendant.
(d) Before amendment of any indictment or information other than amendment as provided in subsection (b) of this sеction, the court shall give all parties adequate notice of the intended amendment and an opportunity to be heard. Upon permitting such amendment, the court shall, upon motion by the defendant, order any continuance of the proceedings which may be necessary to accord the defendant adequate opportunity to prepare his defense.
An information may be amended pursuant to this section as to matters of both form and substance. Tripp v. State,
In Tripp v. State, the defendant was charged with operating a motor vehicle with a blood alcohol content greater than 10%. After the omnibus date and twenty-eight days before trial, the State moved to amend the charging information to add a count of operating a motor vehicle while intoxicated. The trial court granted the State's motion and the defendant was notified of the amendment. This court held that the amendment was proper.
Tripp is similar to the case herein. Here, Prewitt was afforded notice of the proposed amеndment and an opportunity to be heard at a hearing prior to the trial court allowing the amendment. At the hearing, Prewitt conceded that the facts supporting the new charge were the same facts supporting the original charge. Although he noted the short time between the proposed amendment and the date for trial, he did not move for a continuance
4
at
II. Admission of Evidence
A. Standard of Review
Our standard of review in this area is well-settled. The admission of evidence is within the sound discretion of the trial court, and the decision whether to admit evidence will not be reversed absent a showing of manifest abuse of the trial court's discretion resulting in the denial of a fair trial. Berry v. State,
B. Prior Uncharged Misconduct
Prewitt contends that the trial court erred in allowing testimony regarding a prior occasion on which he and Cooper had traded merchandise for drugs in the Greenwood Apartment complex. Evidence Rule 404(b) provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in оrder to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, intent, preparation, plan, knowledge, identity, or absence of mistake or accident....
When the State attempts to introduce evidence of a defendant's other crimes, wrongs, or acts, the trial court must perform a two-part inquiry: first, the court must determine whether the prior bad act evidence is relevant to a matter at issue other than the defendant's propensity to commit the charged act. Hicks v. State,
In this case, the State indicated that it wished to offer evidence during Cooper's
First of all, I do think it's relevant. Second of all, when we get to the balane-ing test, I think there are some questions we have to (INDISCERNIBLE) so the Court can balance. There is no doubt that the information is prejudicial, but, that's why the State's presenting it.... [The question is, there are certain things under 404 B that the State has to allege. And they have talked about intent. They have talked about plan.... So let's go ahead and proffer what the testimony would be.
Transcript at 47-48. After Cooper testified, the court stated:
Well, taking a look at 404 B, and the State's already indicated why they intended to offer it. And it appears to this Court that it is evidence of intent or plan, and that while it is prejudicial for the Defendant, it is of assistance to the trier of fact.... So [the] Court's going to allow this testimony over the objection of [the] Defense.
Transcript at 52. The jury was returned to the courtroom and Cooper testified to the events occurring several weeks prior to this incident.
Prewitt was еxpected to and did in fact argue that he was intoxicated at the time of the incident and was unable to formulate the requisite mens rea to complete the crimes with which he was charged. He cross-examined Cooper regarding his intoxication on the night of the crimes. The intent exception to Rule 404(b) is available when a defendant goes beyond merely denying the charged culpability and affirmatively presents a claim of contrary intent, whether in opening statement, cross-examination, or presentation of his own case-in-chief. Wickizer v. State,
C. Police Testimony
Prewitt also alleges error in the admission of police testimony regarding why they were at the Greenwood Apartments on the night of the incident. The police were at the apartment complex and at that specific apartment because they had, earlier that evening, arrested the
Court finds that it is relevant from a practical standpoint to explain why the police were there and the fact that there were prior arrests made for Dealing and Possession of Cocaine. Now, so I would allow the [unrelated] arrest in. How far the State goes depends on what's relevant and then balancing that with what's overly prejudicial to the Defendant.
[[Image here]]
Then the Court at this time will deny the Defendant's Motion In Limine as to the [unrelated] arrest but could see that somewhere in the future there might be something that's overly prejudicial, so basically we'll handle that as we go along.
January 12, 2001 Hearing Transcript at 21-22, Prewitt acknowledges that at the time the unrelated arrest testimony was given during his trial, he did not object to the testimony. A ruling on a motion in limine does not determine the ultimate admissibility of evidence; that determination must be made by the trial court in the context of the trial itself. Godby v. State,
In order to avoid waiver of this issue, Prewitt alleges that thе trial court's error in allowing the evidence constituted fundamental error. In order to qualify as fundamental error, an error must be so prejudicial to the rights of the defendant as to make a fair trial impossible. To qualify as fundamental error, an error must be a clear and substantial blatant violation of basic and elementary principles that renders a proceeding unfair. Sauerheber v. State,
Prewitt does not contend that the introduction of evidence of the unrelated arrests was error. Rather, he argues that the repetition of the evidence through the testimony of the three police officers who were present in the apartment and participated in Prewitt's arrest rendered the proceeding unfair. He has meticulously documented in his brief each passage of testimony which concerns the unrelated arrest and the reason for the police presence at the apartment. See Brief of Appellant at 88-42. Trooper Hannon briefly described on di
III. Offense Enhancement
Prewitt also contends that the charge of attempted possession of cocaine could not be elevated from a Class D felony to a Class B felony due to the fact that the offensе occurred in a family housing complex.
Indiana Code section 85-48-4-6 provides:
(a) A person who, without a valid prescription or order of a practitioner acting in the course of the practitioner's professional practice, knowingly or intentionally possesses cocaine (pure or adulterated) ... commits possession of cocaine ..., a Class D felony, except as provided in subsection (b).
(b) The offense is:
## ok
(2) a Class B felony if the person in possession of the cocaine ... possesses less than three (8) grams of pure or adulterated cocaine ...:
*d ook
(B) in, on, or within one thousand (1,000) feet of:
"nock ok
(Hi) a family housing complex....
Ind.Code § 35-48-4-6(a), (b)@)(B)(Gi. Indiana Code section 85-41-5-1 provides that "[all person attеmpts to commit a crime when, acting with the culpability required for commission of the crime, he engages in conduct that constitutes a substantial step toward commission of the crime. An attempt to commit a crime is a felony or misdemeanor of the same class as the crime attempted." Ind.Code § 85-41-5-1(a). Prewitt contends that "while Indiana's attempt statute is specifically designed to punish intent and not an act, the enhancement provisions of the possession of cocaine statute punish only the act and disregard intent completely." Brief of Appellant at 18. Thus, Prewitt contends, it is improper to enhаnce an attempt based upon location alone.
In Williford v. State,
Although neither of these cases is directly on point, and we can find no Indiana case that is directly on point, the conclusion reached in those cases informs our decision herein. In Williford, this court stated: "our statute does not allow a conviction for innocent conduct. Mens rea rust be proven for a conviсtion for dealing; however, the penalty may be enhanced upon a showing of additional facts without proof of knowledge of those facts."
Based upon the foregoing discussion, we reject Prewitt's contention that he could not be charged with and convicted of an attempt to commit the enhanced offense of possession of cocaine within 1,000 feet of a family housing project. 7 We hold that, assuming the State otherwise proves the required culpability for the substantive crime, a conviction can be sustained for an attempt to commit the enhanced crime.
IV. Sufficiency of the Evidence
Finally, Prewitt contends that the State did not present sufficient evidence to support his conviction of attempted possession of cocaine within 1,000 feet of a family housing project.
A. Standard of Review
When reviewing a challenge to the sufficiency of the evidence, this court neither reweighs the evidence nor judges the credibility of the witnesses. Sanders v. State,
B. Evidence of Attempt to Possess Cocaine
In order to prove an attempt, the State must present evidence establishing that: (1) the defendant acted with the
The evidence most favorable to the verdict demonstrates that Prewitt approached Trooper Hannon outside an apartment at the Greenwood Apartments and "mentioned something about buying some dope or making a trade for some dope." Transcript at 107. Trooper Hannon stepped into the apartment аnd asked Sergeant Wilkerson and Detective Kavanaugh to deal with Prewitt. Prewitt indicated that he was looking for "rock," or crack cocaine, and also indicated that he had merchandise in his van to trade for the cocaine. The officers followed Prewitt to Cooper's van, and Prewitt asked "if he could get a piece, or some rock ...," transeript at 138, and displayed cigarettes and a large quantity of meat for trade.
What constitutes a "substantial step" toward the commission of a crime is dependent upon the facts of each case, but the requirement is a minimal one and is often dеfined as any overt act in furtherance of the crime. Neuhoff v. State,
Conclusion
The late amendment of the information was permissible in that Prewitt's substantial rights were not prejudiced. The trial court did not abuse its discretion in allowing evidence of relevant prior uncharged misconduct by Prewitt, nor did the court commit fundamental error in allowing testimony regarding the reasons for the police presence at the Greenwood Apartments the night of Prewitt's arrest. It is permissible to convict a person of an attempt to commit an elevated drug offense because the "specific intent" requirement of the attempt statute goes to the intent to commit the base crime. Finally, there was sufficient evidence that Prewitt committed a substantial step toward the possession of cocaine. His convictions are affirmed.
Affirmed.
Notes
. The trial court did not entier a judgment of conviction or sentence for the conspiracy verdict, but instead vacated that verdict.
. The supplemеntal transcript which Prewitt submitted of the hearing at which the State's motion to amend the information to include Count II indicates that it is a transcript of a hearing held December 6, 2000. However, it is apparent from the other pleadings and the context of the hearing itself that the transcript is actually from the hearing held November 27, 2000. For one thing, Nicole Phillips represented Prewitt at the November hearing but her appearance had been withdrawn and Prewitt represented himself at the December hearing; the transcript we have shows Ms. Phillips appearing for Prewitt. For another, the December hearing was in regard to the State's request to amend the charges from Class C felonies to Class B felonies; the transcript we have is clearly in regard to the State's request to add Count II. We assume that the labeling of the transcript as the record of proceedings had on December 6, 2000 is merely a typographical error.
. The actual charge was conspiracy to possess cocaine as a Class C felony.
. We note that in several cases construing subsection (e) of Indiana Code section 35-34-1-5, which concerns the amendment of an information to add an habitual offender charge, it has been stated that the defendant must move for a continuance when the trial court allows the late filing of an habitual offender charge or any allegation of error is waived. See Williams v. State,
. Prewitt did not move for a continuance of the November 28, 2000 trial at the November 22, 2000, hearing at which the State initially moved to amend the information. Nonetheless, Prewitt obtained a continuance of the November 28 trial at a later hearing after the State had again moved to amend the information. A later trial date was also continued.
. We note that Prewitt concedes in his appellate brief that the evidence "may have had some marginal relevance on the element of intent. ..." Brief of Appellant at 14. He goes on to assert that, even if relevant, the prejudicial effect of the evidence outweighed its probative value. Id.
. We do note, however, that in this рarticular case, both the charging information and the proof at trial showed that not only did Prewitt intend to possess cocaine within 1,000 feet of a family housing complex, but that the substantial step toward completion of the crime also occurred within 1,000 feet of the family housing complex. We can envision different circumstances in which the location enhancement of an attempt charge might not be appropriate. For instance, if the substantial step alleged in the information was that Prew-itt loaded merchandise into the van with the intent to make a deal for drugs at the family housing complex, but he never made it to the complex, then a location enhancement might not be appropriate.
