Lead Opinion
In this case we are called upon to assess the validity, in terms of compliance with the federal Medicaid Act, of Chapter 367, § 2, Item 4402-5000 of the Massachusetts Acts of 1978. Chapter 367 is an appropria-. tions provision, limiting the expenditure of state funds for abortions to those abortions “which are necessary to prevent the death of the mother” and to those procedures “necessary for the proper treatment of the
At issue, as well, is the impact on the Medicaid Act and state plans thereunder of the Hyde Amendment, Section 101 of Pub.L. 95-205; 91 Stat. 1460 (Dec. 9,1977), first enacted as a rider to the FY 1977 Health, Education and Welfare appropriations bill. The Hyde Amendment for FY 1978 prohibits federal funding for abortions except “where the life of the mother would be endangered”, when the woman is a “victim of rape or incest” and reports the incident “promptly” and in instances where “severe and long-lasting physical health damage to the mother would result if the pregnancy were carried to term when so -determined by two physicians.”
The district court found that Chapter 367 violated specific provisions and the basic thrust of the Medicaid Act by failing to provide for abortions that were “medically necessary”. However, because the court considered it “anomalous” to impose upon the state the obligation to fund “medically necessary” abortions for which the Hyde Amendment had prohibited federal funding, its preliminary injunction modified Chapter 367 to require state payment for at least those abortions funded under the Hyde Amendment. The court did not reach the constitutional arguments of the parties. See Hagans v. Levine,
Preterm, Inc., et al., plaintiffs below, then sought an expanded injunction pending appeal of the district court’s preliminary injunction.
I. The Requirements of the Medicaid Act
The Medicaid Act, Title XIX of the Social Security Act of 1965, operates to enable participating states, through the use of federal funds, to provide medical services to welfare recipients (the “categorically needy”) and if the state chooses, to other needy recipients (the “medically needy”). See Beal v. Doe,
The plaintiffs below argue, and the district court found, that abortions, when “medically necessary” as determined by a physician are within the category of services which a state must provide. The state, on the other hand, contends that participating states are afforded great latitude in deciding which services will be furnished under their plans, and maintains that the Act nowhere requires a state to provide all “medically necessary” services. The disagreement between the parties is thus a fundamental one, and one which our study of the statute has not easily resolved.
Our analysis begins with the opening section of the Act, which both authorizes an appropriation and sets forth a general statement of purpose:
“42 U.S.C. § 1396. Appropriation
For the purpose of enabling each State, as far as practicable under the conditions of such State, to furnish (1) medical assistance on behalf of families with dependent children and of aged, blind, or disabled individuals, whose income and resources are insufficient to meet the costs of necessary medical services, and (2) rehabilitation . . ., there is hereby authorized to be appropriated ..” (emphasis added).
The district court and other courts which have found a requirement within the Medicaid Act that states provide all “medically necessary” services have relied heavily on this section. See, e. g., Rush v. Parham, supra,
Our view finds support from the structural composition of the Act. Section 1396a is
Although we are unable to discover a statutory requirement that states provide medically necessary services, we do find guidance within the statute, albeit less explicit, for deciding this case. Section 1396a requires that a state plan for medical assistance provide five general categories of medical services to the categorically needy, enumerated in § 1396d(a): (1) inpatient hospital services, (2) outpatient hospital services, (3) other laboratory and x-ray services, (4) skilled nursing facilities, screening and treatment for persons under the age of 21 and family planning services and supplies, and (5) physicians’ services.
The Court’s opinion contains a dictum relied on by the district court: “[AJlthough serious statutory questions might be presented if a state medicaid plan excluded necessary medical treatment from its coverage, it is hardly inconsistent with the objectives of the Act for a State to refuse to fund unnecessary — though perhaps desirable — medical services.” Id. at 444-45,
Such a reading, permitting the most varied content to the words “necessary medical services”, the variations being theoretically limited only by the diversity of physicians, would seem at war with the goals of consistency and fairness in the administration of the statute. We see two levels of judgment as to medical necessity in the statutory scheme. The first is the macro-decision by the legislature that only certain kinds of medical assistance are deemed sufficiently necessary to come under the coverage of its plan. The second is the micro-decision of the physician, that the condition of his patient warrants the administering of a type of medical assistance which that plan makes available. Our task here is to test the judgment of the Massachusetts legislature as to medical necessity, i. e., was its decision to limit state funded abortions, in other than cases of rape or incest, to those necessary to save the life of the woman “reasonable” and “ ‘consistent with the objectives’ of [Title XIX]”?
The regulations promulgated by the Department of Health, Education and Welfare
“(a) The plan must specify the amount and duration of each service that it provides.
(b) Each service must be sufficient in amount, duration, and scope to reasonably achieve its purpose.
(c) (1) The medicaid agency may not deny or reduce the amount, duration, or scope of a required service under §§ 440.210 [for the categorically needy] and 440.220 [for the medically needy] to an otherwise eligible recipient solely because of the diagnosis, type of illness, or condition.
(2) The agency may place appropriate limits on a service based on medical necessity or on utilization control procedures.”
The plaintiffs below maintain that the limitations imposed by Massachusetts on abortion services render those services insufficient in “amount, duration and scope” to reasonably achieve their purpose, and that the limitations are based solely on the type of medical condition involved rather than on determinations of medical necessity.
In White v. Beal,
We think that the limitations imposed by Chapter 367 on abortion services similarly violate the purposes of the Act and discriminate in a proscribed fashion, although perhaps less obviously than did the plan in White v. Beal, supra. It could perhaps be argued that the Massachusetts plan reserves abortion services to those in greatest need' — women who will die without an abortion — and denies it to those who need it less — women who will suffer damage to their health, no matter how grievous, but who will survive without the abortion. But we do not believe that the Medicaid Act contemplates or sanctions anything so stark. When a state singles out one particular medical condition — here, a medically complicated pregnancy — and restricts treatment for that condition to life and death situations it has, we believe, crossed the line between permissible discrimination based on degree of need and entered into forbidden discrimination based on medical condition.
The Medicaid system was established for the purpose of enabling a state, with federal participation, to provide medical assistance to eligible individuals in need of treatment and unable to pay for it. See 42 U.S.C. § 1396. We find it “unreasonable” and wholly “[inconsistent with the objectives of the Act”, 42 U.S.C. § 1396a(a)(17), for a state to provide abortion services and then, with limited exceptions for victims of rape and incest, deny it to all those who will not die without it. We know of no other instance where a legislative decision to pay for medical care is based on the distinction between life and death. If only those suffering at death’s door from sickle cell anemia or syphilis could receive publicly provided medical care, but not those condemned to a lifetime of dependency, one would be hard put to discern any rational social objective being thereby served. So we think here.
Accordingly, we conclude that Chapter 367 fails to provide abortion services consistent with the requirements of the Medicaid Act. We now turn to the question of the impact of the Hyde Amendment on state plans adopted pursuant to that Act.
II. The Impact of the Hyde Amendment
The Hyde Amendment, the name given to language inserted into the FY 1977 and 1978 Health, Education and Welfare appropriations bills, in its current form prohibits use of appropriated federal funds for Medicaid abortions except in specified situations.
Plaintiffs contend that the Hyde Amendment must be construed according to its literal terms as authorizing federal funds for certain limited categories of abortions and thus shifting the total cost to the states of providing those abortion services not funded by the Hyde Amendment but nonetheless required by the Medicaid Act. They maintain that the Hyde Amendment has no impact on a state’s obligations to provide services required by the Act.
The state, on the other hand, argues that even if this court should find, as it has, that Chapter 367 contravenes the Medicaid Act
Our inquiry begins with the words of the statute itself, which if clear, ordinarily obviate the need to resort to extrinsic aids of statutory construction. See Tennessee Valley Authority v. Hill,
The Legislative History
Congressional consideration of the Hyde Amendment began in the House of Representatives on June 17, 1977 and ended with a Senate debate and vote on a compromise measure on December 7, 1977. During this six month period some ten different versions were passed in one of the chambers, see CCH Medicare-Medicaid Reporter H 28,-832, at 9151, and no fewer than 25 roll call votes had been taken in the House and Senate. Congressional Quarterly, Weekly Report, Vol. XXXVI No. 5 at 258 (Feb. 4, 1978). There are neither conference reports nor committee reports; all we have are the debates and insertions in the Congressional Record. These, however, if considered as a whole, are illuminating. The leaders of both sides in the debate spoke often and long enough and clearly enough so that there is no doubt about what the Congress wanted to do and thought it was doing.
To begin with, there are a few observations to the effect that all that the Amend
Moreover, the record is clear that both houses of Congress were acutely conscious that they were engaging in substantive legislation. The very first event which took place in the House of Representatives was the making of two points of order, the sustaining of the same, and an amendment by sponsor Hyde simply confining his Amendment to a ban on spending federal funds for abortions, any abortions. Congressman Hyde then expressed his regret that the points of order forced him to exclude mother’s-lifesaving therapeutic abortions from his Amendment, adding that he agreed with those who had said it was unfortunate to burden appropriation bills with complex issues such as busing and abortion but that “The problem is that there is no other vehicle that reaches this floor in which these complex issues can be involved. Constitutional amendments which prohibit abortions stay languishing in subcommittee, much less committee, and so the only vehicle where the Members may work their will, unfortunately, is an appropriation bill.” 123 Cong.Rec.H. 6083 (June 17,1977). Subsequently, on August 2, after a candid explanation by Congressman Flood that the only way to enable the Amendment to exclude from its proscriptions abortions in cases of life endangering pregnancies was to restore the original language, such language was restored and no further points of order were made. 123 Cong. Rec.H. 8348-49 (Aug. 2, 1977).
In the Senate a point of order was made and the Senate, by voting that a Senate version of the Amendment was germane to the subject matter of the House bill, thus satisfying Senate Rule XVI, legitimized its subsequent legislating. 123 Cong.Rec.S. 11055 (June 29,1977). Before the vote was taken, Senator Brooke lodged this protest:
“Mr. President, I urge the Senate to support the amendment striking all restrictions on the use of medicaid funds for the performance of abortions. Such restrictions are a blatant case of legislating on an appropriations bill, a most unwise practice and one which I adamantly oppose regardless of the subject.” Id. at S. 11035.
At the very end of the process Senator Magnuson, a proponent of fewer restrictions, expressed his unhappiness, saying pithily, “I have said many, many times, as sort of a voice in the wilderness, that this does not belong on the HEW bill. It is legislation of the rawest nature on an appropriations — money—bill.” 123 Cong. Rec.S. 19440 (Dec. 7, 1977). And Senator Stennis, a supporter of greater restrictions on abortions, complained about the Senate’s “obscure rules about amendments on appro
Moreover, the inclusion of very specific and detailed provisions underscored the substantive nature of the legislation being enacted. See, e. g., the comments of Congressman Michel in explaining how the House of Representatives had rejected the inclusion of danger to mental health as a reason for funding abortions, 123 Cong. Rec.H. 12651, 12656 (Dec. 6, 1977); Senator Brooke’s and Senator Javits’ doubts of the constitutionality of the requirement of a certificate from two physicians that severe and long-lasting physical health damage would occur, 123 Cong.Rec.S. 19440-19443 (Dec. 7, 1977); and Congressman Michel’s attempts to define what was meant by the prompt reporting requirement in cases of rape and incest, 123 Cong.Rec.H. 12652-12653 (Dec. 6, 1977).
Perhaps the message of the legislation was conveyed most clearly by those who were opposed to restrictions on publicly funded abortions. Their litany of opposition stressed the harshness of depriving the poor of abortions which the more affluent could afford. The universal assumption in debate was that if the Amendment passed there would be no requirement that states carry on the service. Congressman Stokes referred to the Amendment as “tantamount to a constitutional amendment outlawing abortions for the poor.” 123 Cong.Rec.H. 6085 (June 17, 1977). Congressman Holtzman said that it “condemns to death poor women, who, if they give birth, will die . .” Id. at H. 6092. Others spoke to the same pint, see e. g., id. at H. 6097 (Congressman Meyner), 123 Cong.Rec. at H. 10968 (Congressman Sears), id. at H. 12656 (Congressman Fraser).
The predictions were no less dismal in the Senate. Senator Packwood said: “Let us be very clear about it. If we do not fund abortions, these 250,000 to 300,000 women who now receive abortions, paid for by Federal or State moneys under medicaid, are either going to have babies they do not want or are going to go to backroom abortionists. There is no question that the poor are going to be discriminated against.” 123 Cong.Rec. at S. 11031 (June 29,1977). Similar remarks were made by Senator McGovern, id. at S. 11040; Senator Bayb, id. at S. 11043; Senator Brooke, 123 Cong.Rec. at S. 13672 (Aug. 4, 1977); and Senator Javits, 123 Cong.Rec. at S. 19443 (Dec. 7, 1977).
Another variant of the message was that, if the Amendment were passed, the states would have the option to provide abortion on more liberal terms than those contained in the Amendment, but only if they wished to do so. Congressman Russo, a supporter of the Amendment, after expressing satisfaction over the prospect of “saving” 240,-000 more lives if the source of funds were eliminated, said, “of course, eliminating Federal funds would not end all Government financing of all abortions. States would retain the option of providing money to poor women for abortions if they want. But the Federal Government’s example would encourage States participating in the medicaid program to discontinue this aspect of medical care to the poor — an option States cannot exercise at the present time.” 123 Cong.Rec. H. 6097-6098 (June 17,1977). Other spokesmen to the same effect were Senator Helms, 123 Cong.Rec.S. 18584-18585 (Nov. 3, 1977); Congressman Early, 123 Cong.Rec. at H. 10835 (Oct. 12, 1977); and Congressman Smith, 123 Cong.Rec. at H. 12653 (Dec. 6, 1977).
Finally, the total absence in the debate of any suggestion that massive financial burdens were being shifted to the states further belies plaintiffs’ contention that states were to continue to fund abortions beyond those qualifying under the Hyde Amend
From this sampling — which we think is a fair representation of the entire Congressional debate — we are persuaded that Congress realized that it was using the unusual and frowned upon device of legislating via an appropriations measure to accomplish a substantive result. That result was, it believed, far more significant than the proscription of federal funding of a program mandated by Medicaid to continue even if only with state funding.
Repeal by Implication
Plaintiffs contend that this reading of the Hyde Amendment brings it into conflict with the Medicaid Act and thus violates both the principle that we should endeavor so to construe two statutes that they may be capable of coexistence, “absent a clearly expressed congressional intention to the contrary”, Morton v. Mancari,
As a preliminary matter, we agree that our construction of the Amendment, as a substantive enactment of a state’s Medicaid obligations, produces a conflict with the Medicaid Act. We have held that the Medicaid Act requires an inquiry into whether a state plan which limits reimbursement for certain services, does so in a way that is “reasonable”, “consistent with the objectives of the Act”, 42 U.S.C. § 1396a(a)(17) and without discriminating solely on the basis of the particular “diagnosis, illness or condition”, 42 C.F.R. § 440.230 (1978), and we do not believe that a state plan, funding only those abortions specified in the Hyde Amendment, would be consistent with these requirements of the Act.
Thus far, we might feel that we should conclude that the Hyde Amendment, if intended as a substantive statement on a state’s obligations, was in no way repugnant with the Medicaid Act’s requirements for state plans. However, we are troubled by the Amendment’s requirement that the damage be to physical health, impliedly excluding abortions needed to prevent severe and long-lasting mental health damage. This distinction, if embodied in a state plan, would seem to contravene the Medicaid Act’s mandate that a state may not “deny . a required service . . . solely because of the diagnosis, type of illness or condition.” 42 C.F.R. § 440.230 (1978). Such a discrimination carried to the point of total denial of abortion services when serious injury to a person’s mental health if the
Contrary to plaintiffs’ assertions, this conclusion does not compel us to embrace their reading of the Amendment as a mere withdrawal of federal monies. Although that reading may permit the Hyde Amendment and the Medicaid Act to co-exist facially by effecting no change in the Act’s requirements for state plans, it requires us to do violence to the Medicaid Act on a more pervasive and fundamental level than would result from reading the Amendment as a substantive alteration of those requirements. The Medicaid program is one of federal and state cooperation in funding medical assistance; a complete withdrawal of the federal prop in the system with the intent to drop the total cost of providing the service upon the states, runs directly counter to the basic structure of the program
Here, in contrast, the objective was a solitary, specific proscription, not a hidden permitted purpose among a multitude; and the appropriation related completely to the subject matter of the affected substantive legislation. In United States v. Dickerson,
Furthermore, the legislative history which we have turned to in resolving this case does not suffer from the defects noted by the Tennessee Valley Authority v. Hill Court. The statement of Congressional intent upon which we rely is not embodied in appropriations committee reports, which represent merely the views of its members and may never have come to the attention of Congress as a whole. The heated and lengthy debates that led to passage of the numerous versions of the Hyde Amendment took place on the floor of each house, and the views expressed were those of a wide spectrum of its members.
We recognize the force of our brother’s dissent, that a court should not infer lightly that Congress has legislated in an appropriations measure so as to repeal a prior enactment, a legislative process that contravenes its rules, and that Congress has not, in so many words, stated that the Hyde Amendment repeals portions of the Medicaid Act. But we are unable to view this six month intensive debate — albeit an emotional one— as a mere exercise in cost-shifting. To so conclude ignores statement after statement
We hold that the legislative history of the Hyde Amendment is consistent with the cooperative federal-state structure of the Medicaid Act and reveals that the Amendment constituted a substantive policy decision concerning the public funding of abortions which left the states free to fund more abortions than those for which federal funds were made available by the Amendment, but did not require them to do so. The Medicaid Act, to the extent of its repugnancy with the Hyde Amendment, has therefore been altered by the Amendment. See United States v. Borden Co.,
Our analysis has differed from that of the district court in this case, most importantly, in our conclusion that the Medicaid Act does not mandate that a state provide all medically necessary services as determined by the physician. The result is the same, however, for we determined that the Massachusetts Act violates even our less expansive standard, that the limitation on services be “reasonable”, “consistent with the objectives of the Act”, and not based “solely . . . [on] the diagnosis, type of illness or condition”. 42 U.S.C. § 1396a(a)(17); 42 C.F.R. § 440.230. Furthermore, our decision that the Hyde Amendment was intended as more than a cost-shifting device is consistent with the district court’s conclusion on this issue.
The judgment of the district court therefore is affirmed, enjoining implementation of Stat.1978, ch. 367, § 2, Item 4402-5000, insofar as it prohibits state reimbursement for abortions which would qualify for federal reimbursement under the terms of the Hyde Amendment. This result is in accord with the state’s request that, should an injunction issue, it be modified to allow operation of Chapter 367 consistent with the requirements of the Medicaid Act. The district court properly did not reach the constitutional arguments raised by the parties, because it had statutory grounds for decision. Hagans v. Levine,
On remand the district court should also afford the plaintiffs who were dismissed from the Parent’s Aid Society, Inc. v. Sharp actions for lack of standing an opportunity to be heard on the standing issue. Although a court may dismiss an action at its own instance, as apparently happened here, it must first afford the parties an opportunity to oppose the dismissal. See Literature, Inc. v. Quinn,
It is so ordered.
Notes
. A number of lower courts have considered the compliance of state plans, similar to that of Massachusetts, with the Medicaid Act and have reached differing results. See, e. g., Emma G. v. Edwards,
In Doe v. Kenley,
Thus, we believe that this court is the first court of appeals to reach the issues presented by this case.
. The named plaintiffs in No. 78-1324 are Preterm, Inc., a nonprofit corporation providing clinical services; including abortions, for indigent women; board-certified obstetricians and gynecologists practicing in Massachusetts; a Medicaid-eligible pregnant woman residing in Massachusetts; Massachusetts Welfare Recipients for Welfare Reform, an association of public assistance recipients; and Planned Parenthood League of Massachusetts, an unincorporated agency providing abortion counseling. In Nos. 78-1325 and 78-1326, the named plaintiffs, some of whom were dismissed below for lack of standing, see infra, are several Medicaid-eligible pregnant women; a Massachusetts physician and Medicaid provider; and an abortion counselor and director of Parents Aid Society, Inc., a non-profit Massachusetts corporation providing abortion counseling, which is also a plaintiff. The defendants in these cases are various officials of the Commonwealth of Massachusetts.
The district court also certified, pursuant to Fed.R.Civ.P. 23(c)(1), two classes of plaintiffs
. States are given a greater choice in determining the types of services that it provides to the “medically needy”. 42 U.S.C. § 1396a(a)(13) (C).
. The limitations in the Massachusetts Act clearly cannot be justified as a cost-saving mechanism. See White v. Beal,
. Congress, in the final days of the Second Session of the 95th Congress, reenacted the identical language in its FY 1979 HEW appropriations bill.
. Several district courts have commented on the impact of earlier versions of the Hyde Amendment on the Medicaid Act. In McRae v. Mathews,
“The manifest fact is that [the Hyde Amendment] is calculated to stop the provision of abortional services from public funds; it is not calculated to shift the burden of providing this medical assistance to the states.”
Finding probable success on the merits in light of cases which found plans eliminating elective abortions invalid, the court enjoined the Secretary of Health, Education and Welfare from denying Medicaid reimbursement for elective abortions. The case was vacated and remanded on appeal for further consideration in light of Maher v. Roe,
In contrast, in Doe v. Mathews,
“[Title XIX] was not amended or affected by the Hyde Amendment. Title XIX remains in force, as it stood when Beal and Klein was decided. The Hyde Amendment affects the federal appropriation to HEW for fiscal 1977, and its application is limited to the treatment of items of cost incurred by a Medicaid State for which federal funds can be paid to that State. It has no application to the kinds of items for which a State must pay if it has enacted a Medicaid Law.”
See Doe v. Mathews,
. Senator Brooke continued, voicing other objections to the proposed Amendment:
“However, I oppose restrictions on medicaid abortions for other equally valid reasons. First, the Senate should not through a funding decision in effect deprive our most vulnerable and helpless citizens, the poor, of an established constitutional right. Second, the Senate should not so thoughtlessly try to impose simplistic solutions on so complex an issue. And third, the Senate should not legislate in a medical area in which we have absolutely no competence and dictate medical decisions which a physician and a physician alone is trained and capable to make.” 123 Cong.Rec.S. 11035 (June 29, 1977).
. Had we concluded, as did the district court, that the Medicaid Act required a state to provide all “medically necessary” services as determined by a physician, the conflict between the Amendment and Medicaid would be readily apparent and far ranging. The narrow categories funded by the Hyde Amendment would certainly not encompass all situations in which a physician, exercising his professional judgment, could certify that an abortion was medically necessary.
. In Graves v. Fisher,
“If an applicant can prove that his disability is the functional equivalent of that of other persons receiving assistance, the source of or medical definition of his disability should be irrelevant. . . . [T]he reference in 42 U.S.C. § 1382(a)(13) to ‘reasonable standards . . . for determining eligibility’ cannot be construed as a license to states to introduce eligibility conditions which relate neither to the duration nor to the degree of an applicant’s impairment.” Id. at 1359.
See Boisvert v. Zeiller,
. Whether the legislators realized that they had come into conflict with the Medicaid Act’s requirements by so legislating, or believed that the Hyde Amendment, although legislative in impact, was consonant with the Act, we cannot say with certainty. At one point in the debate, several members appeared to suggest that their particular versions of the Amendment were consonant with the Act’s requirements. See 123 Cong.Rec.S. 11048, 11051 (Senators Schweiker and Brooke). For example, Senator Brooke, arguing for payment for all abortions deemed medically necessary by a physician, stated that “[‘Medically necessary’] are words of art that are used throughout medical legislation. They are used for all social security funds and for all medical funds.” Id. at S. 11051. Perhaps we could infer an intent to repeal portions of the Medicaid Act from the fact that the Congress enacted a far more restrictive bill than one which, at least according to Senator Brooke, would be consistent with the Act. We do not believe, however, that we need find express statements in the debates that the Amendment would conflict with the Act; it is enough that the natural result of the clearly expressed intent to legislate was to create a “positive repugnancy” between its restrictions and provisions of the Medicaid Act. Such a repugnancy itself suggests the intent to repeal. See Morton v. Mancari,
. In McRae v. Mathews,
“The argument overlooks the essential nature of the Medicaid legislation. The state and federal governments are linked in a fiscal partnership to provide for medical assistance to the needy; the program is based on the federal initiative, and the funding is primarily federal (42 U.S.C. §§ 1396, 1396d(b)).” •
Dissenting Opinion
(dissenting).
I respectfully dissent.
While I have no problem with my brethren’s analysis as to the requirements that the Medicaid Act imposes on a participating state, I cannot agree that the Hyde Amendment has worked a substantive change in those requirements.
The language of the paragraph in which the rider was inserted is important:
Such amounts as may be necessary for projects or activities provided for in the Departments of Labor, and Health, Education, and Welfare, and Related Agencies Appropriations Act, 1978 (H.R. 7555), at a rate of operations, and to the extent and in the manner, provided for in such Act, notwithstanding the provisions of Sec. 106 of this joint resolution: Provided, That none of the funds provided for in this paragraph shall be used to perform abortions except where the life of the mother would be endangered if the fetus were carried to term; or except for such medical procedures necessary for the victims of rape or incest, when such rape or incest has been reported promptly to a law enforcement agency or public health service; or except in those instances where severe and long-lasting physical health damage to the mother would result if the pregnancy were carried to term when so determined by two physicians.
Nor are payments prohibited for drugs or devices to prevent implantation of the fertilized ovum, or for medical procedures necessary for the termination of an ectopic pregnancy.
The Secretary shall promptly issue regulations and establish procedures to ensure that the provisions of this section are rigorously enforced.
Id. (emphasis added).
There is nothing in the language of the proviso suggesting that Congress intended to repeal the Medicaid Act in part. The Hyde Amendment specifically addresses itself to the use of federal funds. The words are clear: “Provided, That none of the funds provided for in this paragraph . . .” The usual rule of statutory construction is to start with the words of the statute; if they are clear, there is no need to go further.
When confronted with a statute which is plain and unambiguous on its face, we ordinarily do not look to legislative history as a guide to its meaning. Ex parte Collett,337 U.S. 55 , 61, [69 S.Ct. 944 ,93 L.Ed. 1207 ] (1949), and eases cited therein. Here it is not necessary to look beyond the words of the statute. We have undertaken such an analysis only to meet Mr. Justice Powell’s suggestion that the “absurd” result reached in this case, post, at 2302, is not in accord with congressional intent.
TVA v. Hill,
Although my brethren recognize that the language of the Hyde Amendment speaks only to the use of federal funds, they feel that an extensive excursion into legislative history is necessary because its plain meaning produces a result at variance with the policy of the legislation as a whole. This is a bootstrap approach to statutory construction; it allows a court to ignore the plain language of a statute and rewrite it by drawing upon its legislative history. While congressional debates and committee reports can be a helpful guide to the intent of an ambiguously worded statute, they should not be used to defeat the clearly expressed statutory language. The majority opinion cites United States v. American Trucking Associations, Inc.,
It is not our province to decide whether Congress would have been wiser to draft the SIPC legislation so as to include firms like MFS as members, Old Dearborn Distributing Co. v. Seagram-Distillers Corp.,299 U.S. 183 , 195-96,57 S.Ct. 139 ,81 L.Ed. 109 (1936), and it is no part of our function to extend a statute’s reach beyond its clearly indicated scope. Guiseppi v. Walling,144 F.2d 608 , 614-15 (2d Cir. 1944) (Frank, J.) aff’d sub nom. Gemsco, Inc. v. Walling,324 U.S. 244 ,65 S.Ct. 605 ,89 L.Ed. 921 (1945). Rather, “[i]t is our judicial function to apply statutes on the basis of what Congress has written, not what Congress might have written.” United States v. Great Northern Ry.,343 U.S. 562 , 575,72 S.Ct. 985 , 993,96 L.Ed. 1142 (1952). Congress remains free to amend SIPA should it so choose, but as it now stands that act clearly exempts MFS.
But, even assuming that the legislative history is relevant, I can find nothing in the majority’s excellently researched and documented history of the debate on this highly emotionally charged subject that clearly indicates that Congress was doing more than limiting the use of federal funds. There were, as my brethren point out, two separate statements, by Congressman Doran and Edwards, to the effect that only federal funds were involved. The majority concludes, however, that these observations were nullified by those portions of the debate in both the House and Senate that focused on the effect of the amendment on the poor, i. e., by Congressman Stokes, Meyner, Sears and Fraser and Senators Packwood, McGovern, Bayh, Brooke and Javits. But the statements of Congressmen Doran and Edwards were never expressly refuted.
My brethren state that “the record is clear that both houses of Congress were acutely conscious that they were engaging in substantive legislation.” If this is so, it is hard to understand the absence of any statement during the course of the lengthy debate that the Hyde Amendment was making a significant change in the Medicaid Act. Surely, someone in the Congress would have been perceptive enough and forthright enough to realize the full implications of the amendment and say so. It is not as clear to me as it is to my brethren that Congress intended a pro tanto amendment of the Medicaid Act. The majority opinion points to the absence from the debate of any discussion of the financial effects on the states of being forced to fund abortions that are determined to be medically necessary as further evidence of an intended substantive change in the Medicaid Act. It may also, of course, indicate that Congress was so emotionally enveloped in this volatile and disruptive subject that it failed to think through the implications of what it was doing. In any event, we cannot construe silence on a subject as a positive expression of congressional intent.
We have here a statute whose plain meaning is clear and whose congressional history can be construed to mean that a number of congressmen felt that, contrary to what the statute said, it would effect a substantial change in the Medicaid Act. If this were merely a matter of balancing the words of the statute against the words of the debate, this would be a close case, but the principle disfavoring repeal by implication and Congress’ own procedural rules expressly prohibiting changing existing law via an appropriations bill, apply with particular pertinence here and compel a finding that there was no substantive amendment of the Medicaid Act.
The doctrine disfavoring repeals by implication “applies with full vigor when . the subsequent legislation is an appropriations measure.” Committee for Nuclear Responsibility v. Seaborg,149 U.S.App.D.C. 380 , 382,463 F.2d 783 , 785 (1971) (emphasis added); Environmental Defense Fund v. Froehlke,473 F.2d 346 , 355 (CA8 1972). This is perhaps an understatement since it would be more accurate to say that the policy applies with even greater force when the claimed repeal rests solely on an appropriations act. We recognize that both substantive enactments and appropriations measures are “acts of Congress,” but the latter have the limited and specific purpose of providing funds for authorized programs. When voting on appropriations measures, legislators are entitled to operate under the assumption that the funds will be devoted to purposes which are lawful and not for any purpose forbidden. Without such an assurance, every appropriations measure would be pregnant with prospects of altering substantive legislation, repealing by implication any prior statute which might prohibit the expenditure. Not only would this lead to the absurd result of requiring Members to review exhaustively the background of every authorization before voting on an appropriation, but it would flout the very rules the Congress carefully adopted to avoid this need. House Rule XXI(2), for instance, specifically provides:
“No appropriation shall be reported in any general appropriation bill, or be in order as an amendment thereto, for any expenditure not previously authorized by law, unless in continuation of appropriations for such public works as are already in progress. Nor shall any provision in any such bill or amendment thereto changing existing law be in order.” (Emphasis added.)
See also Standing Rules of the Senate, Rule 16.4. Thus, to sustain petitioner’s position, we would be obliged to assume that Congress meant to pro tanto repeal § 7 of the Act by means of a procedure expressly prohibited under the rules of Congress.
The majority cites United States v. Dickerson,
I am also troubled by my brethren’s treatment of what is to me a clear signal in Beal v. Doe,
Although serious statutory questions might be presented if a state medicaid*138 plan excluded necessary medical treatment from its coverage, it is hardly inconsistent with the objectives of the Act for a State to refuse to fund unnecessary —though perhaps desirable — medical services.
I read this language as a cautionary instruction to the states that, while they would still be within the parameters of the Medicaid Act if they eliminated unnecessary medical services, they would transgress the statutory scheme by precluding necessary medical services from coverage. Which is precisely the situation we confront.
Another factor militating against the result reached by the majority is Congress’ own rules. As pointed out in TVA v. Hill, supra, both houses of Congress have a rule that expressly prohibits changing existing law by an amendment to an appropriation bill. There is scant mention in the congressional debate of these rules or the fact that both houses intended to flout them.
The majority opinion focuses on the congressional debate and finds in it a clear intent to amend the Medicaid Act by allowing the states to limit necessary medical services for abortion to those specifically set forth in the Hyde Amendment.
Even if the congressional intent were as clear as the majority finds, I do not think that it should be allowed to ride roughshod over firmly established and, at least up until now, well understood congressional rules and judicial principles of statutory construction. I would hold that the Hyde Amendment is limited, as it clearly says, to the expenditure of federal funds and that the medically necessary requirements of the Medicaid Act still apply to the states. While the result may be “anomalous,” that is a matter for Congress, not the courts. To quote again from TVA v. Hill, supra,
We agree with the Court of Appeals that in our constitutional system the commitment to the separation of powers is too fundamental for us to pre-empt congressional action by judicially decreeing what accords with “commonsense and the public weal.” Our Constitution vests such responsibilities in the political Branches.
. The suggestion in the majority opinion that funding by a state alone of medically necessary abortions could cripple a state’s attempts to provide other necessary medical services in its plan is not buttressed by any facts or figures in the record or the congressional history.
. TVA v. Hill,
. Senator Magnuson did state that the amendment should not be part of an appropriations bill, but did not advert to the Senate rule. Senator Stennis adverted, somewhat obliquely, to the “obscure rules” of the Senate.
. As the majority points out, the requirement that the damage to the mother be limited to physical health, excluding any mental health damage, is directly contrary to the specific provisions of the Medicaid Act that medical services may not be denied “solely because of the diagnosis, type of illness or condition.” 42 C.F.R. § 449.10(a)(5)(i) (1977) [recently recodified as 42 C.F.R. § 440.230, 43 Fed.Reg. No. 190 (Sept. 29, 1978)]. See also 42 U.S.C. § 1396a(a)(10)(A), (C). Rather than reading this language as a repeal by implication of the Medicaid Act, I would read “physical” as surplusage and strike it, leaving “health” standing alone. This construction would permit both statutes to be read in harmony one with the other. “The courts are not at liberty to pick and choose among congressional enactments, and when two statutes are capable of co-existence, it is the duty of the courts, absent a clearly expressed congressional intention to the contrary, to regard each as effective.” Morton v. Mancari,
