Prentis Cordell JACKSON, Appellant, v. STATE of Minnesota, Respondent.
No. A14-2060
Supreme Court of Minnesota
Aug. 3, 2016
883 N.W.2d 272
Bakken, though, argues that it is highly relevant to the “single behavioral incident” inquiry that his multiple possession offenses were discovered by law enforcement at the same time. In support of his argument, Bakken points to State v. Carlson, in which we held that possession of 29 obscene films, all discovered by police at the same time, could support only one sentence for possession of obscene material with intent to sell. 291 Minn. 368, 369-70, 381, 192 N.W.2d 421, 423, 429 (1971). That case is easily distinguishable, however, as there was no indication that the State could establish that the defendants possessed the films or offered them for sale at any time or place other than when and where they were discovered by police. When the offenses are committed is a factor in our section 609.035 determination. See Mercer, 290 N.W.2d at 626; see also Banks, 331 N.W.2d at 494 (concluding that the possession offense discovered upon arrest for the fleeing-police offense were separate behavioral incidents). Here, by contrast, Bakken began his possession of the pornographic works at different times. Therefore, because Bakken‘s offenses were completed at substantially different times, and because his conduct was not motivated by an effort to obtain a single criminal objective, the district court did not err in sentencing Bakken on each of the separate possession convictions.
Affirmed.
HUDSON, J., took no part in the consideration or decision of this case.
Lori Swanson, Attorney General, Saint Paul, MN; and Michael O. Freeman, Hennepin County Attorney, Kelly O‘Neill Moller, Assistant Hennepin County Attorney, Minneapolis, MN, for respondent.
OPINION
ANDERSON, Justice.
This appeal arises from the denial of appellant Prentis Cordell Jackson‘s petition for postconviction relief. Jackson‘s petition raised two primary claims. First, Jackson claimed that he was entitled to a new trial because an eyewitness recanted his trial testimony. Second, Jackson claimed that his mandatory sentence of life imprisonment without the possibility of release (LWOR) should be reversed based on Miller v. Alabama, — U.S. —, 132 S.Ct. 2455, 183 L.Ed.2d 407 (2012).1 Miller held that mandatory imposition of LWOR sentences is unconstitutional as applied to juveniles under the Eighth Amendment to the United States Constitution. Miller, — U.S. at —, 132 S.Ct. at 2464-69. Following an evidentiary hearing, the postconviction court denied Jackson‘s petition.2 Jackson appealed to our court. After oral argument but before we released a decision, the United States Supreme Court decided Montgomery v. Louisiana, — U.S. —, 136 S.Ct. 718, 193 L.Ed.2d 599 (2016), which holds that the Miller rule applies retroactively. In light of Montgomery, we ordered supplemental briefing and held a second oral argument.
We affirm in part the denial of postconviction relief because the postconviction court did not abuse its discretion by ruling that an eyewitness‘s out-of-court statements were not admissible under
I.
The State charged Jackson with first-degree premeditated murder in connection with the shooting death of 15-year-old Michael Anthony Bluntson, Jr. On February 24, 2006, the date of the murder, Jackson was 17 years old. At trial, eyewitness Alfred Lamar testified as follows. He and Jackson were members of the EMB gang (Emerson Money Boys or Emerson Murder Boys). On the date of the murder, Jackson told Lamar that rival gang members had shot a member of the EMB gang and that if he caught one of them he would “F* * * them up.” Later that day, Jackson and Lamar were in a vehicle with fellow gang members Deshawn Jenkins and Bernard Williams when they saw Bluntson walking on the sidewalk. Someone suggested that Jackson “box” with Bluntson. Jackson responded to the suggestion by stating that he was going to “crush him,” at which point the driver stopped the vehicle. As Jackson left the vehicle, he said, “I got something for this n* *ger.” Jackson then approached Bluntson, and the two of them assumed boxing stances. But instead of throwing a punch, Jackson pulled a gun from his waistband and pointed it at Bluntson. The first time he pulled the trigger, the gun did not fire. When Jackson pulled the trigger a second time, the gun fired, and the bullet hit Bluntson in the face. Bluntson then grasped his face and stumbled.
In addition to Lamar‘s eyewitness testimony, the State presented the testimony of Jenkins and Williams, which was consistent with Lamar‘s testimony. The jury found Jackson guilty of first-degree premeditated murder, and the district court sentenced him to LWOR on November 21, 2006. We affirmed Jackson‘s conviction on April 10, 2008. State v. Jackson, 746 N.W.2d 894, 895–98 (Minn.2008).
On January 11, 2013, Jackson filed a petition for postconviction relief. The postconviction court first considered Jackson‘s challenge to his conviction based on an alleged recantation by Lamar. Viewing the facts alleged in the petition in the light most favorable to Jackson, the postconviction court concluded that it was required to hold an evidentiary hearing under
During the evidentiary hearing, Lamar asserted his Fifth Amendment right against self-incrimination. In the absence of testimony by Lamar, Jackson attempted to prove Lamar‘s alleged recantation through Lamar‘s out-of-court written statements and through testimony by defense investigator Kim Bossert regarding a telephone call with Lamar. Lamar‘s written statement declared as follows: “[M]y testimony was false. I have no knolledge [sic] about the killing of Anthony Bluntson. I was scared and the investiga-
Jackson argued that Lamar‘s out-of-court statements were admissible under the hearsay exception for statements against penal interest,
The State presented the testimony of one of the police interrogators, Scott Larson, who testified that the interrogators never threatened Lamar. The State also presented the testimony of an investigator with the Minnesota Department of Corrections, Erin Spruance. As part of her investigation of a witness-tampering scheme, Spruance obtained a 2010 letter that Jack-
After hearing all of the evidence, the postconviction court concluded that Lamar‘s out-of-court statements were not admissible under
The postconviction court next considered Jackson‘s challenge to the constitutionality of his sentence. Jackson argued that his mandatory sentence of life imprisonment without the possibility of release violated the Eighth Amendment according to the rule announced in Miller, — U.S. —, 132 S.Ct. 2455. The postconviction court concluded that the alleged violation of the Miller rule did not entitle Jackson to relief because Jackson‘s conviction was final before the Miller rule was announced. To reach that conclusion, the postconviction court relied on our decisions in Chambers v. State, 831 N.W.2d 311, 315 (Minn.2013), which held that the Miller rule did not apply retroactively, and Roman Nose v. State, 845 N.W.2d 193, 198–200 (Minn.2014), which reaffirmed Chambers.
After we held oral argument for this case, but before we issued our decision, the
United States Supreme Court decided Montgomery v. Louisiana, — U.S. —, 136 S.Ct. 718, 193 L.Ed.2d 599 (2016). Montgomery holds that the Miller rule applies retroactively, and thereby overruled our retroactivity analysis from Chambers and Roman Nose. In light of Montgomery, we ordered supplemental briefing and held a second oral argument.
II.
We first consider Jackson‘s challenge to his conviction based on the alleged recantation by Lamar. Jackson argues that the postconviction court erred by concluding that Lamar‘s out-of-court statements were not admissible under the hearsay exception for statements against penal interest,
An out-of-court statement made by a nonparty and offered to prove the truth of the matter asserted is hearsay.
To determine whether the “corroborating circumstances” requirement of
- whether other evidence corroborates the facts in the hearsay statement;
- the extent to which the hearsay statement is consistent with the declarant‘s prior testimony and other statements;
- the relationship between the declarant and other witnesses and parties, including the defendant;
- whether the declarant has reason to fabricate the statement;
- the overall credibility and character of the declarant; and
- the timing of the statement.
State v. Ferguson, 826 N.W.2d 808, 813 (Minn.2013). It is not necessary to consider all six of these factors in every case, but the factors “nonetheless serve as guidance for courts when determining whether an exculpatory statement made against a declarant‘s penal interest is sufficiently trustworthy to be admissible.” Id. at 814.
After carefully considering the six Ferguson factors, the postconviction court determined that Jackson failed to establish corroborating circumstances that clearly indicated the trustworthiness of Lamar‘s out-of-court statements. The record supports the postconviction court‘s determination.
With respect to the first factor, the evidence in the record fails to corroborate Lamar‘s statements regarding coaching, pressure, and threats made by police interrogators. The report from the second police interview demonstrates that Lamar was not pressured because he freely volun-
As for the second factor, Lamar‘s out-of-court statements are not consistent with his prior testimony and the prior testimony of others. In the notarized statement, Lamar claimed to have no direct knowledge of Bluntson‘s murder. This statement is not only inconsistent with Lamar‘s trial testimony, it is also inconsistent with the trial testimony of two other witnesses: Deshawn Jenkins and Bernard Williams.
The postconviction court‘s findings on the third, fourth, fifth, and sixth factors further support the court‘s determination that Lamar‘s out-of-court statements are not trustworthy. The court found that Lamar was a fellow gang member who had been convicted of providing false information to police. The court also found that Lamar‘s hearsay statements could not be considered trustworthy because Jackson attempted to procure them by relying on Martin, “who ha[d] been convicted of perpetrating a fraud on the court in the creation of false affidavits for the purpose of obtaining postconviction relief.” The court also found that the statements were made 6 years after Jackson‘s trial and 2 years after Jackson sent a letter to Martin asking him to procure a statement from Lamar.
In sum, the postconviction court properly applied the law to the facts when it determined that Jackson failed to establish corroborating circumstances that clearly indicated the trustworthiness of Lamar‘s out-of-court statements. Because the postconviction court‘s determination is neither based on an erroneous view of the law nor against logic and the facts in the record, we hold that the court did not abuse its discretion when it ruled that Lamar‘s out-of-court statements were not admissible under
III.
We next consider Jackson‘s challenge to the constitutionality of his sentence under the Eighth Amendment to the United States Constitution in light of Miller v. Alabama, — U.S. —, 132 S.Ct. 2455, 183 L.Ed.2d 407 (2012) and Montgomery v. Louisiana, — U.S. —, 136 S.Ct. 718, 193 L.Ed.2d 599 (2016). Based on Jackson‘s conviction of first-degree premeditated murder, the district court was required to impose a sentence of LWOR under Minnesota‘s mandatory sentencing scheme.
In Chambers and Roman Nose, we held that the Miller rule did not apply retroactively to juveniles whose LWOR sentences became final before the Miller rule was announced. Roman Nose, 845 N.W.2d at 199–200; Chambers, 831 N.W.2d at 331. Montgomery, however, clarifies that the Miller rule applies retroactively and over-
Having concluded that Jackson is entitled to retroactive application of the Miller rule, we next determine whether the Miller rule was violated here. It is undisputed that the district court imposed a mandatory sentence of LWOR and did not consider Jackson‘s youth-related factors, whether Jackson fell within the vast majority of juvenile offenders whose crimes reflect “transient immaturity,” or whether Jackson was one of the “rare” juveniles whose crimes reflect “irreparable corruption” or “permanent incorrigibility,” according to Miller, — U.S. at —, 132 S.Ct. at 2464–75, and Montgomery, — U.S. at —, 136 S.Ct. at 734. Consequently, we conclude that Jackson‘s sentence violates the Eighth Amendment under the Miller rule.
IV.
We next consider the appropriate remedy for the constitutional violation in Jackson‘s case. In State v. Ali, after holding that a juvenile‘s LWOR sentence violated the Miller rule, we considered two remedies:5 (1) remanding for a Miller resentencing hearing (the Chauvin remedy) or (2) severing the unconstitutional portion of the mandatory sentencing statutes and reviving the most recent constitutional ver-
sions (the Fedziuk remedy). State v. Ali, 855 N.W.2d 235, 253–55 (Minn.2014) (citing State v. Chauvin, 723 N.W.2d 20 (Minn.2006); Fedziuk v. Comm‘r of Pub. Safety, 696 N.W.2d 340 (Minn.2005)). Under the circumstances in Ali, and without the benefit of Montgomery, we determined that the more appropriate remedy for the constitutional violation in that case was to remand for a Miller resentencing hearing. Ali, 855 N.W.2d at 255–56 (“The remedy we sanctioned in Chauvin provides a better fit for the circumstances presented here than the remedy we used in Fedziuk.“).
Jackson urges us to reconsider our decision in Ali to allow district courts to hold Miller hearings because Ali was premised on applying Miller as a rule of criminal procedure. We concluded in Ali that district courts had the authority to hold Miller hearings because the sentencing scheme violated a “rule of constitutional criminal procedure.” Id. at 256. Jackson argues that our reasoning in Ali is undermined by the holding in Montgomery that ”Miller announced a substantive rule of constitutional law.” Montgomery, — U.S. at —, 136 S.Ct. at 734 (emphasis added). Thus, Jackson argues that Montgomery raises separation-of-powers concerns regarding the authority of courts to hold Miller hearings in the absence of legislative direction. Jackson concludes that the judiciary should not be permitted to fashion a response to a constitutionally mandated substantive change in the law. See State v. Lemmer, 736 N.W.2d 650, 657 (Minn.2007) (“The judicial branch governs procedural matters, while the creation of substantive law is a legislative function.“).
Although one of the premises for allowing a Miller hearing in Ali has been significantly undermined by Montgomery, we need not decide now whether Ali has any continuing viability. A Miller-hearing remedy provides inadequate relief in a retroactive context for a juvenile such as Jackson, whose sentence was imposed nearly 10 years ago. Based on the significant passage of time since Jackson‘s 2006 sentencing, holding a fair and meaningful Miller hearing is not possible. For example, no presentencing investigation was conducted following his conviction. Similarly, no record of Jackson‘s youthful characteristics was made at the time of the 2006 sentencing. The significant passage of time creates a barrier to presenting evidence and witnesses that would allow a meaningful Miller hearing. A fair and meaningful evaluation of a juvenile‘s youthful characteristics, including his or her “transient immaturity” versus permanent “corruption” and “incorrigibility” at the time of the offense is not possible in cases involving a retroactive application of the Miller rule. The sentencing court would be required to evaluate a juvenile‘s mindset and characteristics from many years ago. With limited relevant evidence available, such a remedy would result in a significant risk of an unfair hearing.
We therefore turn to another option for relief. Under the Fedziuk severance remedy, a facially unconstitutional amendment to a statute may be severed and the most recent constitutional version of the statute revived. Fedziuk, 696 N.W.2d at 349 (“[I]f a law is unconstitutional, only the latest amendment is severed and any previous version found constitutional remains in full force and effect.“); see also
Therefore, rather than the overly broad facial severance we applied in Fedziuk, here we consider a narrower approach: as-applied severance. See, e.g., Whiteside v. State, 2013 Ark. 176, 426 S.W.3d 917, 920–21 (Ark.2013) (severing as applied to juveniles statutory language that required a sentence of life imprisonment without parole); Jackson v. Norris, 2013 Ark. 175, 426 S.W.3d 906, 910 (Ark.2013) (“[W]e hold that severing that language from the capital-murder statute cures the constitutional infirmities when the statute is applied to juveniles. . . .“); see also Kevin C. Walsh, Partial Unconstitutionality, 85 N.Y.U. L. Rev. 738, 746–47 (2010) (“[I]f the statute has unconstitutional applications, they are severable from the constitutional applications.” (quoting Michael C. Dorf, Facial Challenges to State and Federal Statutes, 46 Stan. L. Rev. 235, 249 (1994))).6 Under as-applied severance,7 a statutory provi-
sion is severed only as applied to a certain class of persons to prevent unconstitutional applications. In place of the severed statutes, the most recent constitutional versions are revived, consistent with the revival portion of the Fedziuk remedy.
Here, because a fair and meaningful Miller hearing under Ali/Chauvin is not possible, and because facial severance is overly broad, we conclude that the most appropriate remedy is as-applied severance and revival. Under this remedy, the relevant LWOR sentencing statutes are severed and the most recent constitutional statutes are revived, as applied to Jackson and any other juvenile offenders who received mandatory LWOR sentences that were final before the Miller rule was announced. For Jackson, who was convicted of first-degree premeditated murder,
V.
We affirm in part the denial of Jackson‘s petition for postconviction relief. We affirm the denial of Jackson‘s challenge to his conviction based on the alleged recantation by Lamar. The postconviction court did not abuse its discretion when it ruled that Lamar‘s out-of-court statements were not admissible under
Affirmed in part, reversed in part, and remanded.
STRAS, Justice (concurring).
In accordance with my dissenting opinion in State v. Ali, 855 N.W.2d 235, 267 (Minn.2014), I agree with the court that Jackson is entitled to be resentenced to a term of life imprisonment with the possibility of release. Based on my dissent in Ali, however, I cannot fully join the court‘s opinion because I believe that every juvenile offender facing a mandatory term of life imprisonment is entitled to such a remedy and that partial severance, not revival, fully resolves the constitutional defects in Minnesota‘s current first-degree murder statutes. See, e.g., United States v. Booker, 543 U.S. 220, 314–26, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005) (Thomas, J., dissenting in part) (discussing partial severance). Accordingly, I concur only in the judgment of the court.
Derrick Trevor GRIFFIN, Appellant, v. STATE of Minnesota, Respondent.
No. A16-0323.
Supreme Court of Minnesota.
Aug. 3, 2016.
