Lead Opinion
Erony Pratt, the mother of the deceased, filed this 42 U.S.C. § 1983 lawsuit alleging that officers of the Harris County Sheriffs Department (“HCSD”), in Harris County, Texas, caused her son’s death by using excessive force in restraining him during his arrest. Furthermore, she asserted, under Monell v. New York City Dept. of Social Services,
I.
A.
In reviewing an appeal from summary judgment, we “view the facts in the light most favorable to the non-moving party and draw all reasonable inferences in its favor.” See Deville v. Marcantel,
After several warnings, Pratt began approaching Lopez and came within 5-7 feet of Lopez. Lopez then unholstered his ta-ser and commanded Pratt to stop. At this point, Goldstein and Medina unholstered their tasers as well and Pratt began to run away. Lopez deployed his taser, but was ineffective in stopping Pratt.
Because Lopez’s efforts to subdue Pratt were ineffective, Medina deployed his ta-ser. Pratt fell to the ground. Goldstein attempted to handcuff Pratt but, because of Pratt’s continued resistance, he was able to secure only one of Pratt’s arms in a handcuff. Medina cycled his taser two more times in the next thirty seconds. Pratt continued to struggle. When Lobos began aiding Goldstein in handcuffing Pratt, however, he stopped resisting and said “okay, okay, I’ll quit.... I’ll stop fighting.” Goldstein then secured both of Pratt’s arms in handcuffs. Pratt was patted down for weapons. None were found.
After Pratt was in handcuffs, Salazar aided Goldstein in lifting Pratt and walking him toward the patrol car. After a few steps, however, Pratt again began to resist and broke free from Goldstein’s grip. Salazar returned Pratt to the ground. While on the ground, Pratt began kicking at Goldstein and Salazar. Pratt kicked Gold-stein in the groin twice during the exchange. Witnessing this exchange, Wilks retrieved a hobble restraint (i.e., handcuffs that attach to an arrestee’s ankles) from his patrol car.
As Pratt continued to struggle, Salazar, Lobos, and Medina attempted to aid Gold-stein in controlling him. During this struggle Medina tasered Pratt once again, this time in “drive stun mode” (in which the taser leads make direct contact with the arrestee’s body), and Goldstein was able to gain control of Pratt’s legs. Gold-stein then rolled Pratt onto his stomach, crossed Pratt’s legs, and bent them towards his buttocks. Salazar also placed his knee on Pratt’s back in order to maintain compliance. When Wilks returned with the hobble restraint, Goldstein aided him in attaching it to Pratt’s legs. Pratt ceased resisting and said “Ok I quit. I’m done.” Goldstein and Salazar also ceased
Shortly, EMS arrived at the scene.
Following his death Dr. Darshan Phan-tak conducted Pratt’s autopsy and concluded that “[t]he cause and manner of the death ... [wa]s best classified as ‘UNDETERMINED’ ”. Dr. Phantak based this conclusion on the fact that he could not “definitively separate! ]” the effect of Pratt’s ingestion of cocaine and ethanol, from the other possible contributing factors — which, at least, included Pratt’s car accident, various altercations, tasing, and hog-tying — that culminated in his asphyxiation.
Dr. Lee Ann Grossberg, Pratt’s expert witness, also submitted an affidavit to the district court, which differed from the findings of Dr. Phantak. Specifically, rather than leaving the cause of death undetermined, Dr. Grossberg described the cause of death as “multi-factorial” and “list[ed] the factors that contributed to the death.” In Dr. Grossberg’s opinion, “the cause of death ... [wa]s due to the combined effects of prone restraint and cocaine and ethanol toxicity” and “[c]ontributing factors also include[d] TASER use, dilated/hypertrophic cardiomyopathy, obesity and chronic drug use.” Dr. Grossberg further concluded that Pratt’s death was “complex and multi-factorial” and that “no single factor is 100% responsible”; rather, it was “the combination of events and factors in a susceptible individual that eause[d] the ‘perfect storm’ ... [that] resulted] in the death.”
At the time of Pratt’s arrest, the HCSD had a policy that prohibited officers from using hog-tie restraints, prompting the HCSD to conduct an “In Custody Death Review” of Pratt’s death. The results were presented to a grand jury, and Gold-stein, Medina, and Lopez were no-billed by the grand jury. A second internal investigation was conducted, reviewing specifically the use of the “hog-tying” restraint by Goldstein and Wilks. The Administrative Disciplinary committee found Goldstein and Wilks’s alleged misconduct “not sustained.”
B.
As earlier indicated, Erony Pratt, individually and as representative of Pratt’s estate, brought this § 1983 cause of action alleging various violations of Pratt’s Fourth Amendment rights against individual .officers and Harris County. The HCSD officers moved for summary judgment, asserting defenses of qualified immunity. Harris County also moved for summary judgment contending that Pratt failed to sufficiently plead Monell liability as a matter of law. On summary judgment, the district court granted qualified
On appeal, Pratt challenges the district court’s grant of qualified immunity, contending unconstitutional conduct by HCSD officers as follows: 1) Deputies Lopez and Medina’s excessive use of force by tasing Pratt; 2) Deputies Wilks, Goldstein, and Salazar’s excessive use of force by hogtying Pratt; 3) Deputies Auzene, DeAle-jandro, Goerlitz, and Lobos’s failure to assist Pratt during either allegedly excessive use of force; and 4) Sergeants M. Coker and E.M. Jones, and Sheriff Adrian Garcia’s failure to train and/or supervise the nine deputies present at the scene of Pratt’s arrest. Furthermore, Pratt maintains that Harris County is liable under Monell for: 1) tasing and hog-tying customs that fairly represented municipal policy; 2) failure to train and/or supervise; and 3) ratification of the unconstitutional conduct of the HCSD officers.
II.
We review the district court’s grant of summary judgment de novo, also applying the same standards as the district court. See Newman v. Guedry,
To establish a claim under § 1983, “a plaintiff must (1) allege a violation of a right secured by the Constitution or laws of the United States and (2) demonstrate that the alleged deprivation was committed by a person acting under color of state law.” Whitley v. Hanna,
A municipality and/or its policymakers may be held liable under § 1983 “when execution of a government’s policy or custom ... by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury....” Monell,
III.
We will first address the § 1983 claims against various HCSD officers. Because the officers were sued in their individual capacity, they asserted qualified immunity defenses. See Goodman,
When evaluating a qualified immunity defense, we conduct a “well-known” two-prong inquiry. Bazan ex rel. Bazan v. Hidalgo Cty.,
We first turn to whether Pratt has shown the violation of a constitutional right.
A.
Pratt 'argues that HCSD officers violated her son’s Fourth Amendment rights of reasonable search and seizure by using excessive force in his arrest. Furthermore, Pratt contends that the HCSD officers’ conduct was unconstitutionally excessive, i.e., unreasonable, in two ways: by tasering her son unnecessarily and by hogtying him.
“When a plaintiff alleges excessive force during an investigation or arrest, the ... right at issue is the Fourth Amendment right against unreasonable seizures.” Tolan v. Cotton, — U.S. -,
When a plaintiff alleges a violation of his Fourth Amendment rights due to excessive force, we are presented with a legal question concerning the reasonableness of the officer’s conduct, which is embodied in the claim itself. Specifically, to establish a claim of excessive force under the Fourth Amendment, Pratt “must demonstrate: ‘(1) [an] injury, (2) which resulted directly and only from a use of force that was clearly excessive, and (3) the excessiveness of which was clearly unreasonable.’” Deville,
1.
First, Pratt contends that Deputies Lopez and Medina violated her son’s
Construing the facts in the light most favorable to him, Pratt ignored multiple requests and warnings from both Lopez and Medina. Indeed, Pratt aggressively evaded Lopez and Medina’s attempts to apprehend him. Only after he continuously failed to comply, did either deputy deploy tasers; Medina used his taser only after Lopez’s efforts to subdue Pratt were ineffective. The evidence showed that Medina cycled his taser only when Pratt continued to resist handcuffing. Once Pratt complied, and Goldstein was able to handcuff him, Medina stopped using his taser. But, when Pratt kicked an officer after being taken to the ground, Medina used his taser again; and, once again, officers were able to control him. It is also important that neither officer used their taser as the first method to gain Pratt’s compliance. The record shows that both officers responded “with ‘measured and ascending’ actions that corresponded to [Pratt’s] escalating verbal and physical resistance.” See Poole v. City of Shreveport,
In sum, Pratt has not shown that Lopez and Medina’s use of tasers was “clearly excessive” or “unreasonable.” Accordingly, we hold that the district court did not err in granting both Lopez and Medina qualified immunity in this respect.
2.
Next, Pratt contends that Deputies Wilks, Goldstein, and Salazar violated her son’s Fourth Amendment rights by using excessive force in hog-tying him. Although hog-tying is a controversial restraint, we have never held that an officer’s use of a hog-tie restraint is, per se, an unconstitutional use of excessive force. We have, however, previously addressed the excessiveness and reasonableness of the restraint.
In Gutierrez v. City of San Antonio,
Over ten years later, this Court again addressed the constitutionality of hog-tie restraints. In Hill v. Carroll Cnty., Miss.,
On appeal, however, we determined that “[t]he exact cause of Loggins’s death [wa]s unclear” because although her “body temperature at the time of death was recorded at 107.5°F, an elevation consistent with the official autopsy diagnosis of fatal hyperthermia[,] Loggins was also obese and hypertensive”. Id. Furthermore, we said that “[w]hile characterizing [hog-tie] restraints as dangerous when applied to a morbidly obese woman ... [Loggins’s expert’s] testimony fail[ed] to raise a material fact issue that the use of four-point restraints was objectively unreasonable.” Id. at 236. Accordingly, we held that “deputies cannot be held responsible for the unexpected, albeit tragic result, of their use of necessary force”, because “[j]udged from the perspective of an officer at the scene of Loggins’s arrest and transportation, as Graham ... requires, the deputies had no objective basis not to use four-point restraints.” Id. at 237. Consequently, there was no “material fact issue” whether “the deputies’ use of four-point restraints was unnecessary, excessively disproportionate to the resistance they faced, or objectively unreasonable in terms of its peril to [the arrestee]”. Id.
Since Hill, this Court has spoken only once, in Khan v. Normand,
On appeal, Pratt argues that it is significant that the HCSD had a policy prohibiting the hog-tying of arrestees. Pratt also points out that Officer Wilks, the primary facilitator of Pratt’s hog-tying, acknowledged his belief that hog-tying was unconstitutional.
First, as earlier observed, we have never held that hog-tying is a per se unconstitutional technique of controlling a resisting arrestee. Thus, an assertion of hog-tying alone does not constitute a claim of excessive force. Instead, Pratt “must demonstrate: ‘(1) [an] injury, (2) which resulted directly and only from a use of force that was dearly excessive, and (3) the excessiveness of which was clearly unreasonable.’ ” Id. (emphasis added).
Turning to the excessiveness and unreasonableness of Deputies Wilks, Goldstein, and Salazar’s conduct, the record evidence shows that Pratt ignored multiple requests and warnings from all three officers; and, he aggressively evaded their attempts to apprehend him, even after promising compliance. Construing the facts in the light most favorable to him, it is clear from the record that Pratt did not follow through on his offers to comply with the officers’ requests. Instead, Pratt renewed resistance, broke free from the officers’ grips, and kicked at officers attempting to restrain him (eventually kicking one officer in the groin twice). Furthermore, unlike the arrestee in Gutierrez, the officers who hog-tied Pratt were unaware of his use of drugs or alcohol when they hog-tied him, and Pratt does not contend that her son volunteered such information. Additionally, unlike the arrestees in Gutierrez and Hill, neither party contests that Pratt was only restrained for a very brief period. Thus, in the factual context of this case, the use of the hog-tie restraint was not unconstitutionally excessive, or unreasonable.
To conclude, in the light of Pratt’s “on again, off again” commitment to cease resisting, his recurring violence, and the-threat he posed while unrestrained, it was not, under the totality of the circumstances, “clearly excessive” or “unreasonable” for HCSD officers to restrain him as they did. For these reasons, we hold that the district court did not err in granting Wilks, Goldstein, or Salazar qualified immunity.
IV.
In sum, the record evidence, read in the light most favorable to Pratt, does not
AFFIRMED.
Notes
. Officer Lopez also testified that Pratt "appeared to be intoxicated, and his behavior was erratic." There is no evidence in the record, however, that Officer Lopez relayed this information to any other officer upon their arrival at the scene.
. The HCSD’s tasers typically discharge two probes. If both probes attach to an arrestee's skin, then the arrestee’s body completes the path between the two probes. A predetermined voltage is then applied by the taser and an electrical current flows through the arres-tee’s body. Feeling the effects of the electrical current flowing through his body, the ar-restee is typically incapacitated. If, however, only one probe connects to the arrestee upon deployment, and the other probe, for instance, falls to the ground, then the circuit is not complete, and almost no current flows through the arrestee’s body.
. The exact duration of Pratt’s restraint has not been alleged by either party. The taser log indicates that Pratt’s last tasing (which took place immediately before he was hogtied) occurred at 20:27:18. The paramedics began treating Pratt at approximately "20:27.” Although these timelines seem inconsistent, it is important that the timeline established by the taser log was automated, while the timeline established by Paramedic William Slagle's testimony was entered manually sometime after the incident, and “[s]ome of the [times entered] [we]re rough guesstimates ... about when each event took place.” Nevertheless, it appears that Pratt was restrained for a very brief period.
.Specifically, in Khan we held that "Khan’s treatment did not violate a clearly established right” because "[ujnlike in Hill, Khan was not left face down in the four-point restraint for an extended period of time.” Khan v. Normand,
. Wilks Dep. 48:25-49:1-2 (“Q: [Y]ou were aware that [hog-tying Pratt] would not be constitutional. Correct? A: Yes.”)
. See Goldstein Dep. 119:17-21, Jan. 13, 2014 (“When I put the hobble on, he said, okay, I
. The remainder of Pratt's claims — that other deputies failed to intervene on his behalf, that supervisory officers (in their individual capacity) failed to sufficiently train the deputies who participated in Pratt’s arrest, and that the County violated his rights by not preventing the tasering and hog-tying practices — are premised on a violation of his constitutional rights. Because, as discussed above, Pratt cannot show such a violation, we need not address these claims.
Concurrence Opinion
concurring in the judgment:
My colleagues’ differing opinions on whether the force applied in this tragic case was excessive demonstrate that the constitutional question is a close call even for a judge who can spend days parsing the fine points of case law, let alone for an officer making split second decisions in the field. It is precisely for such situations— when the existence of a constitutional violation is not “beyond debate” — that qualified immunity provides a defense. Ashcroft v. al-Kidd,
Khan v. Normand,
Hill v. Carroll County,
On this ground of qualified immunity, I would affirm the judgment.
. Recognizing that the officer’s actual notice of cocaine use that existed in Gutierrez is not present here, Judge Haynes finds that "they had sufficient information to lead them to suspect that he was intoxicated with some kind of unknown substance.” Dissent at 187. But irrational behavior existed in all our hogtying cases; that is what led to the use of the restraint in the first place. In Khan, for example, the officers thought the arrestee was "suffering from a mental illness,” but that was not sufficient to support a finding that they should have suspected cocaine use.
. Because qualified immunity provides a defense for the deputies involved in the use of force, it also warrants dismissal of the supervisory liability claims. See Doe v. Taylor I.S.D.,
Concurrence Opinion
concurring and dissenting:
Wayne Pratt received the death penalty at'the hands of three police officers for the misdemeanor crime of failing to stop and give information. The majority opinion concludes that the deputies’ decision to hog-tie Pratt and apply force to his back while he was in this position was a reasonable response to Pratt’s failure to stop and identify himself following an accident and his failure to comply with their instructions. Qualified immunity “protect[s] police officers from the sometimes hazy border between excessive and acceptable force,” Saucier v. Katz,
I
When confronting a claim' of qualified immunity, a court asks two questions: (1) whether the officer in fact violated a constitutional right, and (2) whether the contours of the right were “sufficiently clear that a reasonable official would understand that what he is doing violates that right.” Saucier,
Here, plaintiff contends that Deputies Wilks, Goldstein, and Salazar violated the Fourth Amendment’s prohibition on unreasonable seizures by using excessive force in detaining Pratt. “The inquiry into whether [the Fourth Amendment] right was violated requires a balancing of ‘the nature and quality of the intrusion on the individual’s Fourth Amendment interests against the importance of the governmen
A
The majority opinion does not reach the second prong of the qualified immunity analysis because it concludes that, in the factual context of this case, the use of the hog-tie restraint was not unconstitutionally excessive or unreasonable. In particular, the majority opinion points to the fact that Pratt “ignored multiple requests and warnings” from the officers and “aggressively evaded their attempts to apprehend him, even after promising compliance.” The majority opinion fails, however, to balance the officers’ use of what amounted to deadly force against the relatively weak interest the officers had in apprehending Pratt.
We have already concluded that the use of a hog-tie restraint in certain circumstances constitutes the use of deadly force. Deadly force has been defined as force that “carries] with it a substantial risk of causing death or serious bodily harm.” Gutierrez v. City of San Antonio,
At oral argument, the only crime that counsel for the County could identify as having been violated by Pratt was the failure to stop and give information — a misdemeanor violation under the Texas Transportation Code. See Tex. TRANSP. Code § 550.022. It is undisputed that
Recent Supreme Court cases addressing the Fourth Amendment right to be free from the use of excessive force provide guidance regarding how to conduct the balancing analysis. For example, in Mullenix v. Luna, — U.S. -,
B
With respect to the second prong of the qualified immunity analysis, viewing the
As discussed previously, in Gutierrez, we held that placing a “drug-affected” ar-restee in a hog-tie restraint constituted excessive force where hog-tying in addition to drug use, positional asphyxia, and cocaine psychosis was present.
In Hill v. Carroll Cty., we again addressed whether hog-tying constituted excessive force under the Fourth Amendment. In Hill, police officers responded to a fight between two women.
The facts of this case fall squarely under the holding in Gutierrez.
In light of the holding in Gutierrez and the similarities between it and the instant case, the state of the law at the time of the incident was sufficiently established to provide fair warning to Deputies Wilks, Salazar, and Goldstein that their alleged conduct violated Pratt’s Fourth Amendment right to be free from the use of excessive force.
Accordingly, I respectfully dissent from Part III.A.2 of the majority opinion affirming the district court’s grant of summary judgment on qualified immunity grounds with respect to the plaintiffs excessive force claim against Deputies Wilks, Gold-stein, and Salazar for their use of the hogtie restraint. I would reverse and remand as to those claims. As to plaintiffs other claims, I concur in the disposition set forth in the majority opinion.
. Manis v. Lawson,
. Conversely, in Tolan v. Cotton, — U.S. -,
. With respect to the "directly and only” element of a claim of excessive force under the Fourth Amendment, I believe plaintiff has submitted sufficient evidence to raise a question of fact regarding whether Deputies Wilks, Goldstein, and Salazar's use of the hog-tie restraint caused Pratt’s death. First, no case has held that "directly and only” literally means that no other cause contributed to the death in question. Counsel for both parties conceded during oral argument that they could not find a case in which the term "only” was relied upon to preclude recovery in a situation such as the instant one, where Pratt’s death allegedly resulted from multiple factors, but where the plaintiff has presented expert testimony stating that Pratt would not have died but for being hog-tied and having pressure placed on his back while in a prone position. We have explained that a plaintiff need not present evidence that a defendant’s excessive use of force was the exclusive cause of the alleged injury — rather, “so long as the injury resulted from 'clearly excessive and objectively unreasonable' force, [the plaintiff’s] claim is actionable.” Bailey v. Quiroga,
. The third case involving hog-tying, Khan v. Normand,
. To the extent that there is any dissonance among Gutierrez, Hill, and Khan, we are bound by the oldest case, Gutierrez, under our rule of orderliness. United States v. Broussard,
. I disagree with the concurring opinion that the drugs had to be cocaine to fall within Gutierrez.
. Indeed, the absence of drugs and vertical pressure are the reasons the Gutierrez study was "discounted” in Hill: "Dr. Werner Spitz, Hill’s medical expert, also failed to provide the necessary evidence of the risks associated with four-point restraints. He relied heavily on the San Diego Study ... [but] admitted Loggins did not exhibit evidence of drug abuse or cocaine-induced psychosis, two critical factors in the San Diego Study. He conceded his own publication on positional asphyxia observes that when deaths occurred, the arresting officers had placed pressure on the back of the hog-tied prisoner. No vertical pressure was applied to Loggins.” Hill,
. The majority opinion disposes of plaintiffs supervisory and municipal liability claims on the ground that there are no underlying excessive force violations under the Fourth Amendment. Although, as discussed above, I would find that plaintiff has sufficiently alleged a constitutional violation with respect to Deputies Wilks, Goldstein, and Salazar's hogtying, I concur in the ultimate judgment that her municipal liability claim based on this conduct should be dismissed. To establish a claim for municipal.liability under § 1983, a plaintiff "must show the deprivation of a federally protected right caused by action taken ‘pursuant to an official municipal policy.’ ” Valle v. City of Houston,
