Case Information
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UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY
NEAL PRASAD,
Plaintiff,
V.
TOWNSHIP OF TOMS RIVER POLICE DEPARTMENT, et al.,
Defendants.
Civil Action No. 16-7761 (MAS) (TJB)
MEMORANDUM OPINION
SHIPP. District Judge
This matter comes before the Court on Defendants Ocean County Prosecutor's Office (the "OCPO") and Assistant Prosecutor Kristin Pressman's [1] ("Pressman") (collectively, the "Moving Defendants") Motion to Dismiss Plaintiff Neal Prasad's ("P1aintiff") Complaint [2] pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure ("Rule 12(b)(6)"). (ECF No. 15.) Plaintiff filed opposition (ECF No. 19), and the Moving Defendants replied (ECF No. 26). The Court has carefully considered the parties' submissions and decides the matter without oral argument pursuant to Local Civil Rule 78.1. For the reasons stated below, the Moving Defendants' Motion to Dismiss is GRANTED.
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I.
Background
This case arises out of a dispute that occurred on June 12, 2010 between Plaintiff and his former employee, James McVaugh [4] ("McVaugh"). (Compl. 99 10-11, ECF No. 1.) On June 12, 2010, Plaintiff fired McVaugh, and thereafter visited McVaugh's residence in order to retrieve company equipment. (Id. 99 11-14.) James Lindsey-Hughes [5] ("Hughes"), one of Plaintiff's employees, accompanied Plaintiff to McVaugh's residence. (Id. 9 12.) When they arrived, Hughes remained in the vehicle while Plaintiff approached McVaugh's front porch. (Id. 99 13, 15.) Plaintiff summoned McVaugh to the front porch and requested that he return Plaintiff's company's equipment. (Id. 9 14.) McVaugh refused Plaintiff's request and reentered his residence. (Id.) While McVaugh was inside of the residence, Plaintiff approached McVaugh's tow truck to retrieve his company GPS and EZ pass. (Id. 9 16.) At that time, McVaugh called the police and alleged that Plaintiff had intentionally damaged his vehicle, as well as forcibly entered his home and assaulted him. (Id. 9 17.) Two police officers arrived at McVaugh's residence, interviewed the parties, and determined that McVaugh's allegations could not be substantiated. (Id. 99 18-19.) Sergeant Ted Maloney ("Maloney") arrived at the scene shortly thereafter. (Id. 9 22.)
Maloney interviewed Hughes, who "stated that he did not see exactly what happened . . . [but] did not see Plaintiff ever enter [McVaugh's] residence." (Id. 9 24.) Maloney, however, did not accept Hughes's statement and pressured Hughes into making an official statement which
*3 alleged that "Plaintiff violently kicked in the front door and entered the residence to attack McVaugh and [McVaugh's] mother." (Id. 99 25, 27.) Despite his initial refusal, Hughes eventually agreed to provide an official statement to Detective Louis Santora ("Santora"). (Id. 9 27.) Plaintiff was arrested on the scene and later charged with second-degree burglary and simple assault. (Id. 9 28.)
On June 15, 2010, Hughes sent correspondence to Santora retracting his official statement. (Id. 9 29.) On June 21, 2010, Santora visited Hughes's residence to pressure him into revoking his retraction letter, asserting that Plaintiff was a "thief, manipulator[,] and con artist who did not pay his employees and that Hughes should not be working for him." (Id. 99 30-32.) Hughes refused to revoke his retraction letter, and Santora told Hughes that he would return with Maloney to "further discuss the issue because [Santora] knew that someone was forcing [Hughes] to make the retraction." (Id. 9 38.)
On June 30, 2010, Maloney and Santora returned to Hughes's residence in order to pressure him into revoking his retraction letter. [6] (Id. 99 42, 44.) Hughes initially refused and maintained that he only made the original statement against Plaintiff because Maloney had threatened to arrest him. (Id. 9 50.) Maloney and Santora subsequently threatened to charge Hughes with filing a false police report unless he "[revoked] his retraction letter, confirm[ed] his statement to [the] police[,] and state[ed] that Plaintiff had forced him to write the retraction letter." (Id. 99 50-51.) At that point, Hughes agreed to revoke his retraction letter and "said what the officers wanted him to say."
*4 (Id. 9 53.) On July 2, 2010, however, Hughes wrote a second retraction letter repudiating the June 30, 2010 statement that he made to Maloney and Santora. (Id. 9 56.)
On June 9, 2011, Plaintiff was charged with second-degree burglary, two counts of third-degree witness tampering, and attempting to cause bodily injury to another. (Id. 9 64.) On August 6, 2015, the OCPO dismissed the charge of witness tampering. (Id. 9 70.) On October 8, 2015, a jury acquitted Plaintiff of the remaining charges. (Id. 9 83.)
On October 24, 2016, Plaintiff filed a five-count Complaint against the Moving Defendants and four other named defendants. (Id. 99 3-8.) In Count One, Plaintiff alleges that the Moving Defendants' prosecution of the witness tampering charge "deprived Plaintiff of his substantive and procedural due process rights under the [Fourteenth] Amendment . . . and [Plaintiff's] right to be free from malicious prosecution under the [Fourth] Amendment[.]" (Id. 9 91.) Count Two is not brought against the Moving Defendants. (Id. 9 95.) In Count Three, Plaintiff alleges that the Moving Defendants "violated Plaintiff's [Fourth] and [Fourteenth] Amendment rights to be free from malicious prosecution without probable cause and without due process of law when [the Moving Defendants] worked in concert [with the TRPD, Maloney, and Santora] to secure false charges against him, resulting in [Plaintiff's] unlawful prosecution." (Id. 9 105.) In Count Four, Plaintiff alleges that the OCPO failed to "adequately supervise and train its officers and prosecutors . . . properly and adequately monitor and discipline its officers and prosecutors . . . [and] adequately and properly investigate citizen complaints of police misconduct[.]" (Id. 9 116.) In Count Five, Plaintiff brings a state common law malicious prosecution claim, which alleges that the Moving Defendants "charged Plaintiff with [w]itness [t]ampering, and maliciously commenced criminal proceedings against him[] with[out] probable cause[.]" (Id. 9 124.)
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II. Legal Standard
On a motion to dismiss for failure to state a claim, the "defendant bears the burden of showing that no claim has been presented." Hedges v. United States,
III. Discussion
A. Federal Constitutional Claims Against Pressman In Her Individual Capacity
Plaintiff brings federal constitutional claims for malicious prosecution against Pressman in her individual capacity, pursuant to 42 U.S.C. § 1983. (Compl. 8.) The Moving Defendants argue that Pressman is entitled to the defense of absolute prosecutorial immunity with respect to Counts One and Three. (Defs.' Moving Br. 16.) Section 1983 "provides a remedy for the violation of rights
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created by federal law." Groman v. Twp. of Manalapan,
In Count One, Plaintiff brings a due process claim under the Fourth and Fourteenth Amendments. (Id. 84-93.) Plaintiff alleges that he was charged and prosecuted for witness tampering "without probable cause and based solely on the misconduct and unlawful activity of . . . . Santora and Maloney[,]" which "deprived Plaintiff of his substantive and procedural due process rights under the [Fourteenth] Amendment . . . and his right to be free from malicious prosecution under the [Fourth] Amendment[.]" (Id. 85, 91.) To state a claim for deprivation of procedural due process, Plaintiff "must allege that (1) he was deprived of an individual interest that is encompassed within the Fourteenth Amendment's protection of life, liberty, or property, and (2) the procedures available to him did not provide due process of law." Ochner v. Stedman,
In addition, "[t]he Due Process Clause contains a substantive component that bars certain arbitrary, wrongful government actions regardless of the fairness of the procedures used to implement them." Newman v. Beard,
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law" with respect to the witness tampering charge brought against him. Oclmer,
In Count Three, Plaintiff brings a malicious prosecution claim under the Fourth and Fourteenth Amendments. (Compl. 103-112.) Plaintiff alleges that the Moving "Defendants conspired and/or acted in concert to institute, procure[,] and continue criminal charges for [w]itness [t]ampering against Plaintiff without probable cause[,]" which "deprived Plaintiff of his right to be free from malicious prosecution and his substantive and procedural due process rights, guaranteed under the [Fourth] and [Fourteenth] Amendments[.]" (Id. 106, 111.) Under New Jersey law, the elements of a malicious prosecution claim are as follows: "(1) that the criminal action was instituted by the defendant against the plaintiff. (2) that it was actuated by malice, (3) that there was an absence of probable cause for the proceeding, and (4) that it was terminated favorably to the plaintiff." Brunson v. Affinity Fed. Credit Union,
Here, as to the Moving Defendants, Plaintiff has failed to allege sufficient facts to establish that the prosecution was instituted with malice, that there was no probable cause for the prosecution, or that he was "seized." Further, "[t]he resolution of a criminal prosecution in one's
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favor is not sufficient, of itself, to state a claim for malicious prosecution." Id. Accordingly, the Court finds that the factual allegations under Count Three fail to state a claim for relief.
Even assuming that Plaintiff could sufficiently plead his claims against the Moving Defendants under Counts One and Three, such claims are nonetheless barred by absolute prosecutorial immunity. "Prosecutorial immunity erects a liability shield, not unlimited in breadth, but virtually impenetrable." Evans v. City of Newark, No. 14-120,
B. Federal Constitutional Claims Against the OCPO and Pressman In Her Official Capacity
"The Eleventh Amendment protects non-consenting states from suits brought in federal court by private citizens seeking money damages." Duncan v. Office of Passaic Cty. Prosecutor, No. 05-1931,
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State Sch. & Hosp. v. Halderman,
*10 concerning investigations of civilian complaints against police officers relate to the "law enforcement/investigatory" duties of the county prosecutor's office).
- Witness Tampering and Malicious Prosecution - Deprivation of Substantive and Procedural Due Process Rights under the Fourteenth Amendment (Counts One and Three)
Under Counts One and Three, Plaintiff brings federal constitutional claims against the OCPO and Pressman in her official capacity, pursuant to Section 1983. (See Compl. 7-8, 84-93.) The Moving Defendants argue that the claims under Section 1983, which include Counts One, Three, and Four, "should be dismissed with prejudice on the basis of sovereign immunity[.]" (Defs.' Moving Br. 8.) "To state a claim under [Section] 1983, a plaintiff must allege the violation of a right secured by the Constitution[,] . . . and must show that the alleged deprivation was committed by a person acting under color of state law." Atkins,
Here, Plaintiff seeks money damages in the amount of two million dollars. (Compl. 25.) With respect to Count One, the Complaint alleges that the Moving "Defendants' . . . prosecution of the charge of [w]itness [t]ampering . . . deprived Plaintiff of his substantive and procedural due process rights under the [Fourteenth] . . . and [] [Fourth] Amendment[s.]" (Id 91.) With respect to Count Three, the Complaint alleges that the Moving "Defendants violated Plaintiff's [Fourth] and [Fourteenth] Amendment rights to be free from malicious prosecution . . . when they worked in concert to secure false charges against [Plaintiff.]" (Id. 105.) At bottom, the Court finds that Plaintiff seeks to hold the Moving Defendants liable for actions "arising out of their law enforcement functions." Duncan,
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federal forum to remedy many deprivations of civil liberties, but it does not provide a federal forum for litigants who seek a remedy against a State. . . . The Eleventh Amendment bars such suits unless the State has waived its immunity." Will,
2. Due Process - Custom, Policy or Practice claim against the OCPO (Count Four)
With respect to Count Four, Plaintiff alleges that the OCPO "developed, implemented, enforced, encouraged[,] and sanctioned de facto customs, policies and/or practices which exhibited a deliberate indifference to the constitutional rights of citizens[.] (Compl. II 115 (emphasis removed).) Plaintiff seeks to hold the OCPO liable for its purported "failure to: (a) adequately supervise and train its officers and prosecutors . . . thereby failing to adequately discourage further constitutional violations; (b) properly and adequately monitor and discipline its officers and prosecutors . . . ; (c) adequately and properly investigate citizen complaints of police misconduct and instead, tolerating and acquiescing in such misconduct." (Id. II 116.) Plaintiff does not state specific facts regarding how the policy or custom(s) of the OCPO caused his injury that would allow his claim to cross "the line between possibility and plausibility." Iqbal,
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Causation requires "a plausible nexus or affirmative link between the . . . custom and the specific deprivation of constitutional rights at issue." Eielevicz,
C. State Common Law Malicious Prosecution (Count Five)
Count Five alleges a state common law malicious prosecution claim against the OCPO and Pressman, pursuant to 28 U.S.C § 1367(a). (Compl. 1, 123-31.) The Moving Defendants argue that Plaintiff's state law claim should be dismissed if his federal claims are dismissed. [8] (Defs.' Moving Br. 24-25.) The Supreme Court has held that "[Section] 1367(a)'s grant of jurisdiction does not extend to claims against nonconsenting state defendants." Raygor v. Regents of the Univ.
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of Minn.,
IV. Conclusion
For the reasons set forth above, the Court GRANTS the Moving Defendants' Motion to Dismiss. Counts One, Three, Four, and Five against the OCPO are dismissed with prejudice. Counts One, Three, and Five against Pressman in her official and individual capacities are dismissed with prejudice. An order consistent with this Memorandum Opinion will be entered.
s/ Michael A. Shipp
MICHAEL A. SHIPP
UNITED STATES DISTRICT JUDGE
Dated: September 14, 2017
NOTES
Notes
The Moving Defendants note that Plaintiff incorrectly pled Assistant Prosecutor Kristin Pressman as Assistant Prosecutor Kristen Pressman. (Defs.' Moving Br.2, ECF No. 15.)
Plaintiff's Complaint names six defendants: (1) Township of Toms River Police Department (the "TRPD"); (2) Sergeant Ted Maloney ("Maloney"); (3) Detective Louis Santora ("Santora"); (4) Captain Bill Burgess; (5) Ocean County Prosecutor's Office (the "OCPO"); and (6) Assistant Prosecutor Kristin Pressman ("Pressman"). (Compl. M1 3-8, ECF No. 1.) The instant Motion was brought by the OCPO and Pressman only. (See generally Defs.' Moving Br. 17, 19, 20, 22, 24.) The remaining four defendants have separately filed an answer and counterclaims. (ECF No. 7.)
For the purpose of this Motion, the Court accepts the facts alleged in the Complaint as true. See Phillips v. Cty. of Allegheny,
McVaugh is not a named party in this litigation. (See generally Compl.)
Hughes is not a named party in this litigation. (See generally Compl.)
Upon advice of counsel, Hughes secretly tape-recorded his entire meeting with Maloney and Santora. (Compl. 9 43.) Hughes provided Plaintiff with a copy of his tape-recording, and Plaintiff in turn provided the copy to the OCPO, demanding an investigation into the conduct of Maloney and Santora. (Id. 9 58.) Plaintiff alleges that the OCPO never investigated Maloney and Santora's misconduct. (Id. 9 62.)
Count Four does not name Pressman as a defendant. (See Compl. III 113-22.)
The Moving Defendants also argue that the state common law claim for malicious prosecution should be dismissed because Plaintiff failed to file a notice of a tort claim as required by the Tort Claims Act ("TCA"). (Defs.' Moving Br. 22-24.) Failure to file notice of a tort claim bars recovery against public entities or public employees. Velez v. City of Jersey City,
