MEMORANDUM RULING
Before the court is a motion to dismiss for lack of personal jurisdiction and improper venue or, in the alternative, to transfer venue filed under Rules 12(b)(2) and (3) of the Federal Rules of Civil Procedure and 28 U.S.C. § 1404 by the defendants Celena Sprinkle and Breana Faith Stewart, through their guardians and conservators David Stewart, Patricia Stewart and Tracey Stewart (these parties will be collectively referred to herein as the “Stewarts”). See Record Document 11. The plaintiff in the instant case, Praetorian Specialty Insurance Company (“Praetorian”), has filed a motion in opposition. See Record Document 15. For the reasons which follow, the Stewarts’ motion to dismiss or to transfer venue is DENIED.
I. BACKGROUND
According to the Stewarts, on July 11, 2007, Joe Edward Johnson (“Johnson”) ran through a red light in Baldwin County, Alabama, and hit an automobile driven by Tracey Stewart. See Record Document 11 at 1. At the time of this automobile accident, there were two passengers in the vehicle with Tracey Stewart; Celena Sprinkle was in the front passenger seat, and her daughter, Breana Faith Stewart, was in the back seat in a child’s seat. See id. While Tracey Stewart was hurt during this incident, it seems that Celena Sprinkle and Breana Faith Stewart incurred the greater injuries. See id. at 1-2. The Stewarts represent that as a result of the accident Celena Sprinkle sustained a brain injury and is now mentally incapacitated, and Breana Faith Stewart was rendered quadriplegic. See id.
The Stewarts initiated litigation concerning this matter in Alabama, asserting claims against several parties, including Auguillard Construction Company (“Auguillard”). See id. at 2. At or around the time of the accident described above, Auguillard was one of several general contractors hired to remove debris remaining from Hurricane Katrina in Jefferson Parish, Louisiana. See Record Document 1 at 3. It appears that the Stewarts believe that at the time of the accident at issue, John
At the time of the automobile accident at issue, Praetorian had issued two policies of liability insurance to Auguillard, a commercial auto policy and a commercial general liability policy, establishing Praetorian’s interest in this suit and all related lawsuits. See Record Document 1. According to Praetorian, Johnson was an employee of another contractor performing work in south Louisiana at the time of the accident, not an employee of Auguillard. Praetorian further argues that Johnson’s presence in Alabama at the time of the auto accident was not related to any activity of Auguillard, ie., he was not an employee of Auguillard or on a mission for Auguillard at the time of the accident. Moreover, Praetorian asserts the vehicle driven by Johnson at the time of the accident was not owned by Auguillard. Accordingly, Praetorian initiated the instant case in this court on July 6, 2009, seeking a declaratory judgment recognizing that the policies of insurance issued by Praetorian to Auguillard provide no coverage for damages and losses arising from and/or related to the vehicular accident involving the Stewarts and Johnson. See id. at 2-8. Subsequently, the Stewarts filed the pending motion to dismiss or to transfer venue. See Record Document 11.
II. LAW AND ANALYSIS
In their present motion, the Stewarts ask that this court dismiss Praetorian’s lawsuit for lack of personal jurisdiction and improper venue, or, in the alternative, to transfer this action to the Eastern District of Louisiana. See Record Document 11. Each of these arguments will be considered in turn.
A. Personal Jurisdiction.
When nonresident defendants, like the Stewarts, move to dismiss for lack of personal jurisdiction under Rule 12(b)(2) of the Federal Rules of Civil Procedure, the plaintiff bears the burden of demonstrating the district court’s jurisdiction over the defendants. See Gardemal v. Westin Hotel Co.,
The requirement that a court have personal jurisdiction over a defendant is intended to protect a defendant’s individual liberty interests. See Ins. Corp. of Ireland, Ltd. v. Compagnie des Bauxites de Guinee,
In the absence of evidence of the defendant’s consent, a federal court sitting in diversity may determine whether personal jurisdiction exists by ascertaining:
[I]f (1) the state’s long-arm statute applies, as interpreted by the state’s courts; and (2) if due process is satisfied under the fourteenth amendment to the United States Constitution. A district court must determine whether both the forum state’s long-arm statute and federal due process permit the court to exercise personal jurisdiction.
Johnston v. Multidata Sys. Intern. Corp.,
“Federal due process requires a plaintiff to prove: (1) that the non-resident purposely availed himself of the benefits and protections of the forum state by establishing ‘minimum contacts’ with the state; and (2) that the exercise of jurisdiction does not offend ‘traditional notions of fair play and substantial justice.’ ” Johnston,
To reiterate, Praetorian initiated the case at bar on July 6, 2009. See Record Document 1. Just over a month-and-a-half later, the Stewarts initiated a lawsuit in the Civil District Court for the Parish of Orleans on August 24, 2009, which arises out of the same nucleus of operating facts as the case at bar. See Record Document 15 at 2-5; Record Document 11 at 2.
Relying primarily on the First Circuit’s decision in General Contracting & Trading Co., L.L.C. v. Interpole, Inc.,
Citing a case from a district court in Illinois and a case from the Eighth Circuit,
To address Praetorian’s consent .and waiver argument, the Stewarts rely on a selective quotation from the Louisiana Code of Civil Procedure. Article six of that code, Part A, provides that:
Jurisdiction over the person is the legal power and authority of a court to render personal judgment against a party to an action or proceeding. The exercise of this jurisdiction requires:
(3) the submission of the party to the jurisdietioh of the court by commencing an action or by the waiver of objection to jurisdiction by failure to timely file the declinatory exception.
La. Code Civ. Proc. art. 6(A) (emphasis added). The Stewarts emphasize the reference in this code article to “the court,” and argue that since they have filed no action in the Western District of Louisiana, they have not submitted to the jurisdiction of this court.
1. Consent And/Or Waiver.
The court first notes that the code article quoted above does not restrain the court’s analysis of the consent and waiver issue. See La.Code Civ. Proc. art. 6(A). Part B of this code article states:
In addition to the provisions of Paragraph A, a court of this state may exercise personal .jurisdiction over a nonresident on any basis consistent with the constitution of this state and with the Constitution of the United States.
La. Code Civ. Proc. art. 6(B) (emphasis added). Furthermore, the Louisiana Supreme Court has held that:
Personal jurisdiction may attach through compliance with Louisiana Code of Civil Procedure article 6 or through one of several statutory bases, including the UIFSA in Children’s Code article 1302.1, and the Long-Arm Statute, La. Rev.Stat. § 13:3201.
Amin v. Bakhaty,
The court is persuaded by the case, law cited by Praetorian that under the doctrine of consent and waiver, this court has personal jurisdiction over the Stewarts. Again, Praetorian’s arguments regarding consent and waiver rest primarily upon the First Circuit’s decision in Interpole,
[The defendant] elected to avail itself of the benefits of the New Hampshire courts as a plaintiff, starting a suit against Interpole. By so doing, we think it is inevitable that [the defendant] surrendered any jurisdictional objections to claims that Interpole wished to assert against it in consequence of the same transaction or arising out of the same nucleus of operative facts.
Id. (emphasis added).
The Fifth Circuit has, in apparent approval, noted the Interpole decision in dicta in at least two cases. In 2004, the Fifth Circuit summarized Interpole as follows: “[A] defendant waived its jurisdictional defense by suing the plaintiff in the objectionable forum in a second suit involving the same facts.” Brokerwood Prods. Int’l, Inc. v. Cuisine Crotone, Inc.,
This court notes with interest that in Brokerwood Products International the Fifth Circuit used the word “forum” instead of “court” when summarizing the meaning of Interpole. See Brokerwood Prods. Int’l Inc.,
Based on the broader reasoning of Interpole discussed above, at least two federal district courts have found that out-of-state defendants who filed lawsuits in a state court waived their right to assert that a federal court in the same forum (ie., the same state) lacked personal jurisdiction over that defendant for purposes of adjudicating claims which were related to the same facts which gave' rise to the state court suit. See Marron v. Whitney Group,
2. Specific And General Jurisdiction.
Alternatively, the court finds that the Orleans Parish suit gave rise to specific jurisdiction in this court to adjudicate the case at bar. The “constitutional touchstone” of the specific júrisdiction component of the personal jurisdiction analysis is the determination that there is some act or series of acts by which the defendant “purposefully avails” itself of the privilege of conducting activities within the forum state, thus invoking the benefits and protections of the forum state’s laws.
Similarly, in this case, the court finds that the Stewarts have availed themselves of the benefits,' privileges and protections of Louisiana by initiating a lawsuit in Orleans Parish. Furthermore, the case at bar is also related to the lawsuit which the Stewarts filed in Orleans Parish. See Mullins v. TestAmerica, Inc.,
The defendants themselves freely chose to bear the burden of prosecuting their claims within this state, thus there is no valid claim that this court’s exercise of personal jurisdiction offends traditional notions of fair play and substantial justice. The Stewarts argue that “Breana Faith Stewart’s medical condition, and the life-threatening, inconvenience caused to her through the prosecution of an action more than 400 miles from where she currently resides” in Alabama presents a compelling reason why “due process would not permit this action to proceed in this district even if minimum contacts did exist.” Record Document 11 at 5. The defendants have also asserted this argument in support of their motion to transfer venue. See Record Document 11 at' 8-9. To reiterate, Breana Faith Stewart was the child in the back seat of the vehicle hit by Johnson; she was, at the time the present motions were filed, four years old and she is presently quadriplegic. See Record Document 15 at 14, Record Document 11 at 1-2 and Ex. A at 1-2. As will be discussed in greater depth in the section of this ruling addressing the motion to transfer venue, the court agrees with Praetorian’s argu
The Stewarts have erred by implying that the minimum contacts required for personal jurisdiction must be contacts with the federal district, rather than the state, where the pertinent court is located. For purposes of the present personal jurisdiction analysis, the court is to examine the defendants’ contacts with the forum state at-large,
The Stewarts also erred when they suggested that in the course of its personal jurisdiction analysis this court must only consider contacts with the forum state which occurred during the period of time preceding and including the time when Praetorian filed suit in this court. As previously noted, the Stewarts did not cite any case law from the Supreme Court or the Fifth Circuit to support this contention. This circuit’s case law supports only part of the Stewarts’ argument. The Fifth Circuit has found that when a court is determining whether or not there is “general jurisdiction,” the court should evaluate the defendant’s contacts with the forum state “over a reasonable number of years, up to the date the suit was filed.” Johnston,
Two district courts in this circuit have held that specific jurisdiction must be determined based upon facts existing at the time plaintiff filed its original complaint. See Mgmt. Insights Inc. v. CIC Enters., Inc.,
In the absence of a citation to binding authority from the Fifth Circuit or the Supreme Court which directs this court to restrict its review of contacts in the course of its specific jurisdiction analysis to the time period preceding the moment Praetorian filed suit in this court, this court declines to impose such a restriction. The court notes that several other courts have
In the course of a specific jurisdiction analysis, the court in Educational Testing Services explained:
[The language in some cases] suggests that the filing of suit is some watershed mark after which the defendant’s activities should not be considered [for purposes of a personal jurisdiction analysis].
[Those courts] have implied that the proper standard for determining whether certain contacts should be considered is the familiar standard found in International Shoe Co. v. Washington,326 U.S. 310 ,66 S.Ct. 154 ,90 L.Ed. 95 (1945), namely, whether consideration of those contacts will offend traditional notions of fair play and substantial justice.
The due process limitations on a court’s personal jurisdiction over nonresident defendants is meant to ensure that individuals have “fair warning that a particular activity may subject [them] to the jurisdiction of a foreign sovereign [thus giving] a degree of predictability to the legal system that allows potential defendants to structure their primary conduct with some minimum assurance as to where that conduct will and will not render them liable to suit [citations omitted].” Burger King Corp. v. Rudzewicz,471 U.S. 462 ,105 S.Ct. 2174 , 2182,85 L.Ed.2d 528 (1985). Once a defendant has been served with a complaint, he is on notice that he may be subject to jurisdiction in that forum. At that time, perhaps more than at any other, the defendant who wishes to contest jurisdiction, frequently on the advice of lawyers, begins ordering his affairs to show that he has no contacts with the forum state.
To use the date of the filing of a complaint in most cases seems appropriate so that a defendant may not avoid liability by removing himself from the jurisdiction. However, that moment in time should not be graven in stone ... I fail to see any due process interest which would be served by such immunity.
Id. at 555-56.
Furthermore, based on both Fifth Circuit precedent and statutory law, it appears that if a temporal limit is eventually established in this circuit for the analysis of minimum contacts for purposes of determining specific jurisdiction, then this hypothetical time limit would likely allow a court to consider a defendant’s contacts with the forum state which occur prior to the service of a summons or the filing of a waiver of service, rather than simply contacts which occur prior to the time the complaint is filed. In the context of establishing personal jurisdiction, the filing of a waiver of service or the service of a summons are functional equivalents. See Fed. R.Civ.P. 4(k)(l) (“Serving a summons or filing a waiver of service establishes personal jurisdiction over a defendant”); see also Fed.R.CivJP. 4(d)(4).
[An] analysis of personal jurisdiction is based on a combination of two elements, amenability to jurisdiction and service ofprocess. By amenability we refer to the substantive reach of a forum’s jurisdiction. Service of process is the physical means by which jurisdiction is asserted. These elements are related but distinct. Both service and amenability must be present to authorize a district court to adjudicate the rights of the parties.
Terry v. Raymond Int’l,
If this is the appropriate standard, then this court’s finding as to specific jurisdiction is still correct. The Stewarts represent that they filed their lawsuit in state court in Orleans Parish on August 24, 2009. See Record Document 11 at 2. Again, as explained in this ruling, this is the relevant, related conduct which gives rise to specific jurisdiction in this court in this case. The two waivers of service of process submitted by the Stewarts were executed on September 9, 2009, and were filed in this court on September 24, 2009, after the Stewarts filed suit in Orleans Parish in August of 2009. See Record Documents 5 and 6. .
B. Venue.
The court will now determine whether venue is proper in this court. Once a defendant challenges venue by motion, the burden is on the plaintiff to show that the chosen venue is a proper one. See McCaskey v. Continental Airlines, Inc.,
Questions regarding the appropriateness of venue are governed by 28 U.S.C. § 1391. The pertinent part of this statute reads as follows:
A civil action wherein jurisdiction is founded only on diversity of citizenship may, except as otherwise provided by law, be brought only in ... a judicial district in which a substantial part of the events or omissions giving rise to the claim occurred....
28 U.S.C. § 1391(a). “The current language [of section 1391] liberalized the former ‘in which the claim arose’ formulation [utilized by the statute], and it is now ‘absolutely clear’ that there can be more than one district in which a substantial part of the events giving rise to the claim occurred.” Clarendon Nat’l Ins. Co. v. T.M.I. Enter., L.L.C., No. 07-1637,
The Western District of Louisiana is an appropriate venue for the declaratory judgment action at bar because a substantial part of the events giving rise to this insurance coverage dispute occurred in the Western District of Louisiana,' specifically in Shreveport, Louisiana. The Praetorian policies at issue have at all times been administered in Shreveport, through the offices of Deep South Surplus, Inc. (“Deep South”), a sister company of Praetorian. See Record Document 1 at 2. Praetorian and Deep South are both subsidiaries in a family of companies owned by QBE Speciality Insurance Company. See id. The original application for. the Praetorian insurance policies at issue were received and the policies. were rated and underwritten in Shreveport. See Affidavit of Lynda McCallon, Record Document 15, Ex. 3 at ¶ 5. These policies were bound and generated in Shreveport. See id. at ¶ 6. The policies were issued from Shreveport. See id. at ¶ 8. Praetorian’s coverage decisions regarding the Stewart litigation have been made in Shreveport. See id. at ¶ 10. All claims handling activities occurred in Shreveport, and Auguillard’s defense costs have been administered from the Shreveport office. See id. at ¶¶ 11-12.
This court’s decision regarding venue is in accord with previous decisions issued from the Western District of Louisiana. See Clarendon Nat’l Ins. Co. v. T.M.I. Enters., LLC, No. 07-1637,
C. Transfer Of Venue.
The Stewarts argue that if venue is proper in the Western District of Louisiana, then this court should transfer the case at bar to the Eastern District of Louisiana. See Record Document 11 at 7-9. Title 28, section 1404 of the United States Code provides: “[F]or the convenience of parties and witnesses, in the interest of justice, a district court may transfer any civil action to any other district or division where it ' might have been brought.” 28 U.S.C. § 1404(a). Under this statute, the Stewarts, as the defendants, bear the burden of demonstrating that the court, in the exercise of its sound
Although a plaintiffs choice of venue is not a distinct factor in the venue transfer analysis, it is nonetheless taken into account as it places a significant burden on the movant to show good cause for the transfer. [A proper venue transfer] analysis directly manifests the importance that [] must [be] give[n] to the plaintiffs choice.
See id. at 315 n. 10.
[W]hen the transferee venue is not clearly more convenient than the venue chosen by the plaintiff, the plaintiffs choice should be respected. When the movant demonstrates that the transferee venue is clearly more convenient, however, it has shown good cause and the district court should therefore grant the transfer.
See id. at 315. Moreover, a party seeking a transfer for the convenience of witnesses should specify the key witnesses and make a general statement of what their testimony will cover. See Wilson v. Ameristar Casino Vicksburg, Inc., No. 07-0297,
To support their motion to transfer venue, the Stewarts chiefly rely on the argument that allowing the case at bar to remain in this federal district would unnecessarily lead to greater health risks for Breana Faith Stewart as she seeks to travel to court proceedings in Shreveport, Louisiana, which is approximately 429 miles from her place of residence, as opposed to court proceedings in New Orleans, Louisiana, which is approximately 176 miles from her place of residence. See Record Document 11 at 8; Record Document 11, Ex. A. Breana Faith Stewart was four years old at the time the motions under review were filed, and is presently a “ventilator depen
The Stewarts also assert that the location of potentially relevant evidence weighs in favor of a transfer to the Eastern District of Louisiana. See Record Document 11 at 8. The Stewarts argue that the evidence which will show whether Auguillard has liability for the Stewarts’ injuries, ie., evidence which will delineate the precise relationship, if any, Johnson had to Auguillard, “exists primarily in either New Orleans, or Alabama, not in Shreveport.” Id. The court presumes that most of the evidence pertaining to the alleged relationship Auguillard had with Johnson is in the form of documentation which can be submitted to a court in either the Western or Eastern Districts of Louisiana with relative ease. If a witness is required to appear in this court to testify to this issue, this court will not presume, without more, that requiring such a witness to travel from New Orleans to Shreveport will present such a hardship as to merit transferring the present case to the Eastern District of Louisiana. See Clarendon Am. Ins. v. Coastal Cargo Co., Inc., No. 07-1046,
Finally, the Stewarts argue that if this case is transferred to the Eastern District of Louisiana, it could be consolidated with the case presently pending in that court, allowing for some potential judicial efficiency to be realized. Furthermore, while the Stewarts admit that the Western District of Louisiana has some interests in the present matter since Praetorian’s sister company is located in this district, they contend that the Eastern District of Louisiana has a greater vested interest as this case concerns the quality of workers contracted to complete post-Katrina repair work. See Record Document 11 at 8-9. While these arguments have some merit, this court does not believe they establish that the Eastern District of Louisiana is “clearly more convenient than the venue chosen by the plaintiff.” See In re Volkswagen of Am., Inc.,
III. CONCLUSION
Based on the foregoing analysis, the Stewarts’ motion to dismiss or to transfer
An order consistent with the terms of this Memorandum Ruling shall issue herewith.
Notes
. The Stewarts offer the following explanation for Auguillard’s dismissal from the Alabama lawsuit:
In April of 2009, Auguillard’s motion to dismiss for lack of personal jurisdiction was denied by the Mobile County Circuit Court in Alabama, and Auguillard filed a petition for writ of mandamus with the Alabama Supreme Court. The Alabama Supreme Court filed a motion to stay the action pursuant to that writ. Rather than delay the action against other defendants, which was set for trial in September of this year, the Stewarts voluntarily dismissed Auguillard without prejudice from the action. The voluntary dismissal was granted on July 1, 2009
Record Document 11 at 2.
. In General Contracting & Trading Co., L.L.C. v. Interpole, Inc.,
. The court notes in passing that a recent Westlaw search indicated that the First Circuit's decision in Interpole, supra, has been positively cited by forty-eight cases.
. The Stewarts cite Central States Southeast and Southwest Areas Pension Fund v. Phencorp Reinsurance Co., Inc.,
In Central States, the court began its discussion with the following statement:
Central States concedes that specific jurisdiction cannot be the basis for this Court’s personal jurisdiction over Phencorp. Thus, we only address whether the Court has general jurisdiction over Phencorp.
In Pecoraro, the Eight Circuit did not distinguish its specific jurisdiction analysis from its general jurisdiction analysis.
. See also Brokerwood Prods. Int’l, Inc. v. Cuisine Crotone, Inc.,
. As the Ninth Circuit has observed, Interpole obviously primarily addresses consent-based personal jurisdiction, but also, at least in part, addresses specific jurisdiction, as it invokes the language pertinent to that doctrine. See Dow Chem. Co. v. Calderon,
. In PaineWebber Inc., the Fifth Circuit found that the case before it was unlike Interpole because "the party seeking to avoid the court's jurisdiction [had not] chosen to commence the action or a related action in the very forum in which it [was] contesting personal jurisdiction....” PaineWebber Inc.,
. See also infra p. 467 and nn. 11-12.
. At least one other district court in this circuit has expressed agreement with the legal principles discussed above. See Rossi v. Wohl, No. 3-06-CV-0292-M,
. In the context of the present issues before the court, the repeated efforts by the Stew-arts’ counsel to invoke a sympathetic reaction to Breana Faith Stewart's plight is, by this judge, found to be inappropriate.
. It is well-established that "[a] defendant is amenable to the personal jurisdiction of a federal court sitting pursuant to diversity jurisdiction to the same extent that he would be amenable to such jurisdiction in a state court of the forum.” Pedelahore v. Astropark, Inc.,
. The Due Process Clause of the Fourteenth Amendment to the United States Constitution protects an individual’s liberty interest in not being subject to binding judgments of a forum with which he has established no meaningful contacts, ties, or relations. See Burger King Corp. v. Rudzewicz,
. Praetorian's argument that general jurisdiction exists in this court as to claims involving the Stewarts is short and based entirely on the actions the Stewarts took to initiate their lawsuit in Orleans Parish. See Record Document 15 at 7-8. For example, in their
. Rule 4(d)(4) of the Federal Rules of Civil Procedure states:
When the plaintiff files a waiver, proof of service is not required and these rules apply as if a summons and complaint had been served at the time of filing the waiver.
Fed.R.Civ.P. 4(d)(4).
. This theory finds support in the history of the concept of judicial jurisdiction.
At early common law the only way that an English court could obtain personal jurisdiction over a defendant was to have the sheriff arrest him and bring him into court. Eventually, the requirement that the defendant be arrested was abandoned and personal service of process on the defendant while he was within the jurisdiction was held to suffice. It was immaterial that the defendant was only temporarily in the state. His presence in the state, even for an instant, gave the state judicial jurisdiction over him. If at that time exercise of this jurisdiction was initiated by proper service of process, and if the individual was afforded a reasonable opportunity to be heard, a valid judgment might be entered against him even though he left the state immediately after the service of process.
Restatement (Second) of Conflict of Laws 2d § 28, comment a (1971) (revised in 1988). Thus, for centuries, judicial jurisdiction was found if at the moment of arrest, and later, the moment of service, the defendant was amenable to suit, usually by virtue of being physically present in the pertinent jurisdiction. See id. at reporter's note and comment a.
. These factors are "not necessarily exhaustive or exclusive,” moreover, “none ... can be said to be of dispositive weight.” In re Volkswagen of Am., Inc.,
. Praetorian has also argued as follows:
To the extent the Stewarts feel compelled to bring the minor to a trial where her presence or testimony would be required, it is unclear how the additional travel to Shreveport poses such an increased risk (as compared to New Orleans). The Stewarts’ protestations regarding travel are belied by the fact that they voluntarily dismissed their suit in Alabama [, their place of residence,] to pursue Auguillard in Louisiana.
Record Document 15 at 14.
. In Clarendon, supra, the court stated:
If there are any witnesses in the New Orleans area, their burden will be slight. One may travel between New Orleans and Shreveport in less than six hours and without leaving an interstate or four-lane highway. Litigants, attorneys and judges routinely make the trip without undue difficulty.
Clarendon, supra, at *4. This reasoning applies with equal force in the case at bar.
