42 Mass. App. Ct. 657 | Mass. App. Ct. | 1997
This case, that seemingly neither party wanted to win, causes us to navigate around numerous procedural tangles and wade through several critical missteps. As will be seen, after this curious journey, all we are left with is the uncomfortable sense that the ultimate result is not “inconsistent with substantial justice.” Mass.R.Civ.P. 61, 365 Mass. 829 (1974).
After being discharged from his position as a quality control inspector with H.B. Smith Company, Inc. (Smith), the plaintiff, Robert C. Powers, filed a complaint with the Massachusetts Commission Against Discrimination (MCAD) alleging age discrimination.
Returning a verdict on special questions, a Superior Court jury found the plaintiff was discharged “by reason of age discrimination” and awarded him $750,000 in damages. The
Based on the evidence presented at trial, the jury would have been warranted in finding the following facts. Smith is a manufacturer of boilers. The plaintiff began working for Smith in January, 1982, as a quality control inspector.
In 1986 or 1987, Smith opened a new plant approximately five miles away from its main facility and moved the assembly line for residential boilers to the new plant. Prior to that time, the assembly work had been performed at the main plant. Initially, the plaintiff assisted in monitoring the new assembly line, as Smith had not yet hired an inspector for the new facility. Marianne Fortier was later hired as quality control inspector for the new plant. The plaintiff, however, filled in for Fortier when she was on vacation, performing Fortier’s duties with the exception of the “100th boiler test.”
Sometime prior to 1990, Smith began to experience
1. Defendant’s appeal.
a. Rule 60(b) motion. Before moving on to the other issues in this case, we pause briefly to dispose of Smith’s claim that the judge abused his discretion in vacating the default judgment entered earlier against the plaintiff for failure to appear at a pretrial conference. See in this regard Berube v. McKesson Wine & Spirits Co., 7 Mass. App. Ct. 426, 433-434 (1979). Upon review of the record, we conclude that the judge, pursuant to Mass.R.Civ.P. 60(b)(6), 365 Mass. 829 (1974), reasonably could have found extraordinary circumstances warranting relief from the judgment. See Parrell v. Keenan, 389 Mass. 809, 814-815 (1983). See generally 11 Wright, Miller & Kane, Federal Practice and Procedure § 2864 (2d ed. 1995).
b. Age discrimination claim. The alleged discriminatory act arises in the context of a reduction in force decision by the plaintiff’s employer. In analyzing claims of discrimination brought under the Massachusetts antidiscrimination statute (G. L. c. 15 IB, § 4) we look to the familiar three-stage order of proof paradigm articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-804 (1973). See Wheelock College v. Massachusetts Commn. Against Discrimination, 371 Mass. 130, 134-136 & n.5 (1976). In stage one, the plaintiff bears
In stage two, the burden shifts to the employer to articulate a legitimate nondiscriminatory reason for its actions. Ibid. Finally, in stage three, the burden shifts back to the plaintiff to show that the employer’s articulated reason is not the true reason, but rather a pretext. Ibid. As “Massachusetts is a pretext only jurisdiction” (Blare v. Husky Injection Molding Sys. Boston, Inc., 419 Mass. 437, 443 [1995]), if successful in stage three,
Contrary to Smith’s contention, our review of the record indicates that the plaintiff met his initial burden of establishing a prima facie case of age discrimination. The plaintiff showed that: (1) he is a member of a class protected by G. L. c. 15 IB (he was over the age of 40); (2) he was qualified for the position of quality control inspector; (3) he was terminated; and (4) a similarly or less qualified younger person was retained.
It is uncontroverted that Smith articulated a legitimate nondiscriminatory reason for its conduct. According to Smith, the plaintiff was laid off as a result of corporate restructuring. Based on Mestek’s recommendations, Smith decided to reduce
Thus, the pivotal phase is stage three. On appeal, Smith maintains that there was no reasonable basis for the jury to conclude that its asserted reason was a pretext. We disagree. At trial, Smith emphasized the fact that the plaintiff was unable to perform the “100th boiler test.” However, Richard A. Lemelin, a former employee of Smith, testified that depending on the number of boilers produced, only one or two were tested a week and that each test took approximately one or two hours. Moreover, Lemelin indicated that the test was not that difficult to perform and that no outside training was required. It was Lemelin who trained Fortier to perform the test. In addition, Schmidt, the plaintiffs supervisor, indicated that the only job that the plaintiff had not performed was the “100th boiler test,” and that Fortier had not performed some of the plaintiffs duties. Moreover, given the romantic relationship between Schmidt and Fortier, a finder of fact would be entitled to discredit some or all of Schmidt’s testimony.
c. Evidentiary rulings. At trial, the plaintiff, without objection, introduced in evidence two written evaluations of his
On appeal, Smith maintains that it was error for the judge to exclude the evaluation because (a) it was relevant, and (b) in its absence, the jury could not properly evaluate the defendant’s decision to retain Fortier over the plaintiff. “The decision whether evidence is relevant remains within the sound discretion of the trial judge.” McLaughlin v. Vinios, 39 Mass. App. Ct. 5, 8 (1995). “A trial judge will not be reversed on review except for palpable error.” Ibid. Here, given that the defendant appears to have conceded that the evaluation played no role in its decision, we find no abuse of discretion.
The defendant further argues that the judge erred in failing to admit in evidence two disciplinary letters concerning the plaintiff. The record indicates, however, that the judge’s ruling was not final. The judge clearly indicated that he would admit at least one of the letters if Smith could demonstrate that it had relied on the letter in making its determination.
The defendant also argues that the judge erred in permitting evidence of a romantic relationship between Fortier and Schmidt. However, the defendant’s argument with respect to this matter — consisting of five sentences — is inadequate, and provides us little assistance in evaluating the merits of the claim: The defendant fails to cite any authority in support of its contention and, taken all in all, the defendant’s treat
d. Damages-Remittitur. Smith claims that the damage award, despite the remittitur, is excessive.
Contrary to Smith’s contention, there was sufficient evidence of emotional distress. The plaintiff, who at that time was a member of Alcoholics Anonymous (AA), testified that he attended more AA meetings as a result of his layoff. Although he did not seek independent counseling as a result of his termination, the plaintiff indicated that he availed himself of the counseling services provided by A A. “[I]n c. 15 IB cases an award of emotional distress damages can be sustained even in the absence of . . . psychiatric consultation” (citations omitted). Labonte v. Hutchins & Wheeler, 424 Mass. at 824. We conclude there is not sufficient record support to find an abuse of discretion. See Bartley v. Phillips, 317 Mass. 35, 43-44 (1944).
As grounds for a motion for a new trial, Smith attacks, among other things, the plaintiffs prima facie case, the damages award, and the weight of the evidence. The standard that a trial judge is to apply on a motion for a new trial in a civil case is too well known to be restated. See, e.g., W. Oliver Tripp Co. v. American Hoechst Corp., 34 Mass. App. Ct. 744, 748 (1993), and cases cited therein. See also Bartley v. Phillips, 317 Mass, at 42. In light of the above discussion, we do not think the judge abused his discretion in denying Smith’s motion for a new trial. In addition, the judge stated in his memorandum and order denying the motion that “there were inconsistencies in some of the evidence” rebutting the plaintiffs prima facie case.
As to the defendant’s claim that the damages were excessive, as has already been mentioned above, the judge, pursuant to Mass.R.Civ.P. 59(a), 365 Mass. 827 (1974), ordered, we think properly so, that $400,000 of the verdict be remitted. Compare Davis v. Walent, 16 Mass. App. Ct. at 96. We likewise reject Smith’s collateral contention that the excessive nature of the verdict demonstrates that it was the result of juror prejudice or bias. Smith’s argument consists entirely of conjecture and is not supported by the record.
The judge did not abuse his discretion or commit an error of law by denying Smith’s Mass.R.Civ.P. 50(b), 365 Mass. 814 (1974), motion for judgment n.o.v., for the reason, if no other, that Smith failed to renew its motion for a directed verdict at the close of all the evidence. See Michnik-Zilberman v. Gordon’s Liquor, Inc., 390 Mass. 6, 9 (1993).
2. Plaintiff’s cross appeal.
b. Attorney’s fees. We agree with the plaintiff that he is entitled to attorney’s fees. In denying the plaintiff’s request, the trial judge reasoned that, since a contingency agreement existed between the plaintiff and his attorney, the plaintiff was not entitled to attorney’s fees. However, we find no such limitation in the statute. General Laws c. 15 IB, § 9, as inserted by St. 1974, c. 478, in pertinent part, provides that “[i]f the court finds for the petitioner it shall . . . award the petitioner reasonable attorney’s fees and costs unless special circumstances would render such an award unjust” (emphasis supplied). Since the trial judge did not indicate that the award of attorney’s fees, in the circumstances, would be unjust, we conclude that the plaintiff is entitled to attorney’s fees. Cf. Fontaine v. Ebtec Corp., 415 Mass. 309, 324 (1993). We, however, believe that based on the. complexity of the case and on our evaluation of counsel’s over-all performance, particularly the time reasonably spent on this case, the award should be modest in comparison to the $14,430 requested. The case is remanded to the Superior Court for the purpose of awarding attorney’s fees to the plaintiff in accordance with this opinion. The judgment is otherwise affirmed.
So ordered.
The plaintiff did not pursue a claim under the Federal Age Discrimination in Employment Act (ADEA).
Prior to that time, the plaintiff worked in a quality control department for another company.
This test was performed on every hundredth boiler coming off the assembly line to ensure that it was made to specification.
In St. Mary’s Honor Center v. Hicks, 509 U.S. 502 (1993), the United States Supreme Court adopted for use in the Federal courts the “pretext plus” third stage order of proof. For recent discussion of the comparison between the Massachusetts and Federal positions, see Blare v. Husky Injection Molding Sys. Boston, Inc., supra at 442-444.
Two protected categories were potentially at issue here. The retained employee is female and also over forty years of age. (At the time of the trial, Powers was 65, and Fortier was 52.) The question whether there is a hierarchy or priorities within or between protected categories was not raised at trial, and we thus have no occasion to address it. Nor was it argued at trial that if Fortier had been terminated, she might have had a valid claim of employment discrimination based on gender, one arguably stronger than the case at bar.
It is not disputed that prior to making his recommendation as to which employees should be retained, Kaddaras sought and received Schmidt’s opinion.
Smith argues that, since this is not a classic discharge case, but rather is a so-called “reduction-in-force firing” case (see Finney v. Madico, Inc., supra at 50), the plaintiff was required to show that Smith failed to treat age neutrally in reducing its payroll. However, Smith did not raise this contention in its motion for a directed verdict. Nor did it object to the jury charge on this basis. See Kinchla v. Welsh, 8 Mass. App. Ct. 367, 373-374 (1979). To the contrary, Smith indicated that it was satisfied with the charge. Although Smith correctly points out that the plaintiff failed to introduce evidence of Fortier’s age in its case in chief, this apparent oversight does not provide a basis for granting relief from the judgment, as Smith did not move for a directed verdict on this basis. Moreover, evidence of Fortier’s age was put before the jury during Smith’s defense.
We are unimpressed with the defendant’s contention that the evidence should have been admitted because the judge had earlier allowed the plaintiffs job evaluations to come in. The defendant chose not to challenge their admission.
Schmidt testified that Fortier performed very well on the job and that she received good evaluations.
After the judge had excluded the first of the two letters, the following
DEFENSE COUNSEL: “Your Honor, this one I do think did affect the employment decision.”
THE JUDGE: “This is 1986.”
PLAINTIFF’S COUNSEL: “Right. This was when Mr. Schmidt was the assistant manager and this was at a direction of a manager who wasn’t there in 1990.”
THE JUDGE: “If this was entered into or considered by them in evaluating him and coming to a conclusion who they were going to chose and who they were going to let go I would think this would be admissible.”
PLAINTIFF’S COUNSEL: “In depositions it was stated that nobody looked at the files or anything. And I asked, specifically, whether it was considered. They said none of the personnel files were looked at.”
THE JUDGE: “Well, —”
DEFENSE COUNSEL: “(Interposing) If you want we can wait for Mr. Kaddaras.”
THE JUDGE: “I will admit it for identification and later if somebody gets on and testifies this was relevant or considered it in anyway you can put it in at that point.”
Moreover, it does not appear that a foundation was ever laid. In fact, the Mestek representative in charge of interviewing Smith employees indicated that he did not look at the personnel files before making his recommendations.
We note that the judge reasonably could have concluded that the evidence was relevant in that it went to Schmidt’s credibility in assessing For-tier’s qualifications and work performance.
For the standard of review of the question whether damages are excessive, see Freeman v. Wood, 379 Mass. 777, 781 n.9 (1980). See also Labonte v. Hutchins & Wheeler, 424 Mass. 813, 824-825 (1997).
For example, Smith suggests that some of the jurors might have been laid off in the past, and could have used the verdict as a means of “getting even.”