DONNA R. POWERS et al., Plaintiffs and Appellants, v. CITY OF RICHMOND, Defendant and Respondent.
No. S039547
Supreme Court of California
May 8, 1995
85, 86, 87, 88, 89, 90, 91, 92, 93, 94, 95, 96, 97, 98, 99, 100, 101, 102, 103, 104
Pelletreau, Moses, Alderson & Cabral and Alfred A. Cabral for Plaintiffs and Appellants.
Malcolm Hunter, City Attorney, and Everett Jenkins, Assistant City Attorney, for Defendant and Respondent.
OPINION
KENNARD, J.--The Legislature has provided that actions seeking disclosure of documents under the Public Records Act (
We granted review in this case to decide whether
I
Donna R. Powers, then a candidate for city council, requested that defendant City of Richmond disclose all expenditures by the mayor, the city council, and the city manager during the second half of fiscal year 1990-1991. The city supplied the requested information in the form of a computer-generated report. Powers and certain of her supporters (hereafter collectively plaintiffs) then requested the same information for the first half of fiscal year 1990-1991. This time, the city refused to generate a computer report and instead gave plaintiffs access to a check register in which the requested information was intermingled with information concerning the expenditures of other city departments and agencies.
Plaintiffs then began an action in superior court under the PRA to compel the city to prepare and release a computer-generated report containing only the requested information. After hearing evidence, the trial court ruled for the city. Plaintiffs then sought review in the Court of Appeal both by a petition for a writ of mandate and by direct appeal.
After soliciting and considering informal opposition concerning the merits of plaintiffs’ PRA request, the Court of Appeal denied plaintiffs’ writ petition summarily--that is, without holding a hearing and without issuing a written opinion. The city then moved to dismiss plaintiffs’ appeal as barred under
The Court of Appeal issued an opinion granting the motion to dismiss. The court interpreted the “appellate jurisdiction” provision of the state Constitution as granting the Courts of Appeal power to review final judgments and orders in all proceedings (except death penalty cases) in which superior courts exercise original jurisdiction, but also as not requiring any particular form or mode of this appellate review. Concluding that extraordinary writ petitions and direct appeals are alternative modes of appellate review, the Court of Appeal held that the “appellate jurisdiction” provision
II
Plaintiffs contend that the California Constitution, in
The issue plaintiffs raise requires that we construe our state Constitution. In construing constitutional provisions, the intent of the enacting body is the paramount consideration. (Davis v. City of Berkeley (1990) 51 Cal.3d 227, 234 [272 Cal.Rptr. 139, 794 P.2d 897].) To determine that intent, courts look first to the language of the constitutional text, giving the words their ordinary meaning. (Ibid.; see also, Bowens v. Superior Court (1991) 1 Cal.4th 36, 48 [2 Cal.Rptr.2d 376, 820 P.2d 600]; Lungren v. Deukmejian (1988) 45 Cal.3d 727, 735 [248 Cal.Rptr. 115, 755 P.2d 299].) We begin, then, with the text of the constitutional provision on which plaintiffs rely:
“The Supreme Court has appellate jurisdiction when judgment of death has been pronounced. With that exception courts of appeal have appellate jurisdiction when superior courts have original jurisdiction2 and in other causes prescribed by statute. [¶] Superior courts have appellate jurisdiction in causes prescribed by statute that arise in municipal courts in their counties. [¶] The Legislature may permit appellate courts to take evidence and make findings of fact when jury trial is waived or not a matter of right.” (
Cal. Const., art. VI, § 11 .)
Nothing in the text of this provision conveys an intention to confer on litigants a right of direct appeal in cases within the original jurisdiction of the superior courts. Giving the words their ordinary meaning, the provision serves to establish and allocate judicial authority, not to define or guarantee the rights of litigants. Indeed, the provision nowhere mentions direct appeals or a “right of appeal.”
Plaintiffs may be understood to argue that the term “appellate jurisdiction” means the power to decide direct appeals and that by giving the Courts of Appeal authority to decide direct appeals in all civil cases brought in superior court, the Constitution implicitly grants litigants a right to bring direct appeals in those same civil cases.
The ordinary meaning of “appellate jurisdiction” is broader than the meaning plaintiffs would ascribe to it. A legal dictionary defines “appellate” as “[p]ertaining to or having cognizance of appeals and other proceedings for the judicial review of adjudications.” (Black‘s Law Dict. (6th ed. 1990) p. 97, col. 2, italics added.) The same dictionary defines “appellate jurisdiction” as “[t]he power vested in an appellate court to review and revise the judicial action of an inferior court” and as “the power of review and determination on appeal, writ of error, certiorari, or other similar process.” (Id. at p. 98, col. 1, italics added.)
The United States Supreme Court has declared that the “essential criterion of appellate jurisdiction” is “that it revises and corrects the proceedings in a cause already instituted, and does not create that cause.” (Marbury v. Madison (1803) 5 U.S. (1 Cranch) 137, 175 [2 L.Ed. 60, 73].) Applying this definition, the high court has concluded that appellate jurisdiction includes review by writ, including the writ of habeas corpus. (Ex Parte Watkins (1833) 32 U.S. (7 Pet.) 568, 572 [8 L.Ed. 786, 788].) Courts in other states have given similar definitions of the term “appellate jurisdiction.” (See, e.g., Ward School Bus. Mfg., Inc. v. Fowler (1977) 261 Ark. 100 [547 S.W.2d 394, 395] [“the review of an order or decree of an inferior court“]; Lane v. State (1944) 154 Fla. 853 [19 So.2d 366, 368] [” ‘the power to take cognizance of and review proceedings in an inferior court irrespective of the manner in which they are brought up, whether by appeal or writ of error’ “]; In re Constitutionality of House Bill No. 222 (1936) 262 Ky. 437 [90 S.W.2d 692, 693, 103 A.L.R. 1085] [quoting the Marbury definition of “appellate jurisdiction“]; Rudnick v. City of Jamestown (N.D. 1990) 463 N.W.2d 632, 636 [“the power of a superior court to review and revise a decision that has been rendered by an inferior court or tribunal“]; Carder v. Court of Criminal Appeals (Okla. 1979) 595 P.2d 416, 419 [“that power and jurisdiction to
As these authorities amply establish, the ordinary and widely accepted meaning of the term “appellate jurisdiction” is simply the power of a reviewing court to correct error in a trial court proceeding. By common understanding, a reviewing court may exercise this power in the procedural context of a direct appeal, a writ petition, or otherwise. Thus, a provision conferring “appellate jurisdiction” does not necessarily or strongly imply a right of litigants to bring direct appeals.
We conclude that textual analysis, which is the best indicator of the intended meaning of a constitutional provision, does not support plaintiffs’ contention that the “appellate jurisdiction” provision confers on litigants a right to a direct appeal in cases within the original jurisdiction of the superior courts. To declare such a right would “violate the cardinal rule that ‘The Constitution is to be interpreted by the language in which it is written, and courts are no more at liberty to add provisions to what is therein declared in definite language than they are to disregard any of its express provisions.’ ” (Delaney v. Superior Court (1990) 50 Cal.3d 785, 799 [268 Cal.Rptr. 753, 789 P.2d 934], quoting People v. Campbell (1902) 138 Cal. 11, 15 [70 P. 918].)
We might well stop here. This court has stated that resort to extrinsic aids to interpret a constitutional provision is justified only when the Constitution‘s language is ambiguous. (Delaney v. Superior Court, supra, 50 Cal.3d 785, 798; ITT World Communications, Inc. v. City and County of San Francisco (1985) 37 Cal.3d 859, 868 [210 Cal.Rptr. 226, 693 P.2d 811].) Although we find no ambiguity in
1966 Constitutional Revision
The provision we construe here--California Constitution,
In its report recommending adoption of
We have diligently researched all available records of the commission‘s proceedings and reports bearing on the “appellate jurisdiction” provision, and we have found therein not a single reference to a litigant‘s “right of appeal” and nothing that would suggest in any way that the commission understood or intended that the “appellate jurisdiction” would confer on litigants a right to a direct appeal.
The new
We have closely examined the ballot pamphlet for the election of November 8, 1966, and in particular those parts dealing with Proposition 1-a. The ballot pamphlet contains no mention of any “right of appeal” under the state Constitution and no suggestion that the “appellate jurisdiction” provision would have an effect not discernible from the “plain meaning” of its words.
Once again, we might well stop here. Having found no support for plaintiffs’ proposed construction in either the language of the “appellate jurisdiction” provision or in sources contemporary with that provision‘s enactment, we would certainly be justified in declining to consider more remote and speculative evidence of the enactors’ intent. But plaintiffs and the dissent argue that in adopting
1849 Constitution
The earliest antecedent of the “appellate jurisdiction” provision of the present state Constitution appears in the
“The Supreme Court shall have appellate jurisdiction in all cases when the matter in dispute exceeds two hundred dollars, when the legality of any tax, toll, or impost or municipal fine is in question, and in all criminal cases amounting to felony or questions of law alone. And the said Court, and each of the Justices thereof, as well as all district and county judges, shall have power to issue writs of habeas corpus at the instance of any person held in actual custody. They shall also have power to issue all other writs and process necessary to the exercise of their appellate jurisdiction, and shall be conservators of the peace throughout the state.”
Because several of the delegates framed the issue as whether litigants in cases involving $200 or less should have a “right of appeal,”8 we have
This would not be an unusual or improper use of the term “appeal.” As a legal term, “appeal” is generally defined as “[r]esort to a superior (i.e., appellate) court to review the decision of an inferior (i.e., trial) court or administrative agency” (Black‘s Law Dict., supra, p. 96, col. 2) or, in the words of Justice Story, as “a complaint to a superior court of an injustice done by an inferior one” (U.S. v. Wonson 28 Fed. Cas. 745, 748 (C.C.D. Mass. 1812) (No. 16750), citing 4 Blackstone‘s Commentaries 312). Like the term “appellate jurisdiction,” the word “appeal” is not necessarily limited to direct appeals, but may include also writ petitions and other procedural devices.
This court first had occasion to construe the “appellate jurisdiction” provision of the 1849 Constitution in People ex rel. Mulford v. Turner (1850) 1 Cal. 143 (hereafter Turner). There, a trial court had made an order expelling three attorneys from the bar for defiant behavior. The expelled attorneys petitioned this court to reverse the order by issuing a writ of mandate. Because the 1849 Constitution had not given this court original
The “appellate jurisdiction” provision of the 1849 Constitution was again before this court in Haight v. Gay (1857) 8 Cal. 297 (hereafter Haight). In that case, the defendants “sued out a writ of error” after this court had dismissed their appeal for failure to timely file the appellate record. This court granted a motion to quash the writ, relying on a statute that made direct appeal the exclusive means of appellate review for the challenged judgment, thereby barring use of the writ of error as an avenue of appellate review. The defendants contended that by restricting this court‘s ability to review the judgment, the statute violated the “appellate jurisdiction” provision of the 1849 Constitution. This court rejected the defendants’ attack on the constitutionality of the statute with these words:
“The appellate power of the Supreme Court is given by the fourth section of the sixth article of the Constitution, which expressly empowers this Court to issue all writs and process necessary to the exercise of its appellate jurisdiction. The Legislature, therefore, can pass no act impairing the exercise of this appellate power. [¶] But while the Legislature cannot substantially impair the right of appeal, it is certainly competent to regulate the mere mode in which this right must be asserted. The Constitution only empowers this Court to issue such writs and process as may be necessary to the exercise of its appellate jurisdiction; if this appellate jurisdiction can be exercised without this process, then it cannot be necessary, and should not be issued.” (Haight, supra, 8 Cal. 297, 300, italics added, original italics omitted.)
Like the delegates to the 1849 Constitutional Convention, this court appears to have viewed the “appellate jurisdiction” provision of the 1849 Constitution as conferring or implying a “right of appeal,” but this court likewise recognized that there was more than one “mode” in which this “right of appeal” might be exercised. Viewing the “writ of error” and direct appeal as alternative modes of appellate review, we concluded that the Legislature had constitutional authority to determine which mode would be permitted, so long as it did not thereby impair the exercise of the appellate power.
1862 Amendment
In 1862, the 1849 Constitution was amended to provide for appellate jurisdiction in “all cases at law . . . in which the demand, exclusive of interest or the value of the property in controversy amounts to three hundred dollars” and “all cases in equity” as well as “cases at law which involve the title or possession of real estate” and “all cases arising in the Probate Courts.” (
The view that the Legislature had at least some authority to specify the manner in which courts exercised jurisdiction conferred by the 1849 Constitution received additional support in Ex Parte Harker (1875) 49 Cal. 465. There, the petitioners had been taken into custody, in a civil case, under a writ of ne exeat.11 They argued that this use of the common law writ violated a statute restricting the means for making arrests in civil cases. The opposing side argued that the power to issue the writ was implicit in the constitutional grant of original jurisdiction. This court ordered the petitioners discharged from custody, stating that “the mere procedure by which jurisdiction is to be exercised may be prescribed by the Legislature, unless, indeed, such regulations should be found to substantially impair the constitutional powers of the Courts, or practically defeat their exercise.” (Ex Parte Harker, supra, 49 Cal. at p. 467.) Thus, this court construed a provision of the 1849 Constitution conferring “original jurisdiction” as limiting the Legislature‘s power to specify procedures for the exercise of that jurisdiction, but it defined that limit in terms of an effect on judicial powers and not in terms of how it might advantage or disadvantage litigants. As we shall see, this court later adopted the same view in construing the “appellate jurisdiction” provision of the 1879 Constitution.
1879 Constitution
California adopted a new Constitution in 1879.
“The Supreme Court shall have appellate jurisdiction in all cases in equity, except such as arise in Justices’ Courts; also, in all cases at law which involve the title or possession of real estate, or the legality of any tax, impost, assessment, toll, or municipal fine, or in which the demand, exclusive of interest, or the value of the property in controversy, amounts to three hundred dollars; also, in cases of forcible entry and detainer, and in proceedings in insolvency, and in actions to prevent or abate a nuisance, and in all
such probate matters as may be provided by law; also, in all criminal cases prosecuted by indictment, or information in a Court of record on questions of law alone. The Court shall also have power to issue writs of mandamus, certiorari, prohibition and habeas corpus, and all other writs necessary or proper to the complete exercise of its appellate jurisdiction. Each of the Justices shall have power to issue writs of habeas corpus to any part of the State, upon petition by or on behalf of any person held in actual custody, and may make such writs returnable before himself, or the Supreme Court, or before any Superior Court in the State, or before any Judge thereof.”
This provision was the subject of debate at the 1878-1879 Constitutional Convention. (See 2, 3 Debates & Proceedings, Cal. Const. Convention 1878-1879, pp. 962-966, 1333; hereafter 1879 Debates.) Much of the debate concerned the $300 “amount in controversy” limitation on this court‘s appellate jurisdiction. As had occurred at the 1849 convention, some of the delegates framed the debate in terms of whether civil litigants in matters involving relatively small sums of money ought to have a “right of appeal,” a term that the delegates did not pause to define.12 The same term was also used in debating the scope of this court‘s appellate jurisdiction in criminal cases.13 Once again, the absence of any discussion of the relative merits of writ petitions and direct appeals as alternative modes of appellate review, and the apparent assumption of the delegates that a trial court‘s judgment would not be reviewable at all if a litigant was denied a “right of appeal,”14 strongly support the conclusion that the delegates used the term “right of appeal” expansively to encompass all forms of appellate review.
As we have seen, the “appellate jurisdiction” provision of the 1849 Constitution had received an authoritative judicial construction when the 1879 Constitutional Convention performed its labors. This court had established in Turner, supra, 1 Cal. 143, that this court exercised “appellate jurisdiction” when it entertained an original writ proceeding to review an order or judgment of a trial court. And in Haight, supra, 8 Cal. 297, this court had established that review by writ and review by direct appeal were alternative modes for the exercise of appellate jurisdiction and that the Legislature had constitutional authority to determine which mode would be available, provided it did not thereby impair the exercise of appellate power. When they adopted language similar to the “appellate jurisdiction” provision of the 1849 Constitution, the enactors of the 1879 Constitution may be deemed to have incorporated this authoritative judicial construction.
The 1879 Constitution‘s grant of “appellate jurisdiction” to this court was held to be self-executing in People v. Jordan (1884) 65 Cal. 644 [4 P. 683]. There, the People appealed from a judgment for the defendant after the trial court had sustained a demurrer to an indictment charging a misdemeanor. The defendant moved to dismiss the appeal. He argued, among other things, that the appeal would not lie because the Legislature had established an appeal procedure only for those criminal prosecutions “amounting to felonies,” and had established no procedure for appellate review of misdemeanor prosecutions. (Id. at p. 645.)
This court rejected the defendant‘s argument, holding that because the 1879 Constitution had granted this court appellate jurisdiction in “all criminal cases prosecuted by indictment,” the Legislature could not defeat that power by failing to establish a procedure for its exercise. We said: “[W]hen a certain jurisdiction has been conferred on this or any court, it is the duty of the court to exercise it; a duty of which it is not relieved by the failure of the legislature to provide a mode for its exercise.” (People v. Jordan, supra, 65 Cal. 644, 646.)
Because the Legislature had not authorized review by extraordinary writ, we did not consider whether appellate review in that form would have satisfied the “appellate jurisdiction” provision of the 1879 Constitution. Significantly, however, we referred to the Legislature‘s failure to provide “a mode” for the exercise of appellate jurisdiction (People v. Jordan, supra, 65 Cal. 644, 646), thereby necessarily implying that more than one such mode was possible. In context, the word “mode” could refer only to a distinct
A reference to a “right of appeal” under the “appellate jurisdiction” provision of the 1879 Constitution appears in this court‘s decision in People v. Perry (1889) 79 Cal. 105 [21 P. 423], but again the context discloses that the reference was to appellate review generally rather than to the specific procedure known as a direct appeal. The case involved a contest between two individuals claiming the same seat on San Francisco‘s Board of Health. The claimants litigated the dispute in a special superior court proceeding that the Legislature had established to resolve such contests. The claimant who lost in the superior court appealed to this court. The other claimant (who had prevailed in superior court) argued that the appeal did not lie because the special superior court proceeding was not among the proceedings over which the 1879 Constitution gave this court appellate jurisdiction.
This court rejected the contention, reasoning that the special proceeding was simply a form of quo warranto.15 This court stated: “[A]nd we think this court retains jurisdiction of the case, notwithstanding the legislature may have changed the procedure, enlarged the remedy, and given it a new name. To hold otherwise would be to admit a power in the legislature to abridge our jurisdiction, and take from parties the right of appeal, by the easy device of a change of procedure, in many cases where the right and jurisdiction are unquestioned.” (People v. Perry, supra, 79 Cal. 105, 108, italics added, original italics omitted.)
This court had occasion to construe the term “appellate jurisdiction” in In re Jessup (1889) 81 Cal. 408 [22 P. 742]. The Legislature had enacted a statute requiring a vote of five of this court‘s seven justices to grant a rehearing. To determine the constitutionality of the statute, we examined the provision of the 1879 Constitution granting this court appellate jurisdiction. We said: “[T]he only possible controversy is as to the extent of the power implied ex vi termini16 by the phrase ‘appellate jurisdiction.’ That this embraces the right to review the final judgments of the courts of original jurisdiction, the right, in other words, to reverse, affirm, or modify them,
This court‘s decision in In re Jessup, supra, 81 Cal. 408, is significant also because it further supports the conclusion that a court may exercise “appellate jurisdiction” by means other than direct appeal. Quoting from Ex Parte Harker, supra, 49 Cal. 465, 467, we reiterated that ” ‘the mere procedure by which jurisdiction is to be exercised may be prescribed by the legislature, unless, indeed, such regulations should be found to substantially impair the constitutional powers of the courts, or practically defeat their exercise.’ ” (In re Jessup, supra, 81 Cal. 408, 470, italics omitted.)
1904 Amendment
In 1904,
This court retained appellate jurisdiction over all cases in equity, cases involving title to or possession of real estate, the legality of any tax, or where the amount in controversy was $2,000 or more, and in “such probate matters as may be provided by law.” (
The scope of the Legislature‘s authority to regulate appellate procedures was again before this court in In re Sutter-Butte By-Pass Assessment (1923) 190 Cal. 532 [213 P. 974] (hereafter Sutter-Butte). Having authorized a drainage district to issue bonds and to assess benefited property for revenue
When property owners affected by one such assessment attempted to appeal a validation decision to this court, the drainage district moved to dismiss the appeal. This court denied the motion to dismiss, holding that the statute making the three-judge ruling nonappealable was invalid as violating the “right of appeal” implicit in the constitutional grant of appellate jurisdiction over cases concerning the validity of assessments. This court declared that “litigants have a constitutionally guaranteed right of appeal in all litigated matters within the express jurisdiction of appellate courts.” (Sutter-Butte, supra, 190 Cal. 532, 536.) We further stated that “if the proceeding before us is included in that class of cases . . . over which appellate jurisdiction has been given by the constitution the appellants have a constitutionally guaranteed right of appeal of which they cannot be deprived.” (Id. at p. 537.)
As in the 1849 and 1878-1879 constitutional debates concerning the “amount in controversy” limitations, and as in People v. Jordan, supra, 65 Cal. 644 and People v. Perry, supra, 79 Cal. 105, the issue before this court in Sutter-Butte, supra, 190 Cal. 532, was not whether the Legislature could specify a procedure other than direct appeal by which this court or the Courts of Appeal could exercise constitutionally conferred “appellate jurisdiction,” but whether the Legislature could eliminate all procedures for the exercise of that jurisdiction. We are persuaded that this court‘s use of the term “right of appeal” in that context carried the same meaning as in the 1849 and 1878-1879 constitutional debates and in this court‘s earlier decisions in People v. Perry, supra, 79 Cal. 105, 107, and in Haight, supra, 8 Cal. 297, 300,--that is, a right to some effective procedural vehicle by which to invoke the constitutionally conferred appellate jurisdiction. We do not conclude, as plaintiffs would have us do, that the term was intended to refer only to direct appeals.
1928 Amendment
In 1928, the “appellate jurisdiction” provisions of the 1879 Constitution were again amended. As amended, the Constitution gave the Courts of Appeal appellate jurisdiction “on appeal from the superior courts (except in” . . .
cases in which appellate jurisdiction is given to the supreme court) in all cases at law in which the superior courts are given original jurisdiction; also, in all cases of forcible or unlawful entry or detainer (except such as arise in municipal, or in justices’ or other inferior courts); in proceedings in insolvency; in actions to prevent or abate a nuisance; in proceedings of mandamus, certiorari, prohibition, usurpation of office, removal from office, contesting elections, eminent domain, and in such other special proceedings as may be provided by law; also, on questions of law alone, in all criminal cases prosecuted by indictment or information, except where judgment of death has been rendered.” (
Any lingering uncertainty about whether the “appellate jurisdiction” provisions of the 1849 and 1879 Constitutions conferred on civil litigants a right to a direct appeal was dispelled by this court‘s opinion in Trede v. Superior Court (1943) 21 Cal.2d 630 [134 P.2d 745]. There, a building and loan association brought a superior court action for the return of association assets that the Building and Loan Commissioner had seized. After losing the case in superior court, the association appealed. While the appeal was pending, the commissioner applied to the superior court for authorization to liquidate the association‘s assets. One of the association‘s investors objected to the application, but the superior court overruled her objections. The investor, later joined by the association, then sought a writ of prohibition from this court, asserting that the association‘s appeal would be rendered meaningless if the commissioner liquidated the assets before the appeal was decided. They argued that the Building and Loan Association Act (Stats. 1931, ch. 269, pp. 483-554), to the extent it authorized asset liquidation pending appeal, was an “unreasonable exercise of the police power.” (Trede v. Superior Court, supra, 21 Cal.2d 630, 632.)
This court rejected the argument and denied the writ. Although nothing in this court‘s opinion indicates that the association had relied on a constitutional right of appeal, this court nonetheless addressed that subject, with these words: “There is no constitutional right to an appeal; the appellate procedure is entirely statutory and subject to complete legislative control.” (Trede v. Superior Court, supra, 21 Cal.2d 630, 634.) This court cited no authority for the stated propositions, nor did we mention the “appellate jurisdiction” provision of the state Constitution or any of the cases construing that provision. But the statement may not be dismissed as dictum. The
Plaintiff‘s position is further undermined by this court‘s decision in Modern Barber Col. v. Cal. Emp. Stab. Com. (1948) 31 Cal.2d 720 [192 P.2d 916] (hereafter Modern Barber). The case arose under the Unemployment Insurance Act (Stats. 1935, ch. 352, p. 1226 et seq.), which required employers to contribute to an unemployment compensation fund according to the number of persons they employed. The California Employment Stabilization Commission (the agency charged with administering the act) had found that the students, proprietor, and bookkeeper of a barber college were all its employees. To challenge these findings, the college petitioned the superior court for a writ of mandate.
The question on appeal in this court was whether the barber college could maintain the mandate action without first paying the contributions. A provision of the act (
Further developing this idea, we added:
“The fallacy of petitioner‘s position is again exposed when we consider the law governing appeals. The Constitution (
art. VI, §§ 4 ,4b ) provides that the Supreme Court and the District Courts of Appeal ‘shall have appellate jurisdiction on appeal from the Superior Court. . . .’ In interpreting this provision, the courts have held that the Legislature has the power to declareby statute what orders are appealable, and, unless a statute does so declare, the order is not appealable. (Gale v. Tuolumne County Water Co., 169 Cal. 46 [145 P. 532]; see Trede v. Superior Court, 21 Cal.2d 630, 634 [134 P.2d 745]; cf. Byers v. Smith, 4 Cal.2d 209 [47 P.2d 705] [express constitutional right of appeal in cases involving removal from public office]; In re Sutter-Butte By-Pass Assessment, 190 Cal. 532 [213 P. 974] [express constitutional right of appeal in cases involving legality of tax assessments].)” (Modern Barber, supra, 31 Cal.2d 720, 728.)
In assessing the significance of this statement, it may be useful to examine the authorities this court cited. In Gale v. Tuolumne County Water Co., 169 Cal. 46 [145 P. 532], this court dismissed an appeal from a contempt judgment on the authority of Tyler v. Connolly (1884) 65 Cal. 28 [2 P. 414], in which this court had held that no appeal would lie from a contempt judgment because contempt proceedings were not among the categories of cases over which the 1879 Constitution had granted this court appellate jurisdiction (id. at p. 30). After “[c]onceding that the legislature may confer appellate jurisdiction on this court in cases not provided for in the Constitution,” we concluded that the Legislature had not done so for contempt judgments, but on the contrary had provided, in
Because Modern Barber‘s entire discussion of the “right of appeal” was dictum, intended only to illustrate the general principle that the Legislature has authority “to regulate and circumscribe the methods and means of enjoying . . . rights, so long as there is no interference with constitutional
In addition to Trede v. Superior Court, supra, 21 Cal.2d 630, a number of cases decided before the November 1966 General Election declared that there was no constitutional right of appeal or (what amounts to the same thing) that the right of appeal is wholly statutory. (See, e.g., Lund v. Superior Court (1964) 61 Cal.2d 698, 709 [39 Cal.Rptr. 891, 394 P.2d 707] [stating that “no order or judgment in a civil action is appealable unless it is embraced within the list of appealable orders provided by statute“]; In re Conley (1966) 244 Cal.App.2d 755, 759 [53 Cal.Rptr. 321] [stating that “there is no constitutional right to an appeal“]; City of Los Angeles v. Schweitzer (1962) 200 Cal.App.2d 448, 452 [19 Cal.Rptr. 429] [same]; Efron v. Kalmanovitz (1960) 185 Cal.App.2d 149, 157 [8 Cal.Rptr. 107] [same]; Kadota Fig Assn. v. Case-Swayne Co. (1946) 73 Cal.App.2d 815, 823 [167 P.2d 523] [stating that “[t]he right of appeal is statutory“]; Jackson v. Jackson (1945) 71 Cal.App.2d 837, 839 [163 P.2d 780] [stating that “[t]he right of appeal is purely statutory“]; Leftridge v. City of Sacramento (1943) 59 Cal.App.2d 516, 526 [139 P.2d 112] [stating that “[t]he right of appeal is statutory“]; Strauch v. Bieloh (1936) 16 Cal.App.2d 278, 280 [60 P.2d 582] [stating that “[t]he right of appeal is entirely statutory“].)
Reflecting this widespread understanding, a respected guide to California civil procedure in use at the time of the November 1966 General Election, expressed a similar view, in these words: “There is no constitutional right to an appeal or other review of a judicial decision, and the Legislature therefore has power to change the procedure, limit the right, or even abolish the right altogether.” (3 Witkin, Cal. Procedure (1954) Appeal, § 1, p. 2141, original italics.) The same work also noted, however, that “if appellate jurisdiction is conferred by the California Constitution, it cannot be destroyed or abridged by legislative action or inaction . . . .” (Ibid.)
Having traced the constitutional antecedents of the current “appellate jurisdiction” provision, we return to the question whether, at the time of the November 1966 General Election, there was an “authoritative judicial construction” (see Sarracino v. Superior Court, supra, 13 Cal.3d 1, 8) of the
Furthermore, although some early cases referred to a constitutional “right of appeal,” they appear to have used that term to encompass a right to appellate review generally, and later cases either implied that the constitutional right of appeal was limited to superior court proceedings expressly mentioned in the “appellate jurisdiction” provision or denied the existence of any constitutional right of appeal. Given this uncertainty and conflict in the case law, we conclude that in 1966 plaintiffs’ proposed construction of the “appellate jurisdiction” language—that is, that it confers on civil litigants a right of direct appeal—did not have the sanction of an authoritative judicial construction. For this reason, we reject plaintiffs’ proposed construction.
This conclusion is reinforced by consideration of cases decided after 1966. In those cases, we find no decisions affirming the existence of a “right of appeal” under the state Constitution, nor do we find references to the “appellate jurisdiction” provision as limiting the Legislature‘s authority to determine which superior court judgments and orders are reviewable by direct appeal and which by extraordinary writ or other mode of review. We do find many pronouncements by California courts, including this one, that there is no constitutional right of appeal and that the right of appeal is wholly statutory in origin. (See, e.g., Agricultural Labor Relations Bd. v. Tex-Cal Land Management, Inc. (1987) 43 Cal.3d 696, 705 [238 Cal.Rptr. 780, 739 P.2d 140]; People v. Chi Ko Wong (1976) 18 Cal.3d 698, 709 [135 Cal.Rptr. 392, 557 P.2d 976]; In re Marriage of Griffin (1993) 15 Cal.App.4th 685, 687 [19 Cal.Rptr.2d 94]; Steen v. Fremont Cemetery Corp. (1992) 9 Cal.App.4th 1221, 1226 [11 Cal.Rptr.2d 780]; In re Taya C. (1991) 2 Cal.App.4th 1, 6 [2 Cal.Rptr.2d 810]; Rao v. Campo (1991) 233 Cal.App.3d 1557, 1564 [285 Cal.Rptr. 691]; County of Monterey v. Mahabir (1991) 231 Cal.App.3d 1650, 1653 [282 Cal.Rptr. 924]; In re Eli F. (1989) 212 Cal.App.3d 228, 232 [260 Cal.Rptr. 453]; State Farm Fire & Casualty v. Hardin (1989) 211 Cal.App.3d 501, 505 [259 Cal.Rptr. 433]; Duarte” cite=“206 Cal. App. 3d 1258” pinpoint=“1261” parallel=“254 Cal. Rptr. 150” court=“Cal. Ct. App.” date=“1988“>Uptain v. Duarte (1988) 206 Cal.App.3d 1258, 1261 [254 Cal.Rptr. 150]; In re T. M. (1988) 206 Cal.App.3d 314, 316 [253 Cal.Rptr. 535]; Reisman v. Shahverdian (1984) 153 Cal.App.3d 1074, 1088 [201 Cal.Rptr. 194]; Redevelopment Agency v. Goodman (1975) 53 Cal.App.3d 424, 432 [125 Cal.Rptr. 818]; Draus v. Alfred M. Lewis, Inc. (1968) 261 Cal.App.2d 485, 489 [68 Cal.Rptr. 154]; Woodman v. Ackerman (1967) 249 Cal.App.2d 644, 649 [57 Cal.Rptr. 687].)
Although we recognize that none of these cases is directly on point, they nonetheless represent a significant consensus of judicial thinking on this topic over the past 30 years. We find nothing in any of these decisions to support plaintiffs’ contention. We also note that courts in other states with constitutions containing “appellate jurisdiction” provisions similar to article VI, section 11 of our state Constitution, have rejected the contention that this language confers on litigants a right of direct appeal. (See, e.g., Appeal of O‘Rourke (1974) 300 Minn. 158 [220 N.W.2d 811].)
This does not mean, however, that the “appellate jurisdiction” provision imposes no restrictions on the Legislature‘s authority to allocate appellate review as between direct appeals and extraordinary writ petitions. As we have seen, the plain language of the provision reveals that it is a grant of judicial authority and this form of grant has been interpreted to mean that, although the Legislature may regulate the mode of appellate review, it may do so only to the extent that it does not thereby “‘substantially impair the constitutional powers of the courts, or practically defeat their exercise.‘” (In re Jessup, supra, 81 Cal. 408, 470, italics omitted; see also Haight, supra, 8 Cal. 297, 300.) If it could be demonstrated in a given case, or class of cases, that, for whatever reason, the Courts of Appeal or this court could not effectively exercise the constitutionally granted power of appellate review by an extraordinary writ proceeding, then such a proceeding could not constitutionally be made the exclusive mode of appellate review.
No such claim is made here, however, and we see no reason to conclude that extraordinary writ review is not a sufficient or effective appellate remedy in this or other PRA cases. Indeed, an examination of the history of
Our opinion in Times-Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325 [283 Cal.Rptr. 893, 813 P.2d 240] (hereafter Times-Mirror), explains the origin, evolution, and purpose of this provision:
“Prior to 1984, review of a trial court order either directing disclosure of a public record or refusing disclosure was by appeal. In 1984, however, the Legislature substituted a writ procedure for the appellate process by amending section 6259 to provide as follows: ‘In an action filed on or after January 1, 1985, an order of the court, either directing disclosure by a public official or supporting the decision of the public official refusing disclosure, is not a final judgment or order within the meaning of Section 904.1 of the Code of Civil Procedure from which an appeal may be taken, but shall be immediately reviewable by petition to the appellate court for the issuance of the extraordinary writ of review as defined in Section 1067 of the Code of Civil Procedure.’ (
§ 6259, subd. (c) ; Stats. 1984, ch. 802, § 1, pp. 2804-2805.). . . . . . . . . . . . . . . . . . . . . . . . . . . . .
“[T]he legislative history of the 1984 amendment to section 6259, subdivision (c) reveals that the exclusive purpose of the amendment was to speed appellate review, not to limit its scope. The bill which contained the amendment, Senate Bill No. 2222, 1983-1984 Regular Session, was sponsored by a news organization, the California Newspaper Publishers’ Association. It was inspired by a case in which a newspaper had successfully sued in the superior court to obtain government records, but was forced to wait several years while the case was on appeal, by which time the story was no longer newsworthy.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . .
“The perceived evil at which the bill was aimed, according to a Senate Judiciary Committee analysis, was ‘delays of the appeal process, [by means of which] public officials are frustrating the intent of the laws for disclosure. . . .’ ‘The sponsors of this bill,’ the analysis continued, ‘seek to correct an injustice they perceive due to the potential for . . . public agencies to delay the disclosure of public documents.’ Accordingly, the amendment‘s goal was ‘to prohibit public agencies from delaying the disclosure of public records by appealing a trial court decision and using continuances in order to frustrate the intent of the Public Records Act.’ (Sen. Com. on Judiciary, Analysis of Sen. Bill No. 2222 (1983-1984 Reg. Sess.).)” (Times-Mirror, supra, 53 Cal.3d 1325, 1332-1335, original italics, fns. omitted.)
After the 1984 amendment, a Court of Appeal held that the scope of review in PRA actions under the writ of review was confined to jurisdictional issues, and thus was much narrower than the scope of review on direct appeal. (Freedom Newspapers, Inc. v. Superior Court (1986) 186 Cal.App.3d 1102, 1109 [231 Cal.Rptr. 189].) Following this decision, the Legislature amended section 6259(c) to eliminate the reference to the “writ of review,”
As we explained in Times-Mirror, the 1990 amendment reinforces our conclusions about the legislative purpose underlying section 6259(c): “The effect of the 1990 amendment providing for review by ‘extraordinary writ,’ including presumably writ of mandate, is, of course, to make it plain that review of orders subject to the amendment is not confined to acts in excess of jurisdiction. The analysis of the bill prepared for the Assembly Committee on the Judiciary indicates that the recent amendment was a response to Freedom Newspapers, Inc. v. Superior Court, supra, 186 Cal.App.3d 1102, and was intended to overrule that decision by ‘clarifying’ that the purpose of writ review is to speed appellate review, not to preclude review on the merits. As the analysis explains, ‘[T]he courts [(an apparent reference to Freedom Newspapers)] . . . have narrowly interpreted [the 1984 amendment] to review questions of jurisdiction and not broader as intended by the original statute. The bill expands the extraordinary writ by clarifying that courts can rule quickly on substantive issues.’ (Assem. Com. on Judiciary, Analysis of Sen. Bill No. 2272 (1989-1990 Reg. Sess.), italics added.)” (Times-Mirror, supra, 53 Cal.3d 1325, 1336.)
. . .
Thus, the history of section 6259(c) reveals that the Legislature‘s purpose in replacing review by direct appeal with review by extraordinary writ was in no sense to disadvantage litigants seeking review of PRA decisions or to constrict the power of the Courts of Appeal to correct errors in those decisions. Rather, the legislative objective was to expedite the process and thereby to make the appellate remedy more effective.
To achieve this objective, the Legislature eliminated direct appeals in PRA cases. Its reason for doing so becomes apparent when we examine certain rules governing extraordinary writs.
Generally, a judgment that is immediately appealable is not subject to review by mandate or other extraordinary writ. (In re Marriage of Skelley (1976) 18 Cal.3d 365, 369 [134 Cal.Rptr. 197, 556 P.2d 297]; Neal v. State of California (1960) 55 Cal.2d 11, 15 [9 Cal.Rptr. 607, 357 P.2d 839].) Mandate is available to review an appealable judgment only when the remedy by appeal would be inadequate or the issues presented are of great public importance and must be resolved promptly. (Clean Air Constituency v. California State Air Resources Bd. (1974) 11 Cal.3d 801, 808 [114 Cal.Rptr. 577, 523 P.2d 617]; California Trial Lawyers Assn. v. Superior Court (1986) 187 Cal.App.3d 575, 578-579 [231 Cal.Rptr. 725]; see also
In light of these rules, the Legislature‘s reason for eliminating direct appeals is readily apparent. Had the Legislature not abolished direct appeals in PRA cases, parties seeking review by extraordinary writ would have been required in each case to demonstrate the inadequacy of appeal. Litigation of this issue would have complicated the proceeding and introduced a risk that a Court of Appeal, not fully realizing the importance of speedy relief in many PRA cases, would erroneously deny an extraordinary writ petition on the ground that an adequate remedy existed by appeal. To keep the process simple and streamlined, and to remove a procedural barrier to review on the merits, the Legislature barred direct appeal of PRA decisions.
Plaintiffs may be understood to argue that appellate review by extraordinary writ petition is inherently less effective than a remedy by direct appeal because issuance of the extraordinary writs is discretionary whereas direct appeal guarantees a decision on the merits. The argument betrays a serious misunderstanding of the discretionary character of extraordinary writs.
Although appellate review by extraordinary writ petition is said to be discretionary, a court must exercise its discretion “within reasonable bounds and for a proper reason.” (Scott v. Municipal Court (1974) 40 Cal.App.3d 995, 997 [115 Cal.Rptr. 620].) The discretionary aspect of writ review comes into play primarily when the petitioner has another remedy by appeal and the issue is whether the alternative remedy is adequate. (See, e.g., Consumers Lobby Against Monopolies v. Public Utilities Com. (1979) 25 Cal.3d 891, 901, fn. 3 [160 Cal.Rptr. 124, 603 P.2d 41] [stating that courts have discretion to deny extraordinary writ petitions “[b]ecause the law does provide other means of judicial review in such cases“].)
When an extraordinary writ proceeding is the only avenue of appellate review, a reviewing court‘s discretion is quite restricted. Referring to the
The Concurring Opinion
Invoking the principle of judicial self-restraint, Justices George and Arabian would decide only that section 6259(c) does not violate the “appellate jurisdiction” provision of the state Constitution, without undertaking to construe that provision in any meaningful way. They decline to decide not only whether the provision gives litigants a constitutional right of appeal in other superior court proceedings, but also whether it would permit the Legislature to abrogate all forms of appellate review of superior court decisions in PRA actions.
Although courts should not fashion unnecessarily broad constitutional rules, courts must construe constitutional provisions when necessary to resolve issues properly presented. Recognizing that this court‘s role in the
III
The Legislature, in section 6259(c), has provided that the mode of appellate review for superior court decisions in PRA cases shall be an extraordinary writ proceeding rather than direct appeal. To determine whether, as plaintiffs contend, the “appellate jurisdiction” provision of the state Constitution forbids this legislative choice, we have examined the text and history of this constitutional provision, including judicial decisions construing and applying its constitutional predecessors. We conclude that the “appellate jurisdiction” provision does not require the Legislature to provide for direct appeals in all cases within the original jurisdiction of the superior courts; that it permits some variation in and experimentation with the traditional procedures for appellate review of civil actions brought in the superior courts, provided always that the constitutional powers of the courts are not thereby impaired; and that in particular it does not afford litigants in PRA cases a constitutionally guaranteed right to a direct appeal.
The judgment of the Court of Appeal is affirmed.
Baxter, J., and Werdegar, J., concurred.
GEORGE, J., Concurring.—I agree with the lead opinion‘s conclusion that the Legislature did not violate the “appellate jurisdiction” provision of the California Constitution (
I
Well-settled principles of judicial restraint establish that when a case must be decided upon constitutional grounds, a court should strive to resolve the matter as narrowly as possible, and should avoid expansive constitutional pronouncements that inevitably prejudge future controversies and may have unforeseen and questionable consequences in other contexts. (See generally, Steamship Co. v. Emigration Commissioners (1885) 113 U.S. 33, 39 [28 L.Ed. 899, 901, 5 S.Ct. 352] [the high court “has rigidly adhered” to the rule that it is “never to formulate a rule of constitutional law broader than is required by the precise facts to which it is . . . applied“]; Ashwander v. Valley Authority (1936) 297 U.S. 288, 347 [80 L.Ed. 688, 711, 5 S.Ct. 466] (conc. opn. of Brandeis, J.) [listing this rule as one of the cardinal principles of judicial restraint].)
In my view, this familiar precept of judicial restraint has particular force in the present case, because the potential ramifications of a broad constitutional holding are so far reaching. Taken to its logical conclusion, the lead opinion‘s reasoning very well could be understood to permit the Legislature totally to transform the California Court of Appeal from an appellate tribunal whose duties generally involve the resolution of cases in which litigants have a direct appeal “as a matter of right“—and in which most decisions must be rendered “in writing with reasons stated” (
In this case, of course, we are not faced with the broad question whether the Legislature has the constitutional authority to substitute review by extraordinary writ for direct appeal in all cases. The Legislature has not purported to enact a wide-ranging legislative measure that would restructure, in a fundamental manner, the operation of the state‘s appellate process. Indeed, the Legislature has shown no interest in substituting writ review for direct appeal with regard to a majority, or even a significant proportion, of the caseload of the Courts of Appeal. Instead, in enacting the statutory provision here at issue, the Legislature simply has concluded that, because of the special importance of obtaining a very prompt appellate resolution in the relatively small and discrete class of cases brought under the Public Records Act, appellate review of a superior court ruling in such cases should proceed by extraordinary writ rather than by direct appeal. I believe we can, and should, determine the constitutionality of only this limited statutory provision, and explicitly should reserve judgment as to whether a similar legislative substitution of review by extraordinary writ for review by direct appeal would be permissible if enacted either “across the board” or in other contexts. Thus, unlike the lead opinion, which approaches the case by first setting forth a broad constitutional rule and then indicating that—although there possibly may be some exceptions to the rule—the Public Records Act provision is not such an exception (see, lead opn., ante, p. 110), I believe we should approach the matter from a more cautious perspective and explicitly limit our holding in this case to a narrow determination that the statute before us is constitutional.
II
As we explained in Times-Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325, 1332-1335 [283 Cal.Rptr. 893, 813 P.2d 240], the statutory provision at issue in the present case—
Persuaded that the timeliness of disclosure often is of crucial importance in actions brought under the Public Records Act, the Legislature responded by enacting section 6259(c). As amended in 1990, that statute provides that a trial court order made under the Public Records Act—either directing disclosure of a public record or supporting the decision of a public official refusing disclosure—is not subject to ordinary direct appeal but instead is “immediately reviewable” by petition for an extraordinary writ to the Court of Appeal.2
As this legislative background demonstrates, it is clear that section 6259(c) was enacted not to diminish the rights of individuals, such as plaintiffs in this case, who seek disclosure of governmental information under the Public Records Act, but, on the contrary, for the general purpose of enhancing such persons’ rights by ensuring that appellate review of trial court decisions under the act is conducted in a manner that promotes, rather than frustrates, the purpose of the act.
III
At this juncture, plaintiffs in the case at bar are challenging the validity of section 6259(c). Nonetheless, because—as we just have seen—the challenged statute was enacted primarily to protect the interests of litigants, like plaintiffs, who seek disclosure of governmental information under the Public Records Act, it may be instructive to review briefly the facts of this case in order to accord proper consideration to the potential benefits that section 6259(c) afforded these plaintiffs at earlier stages of this proceeding.
The request for disclosure of public information that gave rise to the underlying litigation in the present case was made in the midst of an election campaign for a seat on the Richmond City Council. Less than two months before the election, plaintiffs—a candidate running for the city council, and her supporters—filed this action under the Public Records Act, seeking to
Of course, as things turned out, plaintiffs did not prevail in the trial court. Nevertheless, by virtue of the provisions of section 6259(c), the adverse trial court ruling was “immediately reviewable” in the Court of Appeal by petition for extraordinary writ. Acting pursuant to this provision, plaintiffs timely sought review of the trial court order by extraordinary writ. The Court of Appeal, after requesting briefing of the Public Records Act issue by defendant, rendered its decision on the writ petition just a few weeks later, summarily denying the requested writ. Had plaintiffs been able to persuade the Court of Appeal of the merit of their Public Records Act claim, however, the extraordinary writ remedy provided by section 6259(c) very likely would have permitted plaintiffs to obtain the records they sought much more quickly than would have been possible had plaintiffs been relegated to an ordinary direct appeal.3
While their petition for extraordinary writ was pending in the Court of Appeal, plaintiffs filed the present appeal, raising and briefing precisely the same legal issue under the Public Records Act that they had raised and fully briefed in their writ petition. Relying upon section 6259(c), and rejecting plaintiffs’ constitutional challenge to the provision, the Court of Appeal ultimately dismissed the appeal. We granted review.
IV
Plaintiffs acknowledge that the Legislature, in enacting section 6259(c), intended that a trial court decision under the Public Records Act would be subject to review in the Court of Appeal only by extraordinary writ (which
Plaintiffs rest their constitutional argument upon
I disagree with plaintiffs’ position. Assuming, without deciding, that the current “appellate jurisdiction” provision of article VI, section 11, properly should be interpreted to preclude the Legislature from abrogating any and all appellate review of a superior court decision in an action under the Public Records Act (cf. In re Sutter-Butte By-Pass Assessment (1923) 190 Cal. 532, 537 [213 P. 974]), in my view plaintiffs have failed to demonstrate that article VI, section 11, should be interpreted to bar the Legislature from adopting the much more modest provision of the Public Records Act here at issue, which does not bar all appellate review of a trial court ruling under the act but provides for review of such decisions in the Courts of Appeal by extraordinary writ rather than by direct appeal.
In analyzing plaintiffs’ constitutional claim, it is important to recognize that the constitutional challenge that plaintiffs have mounted in this case
As an historical matter, there always have existed categories of cases in which the final decision of a superior court has been subject to review not by direct appeal, but only by means of some form of extraordinary writ issuable by a higher court. (See, e.g., Tyler v. Connolly (1884) 65 Cal. 28, 32-33 [2 P. 414] (conc. opn. of Morrison, C. J.) [contempt order is not subject to review by appeal, but may be reviewed by petition for writ of certiorari or habeas corpus in a higher court]; In re Crow (1971) 4 Cal.3d 613, 621, fn. 8 [94 Cal.Rptr. 254, 483 P.2d 1206] [lower court order denying habeas corpus relief is not subject to appeal, but may be reviewed by a new petition for habeas corpus filed in a higher court].) Moreover, throughout the years, the Legislature has found, in a variety of settings, that the need for a speedy, final determination of certain discrete issues arising in the course of trial litigation justifies the adoption of statutory provisions permitting a trial court‘s resolution of such issues to be challenged in an appellate court only through the prompt filing of a petition for extraordinary writ (and not in a subsequent direct appeal of the final judgment rendered in the case). The decisions of the California courts regularly have upheld and applied such legislative measures. (See, e.g., McCorkle v. City of Los Angeles (1969) 70 Cal.2d 252, 257 [74 Cal.Rptr. 389, 449 P.2d 453] [under former
. . .
In my view, these diverse authorities demonstrate that the state Constitution generally has not been interpreted to require that appellate review of a superior court decision invariably proceed by direct appeal, but instead has been viewed as permitting a considerable degree of legislative innovation in devising appellate procedures that are compatible with the particular issue or ruling subject to review and that, at the same time, serve to promote a fair and efficient judicial system. (See generally, Haight v. Gay (1857) 8 Cal. 297, 300 [“The Legislature . . . can pass no act impairing the exercise of [a court‘s constitutionally conferred] appellate power. [¶] But while the Legislature cannot substantially impair the right of appeal, it is certainly competent to regulate the mere mode in which this right must be asserted.“].) Under the interpretation urged by plaintiffs, and apparently embraced by the dissenting opinion, however, the Legislature seemingly would lack the authority to substitute writ review for direct appeal in any case falling within the historically established “appellate jurisdiction” of the Court of Appeal. Thus, for example, if the Legislature were to find in the future that the appellate process was becoming unduly burdened by direct criminal appeals in which the only issue raised (and thus the issue determinative of the cause) concerned a minor discrepancy (of a few days or less) as to the credit to which the defendant was entitled in the computation of his or her sentence, the Legislature apparently would be foreclosed from providing for appellate review in such cases by extraordinary writ, rather than by direct appeal.
Taking into consideration the language and history of article VI, section 11, and the relevant judicial authorities noted above, I conclude that the Legislature—having determined that appellate review by extraordinary writ, rather than by direct appeal, would better protect the rights afforded by the Public Records Act—did not violate article VI, section 11, in enacting the challenged provisions of section 6259(c).
As stated at the outset of this concurring opinion, however, in reaching this conclusion I do not believe it is necessary or appropriate to determine, at this juncture, whether the provisions of article VI, section 11, should be
V
Because I conclude that section 6259(c) is constitutional, I concur in the lead opinion‘s affirmance of the Court of Appeal‘s dismissal of the appeal.
Arabian, J., concurred.
LUCAS, C. J.—I dissent. The litigants in this case have a right of appeal under
We granted review to decide whether the Legislature may, under the Public Records Act,
To resolve the question posed, we must construe
At times, it views article VI, section 11 as merely defining the powers of the courts, and not as establishing any separate substantive right of litigants. In this respect, the lead opinion suggests the Legislature has authority to
foreclose a right to review on the merits and a written opinion—or indeed, any review—in any litigated matter, criminal or civil.
For the most part, however, the lead opinion concedes that the constitutional grant of appellate jurisdiction was intended to confer on litigants “a right to some effective procedural vehicle by which to invoke the constitutionally conferred appellate jurisdiction” (lead opn., ante, at p. 104)—e.g., a right to petition the court to exercise its discretion to review the underlying dispute. But, the lead opinion concludes,
Ultimately, the lead opinion concedes that
The lead opinion conspicuously, and inexplicably, fails to address the latter aspect of plaintiffs’ constitutional claim, i.e., whether they have a right to a written opinion. It impliedly rejects the former aspect of plaintiffs’ claim (their right to review on the merits) by asserting that, independently from the Constitution, plaintiffs in this case have a right, under general principles of writ jurisprudence, to merit review whenever, as here, the Legislature establishes discretionary writ review as the sole means of review. (Lead opn., ante, at pp. 113-114.)
This belated and grudging acknowledgment that PRA litigants are entitled to half of what the Constitution grants them of right is both revealing and unpersuasive. The lead opinion cites no authority for its conclusion that PRA litigants are entitled to merit review by discretionary writ—and indeed, no litigant in this matter (nor any party in prior cases presenting the identical issue to this court) has so argued—because the legislative history of
We need not engage in such machinations in order to acknowledge a right to merit review, and we should not deny plaintiffs their constitutional right to a written opinion explaining the court‘s reasons for its resolution of the merits.
The history of
The early debates also clarify the intended scope of the “right of appeal.” Despite the lead opinion‘s assertion otherwise, there is no evidence that the drafters in 1849 and 1879 contemplated that a litigant‘s “right of appeal” could be satisfied by affording a mere opportunity to seek discretionary writ review. Indeed, the evidence firmly refutes this position: Passages of the debates relied on by the lead opinion, as well as whole portions it neglects to emphasize, demonstrate that the drafters assumed that the “right of appeal” entailed a right to review on the merits, and that a court would not have discretion to dispose of a litigant‘s “right of appeal” either by declining to consider the merits, or by summarily denying the requested relief without a written opinion. These fundamental assumptions were at the heart of the delegates’ debates and ultimately informed their choice of constitutional language.
Moreover, the case law construing
Ultimately, the lead opinion is compelled to rely on several cases broadly asserting in dicta that there is no state constitutional right of appeal. As I shall explain, not only are these cases inapposite, but they contain no analysis, ignore the contrary debates and case law, and with one distinguishable exception, do not even discuss
To its credit, the concurring opinion expressly declines to endorse the lead opinion‘s broad constitutional analysis, and cautions that the Legislature may not have constitutional authority to foreclose appeal—i.e., a right to review on the merits and a written opinion—in favor of discretionary and potentially summary writ review in matters outside the context of the PRA. Significantly, the concurring opinion does not join in the lead opinion‘s analysis of the 1849 and 1879 constitutional debates and the case law interpreting the resulting provisions. Indeed, it carefully avoids suggesting that when the delegates and justices of this court repeatedly used the phrase “right of appeal,” they contemplated a right that would be satisfied by the mere opportunity to seek discretionary and potentially summary writ review.
Nevertheless, the concurring opinion concludes the elimination of “appeal” under the PRA is justified in this case because the Legislature reasonably decided that “review by extraordinary writ, rather than by direct appeal, would better protect the rights afforded by the Public Records Act. . . .” (Conc. opn. of George, J., ante, at p. 123.) I cannot agree with this aspect of the concurring opinion, which is unsupported by analysis or precedent.
The concurring opinion relies heavily on the few other statutory schemes in which the Legislature has eliminated appeal in favor of review by discretionary writ. There have always been exceptions to the general right of appeal conferred by
Accordingly, the fact that our decisions recognize the Legislature‘s long-established authority to preclude appeal in favor of review by discretionary writ in contempt and habeas corpus matters provides the concurring opinion no support, in light of the equally established history affording appeal in “public records cases” before and after adoption of the PRA. Likewise, the fact that there is no constitutional right to appeal rulings on discrete, preliminary issues unrelated to the substantive merits of the underlying cause of action affords the concurring opinion no support because the present case does not involve review of a ruling on a discrete, preliminary issue unrelated to the substantive merits of the underlying PRA litigation. It instead concerns the very essence of the cause of action—namely, whether plaintiffs are entitled to the disclosure they seek.
Given the consistent history of a substantive right of appeal in this state, what are we to make of
I. THE STATUTE
As we noted in Times-Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325, 1333, footnote 6,
II. THE RIGHT OF APPEAL UNDER CALIFORNIA CONSTITUTION, ARTICLE VI, SECTIONS 10 AND 11
A. The sections
B. Overview
Plaintiffs contend the grant in
The City of Richmond, and the lead opinion, correctly observe that the bare text of
C. The 1849 Constitution
1. Appellate jurisdiction
The 1849 Constitution (
2. The “right of appeal” at the 1849 Constitutional Convention
The debates of the 1849 Constitutional Convention are set out in Browne, Report of the Debates in the Convention of California on the Formation of the State Constitution (1850) (Browne). As the lead opinion observes, to the extent the debates shed light on the drafters’ intent, they assist our interpretation and understanding of the language employed by the drafters. Indeed, we relied on the 1849 debates in our earliest decisions construing former
As the lead opinion acknowledges, the 1849 delegates debated limiting the Supreme Court‘s “appellate jurisdiction” to cases involving at least $200. In the course of that debate, the drafters referred repeatedly to the effect of such a provision on a litigant‘s “right of appeal.”3 The debates reveal the delegates’ intent that the provision defining the Supreme Court‘s appellate jurisdiction would accomplish two things: First, define the Supreme Court‘s appellate jurisdiction; and second, affirm the existence of a litigant‘s “right of appeal.”
What did the delegates mean when they repeatedly referred to a “right of appeal“? The lead opinion asserts the drafters intended only to guarantee a right to seek review, and did not intend to guarantee any specific form of review or a right to obtain review, e.g., by appeal, discretionary writ, or otherwise. Accordingly, the lead opinion says, when the delegates argued about a litigant‘s “right of appeal,” they did not intend to convey the idea that a litigant would have a right of review on the merits. In fact, the lead opinion assumes that the drafters intended that the “right of appeal” would be satisfied if a litigant were given the opportunity to petition for discretionary review—even if the court summarily denied the petition without considering the merits.
The record of the debates, however, reveals that when the drafters used the phrase “right of appeal,” they intended to convey the essential attribute of what we know the term means today—the right to obtain review on the merits.
This concededly representative language is incompatible with the idea that the right of appeal could be satisfied by the mere opportunity to seek a discretionary writ. It is instead language intended to convey a right to obtain review on the merits. Plainly, Mr. Norton believed that a litigant should be guaranteed a right to go to a higher court to “get justice” or “have that decision reversed“—neither of which could be guaranteed if the litigant had a mere right to seek discretionary review, i.e., if the reviewing court were authorized to deny review without reaching the merits. The same applies to Mr. Lippitt‘s observations.4
Is there any evidence supporting the lead opinion‘s premise that the delegates assumed that discretionary writ review would satisfy the right of appeal? No. To the contrary. For example, when Mr. Jones spoke in favor of the amendment to impose a jurisdictional amount requirement, he asserted the Supreme Court should not be forced to “preside[] over some petty case which some petty justice of the peace has decided.” (Browne, supra, at p. 226.) The premise of his argument, and that of all of the other delegates who supported and opposed his view, was that the Supreme Court would lack authority to weed out the important from the insignificant cases, and would thus be burdened with the task of resolving all such cases on the merits. Obviously, if the delegates believed that the court would have authority to dispose of such matters summarily and in its discretion (by concluding, for example, that the matter posed no important question of law or was less deserving than other cases competing for the court‘s attention), they would not have perceived the so-called “petty” cases as posing any substantial burden on the court.
First, the lead opinion divines support for its view by noting that the delegates “appear to have assumed that if as to a particular matter there was no ’ appellate jurisdiction ’ — and hence no ’ right of appeal ’ — then the trial court‘s judgment would be final and unreviewable.” (Lead opn., ante, at p. 97.) The lead opinion‘s premise is incorrect. The delegates allowed for “county courts” to review the judgments of inferior trial courts. (
Second, the lead opinion seeks support for its interpretation of the 1849 drafters’ intent in three early cases decided by this court. (The People v. Turner (1850) 1 Cal. 143; Haight v. Gay (1857) 8 Cal. 297; Ex Parte Harker (1875) 49 Cal. 465.) None of these decisions construed former
People v. Turner, supra, 1 Cal. 143, held only that this “court may exercise [its] appellate jurisdiction . . . by means of the writ of mandamus.” (Id. at p. 148.) In other words, Turner, supra, held nothing more than that the court may exercise discretion to grant extraordinary writ relief sought by a party in certain situations. That case says nothing about the present and converse situation, i.e., whether the Legislature may preclude appeal (with its concomitant right to review on the merits, and, as explained below, a written opinion) and limit the parties to discretionary and potentially summary writ review.
The second case relied on by the lead opinion, Haight v. Gay, supra, 8 Cal. 297, is similarly distinguishable, and indeed, as the lead opinion concedes, it contains language helpful to plaintiffs’ position. Consistently with the history of the 1849 debates set out above, this court noted that although the Legislature has power to regulate the “mode in which th[e] right [of appeal] must be asserted,” it “cannot substantially impair the right of appeal.” (Haight v. Gay, supra, 8 Cal. 297, 300, first italics in original, second added.) A close reading of Haight v. Gay reveals it does not suggest, much less hold, that the Legislature has the power to select freely between
The third case on which the lead opinion relies, Ex Parte Harker, supra, 49 Cal. 465, did not concern, or even mention, this court‘s constitutional jurisdiction under former
Finally, the lead opinion‘s historical analysis is flawed by its unduly and conveniently narrow scope. It views
The convention appointed a special committee of three—Norton, Dimmick, and Jones (the latter a young attorney from Louisiana)—to reconcile
When the special committee‘s report was submitted to the whole convention, an amendment was immediately proposed to limit the Supreme Court‘s appellate jurisdiction to cases “where the matter in dispute exceeds $200.” (Browne, supra, at p. 225.) Thereafter, the debate about the effect of that amendment on a litigant‘s “right of appeal” ensued. Eventually the amendment was adopted. With this change, the resulting provision (
This background of the 1849 appellate jurisdiction provision is significant because it demonstrates that the California delegates intentionally departed from the prevailing model, which gave the Legislature complete power to regulate the high court‘s appellate jurisdiction, and hence could not be construed as affording a constitutional right of appeal. They opted instead for Louisiana‘s novel approach under which the Constitution fixes the high court‘s appellate jurisdiction. The decision to follow the Louisiana course becomes all the more significant when we review the history and construction of the Louisiana provision. It shows: (i) the 1845 Louisiana constitutional debates reflected the drafters’ understanding that their provision created a “right of appeal“;11 (ii) as early as 1876 the Louisiana Supreme Court interpreted the Louisiana provision as granting such a constitutional
The 1849 California debates show that the drafters of our Constitution similarly intended the appellate jurisdiction provision to confer a “right of appeal,” modeled on the Louisiana provision. Contrary to the lead opinion‘s premise, the relevant history and debates establish that the delegates understood that “right of appeal” meant a right to obtain review on the merits.
D. The 1862 Amendments and the 1879 Constitution
1. Appellate jurisdiction
In 1862, the California Constitution was modified, expanding the list of cases establishing appellate jurisdiction to include “all cases at law . . . in which the demand, exclusive of interest or the value of the property in controversy, amounts to three hundred dollars.” Furthermore, the Supreme Court was given appellate jurisdiction in “all cases in equity” as well as “cases at law which involve the title or possession of real estate” and in “all cases arising in the probate courts.”15
When the Constitution was rewritten by the delegates to the Constitutional Convention of 1879, the list of matters giving rise to the Supreme Court‘s appellate jurisdiction was both narrowed to exclude cases in equity arising in the justices’ courts, and expanded to include “cases of forcible entry and detainer, and in proceedings in insolvency, and in actions to prevent or abate a nuisance . . . .” (
2. The “right of appeal” at the 1879 Constitutional Convention and immediately thereafter
(a) The 1879 debates
The 1879 delegates, like their 1849 predecessors, rejected the prevailing model of the day, under which the Legislature was granted complete authority to control all appeals,16 and instead retained the scheme under which the Constitution itself defined the appellate jurisdiction of the Supreme Court.
Moreover, as noted above, by that time, the antecedent of the 1849 Constitution—the
The record of the 1879 debates reveals that, like the drafters of the 1849 Constitution, the delegates understood that
Once again, as the lead opinion concedes, the delegates focused initially on defining appellate jurisdiction in terms of the monetary “amount in controversy” in a given case, and the effect of such a scheme on a litigant‘s “right of appeal.”17 Then, when debating this court‘s appellate jurisdiction in criminal matters, the delegates focused again on a criminal defendant‘s “right of appeal.”18 Thereafter, the delegates debated, and ultimately rejected
What did the delegates mean by “right of appeal“? Again, the lead opinion asserts they “used the term . . . expansively to encompass all forms of appellate review” (lead opn., ante, at p. 100), and reiterates its construction of the 1849 debates: it claims the 1879 delegates repeatedly used the phrase “right of appeal” to guarantee only a right to seek review, and did not intend to guarantee any specific form of review or a right to obtain review. And once more, the lead opinion assumes the drafters intended that the “right of appeal” would be satisfied if a litigant were given the opportunity to petition for discretionary review—even if the court summarily denied the petition without considering the merits.
i. The right to obtain review on the merits
The record of the debates again disproves the lead opinion‘s premise. First, the lead opinion points to nothing suggesting that the delegates contemplated that a litigant‘s constitutional “right of appeal” would be satisfied if the litigant were afforded the mere right to seek discretionary writ review. Indeed, as in 1849, the 1879 delegates’ premise was the opposite: when they (i) discussed the various proposals to increase and decrease the dollar amount giving rise to “appellate jurisdiction” in the Supreme Court (2 Willis & Stockton, supra, pp. 963-964), (ii) debated changes in the language granting appellate jurisdiction in criminal cases (id. at p. 964, col. 1), and (iii) debated whether, in certain cases, a justices’ court litigant should be allowed a “second appeal” to the Supreme Court (id. at pp. 976-981), the
The lead opinion again perceives support for its position by attributing to the 1879 delegates the “apparent assumption . . . that a trial court‘s judgment would not be reviewable at all if a litigant was denied a ‘right of appeal’ . . . .” (Lead opn., ante, at p. 100.) And again, the lead opinion‘s premise is incorrect. The delegates provided for review of matters that fell outside the ambit of the “right of appeal” to the Supreme Court. First, they expressly gave the superior courts “appellate jurisdiction” in cases arising from all inferior courts “as . . . may be prescribed by law.” (
The 1879 delegates intended to guarantee not simply a right to seek review, but a right to obtain review on the merits in a higher court. If the delegates had intended to guarantee only the amorphous “right to seek review of some kind” attributed to them by the lead opinion, the delegates would have made this unusual construction clear at some point during their extensive debates.
ii. The right to a written opinion “with reasons stated”
In yet another important respect, the 1879 delegates further clarified, and expanded on, what the “right of appeal” entailed. Immediately before the
Two decades earlier, in Houston v. Williams (1859) 13 Cal. 24, the court held unconstitutional a statute requiring that “‘all decisions given upon an appeal in any Appellate Court of this State shall be given in writing, with the reason therefor, and filed with the Clerk of the Court . . . .‘” (Id. at p. 25.) Justice Field, writing for the court, rejected the statute as an attack on the court‘s “dignity and independence.” (Ibid.)
The 1879 delegates viewed the “in writing” requirement otherwise. To them, it was necessary to ensure the quality and integrity of appellate court decisions. Hence, they moved to enshrine the invalidated statutory requirement in the Constitution. The following draft language was submitted: “In the determination of causes, all decisions of the Court in bank or in Departments shall be given in writing, and the grounds of the decision shall be stated.” (2 Willis & Stockton, supra, at p. 950, col. 2.) Speaking on behalf of the provision, Mr. Wilson asserted:
“The importance of requiring the Court to give written opinions cannot be overrated. They not only become the settled law of the State, and are precedents for subsequent cases, but in many causes where the litigation is not ended by the decision of the Supreme Court, and new trials are consequent upon a reversal, the decision of the Supreme Court should be given in writing, and reasons assigned, for they are instructions to the Court below, and are the controlling rule in the subsequent litigation. . . . Undoubtedly [the requirement of a written opinion] will insure a careful examination of the cases, and result in well considered opinions, because they must come before the jurists of the country and be subjected to the severest criticism. . . . It tends to purity and honesty in the administration of justice.” (Id. at p. 951, col. 1, italics added.) There was no objection to the provision, and it was adopted. (Id. at p. 957, col. 1.)
From this, two conclusions flow: first, the delegates intended that decisions of the Supreme Court in which a “cause” is determined (but not decisions of the superior court acting in an appellate capacity) must be in writing with reasons stated. Resolution by this court (or now, the Court of Appeal) of an appeal determines a “cause” within the meaning of the “in writing” provision. Accordingly, when the delegates later referred repeatedly to a “right of appeal,” it seems plain that they contemplated a procedure that would include the right to an opinion in writing with reasons stated whenever this court (or now, the Court of Appeal) decides an appeal.
In conclusion, the record of the 1879 debates reveals that the delegates intended the Constitution‘s grant of appellate jurisdiction (former
(b) Case law interpreting the 1879 Constitution—Tyler, Jordan & Perry
In decisions rendered shortly after the 1879 convention, and thus reflecting an essentially contemporaneous understanding of the drafters’ intent, we acknowledged that former
For over 30 years, however, the Legislature had prohibited appeals of contempt judgments. (Tyler, supra, 65 Cal. 28, 30, citing
The issue was thus framed: Even though an opportunity to seek “review” was available by discretionary writ, did the Constitution nevertheless grant Tyler a “right of appeal“? Contrary to suggestions of the lead opinion, when the Tyler court addressed this constitutional issue, it could not have labored under the assumption that discretionary writ review and review by appeal were constitutionally equivalent methods of satisfying a litigant‘s constitutional “right of appeal.” As explained below, the court plainly recognized that the “right of appeal” asserted by Tyler was something different from, and greater than, the mere right to seek discretionary writ review, which might be denied summarily and without considering the merits.
The court rejected Tyler‘s claimed constitutional right of appeal because the judgment at issue fit nowhere in the jurisdiction list of former
In view of the fact that the contemner in Tyler, supra, 65 Cal. 28, had a right to seek discretionary writ review, it is clear that the Tyler majority generally, and Chief Justice Morrison‘s concurring opinion in particular, necessarily rejected the theory advanced by the lead opinion today, namely, that the “right of appeal” could be satisfied by affording a litigant the opportunity to seek discretionary writ relief, which might be denied summarily and without considering the merits. Indeed, if the court believed the “right of appeal” would be satisfied by affording an opportunity to seek discretionary writ review, the court would have simply treated the purported appeal as a discretionary writ application. The fact that it did not do so, and instead engaged in an extensive analysis of the “right of appeal” under former
A few months later, in People v. Jordan (1884) 65 Cal. 644 [4 P. 683] (Jordan), we addressed the Legislature‘s failure to provide a means for the People to appeal from a superior court‘s judgment of dismissal after the
In so proclaiming, we were careful to contrast our broad constitutional authority and duty with the more restrictive grant to the federal courts under the federal Constitution. (Jordan, supra, 65 Cal. at p. 648.) We again stressed our inability to “refuse to exercise a jurisdiction imposed upon this court by the [state] Constitution” (id. at p. 649), and concluded the court had “inherent” power to establish rules governing appeal in such cases. (Ibid.) Accordingly, we denied a motion to dismiss the pending appeal (id. at p. 651), and in a separate decision filed shortly thereafter we proceeded to address and resolve the appeal on the merits. (See People v. Jordan (1884) 66 Cal. 10, 11-15 [4 P. 768] (Jordan II).)
We followed Jordan, supra, 65 Cal. 644, in People v. Perry (1889) 79 Cal. 105 [21 P. 423] (Perry), which concerned an action to determine which of two persons was entitled to take appointive office. When the claimant who failed to prevail in the superior court appealed to this court, the other claimant moved to dismiss the appeal, arguing the matter was outside this court‘s appellate jurisdiction. (Id. at p. 107.) We rejected the argument, stating: “[T]his court retains jurisdiction of the case, notwithstanding the [Legislature] may have changed the procedure, enlarged the remedy, and given it a new name. To hold otherwise would be to admit a power in the [Legislature] to abridge our jurisdiction, and take from the parties the right of appeal, by the easy device of a change of procedure, in many cases, where the right and jurisdiction are unquestioned.” (79 Cal. at p. 108, first italics in
In Jordan, Perry, and Estate of Nelson, all supra, the respondents sought to dismiss what the lead opinion terms “direct appeals“—i.e., proceedings in which the appellants claimed a right to review on the merits and a written opinion. In each case this court rejected those arguments and held the appellants had a right, derived from our Constitution (
Concerning Jordan, supra, 65 Cal. 644, the lead opinion asserts: “Because the Legislature had not authorized review by extraordinary writ, we did not consider whether appellate review in that form would have satisfied the ’ appellate jurisdiction’ provision of the 1879 Constitution. Significantly, however, we referred to the Legislature‘s failure to provide ‘a mode’ for the exercise of appellate jurisdiction (People v. Jordan, supra, 65 Cal. 644, 646), thereby necessarily implying that more than one such mode was possible. . . .” (Lead opn., ante, at p. 101.)
Nothing in Jordan supports the lead opinion‘s speculation that, had the constitutional adequacy of discretionary writ review been raised, we might have held that the Legislature could relegate the People to the mere opportunity to seek such discretionary review. Nor does the lead opinion‘s selective quotation support its point. When read in context (see ante, at pp. 144-146), and in view of the fact that the Jordan court denied the motion to dismiss the appeal (Jordan, supra, 65 Cal. at p. 651) and ultimately addressed and resolved the matter before it on appeal (Jordan II, supra, 66 Cal. 10, 11-15), it is clear that the court‘s reference to “a mode” pertained to the procedural rules for presentation of the People‘s “direct appeal,” and was not, as the lead opinion divines, an oblique and veiled hint that the People‘s right under
Perry, supra, 79 Cal. 105, is likewise mistreated by the lead opinion, which asserts that when the court spoke of the “right of appeal,” it really meant to say “appellate review generally rather than . . . the specific procedure known as a direct appeal.” (Lead opn., ante, at p. 102.) The difficulty with this analysis is that “the specific procedure known as a direct appeal” was the only procedure at issue in the case. If the Perry court had actually done what the lead opinion asserts it intended to do, the court would
Equally unpersuasive is the lead opinion‘s reliance on In re Jessup (1889) 81 Cal. 408 [22 P. 742] (Jessup). First, contrary to the lead opinion‘s suggestion, Jessup does not purport to provide an all-purpose definition of our constitutional “appellate jurisdiction.” Jessup considered the Legislature‘s authority to require that a decision of this court to grant rehearing be supported by a vote of five of seven justices. We declared the statute unconstitutional, observing that “‘the mere procedure by which jurisdiction is to be exercised may be prescribed by the legislature, unless, indeed, such regulations should be found to substantially impair the constitutional powers of the courts, or practically defeat their exercise.’ We concede the power to regulate, but not the power to take away or defeat, the exercise of jurisdiction. And this, in our opinion, the legislature has . . . attempted to accomplish.” (Jessup, supra, 81 Cal. at p. 470, italics added by Jessup court.)
Before reaching that conclusion the Jessup court considered “the extent of the power implied ex vi termini by the phrase ‘appellate jurisdiction.’ That this embraces the right to review the final judgments of the courts of original jurisdiction,—the right, in other words, to reverse, affirm, or modify them, and to enforce by some appropriate mandatory process the judgment of the appellate tribunal,—will scarcely be denied.” (81 Cal. at p. 465, italics added.) Viewed in context, it seems clear that Jessup‘s sole focus was on the power granted to the court by the Constitution; it did not purport to define “appellate jurisdiction” outside that limited context or for all purposes, and indeed, its observation that the term “embraces” certain powers would seem to underscore the restricted scope of its inquiry.24
Finally, the lead opinion finds Jessup, supra, 81 Cal. 408 “significant also because it further supports the conclusion that a court may exercise ‘appellate jurisdiction’ by means other than direct appeal.” (Lead opn., ante, at p. 103.) To the extent Jessup supports that unchallenged (and correct) principle, first articulated in People v. Turner, supra, 1 Cal. 143, it is irrelevant to the present case for the same reason Turner is irrelevant. (See, ante, at p. 132.) The fact that a court may, under its “appellate jurisdiction,” exercise discretion to grant extraordinary writ relief sought by a party in certain situations,
E. The 1904 amendments
1. Appellate jurisdiction
In 1904, the Courts of Appeal were created. The appellate jurisdiction of those courts was established and that of the Supreme Court was modified. The list of matters giving rise to the Supreme Court‘s appellate jurisdiction was narrowed to provide for “appellate jurisdiction on appeal from the Superior Courts25 in all cases in equity, except such as arise in Justices’ Courts; also, in all cases at law which involve the title or possession of real estate, or the legality of any tax, impost, assessment, toll, or municipal fine, or in which the demand, exclusive of interest, or the value of the property in controversy, amounts to two thousand dollars; also, in all such probate matters as may be provided by law; also, on questions of law alone, in all criminal cases where judgment of death has been rendered; the said court shall also have appellate jurisdiction in all cases, matters, and proceedings pending before a District Court of Appeal which shall be ordered by the Supreme Court to be transferred to itself for hearing and decision. . . .” (
That which was taken from the Supreme Court‘s initial appellate jurisdiction, and more, was given to the appellate jurisdiction of the Courts of Appeal. Those courts were vested with “appellate jurisdiction on appeal from the Superior Courts in all cases at law in which the demand, exclusive of interest, or the value of the property in controversy, amounts to three hundred dollars, and does not amount to two thousand dollars; also, in all cases of forcible entry and detainer (except such as arise in Justices’ Courts), in proceedings in insolvency, and in actions to prevent or abate a nuisance; in proceedings of mandamus, certiorari, and prohibition,26 usurpation of office, contesting elections and eminent domain, and in such other special
proceedings as may be provided by law (excepting cases in which appellate jurisdiction is given to the Supreme Court); also, on questions of law alone, in all criminal cases prosecuted by indictment or information in a court of record, excepting criminal cases where a judgment of death has been rendered. The said courts shall also have appellate jurisdiction in all cases, matters, and proceedings pending before the Supreme Court which shall be ordered by the Supreme Court to be transferred to a District Court of Appeal for hearing and decision.” (
2. The right of appeal—Gale and Sutter-Butte
We applied the 1904 version of
Gale is significant in two respects. First, it reconfirms the court‘s view (set out in Tyler, supra, 65 Cal. 28) that litigants were granted a constitutional “right of appeal” in matters within the appellate jurisdiction list of
Almost a decade later we again confirmed the existence and scope of the “right of appeal” in In re Sutter-Butte By-Pass Assessment (1923) 190 Cal. 532 [213 P. 974] (Sutter-Butte). Sutter-Butte was an appeal from a judgment concerning the legality of a tax assessment. As in the present case, the respondent moved to dismiss the appeal, citing a statute that expressly made such matters “final and conclusive,” and hence nonappealable. (Id. at p. 535, italics added.)
As noted above, the same italicized language had been long employed in
But again, as in Tyler, supra, 65 Cal. 28, and Gale, supra, 169 Cal. 46, the appellants in Sutter-Butte, supra, 190 Cal. 532, declined to settle for a mere opportunity to seek discretionary and potentially summary writ review; instead, they asserted a constitutional right of appeal, and claimed the statute precluding appeal was unconstitutional. We found that the statute purported to forbid “appeal,” but concluded the statute violated
The appellants claimed the statute was unconstitutional on two grounds. They asserted “that the validating proceeding provided for by the act in question is in its essence either a suit in equity or one at law involving the validity of an assessment and, therefore, falls within the appellate jurisdiction conferred upon this court and guaranteed to litigants by that constitutional provision which provides that this court shall have appellate jurisdiction ‘on appeal from the superior courts . . . in all cases in equity . . . ; also in all cases at law which involve the . . . legality of any tax, . . . assessment, etc. . . .’ (Const., art. 6, § 4.)” (Sutter-Butte, supra, 190 Cal. at p. 536.) We resolved the question as follows:
“[I]t is the settled rule of law that if the right of appeal is constitutionally granted in any given case such right cannot be destroyed nor delimited by legislative enactment. ‘The courts of this state derive their powers and
jurisdiction from the constitution of the state. The constitutional jurisdiction can neither be restricted nor enlarged by legislative act. An attempt to take away from the courts judicial power conferred upon them by the constitution is void.’ (Pacific Telephone etc. Co. v. Eshleman [(1913)] 166 Cal. 640, 690 [137 P. 1119] (conc. opn. of Sloss, J.), italics added.)27 The case last cited, and other cases assembled and referred to therein, recognize that litigants have a constitutionally guaranteed right of appeal in all litigated matters within the express jurisdiction of appellate courts.” (Sutter-Butte, supra, 190 Cal. at p. 536, italics added.)
We continued, in language relied on by plaintiffs in this case: “And if the legislature cannot take away this right by direct enactment neither can it accomplish the same result by any indirect device. While the legislature has, ordinarily, the power to create a new remedy for the enforcement of a right or a defense against a wrong, it cannot, under the guise of creating a new statutory remedy, deprive a litigant of an existing constitutionally guaranteed right to defend, even unto a court of last resort, against the enforcement of an alleged right. This right to so defend, once existing, continues regardless of the form in which the legislature may cast the remedy. In other words, as was said in the case of People v. Perry[, supra,] 79 Cal. 105, 108: ‘This court retains jurisdiction of the case, notwithstanding the legislature may have changed the procedure, enlarged the remedy and given it a new name. To
We concluded that a “right of appeal” existed on the basis of both grounds advanced by the appellants, i.e., the underlying litigation was a case in equity and a case involving the legality of a tax or assessment.
On the first point, Sutter-Butte, supra, 190 Cal. at page 537 stated: “In other words, the legislature cannot by the creation of a new remedy deprive this court of its constitutional grant of appellate jurisdiction if the right involved in the execution of the remedy is of a character which in its very essence is equitable and was of an equitable nature and character at the time of the adoption of the constitutional provision which gave to this court appellate jurisdiction over the subject matter of the remedy. It follows, therefore, that if the proceeding before us is included in that class of cases, in contradistinction to special proceedings, over which appellate jurisdiction has been given by the constitution the appellants have a constitutionally guaranteed right of appeal of which they cannot be deprived.” (Italics added.) We concluded the action was not a “special proceeding,” and that it had the “characteristics” of a suit in equity. (Id. at pp. 537-538.)
We also observed that the appellants had a constitutional right of appeal because the action was “well within the letter and spirit of the constitutional provision which grants to this court and guarantees to litigants the right, beyond legislative control, to an appeal in all cases, either at law or in equity, involving the validity of any tax or assessment.” (Sutter-Butte, supra, 190 Cal. at p. 539.)
In the course of its analysis, the Sutter-Butte court further stressed that the constitutional right of appeal should be broadly construed and enforced so long as the “substance” of the matter appealed from falls within the scope of one of the categories listed in
The lead opinion attempts to distinguish Sutter-Butte, supra, 190 Cal. 532, on two grounds. First it asserts that because the statute at issue in Sutter-Butte, supra, made the challenged decision “‘final and conclusive‘” (id. at p. 535), our decision in that case concerned a legislative scheme that, unlike the PRA, purported to preclude both review by appeal and review by writ. But Sutter-Butte is not thus distinguishable: As noted above, the quoted statutory phrase has long been construed as simultaneously barring appeal, and yet permitting review by discretionary writ.29
Second, the lead opinion attempts to distinguish Sutter-Butte, supra, 190 Cal. 532, on the same ground on which it failed to distinguish Jordan, supra, 65 Cal. 644, and Perry, supra, 79 Cal. 105. It asserts that when the Sutter-Butte court repeatedly said the appellants had a constitutional “right of appeal,” it meant only that they had “a right to some effective procedural vehicle by which to invoke the constitutionally conferred appellate jurisdiction” (Lead opn., ante, at p. 104)—presumably, a right to seek discretionary writ review.
The posture of the Sutter-Butte litigation disproves the lead opinion‘s strained reading. As noted above, the appellants in Sutter-Butte, supra, 190 Cal. 532, like the would-be appellants in Tyler, supra, 65 Cal. 28, and Gale, supra, 169 Cal. 46, had a right to challenge the tax assessment by seeking a discretionary writ. Also like the contemners in Tyler and Gale, however, they were not content to settle for discretionary and potentially summary review, and instead asserted a right to “appeal” in the face of a statute that foreclosed review on appeal. In this context, when the Sutter-Butte court considered whether the appellants had a right of “appeal,” it could not possibly have intended to equate an opportunity to seek discretionary writ review, which right the appellants already had, with the right of “appeal,” which the appellants sought. Indeed, if, as the lead opinion claims, the Sutter-Butte court meant only that the appellants had “a right to some effective procedural vehicle by which to invoke the constitutionally conferred appellate jurisdiction,” it would have been unnecessary for the Sutter-Butte court to construe the statute as barring “appeal,” and to declare the statute unconstitutional. Under the lead opinion‘s construction, the Sutter-Butte court could
F. The 1928 amendments
1. Appellate jurisdiction
In 1928, the provision of
2. The right of appeal—Byers, the Trede dictum, and Modern Barber
The first important case following the 1928 constitutional amendment was Byers v. Smith, supra, 4 Cal.2d 209 (Byers), which concerned an appeal from a proceeding removing an official from public office. At issue was whether the Court of Appeal properly stayed execution of the judgment pending appeal. We concluded it properly issued the stay, and again followed the “self-executing” rationale of Jordan, supra, 65 Cal. 644, and expressly
Eight years later, in Trede v. Superior Court (1943) 21 Cal.2d 630 [134 P.2d 745] (Trede), we considered a writ proceeding in which the petitioner sought a stay pending appeal. Although the right of appeal was plainly not in issue (indeed, the applicable statute granted appeal), we nevertheless said, in a brief and ill-considered dictum that has gained currency through uncritical repetition: “There is no constitutional right to an appeal; the appellate procedure is entirely statutory and subject to complete legislative control.” (Id. at p. 634.) For this proposition, which clearly conflicts with all the foregoing case law and constitutional history, nothing was cited whatsoever.
Ordinarily, such an abrupt and wholly unsupported dictum would be accorded the little weight it deserves. The lead opinion, however, embraces Trede‘s dictum as dispelling “[a]ny lingering uncertainty about whether the ‘appellate jurisdiction’ provisions of the 1849 and 1879 Constitutions conferred on civil31 litigants a right to a direct appeal . . . .” (Lead opn., ante, at p. 105.)
There was no “uncertainty“—lingering or otherwise—to dispel. As demonstrated above, neither the words of the drafters nor the subsequent decisions of this court provide any foundation for the lead opinion‘s premise that when the drafters and justices of this court spoke of a litigant‘s “right of appeal,” they contemplated that the “right of appeal” did not guarantee review on the merits, but would instead be satisfied by affording a litigant the right to seek discretionary and potentially summary writ review.
Five years after Trede, supra, we returned to the issue, again in dictum, this time in Modern Barber Col. v. Cal. Emp. Stab. Com., supra, 31 Cal.2d 720 (Modern Barber). Because the City of Richmond relies heavily on Modern Barber, and despite the lead opinion‘s assertion that “extensive
In 1935, the Legislature enacted the Unemployment Insurance Act (Stats. 1935, ch. 352, p. 1226 et seq.), mandating that certain employers make contributions to a newly created unemployment fund. The California Employment Stabilization Commission (Commission) found the petitioner, the proprietor of a barber college, to be an employer under the act, and ordered him to make certain contributions pursuant to the act. Section 45.11(d) of the act barred writ review of the Commission‘s findings, forcing the petitioner to first make the challenged contributions and then sue to recover contributions made, after which review would be available on appeal. Despite this statutory scheme, the petitioner sought immediate writ relief, arguing his remedy on appeal was inadequate. He asserted a constitutional right to seek discretionary writ review.
We held that the Legislature could constitutionally bar the use of mandamus to challenge the tax before the taxpayer paid it, even though the Constitution granted this court original appellate jurisdiction to issue mandamus. (Modern Barber, supra, 31 Cal.2d at pp. 726-727.) Modern Barber did not hold that the Legislature had precluded, or could preclude, a taxpayer from obtaining review on appeal of the validity of the tax in a postpayment tax refund proceeding. Instead, as noted, Modern Barber involved a purported right to seek and obtain discretionary writ relief.
The City of Richmond suggests that Modern Barber‘s discussion of the Legislature‘s power to create and define statutory rights, and to specify the “methods and means” of enforcing those rights, sheds light on the present constitutional challenge to section 6259(c)‘s provision for review exclusively by writ. In resolving the petitioner‘s writ application in Modern Barber, we rejected the argument that the power given to the courts to issue writs of mandate (under
“The fallacy in this argument lies in the failure to distinguish between jurisdiction to grant the remedy and the right which is to be vindicated. Except as the Constitution otherwise provides, the Legislature has complete power to determine the rights of individuals. (See Delaney v. Lowery [(1944)] 25 Cal.2d 561, 568 [154 P.2d 674].) It may create new rights or
provide that rights which have previously existed shall no longer arise, and it has full power to regulate and circumscribe the methods and means of enjoying those rights, so long as there is no interference with constitutional guaranties. . . . The mere statement in the Constitution that a court has the power to grant certain remedies, however, does not mean that the rights which those remedies were intended to protect have been fixed in the Constitution as of the time of its adoption and are thereafter immune from legislative change or regulation.” (Modern Barber, supra, 31 Cal.2d at pp. 726-727, first and second italics added, others in original.)
We went on to note: “‘Statutory changes are almost perpetual. New rights are created under which new equities arise. These make new cases in equity, of which the courts at once take cognizance. The jurisdiction of courts of equity is not thereby enlarged. Neither is it diminished when by statutory changes some rights cease to exist and certain cases which courts of equity once entertained can no longer arise . . . .‘” (Modern Barber, supra, 31 Cal.2d at p. 728, quoting Spreckels v. Hawaiian Com. & Sugar Co. (1897) 117 Cal. 377, 381 [49 P. 353].)
As the City of Richmond suggests, this aspect of our discussion in Modern Barber makes clear that the Legislature is free to create a new statutory scheme, or revise an existing one, in a way that defines rights and the method by which litigants may seek to vindicate those rights under the statutory scheme. Doubtless the Legislature has had this authority before and since Modern Barber. But, contrary to the City of Richmond‘s suggestion, this principle does not resolve the question in this case, because, by its own terms, Modern Barber makes clear that the Legislature may exercise its authority only insofar as it does not “interfere[] with constitutional guarantees.” That is precisely plaintiffs’ claim here.
The City of Richmond also asserts Modern Barber stands for the proposition that there is no constitutional right of appeal, and hence section 6259(c) works no “interference with constitutional guarantees.” As explained below, although dictum in Modern Barber states there is no constitutional right of appeal, that dictum is of no weight.
The dictum in Modern Barber was as follows: “The fallacy of petitioner‘s position is again exposed when we consider the law governing appeals. . . . In interpreting [
There is an undeniable tension between Modern Barber‘s above italicized dictum and its simultaneous citations to and descriptions of Byers and Sutter-Butte, both of which, in the court‘s own words, involved an “express constitutional right of appeal.” On closer examination, the better argument rests with the latter cases, recognizing a constitutional right of appeal in some matters.
As the lead opinion recognizes, the first case cited in support of Modern Barber‘s dictum, Gale, supra, 169 Cal. 46, 50, involved an attempted appeal from a contempt judgment—a matter that, by long-established authority, was not included in the grant of constitutional appellate jurisdiction under
In light of this analysis, Modern Barber, supra, 31 Cal.2d 720, must be read consistently with Sutter-Butte, supra, 190 Cal. at pages 536-537, and Byers, supra, 4 Cal.2d at pages 213-214, as standing for the proposition that the Legislature has authority to reshape and redefine statutory rights and remedies, “so long as there is no interference with constitutional guaranties” (Modern Barber, supra, 31 Cal.2d at p. 726). This proviso, as noted in Sutter-Butte, supra, and as confirmed in Modern Barber, supra, contemplates a right of appeal—i.e., review on the merits and a written opinion—in
The lead opinion‘s contrary and novel construction of Modern Barber is unpersuasive. It asserts that “although [Modern Barber did not] purport[] to overrule our earlier decisions in Byers, supra, 4 Cal.2d 209, and Sutter-Butte, supra, 190 Cal. 532, [it] did appear to suggest that the ‘constitutional right of appeal’ mentioned in those cases extended only to proceedings specifically mentioned in the constitutional grant of appellate jurisdiction, and not to proceedings encompassed by the jurisdictional grants phrased in more general terms.” (Lead opn., ante, at p. 108, italics in original.)
This interpretation of the relevant constitutional provisions finds no support in the debates of 1849 or 1879, and it is directly contrary to Tyler, supra, 65 Cal. 28, at pages 29-30 (maj. opn.) and pages 29-30 (conc. opn. of Morrison, C. J.), in which we plainly stated that proceedings encompassed by the jurisdictional grants “phrased in more general terms” (i.e., “criminal cases prosecuted by indictment or information” or cases “in which the demand . . . amounts to three hundred dollars“) did indeed trigger a constitutional right of appeal. Moreover, the lead opinion‘s construction mires itself in layers of unresolvable quandary.
The lead opinion‘s interpretation of Modern Barber, supra, 31 Cal.2d 720, would mean that under present
Moreover, if the lead opinion were to elect to resolve this dilemma consistently with its own suggested interpretation of Modern Barber, supra, 31 Cal.2d 720, and hence acknowledge a constitutional right of appeal in capital cases, it would find itself in an even tighter spot. The first sentence of present
These substantial analytical problems arising from the lead opinion‘s interpretation of Modern Barber, supra, 31 Cal.2d 720, can be avoided by simply construing that case consistently with the case law that preceded it—in other words, as recognizing a right of appeal (meaning a right to review on the merits and a written opinion) in certain matters within the constitutional appellate jurisdiction of the Courts of Appeal and this court. As explained above, Modern Barber properly should be so construed. (See ante, at p. 158.)
3. Post-modern Barber case law
Unfortunately for the development of the law in this area, some decisions since Trede and Modern Barber have uncritically repeated the dicta of those cases to the effect that there is no constitutional right of appeal. (See, e.g., Agricultural Labor Relations Bd. v. Tex-Cal Land Management, Inc. (1987) 43 Cal.3d 696, 705 [238 Cal.Rptr. 780, 739 P.2d 140]; Steen v. Fremont Cemetery Corp. (1992) 9 Cal.App.4th 1221, 1226 [11 Cal.Rptr.2d 780]; In re Taya C. (1991) 2 Cal.App.4th 1, 6-7 [2 Cal.Rptr.2d 810]; County of Monterey v. Mahabir (1991) 231 Cal.App.3d 1650, 1653 [282 Cal.Rptr. 924]; Reisman v. Shahverdian (1984) 153 Cal.App.3d 1074, 1088 [201 Cal.Rptr. 194]; Agricultural Labor Relations Bd. v. Abatti Produce, Inc. (1985) 168 Cal.App.3d 504, 509 [214 Cal.Rptr. 283], disapproved on other grounds in Agricultural Labor Relations Bd. v. Tex-Cal Land Management, Inc., supra, 43 Cal.3d 696, 699; Woodman v. Ackerman (1967) 249 Cal.App.2d 644, 649 [57 Cal.Rptr. 687]; In re Conley (1966) 244 Cal.App.2d 755, 759 [53 Cal.Rptr. 321]; City of Los Angeles v. Schweitzer (1962) 200 Cal.App.2d 448, 452 [19 Cal.Rptr. 429]; Efron v. Kalmanovitz (1960) 185 Cal.App.2d 149, 157 [8 Cal.Rptr. 107].) When this progeny is presented as a string citation in briefs or judicial opinions, it conveys an illusion of solid authority. As explained below, however, all of these cases are distinguishable, and in each the statement is misleading dictum. As the lead opinion concedes (lead opn., ante, at pp. 109-110), none of the cases involved a legislative attempt to bar appellate review (i.e., review on the merits and a written opinion) of a final judgment of the superior court and to relegate litigants to discretionary and summary writ review.
Most of the cited cases involved nothing more than an attempt by a litigant to take an interlocutory appeal. (Steen v. Fremont, supra, 9 Cal.App.4th 1221, 1226-1230; In re Taya C., supra, 2 Cal.App.4th 1, 5-6; Woodman v. Ackerman, supra, 249 Cal.App.2d 644, 649; City of Los Angeles v. Schweitzer, supra, 200 Cal.App.2d 448, 452; Efron v. Kalmanovitz, supra, 185 Cal.App.2d 149, 157.) It has been long established, however, that there is no constitutional right to do so.33 Other cases are distinguishable on other grounds. In County of Monterey v. Mahabir, supra, 231 Cal.App.3d 1650, 1652, the purported appellant waived its right to appeal an award of attorney fees when it voluntarily dismissed the underlying action with prejudice. The court in In re Conley, supra, 244 Cal.App.2d 755, 761, dismissed a purported appeal from the juvenile court in a case concerning Vehicle Code infractions—litigation over which the Constitution has never provided for an appeal to the appellate court. (See post, fn. 45.) In the remaining cases (Agricultural Labor Relations Bd. v. Tex-Cal Land Management, Inc., supra, 43 Cal.3d at p. 705; Agricultural Labor Relations Bd. v. Abatti Produce, supra, 168 Cal.App.3d 504 [disapproved in Tex-Cal, supra]; Reisman v. Shahverdian, supra, 153 Cal.App.3d 1074, 1088), appeal was granted by statute.
The significance of the statements made in these cases is further eroded by the fact that with one distinguishable exception the decisions do not even mention
In addition, a number of cases have included statements to the effect that the Legislature has complete power to regulate appeals. Some assert the
Like the cases asserting in dicta that there is no constitutional right of appeal, each of these cases is distinguishable.40 None concerned a legislative attempt to substitute review by discretionary and potentially summary writ for review by appeal in litigation falling within the constitutional “appellate jurisdiction” of this court or the Courts of Appeal, and hence the broad
G. The 1966 constitutional revisions
Setting aside the unsupported dicta in Trede, supra, 21 Cal.2d 630, and its progeny, the historical record of the debates considered in conjunction with
1. Appellate jurisdiction under the 1966 revisions
In 1963, the Legislature established the California Constitution Revision Commission to refine and propose revisions to the Constitution. (See Cal. Const. Revision Com., Proposed Revision (Feb. 1966) p. 12.) As we have observed, the drafters “contemplated few substantive changes in article VI.” (Mosk v. Superior Court (1979) 25 Cal.3d 474, 496 [159 Cal.Rptr. 494, 601 P.2d 1030].)
When the commission turned its attention to the appellate review sections of article VI, it proposed to vest the Courts of Appeal with direct appellate jurisdiction and to make the appellate jurisdiction of the Supreme Court “discretionary, except in death penalty cases, thereby conforming to a long-standing practice of the Supreme Court to refer the types of cases enumerated in the existing Section 4 to district courts of appeal.” (Cal. Const. Revision Com., Proposed Revision, supra, at p. 81.)41 The commission then proposed to streamline the appellate jurisdiction provisions of
The commission staff‘s comment regarding the proposed change noted: “Some of the existing sections contain detailed references to instances of appellate jurisdiction. The commission deleted those references as unnecessary in the Constitution except in death penalty cases where, because of the extreme nature of the penalty, jurisdiction was given to the Supreme Court.” (Cal. Const. Revision Com., Proposed Revision, supra, at p. 91.)
2. The right of appeal under the 1966 revisions—Hawes
Nothing in the working documents of the commission, or its report to the Legislature, suggests that it addressed, much less intended to modify, the established principle that the constitutional grant of appellate jurisdiction also confers a litigant‘s right of appeal. Nor did the ballot materials submitted to the voters suggest the proposed new section yielded any such change. (Ballot Pamp., Proposed Amends. to
The lead opinion asserts it finds no decision after 1966, “affirming the existence of a ‘right of appeal’ under the State Constitution, nor do we find references to the ‘appellate jurisdiction’ provision as limiting the Legislature‘s authority to determine which superior court judgments and orders are reviewable by direct appeal and which by extraordinary writ or other mode of review.” (Lead opn., ante, at p. 109.) Addressing the second point first, it is obvious why the lead opinion has found no case addressing whether the Legislature may constitutionally substitute discretionary writ review for review on appeal of an entire cause of action: There has never been such a decision (before or after 1966) because, with the possible exception of a few narrow statutes listed post, at page 179, the Legislature has heretofore not acted as it has done in this case, i.e., barred appeal and substituted discretionary writ review as the sole means of reviewing a judgment of the superior court resolving a cause of action within the original jurisdiction of the superior court.
On the first point, the lead opinion overlooks a key Court of Appeal decision rendered after the 1966 revision of article VI, and consistent with the proposition that the Constitution continues to afford a right of appeal in cases like this. In People v. Hawes (1982) 129 Cal.App.3d 930 [181 Cal.Rptr. 456], the defendant—a district attorney—was removed from office on charges of misconduct. He appealed, and the People moved to dismiss the appeal on the ground it was not authorized by statute.
The Court of Appeal held the appeal authorized by
The Hawes court concluded: “Under
The fact that the court went on to note that “in addition to constitutional jurisdiction,” there was, contrary to the People‘s view, “statutory authorization for the defendant‘s appeal” (129 Cal.App.3d at p. 935), does not diminish the clear thrust of the Hawes opinion. After acknowledging the statutory authorization, the court reaffirmed that in the matter before it, “no statutory authority [for appeal] was required (Byers v. Smith, supra, 4 Cal.2d at pp. 213-214).” (People v. Hawes, supra, 129 Cal.App.3d at p. 936.) When we read Hawes as a whole, it reiterates, under the 1966 revisions, the holding of Byers, supra, 4 Cal.2d 209, that in matters over which “[appellate] jurisdiction is conferred by the Constitution” (id. at p. 213) the Constitution grants a “right of an appeal” (id. at p. 214) that must be afforded whether or not there is statutory authority for the appeal.45
The lead opinion then turns to a sampling of the numerous cases cited ante, at pages 109-110, in which this court or the Court of Appeal has said, “there is no constitutional right of appeal and that the right of appeal is wholly statutory in origin.” (Lead opn., ante, at p. 109; see also id. at p. 108.) The lead opinion “recognize[s] that none of these cases is directly on point,” but asserts “they nonetheless represent a significant consensus of judicial thinking on this topic over the past 30 years.” (Lead opn., ante, at p. 110.)
These cases, far from representing a consensus of “judicial thinking,” are instead examples of something that courts should avoid. They are but mechanical incantations of a so-called “rule” without bothering to consider whether it is supported by anything other than a prior opinion that said the same thing. (See Hyde v. United States (1912) 225 U.S. 347, 391 [56 L.Ed. 1114, 1135, 32 S.Ct. 793] (dis. opn. of Holmes, J.) [observing that “ideas become encysted in phrases and thereafter for a long time cease to produce further analysis“].) As noted above, with one easily distinguishable exception none of the listed cases even cited the relevant portions of the state Constitution that it purported to construe. (See ante, fn. 34.) In short, the cited cases are examples of judicial regurgitation, not judicial thinking.
Next, the lead opinion “also note[s] that courts in other states with constitutions containing ‘appellate jurisdiction’ provisions similar to article VI, section 11, . . . have rejected the contention that this language confers on litigants a right of direct appeal. (See, e.g., Appeal of O‘Rourke (1974) 300 Minn. 158 [220 N.W.2d 811].)” (Lead opn., ante, at p. 110.)
By focusing on Minnesota, the lead opinion conveniently ignores the best and most compelling out-of-state evidence. As explained above, our 1849 “appellate jurisdiction” provision was modeled after the 1845 Louisiana Constitution. The record of the Louisiana debates shows that the delegates intended their provision to grant a right of appeal. Moreover, since 1876 the Louisiana courts have construed their provision as granting a right of appeal, meaning a right to review on the merits. (See ante, at pp. 135-136.) Instead of acknowledging this significant point, the lead opinion casts about for case law in harmony with its reconstructed view of California constitutional history and case law. As explained below, however, there are numerous problems with the lead opinion‘s reliance on Appeal of O‘Rourke.
As an initial matter, it may be questioned whether the “appellate jurisdiction” provisions of the California and Minnesota Constitutions are in fact
First, the court in O‘Rourke, supra, 220 N.W.2d 811, was not faced with a record showing the drafters’ intent that the Minnesota provision established a litigant‘s right of appeal. Second—and again, unlike California—O‘Rourke, supra, makes it clear that earlier Minnesota case law construing the appellate jurisdiction provision did not find a right of appeal (i.e., review on the merits and a written opinion), but instead, only the right to seek discretionary review in the nature of certiorari. (See cases discussed in O‘Rourke, supra, 220 N.W.2d 811, at pp. 818-820; see also id. at p. 821, fn. 12.) Indeed, in summarizing the relevant cases, the O‘Rourke court explained they “demonstrate that the court was asserting its constitutionally independent power of review, subject to reasonable legislative regulation, as distinguished from admitting its constitutional duty to accept an appeal in any case.” (Id. at p. 818, italics in original.)
The California cases on this crucial latter point are precisely opposite: In Jordan, supra, 65 Cal. at page 646, we construed our appellate jurisdiction provision (
Next, although it finds for litigants no right of appeal in
Although it faults the concurring opinion for avoiding the difficult constitutional issue addressed herein (Lead opn., ante, at pp. 114-115), the lead opinion itself never clearly analyzes whether plaintiffs have a constitutional right under
The lead opinion announces: “When an extraordinary writ proceeding is the only avenue of appellate review, a reviewing court‘s discretion is quite restricted. Referring to the writ of mandate, this court has said: ’ “Its issuance is not necessarily a matter of right, but lies rather in the discretion of the court, but where one has a substantial right to protect or enforce, and this may be accomplished by such a writ, and there is no other plain, speedy and adequate remedy in the ordinary course of law, he [or she] is entitled as a matter of right to the writ, or perhaps more correctly, in other words, it would be an abuse of discretion to refuse it.” ’ [Citations.] Accordingly, when writ review is the exclusive means of appellate review of a final order or judgment, an appellate court may not deny an apparently meritorious writ petition, timely presented in a formally and procedurally sufficient manner, merely because, for example, the petition presents no important issue of law or because the court considers the case less worthy of its attention than other matters.” (Lead opn., ante, at pp. 113-114, italics added.)
As explained, post, footnote 55 and page 179, there are very few statutory schemes in which “writ review is the exclusive means of appellate review of a final order or judgment” of the superior court. Assuming the lead opinion‘s assessment of writ jurisprudence is correct as to those few other schemes—and hence litigants seeking discretionary writ relief under such schemes have a general “writ law“-based right to review on the merits—it does not follow that the same general principle applies in the context of the PRA.
As we noted in Times-Mirror Co. v. Superior Court, supra, 53 Cal.3d 1325, the Legislature did not intend to guarantee review on the merits in PRA litigation, and in fact contemplated that “writ review might occasionally result in a summary denial rather than an adjudication on the merits.” (Id. at p. 1335, italics added.) Analyses prepared by the Judiciary Committees of both houses of the Legislature in 1984 and 1990 confirm Times-Mirror‘s assessment of the Legislature‘s intent.50 Indeed, even the history selectively relied on by the lead opinion proves that point. As the lead opinion concedes, an analysis prepared for the Assembly Judiciary Committee explains the amendment was designed to “clarify[] that courts can rule quickly on substantive issues.” (Assem. Com. on Judiciary, Background
Given this history, the lead opinion cannot reasonably purport to hold that litigants in PRA disclosure matters have a right, found in general principles of writ jurisprudence, to have discretionary writ petitions under
If a right to merit review in PRA disclosure cases is to be found, it must rest on a constitutional basis. For the reasons outlined above, the lead opinion errs by failing to recognize a litigant‘s constitutional right of appeal, i.e., a right to review on the merits and a written opinion.
Moreover, the lead opinion‘s conclusion creates a special anomaly in this case. Under its novel theory, plaintiffs had a general “writ law“-based right to merit review when they earlier sought discretionary writ relief in the Court of Appeal. But because the lead opinion erroneously ignores the second aspect of plaintiffs’ constitutional claim (their right to a written opinion) neither plaintiffs, nor this court, can know whether plaintiffs actually received the merit review to which they are entitled, or, just as important, whether the Court of Appeal‘s merit review (assuming it occurred) was legally correct. Plaintiffs in this and future cases are implicitly told to simply trust that the Court of Appeal has engaged in, and will engage in, legally correct merit review. As explained above, the right to a written opinion with reasons stated was enshrined in the Constitution to avoid just this kind of unseemly consequence.
In summary, the lead opinion would allow the Legislature to transform this Court and the Courts of Appeal into writ courts exclusively, so long as the power of the courts is not significantly impaired—a caveat that, under the lead opinion‘s analysis, affords no protection for litigants’ rights. As noted above, under the lead opinion‘s analysis, there is no principled reason why this rule would not apply even to defendants convicted of capital crimes. Moreover, under the lead opinion‘s analysis, the same rule would also apply to all civil litigants. Accordingly, neither a defendant ordered to pay damages in a contract dispute, nor a probate plaintiff who unsuccessfully challenges a will, nor a defendant ordered to pay punitive damages, nor a
III. APPLICATION OF THESE PRINCIPLES TO THIS CASE
A. The right of appeal in the present case
The present litigation arose from the original jurisdiction of the superior court, and is hence within the appellate jurisdiction of the Court of Appeal and this court. (See
The concurring opinion would add one further exception to this list. It concludes that PRA actions such as this are properly within the class of matters over which there is no right to review on appeal. (See conc. opn. of George, J., ante, at pp. 122-123.) It fails, however, to provide a basis for its proposed holding.
Before revision of article VI in 1966 and adoption of the PRA in 1968, actions such as the present one were routinely treated as within the constitutional appellate jurisdiction of the Courts of Appeal and this court. Under
The concurring opinion also relies on three cases involving review of “certain discrete issues arising” during the course of litigating an underlying cause of action. (Conc. opn., of George, J., ante, at p. 122, italics added, citing McCorkle v. City of Los Angeles, supra, 70 Cal.2d 252, 257 (McCorkle); People v. Brown, supra, 6 Cal.4th 322, 334-335 (Brown); People v. Chi Ko Wong, supra, 18 Cal.3d 698, 709-714 (Chi Ko Wong).)
In each case, a preliminary issue unrelated to the substantive merits of the underlying cause of action was made reviewable by discretionary writ and not on appeal (even from a subsequent final judgment). The statute in McCorkle, supra, 70 Cal.2d 252, barred review on appeal of the preliminary issue whether personal jurisdiction was established; the statute in Brown, supra, 6 Cal.4th 322, barred review on appeal of the preliminary issue whether the trial court should have disqualified itself on a statutory ground, and the statute in Chi Ko Wong, supra, 18 Cal.3d 698, barred review on appeal of the preliminary issue whether a defendant was properly held fit for trial in superior court. (See ante, fn. 55.)
The present case does not involve review of a ruling on a discrete, preliminary issue unrelated to the substantive merits of the underlying PRA litigation. It instead involves the very heart of the cause of action: Are plaintiffs entitled to the disclosure they seek?
The cases and statutory schemes relied on by the concurring opinion are thus inapposite. None of them involves disposition of a cause of action traditionally entitled to review on direct appeal. None of them supports the concurring opinion‘s position that the Legislature may, at its own discretion, constitutionally foreclose review on appeal of an entire cause of action for disclosure of documents under the PRA.
Because (i) the present litigation arose from the original jurisdiction of the superior court, (ii) the “public records cases” have never, in over 100 years, been treated as a matter over which the Constitution has declined to authorize appeal, and (iii) the PRA litigation at issue here concerns review of an entire cause of action rather than mere interim rulings or determination of
B. Constitutional validity of section 6259(c) on its face and as applied in this case
As an initial matter there is no basis in logic or fact for the lead opinion‘s assertion that “the Legislature‘s reason for eliminating direct appeals is readily apparent. Had the Legislature not abolished direct appeals in PRA cases, parties seeking review by extraordinary writ would be required in each case to demonstrate the inadequacy of appeal. . . .” (Lead opn., ante, at p. 113.) The Legislature could have easily avoided this problem by simply specifying that a litigant would be permitted to opt for writ review in lieu of appeal, or that a litigant would be permitted to appeal only if review by writ was first sought and denied summarily. (Cf.
In any event, the Legislature decided that actions under the PRA should be subject to immediate and final review by extraordinary writ. Of course, it is our duty to honor, insofar as permitted by the Constitution, the Legislature‘s intent in that regard. (See, e.g., Brockett v. Spokane Arcades, Inc. (1985) 472 U.S. 491, 504, 506 [86 L.Ed.2d 394, 406, 407-408, 105 S.Ct. 2794] [applying “normal rule that partial, rather than facial, invalidation is the required course,” and severing from overbroad statute any meaning that would result in unconstitutional application; court noted such “[p]artial invalidation” was consistent with legislative intent]; Barrows v. Municipal Court (1970) 1 Cal.3d 821, 827-828 [83 Cal.Rptr. 819, 464 P.2d 483] [construing otherwise valid statute as inapplicable to constitutionally protected conduct]; In re Cox (1970) 3 Cal.3d 205, 223 [90 Cal.Rptr. 24, 474 P.2d 992] [same]; People v. Freeman (1988) 46 Cal.3d 419, 424 [250 Cal.Rptr. 598, 758 P.2d 1128] [same].)
The Legislature‘s goals can be achieved by construction of the statute without destroying the constitutional right of appeal. I would find no facial
In other words, the Legislature may place conditions on the constitutional right of appeal. The construction described above (akin to an “exhaustion” requirement) advances the Legislature‘s legitimate interest in speeding review in PRA disclosure actions while constituting an insubstantial legislative impairment of the right. (Cf.
This construction is necessary, however, because a statute may not constitutionally deny a litigant the procedural rights that are guaranteed on appeal when, as in this case, the litigant timely sought and was summarily denied writ relief from the superior court‘s order granting or denying disclosure under the PRA. In such a case a litigant has furthered the legislative objective by providing the courts an early opportunity to correct any alleged error. But, because the petition has been summarily denied, the litigant has not been afforded constitutional right to review on the merits (
C. Impact on appellate jurisdiction and workload
Contrary to suggestions of the lead and concurring opinions, the opportunity for appellate review after denial of writ relief should not significantly, if at all, slow the speedy resolution of PRA actions by writ. (See ante, at pp. 177-179 & fn. 60.) At the same time, contrary to suggestions by the City of Richmond, I doubt that the availability of review on appeal will substantially burden the Courts of Appeal. For many years before enactment of the PRA, and for the first 16 years thereafter, these matters were subject to appeal but posed no apparent special burden on the appellate courts. (As noted ante, fn. 59, during 1968-1984, published appeals in such matters averaged only about one case per year.)
The City of Richmond offers a related argument, on which the lead opinion does not overtly rely. The City of Richmond claims that “in numerous statutes the Legislature has precluded review by appeal,” and it suggests such schemes would be cast into doubt by a conclusion that plaintiffs have a right of appeal in this case. It lists (i) contempt orders (
Assuming for purposes of analysis that the existence of these statutory schemes is relevant to our interpretation of the Constitution, they do not support the City of Richmond‘s view. The first category is clearly inapposite: The statute precluding appeal of contempt judgments conforms to the
Contrary to widely held assumptions that statutes such as the one at issue here (barring appeal from a final judgment or order of the superior court concerning a matter originating and pending in the superior court) are common, in fact they are exceptionally rare. Indeed, this is why, as the lead opinion repeatedly observes, no prior case has addressed the precise question of whether the Legislature may constitutionally substitute discretionary writ review for review on appeal of an entire cause of action. There has been no such case prior to this one for the simple reason that, with the possible exception of one or more of the narrow statutes listed above, the Legislature has heretofore not acted as it has done in this case, i.e., barring appeal and substituting discretionary writ review as the sole means of reviewing a judgment of the superior court resolving an entire cause of action within the original jurisdiction of the superior court.
It is true that in many schemes, the Legislature specifies that certain orders or judgments are reviewable by writ, but in those situations, the order or judgment is also reviewable in due course on appeal if the writ is summarily denied, pursuant to the usual civil and criminal rules permitting review on appeal of all orders or judgments below. (See
The concurring opinion, apparently conceding this point, speculates that the Legislature, at some distant date, may want to eliminate the constitutional right of appeal in certain extremely narrow situations in order to achieve increased efficiencies. Specifically, it asserts the Legislature might decide to eliminate appeal in favor of discretionary writ review in “criminal appeals in which the only issue raised . . . concern[s] a minor discrepancy (of a few days or less) as to the credit to which the defendant was entitled in the computation of his or her sentence.” (Conc. opn., of George, J., ante, at p. 123.) The concurring opinion objects to the holding proposed herein, insofar as it would bar the Legislature from taking that heretofore not contemplated step.
Assuming for purposes of analysis that such conjecture is a relevant or proper consideration in our interpretation of the Constitution, the concurring opinion‘s point is easily answered as follows:
First, constitutional rights are not always convenient or efficient; often they impose on government burdens that would not otherwise exist if the state were allowed to pursue the most efficient means of accomplishing its goals. But as a general matter, we do not subject constitutional rights to the kind of cost-benefit analysis employed by an economist. Indeed, few rights would withstand such review. For example, under the efficiency-based approach suggested in the concurring opinion, we might allow the Legislature to bar jury trial whenever a defendant faces imprisonment for “a few
A second and related point is that, to the extent the policy interests of efficiency may militate in favor of allowing the Legislature authority to replace appeal with discretionary writ review in some situations, this presents a question for future revisers of the California Constitution, and not for this court. Our Constitution is a living document that has been amended hundreds of times. Indeed, article VI, section 11 and its antecedents have been amended eight times since 1849, most recently just this year. (See lead opn., p. 93, ante, fn. 3.) If at a future date, the appropriate entities conclude it is proper or necessary to grant the Legislature the concededly limited authority envisioned by the concurring opinion, such an amendment may be enacted. Until then, however, courts must construe the Constitution as they find it.
Finally, beyond these basic interpretive weaknesses, and contrary to the concurring opinion‘s suggestion, the Legislature is not precluded from enacting innovative statutes designed to address the efficiency concerns that motivate the concurring opinion. The Legislature might, for example, designate an agency to adjudicate “minor” sentencing matters, and condition the right of appeal on prior exhaustion of such remedies. Alternatively, or in addition, the Legislature might require such appellants to seek review by discretionary writ before proceeding to appeal (cf. ante, pp. 178-179). In other words, the Legislature presently has constitutional authority to operate flexibly in this area, even though it lacks authority to simply abolish such appeals.
The concurring opinion offers no principled basis on which to conclude that the Legislature has constitutional authority to eliminate appeals in PRA litigation, or any other narrow class of cases outside the traditionally recognized exceptions to the right of appeal. (See ante, at p. 174.)
IV. CONCLUSION
Although the Legislature may not substantially impair the constitutional right of appeal in litigation such as this, it may condition the right on a litigant‘s prior “exhaustion” of writ review. In order to give maximum effect to the legislative purpose of
Mosk, J., concurred.
Notes
The lead opinion in Eshleman stated: “‘It is a well recognized principle that where the judicial power of courts, either original or appellate, is fixed by constitutional provisions, the legislature cannot either limit or extend that jurisdiction.’ (Chinn v. Superior Court [(1909)] 156 Cal. 478 [105 P. 580]; Marbury v. Madison [(1803)] 1 Cranch 137 [2 L.Ed. 60].)” (166 Cal. at p. 647; see also Great Western Power Co. v. Pillsbury (1915) 170 Cal. 180, 183 [149 P. 35] [Legislature lacks power to divest Supreme Court of certiorari jurisdiction granted by Constitution].)
The concurring opinion in Eshleman stated: “The courts of this state derive their powers and jurisdiction from the constitution of the state. The constitutional jurisdiction can neither be restricted nor enlarged by legislative act. An attempt to take away from the courts judicial power conferred upon them by the constitution, or to impose on them judicial powers not granted or authorized to be granted is void. This declaration . . . has been held by this court from the early history of the state (Thompson v. Williams [(1856)] 6 Cal. 88; Hicks v. Bell [(1853)] 3 Cal. 219; Burgoyne v. Supervisors [(1855)] 5 Cal. 9; Parsons v. Tuolumne Water Co. [(1855)] 5 Cal. 43; People v. Applegate, [supra,] 5 Cal. 295; Fitzgerald v. Urton [(1854)] 4 Cal. 235; Wilson v. Roach [(1854)] 4 Cal. 362; Zander v. Coe [(1855)] 5 Cal. 230; Haight v. Gay, [supra,] 8 Cal. 297; People v. Peralta [(1853)] 3 Cal. 379; Caulfield v. Husdon [(1853)] 3 Cal. 389; In re Jessup, [supra,] 81 Cal. 408; Tulare v. Hevren [(1899)] 126 Cal. 226, 228 [58 P. 530]; Chinn v. Superior Court, [(1909)] 156 Cal. [478,] 479 [105 P. 580]). It is still the rule except in so far as it may have been modified by the constitution itself.” (Eshleman, supra, 166 Cal. 640, 690-691 (conc. opn. of Sloss, J.).)
One case found a statutory right of appeal (In re Corey, supra, 230 Cal.App.2d 813, 820), and another was a mandamus proceeding in which the court rendered an opinion on the merits of the underlying dispute (Leftridge v. City of Sacramento, supra, 59 Cal.App.2d 516, 526). Still others involved legislative rules governing conditions or procedure on appeal (Lavine v. Jessup, supra, 48 Cal.2d 611, 613; Estate of McPhee, supra, 154 Cal. 385, 391; Kadota Fig Assn. v. Case-Swayne Co., supra, 73 Cal.App.2d 815, 823; Jackson v. Jackson, supra, 71 Cal.App.2d 837, 839; Redevelopment Agency v. Goodman, supra, 53 Cal.App.3d 424, 432), and restrictions on small claims appeals over which the Legislature is granted plenary authority by the Constitution (Skaff v. Small Claims Court, supra, 68 Cal.2d 76, 78; Superior Wheeler Cake Corp. v. Superior Court, supra, 203 Cal. 384, 386).
Supple v. City of Los Angeles, supra, 201 Cal.App.3d 1004, 1009, involving a purported appeal from a judicial arbitration judgment as to which the plaintiff neglected to seek a trial de novo, was subsequently overruled in Jennings v. Marralle, supra, 8 Cal.4th 121, 129. Two cases, People v. Valenti, supra, 49 Cal.2d 199, 204, and People v. Superior Court (Kasparek), supra, 202 Cal.App.2d 850, 852, barred appeal from a final judgment on the ground that the People may not appeal from their own dismissal of an action.
Similarly, the cases allowing the Legislature to withdraw the right of appeal all involved types of appeals over which the Constitution granted the Legislature complete control. (See, e.g., Berg v. Traeger (1930) 210 Cal. 323, 325 [appeal from municipal court]; Hirsch v. All Persons (1916) 173 Cal. 268, 269 [appeal from interlocutory order granting new trial]; In re T. M., supra, 206 Cal.App.3d 314, 316 [appeal from interlocutory order]; Pacific G. R. Co. v. Superior Court (1924) 70 Cal.App. 200, 202 [appeal from justice court].)
Finally, People v. Chi Ko Wong, supra, 18 Cal.3d 698, 709, concluded the Legislature intended to preclude a defendant from raising on appeal from a final judgment, a juvenile court‘s order, issued outside the criminal proceedings, finding the defendant fit for trial in the superior court. (See id. at pp. 710-712.) It is plainly distinguishable from the present case. (See post, fn. 55.)
Plaintiffs also rely on Bloom v. Municipal Court (1976) 16 Cal.3d 71 [127 Cal.Rptr. 317, 545 P.2d 229] (Bloom), an appeal from the superior court‘s denial of a writ of prohibition to bar a criminal obscenity prosecution in the municipal court. On close analysis it appears Bloom did not reach the constitutional question. Bloom cited none of the above discussed cases holding there is a constitutional right of appeal, or any of the above discussed cases stating in dicta the contrary proposition.
In fact, there was no constitutional right of appeal in the litigation at issue in Bloom. Although the Legislature was authorized by the Constitution (
A few states modeled their appellate jurisdiction provisions on the approach taken in our 1849 and 1879 Constitutions. Although most state courts, like O‘Rourke, supra, 220 N.W.2d 811, construed their provisions as not granting a right of appeal, like O‘Rourke, those cases are distinguishable.
First, although four states subsequently followed the California model (see
Second, case law in those four jurisdictions is premised on the same point relied on in O‘Rourke, supra, 220 N.W.2d 811, but rejected by this court in, among other cases, Jordan, supra, 65 Cal. 644, 646. Specifically, the cases hold, contrary to Jordan, supra, that their respective “appellate jurisdiction” provisions are not self-executing, and hence impose no duty on the state Supreme Court to entertain an appeal within its appellate jurisdiction. (State v. Creighton (Fla. 1985) 469 So.2d 735, 737-740 [suggesting that before 1956, there was no state constitutional right of appeal]; Western American Co. v. St. Ann Co. (1900) 22 Wash. 158 [60 P. 158, 161]; Mohave County v. Stephens (1915) 17 Ariz. 165 [149 P. 670], overruled on other grounds in Gila County v. Inspiration Consolidated Copper Co. (1919) 20 Ariz. 503 [181 P. 955, 956-957]; compare State v. McCormick (1879) 14 Nev. 347, 349-350 [suggesting right of appeal in criminal cases] with Chapman Industries v. United Insurance Company of America (1994) 110 Nev. 454 [874 P.2d 739, 740] [right of appeal is “wholly derived from statute“].) Decisions from three other states with roughly similar appellate jurisdiction provisions (see
The Assembly Committee analysis, referred to in Times-Mirror Co. v. Superior Court, supra, 53 Cal.3d 1325, 1335, noted that writ review, as compared with appeal, allows a court to “decide[] without necessarily doing a full review of the evidence and testimony and without a hearing,” and it similarly observed that writ review, unlike appeal, would not afford litigants a “full hearing.” (Assem. Com. on Judiciary, Analysis of Sen. Bill No. 2222 (1983-1984 Reg. Sess.) Aug. 6, 1984, pp. 2-3.) The Senate analysis was essentially identical. (Sen. Com. on Judiciary, Analysis of Sen. Bill No. 2222 (1983-1984 Reg. Sess.) pp. 3-4.)
Later, an analysis prepared for the Assembly Committee on the Judiciary observed that review by appeal, unlike writ review, “affords a method of attack on the intrinsic merit of the order or judgment” (Assem. Com. on Judiciary, Analysis of Sen. Bill No. 2272 (1989-1990 Reg. Sess.) Aug. 15, 1990, p. 1), and contrasted writ review with review on appeal, in which “a full hearing is granted by the appellate court, the evidence is reviewed, and a decision is made by the court. . . .” (Id., p. 3, italics added.) Again, the Senate analysis was essentially identical. (Sen. Com. on Judiciary, Analysis of Sen. Bill No. 2272 (1989-1990 Reg. Sess.) Apr. 3, 1990, pp. 1-2.)
We have recently construed two key statutes, both of which were claimed to bar appellate review of certain issues after a final judgment in the superior court, as not having that effect. (See In re Matthew C., supra, 6 Cal.4th 386 [construing
As noted above,
Nor would
